BILL ANALYSIS                                                                                                                                                                                                    �



                                                                            



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          |SENATE RULES COMMITTEE            |                        SB 719|
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                                    THIRD READING


          Bill No:  SB 719
          Author:   Correa (D)
          Amended:  4/17/13
          Vote:     21


           SENATE VETERANS AFFAIRS COMMITTEE  :  7-0, 4/23/13
          AYES:  Hueso, Knight, Block, Correa, Lieu, Nielsen, Roth
          NO VOTE RECORDED:  Vacancy

           SENATE APPROPRIATIONS COMMITTEE  :  7-0, 5/23/13
          AYES:  De Le�n, Walters, Gaines, Hill, Lara, Padilla, Steinberg


           SUBJECT  :    Department of Veterans Affairs:  California Disabled  
          Veteran
                      Business Enterprise Program

           SOURCE  :     Author


           DIGEST  :    This bill modifies reporting requirements for State  
          departments regarding their goal attainment in the California  
          Disabled Veteran Business Enterprise (DVBE) procurement program.

           ANALYSIS  :    

          Existing law:

          1.Requires state departments to implement a goal of awarding at  
            least 3% of their annual contract dollars to certified DVBEs.

          2.Designates the Department of General Services (DGS) as the  
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            administering agency for the DVBE program, except in the case  
            of contracts for professional bond services.

          3.Provides that an awarding state department shall require the  
            prime contractor, upon completion of a contract that includes  
            DVBE subcontracting, to certify to the department the  
            following information:

                 The total amount the prime contractor received under the  
               contract.
                 The name and address of the DVBE that participated in  
               the contract.
                 The amount each DVBE received from the prime contractor.
                 That all payments under the contract have been made to  
               the DVBE.

          1.Requires the awarding department to keep that certification on  
            file.

          2.Provides for civil penalties if a person or entity knowingly  
            provides false information shall be subject to a civil penalty  
            for each violation (minimum of $2,500, maximum of $25,000).   
            An action for a civil penalty under this subdivision may be  
            brought by any public prosecutor in the name of the people of  
            the State of California and the penalty imposed shall be  
            enforceable as a civil judgment.

          This bill requires an awarding department that uses the  
          Financial Information System for California (FISCal), commencing  
          with the first reporting period after its implementation of the  
          FISCal, to begin reporting its statewide DVBE participation  
          goals in terms of overall dollar amount expended each year by  
          the awarding department to DGS.
          
           Background
           
          California's Small Business Act (SBA), which is administered  
          through DGS, was implemented more than 30 years ago to establish  
          a small business preference within the state's procurement  
          process for the purpose of increasing the number of contracts  
          between the state and small businesses.

          In 1989, a DVBE component was established within the SBA to  
          address the special needs of disabled veterans seeking  

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          rehabilitation and training through entrepreneurship, and to  
          recognize the sacrifices of Californians disabled during  
          military service.  Under the provisions of the DVBE program,  
          each state agency is required, in awarding contracts throughout  
          the year, to honor California's disabled veterans by taking all  
          practical actions necessary to meet or exceed an annual 3% DVBE  
          participation goal.

          State agencies have a goal to award at least 3% of their annual  
          contract dollars to certified DVBEs.  The agency decides whether  
          or not to include the DVBE participation requirements in a  
          particular solicitation and the percentage of the goal, if it is  
          included.  The result is that some contracts may have a goal of  
          more than 3%, some may have a goal of less than 3%, and some  
          contracts may have no DVBE participation goal.

          The overall 3% DVBE annual goal was reached rarely by any state  
          agency until recent years.  The primary problems have been that  
          (1) state law contains no strong enforcement measure to ensure  
          agency compliance and (2) a supply shortfall - the lack of  
          certified DVBEs to meet aggregate agency demand.

          DGS plays several important roles in the program, including  
          certifying veteran-owned businesses as eligible DVBEs and  
          monitoring the compliance of state agencies in meeting their 3%  
          goals.

          DGS reports DVBE goal attainment in state contracting in its  
          "Statewide Consolidated Annual Report" for each fiscal year.   
          According to these reports, the State generally was  
          underperforming in attaining the 3% DVBE goal until the three  
          most recent years for which data is available. (The most current  
          data year available is for Fiscal Year 2010-2011.)

