BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                            



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                                    THIRD READING


          Bill No:  SB 726
          Author:   Lara (D)
          Amended:  5/24/13
          Vote:     21


           SENATE ENVIRONMENTAL QUALITY COMMITTEE  :  9-0, 5/1/13
          AYES:  Hill, Gaines, Calderon, Corbett, Fuller, Hancock,  
            Jackson, Leno, Pavley

           SENATE APPROPRIATIONS COMMITTEE  :  7-0, 5/23/13
          AYES:  De León, Walters, Gaines, Hill, Lara, Padilla, Steinberg


           SUBJECT  :    California Global Warming Solutions Act of 2006:   
          Western                                                      
          Climate Initiative, Incorporated

          SOURCE  :     Author


           DIGEST  :    This bill makes several new requirements of the  
          Western Climate Initiative, Inc. (WCI Inc.), including requiring  
          WCI Inc. to comply with the Bagley-Keene Open Meeting Act (Act),  
          comply with the California Public Records Act, and report to the  
          Legislature regarding emission reductions achieved until its  
          California voting board members are confirmed by the Senate.   
          Requires that expenditures and allocations of monies to WCI  
          Inc., be included in the Governor's budget for the Air Resources  
          Board (ARB).

           ANALYSIS  :    

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          Existing law:

          1.Requires, under the California Global Warming Solutions Act of  
            2006 (CGWSA), the ARB, to determine the 1990 statewide  
            greenhouse gas (GHG) emissions level and approve a statewide  
            GHG emissions limit that is equivalent to that level, to be  
            achieved by 2020, and to adopt GHG emission reduction measures  
            by regulation, and sets certain requirements in adopting the  
            regulations.  ARB may include the use of market-based  
            mechanisms to comply with these regulations.

          2.Requires that the California membership of the board of  
            directors of the WCI, Inc. include one ex officio nonvoting  
            member appointed by the Senate Rules Committee, one ex officio  
            nonvoting member appointed by the Speaker of the Assembly, the  
            Chairperson of the ARB, or their designee, and the Secretary  
            of the Environmental Protection Agency (Secretary), or their  
            designee.

          3.Requires that the ARB provide notice to the Joint Legislative  
            Budget Committee (JLBC) of any funds over $150,000 provided to  
            the WCI, Inc., or its derivatives or subcontractors, no later  
            than 30 days prior to the transfer or expenditure of the  
            funds.

          4.Requires the ARB Chairperson and the Secretary to report every  
            six months to the JLBC on any actions proposed by the WCI,  
            Inc. that affect the state government or entities within the  
            state.

          5.Defines "link" or "linkage" to mean an action taken by the ARB  
            or other state agency that results in acceptance of compliance  
            instruments by the State of California, issued by any other  
            governmental agency, for purposes of demonstrating compliance  
            with a market-based compliance mechanism.

          6.Prohibits a state agency from linking with any other state,  
            province, or country unless the state agency notifies the  
            Governor, as specified.

          7.Requires the above findings consider advice from the Attorney  
            General, and that the Governor issue the above findings within  
            45 days of receiving notice from the state agency.


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          8.The Act, requires state boards, commissions, committees,  
            panels, and councils, meeting certain criteria and that are  
            required to hold official meetings, to publicly notice their  
            meetings, prepare agendas, accept public testimony and conduct  
            their meetings in public, unless specifically authorized by  
            the Act to meet in closed session.

          9.Exempts WCI, Inc. and the appointees when performing their  
            statutory duties related to the WCI, Inc. from the  
            requirements of the Act.

          This bill:

          1.Repeals the provision exempting the WCI, Inc. from the Act and  
            specifies that WCI, Inc. and the appointees when performing  
            their statutory duties related to the WCI, Inc. are subject to  
            the requirements of the Act and the California Public Records  
            Act.

          2.Prohibits the ARB, on or after January 1, 2014, from entering  
            into any contract or revising any existing contract with the  
            WCI, Inc. until the non-ex officio California membership of  
            the board of directors of the WCI, Inc., is confirmed by the  
            Senate.

          3.Requires the WCI, Inc. to annually submit a report to the  
            Governor and appropriate legislative committees that includes  
            the emissions reductions achieved pursuant to the WCI Inc.  
            general plans to foster relationships with other locations,  
            states and nations in order to reduce greenhouse gas emissions  
            in California.

          4.Requires that, beginning January 1, 2014, the ARB include  
            information on all proposed expenditures and allocations of  
            monies to the WCI, Inc. in the Governor's budget.

