BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                SB 726
                                                                       

                       SENATE COMMITTEE ON ENVIRONMENTAL QUALITY
                               Senator Jerry Hill, Chair
                               2013-2014 Regular Session
                                            
           BILL NO:    SB 726
           AUTHOR:     Lara
           AMENDED:    April 8, 2013
           FISCAL:     Yes               HEARING DATE:  May 1, 2013
           URGENCY:    No                CONSULTANT:      Rebecca Newhouse
            
           SUBJECT  :    CALIFORNIA GLOBAL WARMING SOLUTIONS ACT OF 2006:  
                          WESTERN CLIMATE INITIATIVE, INC.

            SUMMARY  :    
           
            Existing law  : 

           1) Under the California Global Warming Solutions Act of 2006  
              (CGWSA), requires the California Air Resources Board (ARB) to  
              determine the 1990 statewide greenhouse gas (GHG) emissions  
              level and approve a statewide GHG emissions limit that is  
              equivalent to that level, to be achieved by 2020, and to  
              adopt GHG emission reduction measures by regulation, and sets  
              certain requirements in adopting the regulations.  ARB may  
              include the use of market-based mechanisms to comply with  
              these regulations. (Health and Safety Code §38500 et seq.).

           2) Requires that the California membership of the board of  
              directors of the Western Climate Initiative, Incorporated  
              (WCI, Inc.) include one ex officio nonvoting member appointed  
              by the Senate Rules Committee, one ex officio nonvoting  
              member appointed by the Speaker of the Assembly, the  
              Chairperson of the ARB, or their designee, and the Secretary  
              for Environmental Protection, or their designee (Government  
              Code §12894).
               
           3) Requires that the ARB provide notice to the Joint Legislative  
              Budget Committee of any funds over $150,000 provided to the  
              WCI, Inc., or its derivatives or subcontractors, no later  
              than 30 days prior to the transfer or expenditure of the  
              funds (GC §12894).

           4) Requires the ARB Chairperson and the Secretary for  









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              Environmental Protection to report every six months to the  
              Joint Legislative Budget Committee on any actions proposed by  
              the WCI, Inc. that affect the state government or entities  
              within the state (GC §12894). 

           5) Defines "link" or "linkage" to mean an action taken by the  
              ARB or other state agency that results in acceptance of  
              compliance instruments by the State of California, issued by  
              any other governmental agency, for purposes of demonstrating  
              compliance with a market-based compliance mechanism (GC  
              §12894).

           6) Prohibits a state agency from linking with any other state,  
              province, or country unless the state agency notifies the  
              Governor and the Governor makes the following findings (GC  
              §12894):

              a)    The jurisdiction has adopted program requirements for  
                 GHG reductions, including requirements for offsets, which  
                 are equivalent to or stricter than those required by the  
                 CGWSA.

              b)    The state of California is able to enforce the CGWSA,  
                 and related statutes, against any entity subject to  
                 regulation under that statute, and against any entity  
                 located within the linking jurisdiction to the maximum  
                 extent permitted under the federal and state  
                 constitutions. 

              c)    The proposed linkage provides for enforcement of  
                 applicable laws by the state agency or linking  
                 jurisdiction of program requirements that are equivalent  
                 to or stricter than those required by the CGWSA.

              d)    The proposed linkage and related participation of  
                 California in WCI, Inc. does not pose significant  
                 liability on the state for any failure associated with the  
                 linkage.

           7) Requires the above findings consider advice from the Attorney  
              General, and that the Governor issue the above findings  
              within 45 days of receiving notice from the state agency (GC  
              §12894).









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           8) Under the Bagley-Keene Open Meeting Act (Act), requires state  
              boards, commissions, committees, panels, and councils,  
              meeting certain criteria and that are required to hold  
              official meetings, to publicly notice their meetings, prepare  
              agendas, accept public testimony and conduct their meetings  
              in public, unless specifically authorized by the Act to meet  
              in closed session (GC §11120 et seq.).

           9) Exempts WCI, Inc. and the appointees when performing their  
              statutory duties related to the WCI, Inc. from the  
              requirements of the Bagley-Keene Open Meeting Act (GC  
              §12894).