          According to DGS, the state's recent record is 2.96% in FY  
          2008-2009, 3.78% in FY 2009-2010, and 4.82% in FY 2010-2011.

          The FISCal Project is a transformation project intended to  
          optimize the business management of state government in the  
          areas of budgeting, accounting, procurement, and cash  
          management.  The project will prepare the state systems and  
          workforce to function in an integrated financial management  
          system environment.


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          Existing law provides that "(all) state departments and agencies  
          shall use the FISCal system."  The system is scheduled to be  
          deployed through state government in five waves:  Pre-Wave and  
          Waves 1-4.

           Comments
           
          In August 2012, the Senate Veterans Affairs Committee held a  
          public informational hearing on the DVBE Program.  Testimony by  
          a representative from DGS' Procurement Division indicated that  
          the state's recent positive DVBE record reflects a mix of  
          non-standardized data from various agencies.  The mix includes  
          reporting from some agencies based on the dollar amounts  
          expressed up-front in DVBE contracts and reporting from other  
          agencies based on the dollar amounts actually paid to the DVBEs  
          under those contracts.  Thus, the state's official performance  
          record is a mix of "actually paid out" and "what was promised."   
          Since the purpose of the program is to provide economic  
          assistance to disabled veterans, the more appropriate measure of  
          success would be actual awards paid out.

          Prior Legislation
           
          SB 817 (Senate Veterans Affairs Committee, 2011), was held  
          Senate Appropriations Committee, and would have allowed a vendor  
          with state contracts to meet DVBE goals with dollars from other  
          than state contracts, modified the requirement for a DVBE  
          business utilization plan so that the plan's required listing of  
          products and services includes both direct and indirect costs  
          and codified certain key definitions into the Public Contract  
          Code.

          AB21 X4 (Evans, Chapter 19, Statutes of 2009, Fourth  
          Extraordinary Session), deleted the requirement (including all  
          of the supporting subdivisions) that the lowest responsible  
          bidder make "a good faith effort" to meet minority business  
          enterprise, women business enterprise, and disabled veteran  
          business enterprise participation goals on all state  
          procurements.

          SB 115 (Florez, Chapter 451, Statues of 2005), moved the DVBE  
          from the Department of Veterans Affairs to DGS and modified the  
          standards for meeting the program's participation goals.


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           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

          According to the Senate Appropriations Committee:

               The Department of General Services (DGS) indicates that it  
               would incur one-time costs of $150,000 (General and special  
               funds) to implement this bill.  Specifically, DGS would  
               need to revise policies in the State Contracting Manual,  
               revise training curricula and materials in the California  
               Procurement and Contracting Academy, and provide training  
               to all the departmental reports coordinators on the new  
               reporting methodology.

               Statewide, the bill could result in unknown, but  
               potentially major costs (reaching the low millions of  
               dollars) to departments to use the reporting method  
               prescribed by the bill.  Approximately 180 state  
               departments are currently required to report DVBE  
               participation to DGS.  Current administrative practice is  
               to allow departments to report DVBE participation to DGS in  
               a manner that is feasible for them.  In many cases,  
               participation is reported based on the estimated value of  
               the contract award and the level of participation to which  
               the prime contractor committed, rather than based on the  
               state's actual expenditures to the prime contractor or, in  
               cases where the DVBE is a subcontractor, on the prime  
               contractor's report of its expenditures to the DVBE  
               subcontractor.

               Standardizing the manner in which state agencies report  
               DVBE participation by requiring them all to report using  
               the same methodology will likely increase costs because  
               they will no longer be permitted to select the least  
               labor-intensive method.

           SUPPORT  :   (Verified  5/23/13)

          Alan Amaro Construction
          American Legion - Department of California
          AMVETS - Department of California 
          California State Commanders Veterans Council 
          Veterans Council
          Vietnam Veterans of America - California State Council

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          AL:ne  5/24/13   Senate Floor Analyses 

                           SUPPORT/OPPOSITION:  SEE ABOVE

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