            This bill  :  

           1) Repeals the provision exempting the WCI, Inc. from the  
              Bagley-Keene Open Meeting Act and specifies that WCI, Inc.  
              and the appointees when performing their statutory duties  
              related to the WCI, Inc. are subject to the requirements of  
              the Bagley-Keene Open Meeting Act and the California Public  
              Records Act. 

           2) Requires the WCI, Inc. to cease all work on behalf of the  
              state on and after January 1, 2014, until the non-ex officio  
              California members of the board of directors of WCI, Inc. are  
              confirmed by the Senate.

           3) Requires the WCI, Inc. to annually submit a report to the  
              Governor and appropriate legislative committees that includes  
              the emissions reductions achieved pursuant to the Western  
              Climate Initiative, general plans to foster relationships  
              with other locations, states and nations in order to reduce  
              greenhouse gas emissions in California.

           4) Requires that, beginning January 1, 2014, the ARB include  
              information on all proposed expenditures and allocations of  
              moneys to the WCI, Inc. in the Governor's budget. 

            COMMENTS  :

            1) Purpose of Bill  .  According to the author, "There have been  
              several concerns raised with the operations of WCI, Inc.   









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              Specifically, related to accessibility of information to the  
              public, lack of time to review agendas prior to meetings, and  
              the specific benefits that will be achieved by linking with  
              entities, such as Quebec."  The author notes that as  
              California explores and actually links with other states and  
              nations, the state must ensure that proper oversight is in  
              place and the linkage effort is monitored appropriately.  The  
              author states that the requirements contained in SB 726,  
              including subjecting California voting members of the WCI,  
              Inc. Board to Senate Rules confirmation, requiring the WCI,  
              Inc. be subject to the Bagley-Keene Open Meeting Act and the  
              California Public Records Act, and requiring the WCI, Inc. to  
              submit an annual report to the Legislature regarding linkage  
              updates and GHG emission reductions, will provide necessary  
              legislative and public oversight of California-funded linkage  
              efforts. 

            2) Brief background on cap-and-trade  .  Pursuant to authority  
              under AB 32 (Nuñez) Statutes of 2006, Chapter 488, the ARB  
              adopted cap-and-trade regulations and those regulations were  
              approved on December 13, 2011. Beginning on January 1, 2013,  
              the cap-and-trade regulation sets a firm, declining cap on  
              total GHG emissions from sources that make up approximately  
              85% of all statewide GHG emissions.  Sources included under  
              the cap are termed "covered" entities.  The cap is enforced  
              by requiring each covered entity to surrender one "compliance  
              instrument" for every metric ton of carbon dioxide equivalent  
              (MTCO2e) that it emits at the end of a compliance period.   
              Over time, the cap declines, resulting in GHG emission  
              reductions. Compliance instruments include allowances and  
              offsets, where allowances are generated by the state in an  
              amount equal to the cap, and offsets result from emission  
              reductions achieved in an uncapped sector, generated pursuant  
              to an approved protocol adopted by ARB.  Offsets may be used  
              to satisfy up to 8% of a covered entity's compliance  
              obligation.  

               Initially, 90% of all allowances will be allocated freely to  
              covered entities.  A small percentage of the remaining  
              allowances are set aside for an allowance price-containment  
              reserve, and the rest are sold at quarterly auctions.  After  
              the first compliance period for the program, the number of  
              allowances freely distributed to entities declines, and  









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              entities must either reduce emissions or purchase a greater  
              number of allowances at auction.  The program authorizes  
              entities to buy or sell their allowances, creating a market  
              that is intended by ARB to minimize the cost of compliance  
              and encourage entities to invest in GHG emissions reductions.  
            
              For the first two years, the program will cover electricity  
              generation, and large industrial sources and processes with  
              annual GHG emissions at or above 25,000 MTCO2e.  The program  
              will expand in 2015 to include fuel distributors to address  
              emissions from combustion of transportation fuels and  
              combustion of natural gas and propane at sources not covered  
              in the first phase of the program. 
              
            3) Linkage  .  For the purposes of the cap-and-trade regulation,  
              linkage refers to the use of compliance instruments from a  
              GHG emission trading system outside California to meet  
              compliance obligations under California's cap-and-trade  
              regulation, and the reciprocal approval of compliance  
              instruments issued by California to meet compliance  
              obligations in the external trading program.  The  
              cap-and-trade regulations approved on December 13, 2011,  
              include general requirements for linking to other trading  
              programs.  On May 9, 2012, ARB staff noticed regulatory  
              amendments to allow for linkage between the California and  
              Québec cap-and-trade programs.  

              Subsequent to the notice, SB 1018, a 2012 Budget trailer  
              bill, was enacted, with provisions intended to establish new  
              oversight and transparency over proposed linkages and the  
              WCI, Inc.  Specifically, the bill requires state agencies to  
              notify the Governor that the agency intends to link with  
              another GHG emissions trading program, and also requires the  
              Governor to make specified findings, reviewed by the Attorney  
              General, prior to the agency taking action to approve the  
              linkage.

              On February 22, 2013, ARB's Executive Officer sent a notice  
              of the intent to link with Quebec, and requested the Governor  
              consider and make four findings required by statute so that  
              the ARB may adopt regulatory amendments to link the  
              California and Québec cap-and-trade programs.  On April 8,  
              2013, Governor Brown sent a letter to the ARB making the  









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              required findings.  In mid-April, the ARB approved the  
              regulatory amendments to link with Quebec beginning on  
              January 1, 2014.

            4) WCI and the WCI, Inc  .  The WCI is a collaboration of  
              independent jurisdictions working together to identify,  
              evaluate, and implement emissions trading policies to address  
              climate change at a regional level.  The WCI began in  
              February 2007 when the Governors of California, Arizona, New  
              Mexico, Oregon, and Washington signed an agreement directing  
              their respective states to develop a regional target for  
              reducing greenhouse gas emissions, participate in a  
              multi-state registry to track and manage greenhouse gas  
              emissions in the region, and develop a market-based program  
              to reach the target.  The WCI partner jurisdictions released  
              recommendations for designing and implementing an emissions  
              trading program.  Those recommendations are consistent with  
              the design of the ARB cap-and-trade program. Current WCI  
              membership differs substantially from the inception, since  
              all US states besides California dropped out, and the  
              Provinces of British Columbia, California, Ontario, Quebec  
              and Manitoba, have since joined.

              In November 2011, the WCI Partner jurisdictions created  
              Western Climate Initiative, Incorporated (WCI, Inc.), a  
              non-profit corporation formed to provide administrative and  
              technical support to state and provincial greenhouse gas  
              emissions trading programs.  The administrative services that  
              WCI, Inc. plans to provide to participating jurisdictions  
              include development of a compliance tracking system for  
              allowance and offset certificates, administration of  
              allowance auctions, and market monitoring of allowance  
              auctions and allowance and offset certificate trading.  The  
              WCI, Inc. governing board is made up of eight members: four  
              representing California, two representing British Columbia  
              and two representing Quebec. 

              ARB's agreement with WCI, Inc. provides ARB access to the  
              administrative systems that WCI, Inc. is developing.   
              According to the ARB, the benefits of participating in WCI,  
              Inc. will include reduced administrative costs through cost  
              sharing with other jurisdictions and enhanced security and  
              effectiveness of program infrastructure across programs,  









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              including the tracking system, auction operation, and market  
              monitoring.

              ARB's share of the WCI, Inc. budget is approximately $3.7  
              million over two years.  Quebec's share of the budget over  
              the same time period is approximately $1.6 million.  Thus,  
              the preliminary WCI, Inc. budget for its first two years of  
              operation is $5.3 million.  The distribution of funding  
              across jurisdictions is based on the number of participating  
              jurisdictions and the total emissions covered by each  
              jurisdiction's emissions trading program. 

            5) Related Legislation  . 

              a)    AB 245 (Grove) of 2013 subjects the Western Climate  
                 Initiative, Incorporated, and its appointees to the  
                 Bagley-Keene Open Meeting Act (Act) when performing their  
                 duties. AB 245 is in the Assembly Governmental  
                 Organization Committee. 

              b)    AB 527 (Gaines) of 2013 subjects the Western Climate  
                 Initiative, Incorporated, and its appointees to the Act  
                 when performing their duties, as well as the California  
                 Public Records Act, and specifies that the WCI, Inc. is  
                 subject to an audit requested or required by the  
                 California State Auditor. AB 527 is in the Assembly  
                 Natural Resources Committee. 

            SOURCE :        Senator Lara  

           SUPPORT  :       None on file  

           OPPOSITION  :    None on file