           Background
           
           Brief background on cap-and-trade  .  Pursuant to authority under  
          AB 32 (Nuñez, Chapter 488, Statutes of 2006), the ARB adopted  
          cap-and-trade regulations and those regulations were approved on  
          December 13, 2011.  Beginning on January 1, 2013, the  
          cap-and-trade regulation set a firm, declining cap on total GHG  
          emissions from sources that make up approximately 85% of all  

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          statewide GHG emissions.  Sources included under the cap are  
          termed "covered" entities.  The cap is enforced by requiring  
          each covered entity to surrender one "compliance instrument" for  
          every metric ton of carbon dioxide equivalent (MTCO2e) that it  
          emits at the end of a compliance period.  Over time, the cap  
          declines, resulting in GHG emission reductions.  Compliance  
          instruments include allowances and offsets, where allowances are  
          generated by the state in an amount equal to the cap, and  
          offsets result from emission reductions achieved in an uncapped  
          sector, generated pursuant to an approved protocol adopted by  
          ARB.  Offsets may be used to satisfy up to 8% of a covered  
          entity's compliance obligation.
           
           Initially, 90% of all allowances will be allocated freely to  
          covered entities.  A small percentage of the remaining  
          allowances are set aside for an allowance price-containment  
          reserve, and the rest are sold at quarterly auctions.  After the  
          first compliance period for the program, the number of  
          allowances freely distributed to entities declines, and entities  
          must either reduce emissions or purchase a greater number of  
          allowances at auction.  The program authorizes entities to buy  
          or sell their allowances, creating a market that is intended by  
          ARB to minimize the cost of compliance and encourage entities to  
          invest in GHG emissions reductions.
           
           For the first two years, the program will cover electricity  
          generation, and large industrial sources and processes with  
          annual GHG emissions at or above 25,000 MTCO2e.  The program  
          will expand in 2015 to include fuel distributors to address  
          emissions from combustion of transportation fuels and combustion  
          of natural gas and propane at sources not covered in the first  
          phase of the program.

           Linkage  .  For the purposes of the cap-and-trade regulation,  
          linkage refers to the use of compliance instruments from a GHG  
          emission trading system outside California to meet compliance  
          obligations under California's cap-and-trade regulation, and the  
          reciprocal approval of compliance instruments issued by  
          California to meet compliance obligations in the external  
          trading program.  The cap-and-trade regulations approved on  
          December 13, 2011, include general requirements for linking to  
          other trading programs.  On May 9, 2012, ARB staff noticed  
          regulatory amendments to allow for linkage between the  
          California and Québec cap-and-trade programs.

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          Subsequent to the notice, SB 1018, (Senate Budget and Fiscal  
          Review Committee, Chapter 39, Statutes of 2012), was enacted,  
          with provisions intended to establish new oversight and  
          transparency over proposed linkages and the WCI, Inc.   
          Specifically, the bill requires state agencies to notify the  
          Governor that the agency intends to link with another GHG  
          emissions trading program, and also requires the Governor to  
          make specified findings, reviewed by the Attorney General, prior  
          to the agency taking action to approve the linkage.

          On February 22, 2013, ARB's Executive Officer sent a notice of  
          the intent to link with Québec, and requested the Governor  
          consider and make four findings required by statute so that the  
          ARB may adopt regulatory amendments to link the California and  
          Québec cap-and-trade programs.  On April 8, 2013, Governor Brown  
          sent a letter to the ARB making the required findings.  In  
          mid-April, the ARB approved the regulatory amendments to link  
          with Québec beginning on January 1, 2014.


           WCI and the WCI, Inc .  The WCI is a collaboration of independent  
          jurisdictions working together to identify, evaluate, and  
          implement emissions trading policies to address climate change  
          at a regional level.  The WCI Inc., began in February 2007 when  
          the Governors of California, Arizona, New Mexico, Oregon, and  
          Washington, signed an agreement directing their respective  
          states to develop a regional target for reducing GHG emissions,  
          participate in a multi-state registry to track and manage GHG  
          emissions in the region, and develop a market-based program to  
          reach the target.  The WCI Inc. partner jurisdictions released  
          recommendations for designing and implementing an emissions  
          trading program.  Those recommendations are consistent with the  
          design of the ARB cap-and-trade program.  Current WCI Inc.  
          membership differs substantially from the inception, since all  
          US states besides California dropped out, and the Provinces of  
          British Columbia, California, Ontario, Québec and Manitoba, have  
          since joined.

          In November 2011, the WCI Partner jurisdictions created WCI,  
          Inc. a non-profit corporation formed to provide administrative  
          and technical support to state and provincial GHG emissions  
          trading programs.  The administrative services that WCI, Inc.  
          plans to provide to participating jurisdictions include  

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          development of a compliance tracking system for allowance and  
          offset certificates, administration of allowance auctions, and  
          market monitoring of allowance auctions and allowance and offset  
          certificate trading.  The WCI, Inc. governing board is made up  
          of eight members:  four representing California, two  
          representing British Columbia and two representing Québec. 

          ARB's agreement with WCI, Inc. provides ARB access to the  
          administrative systems that WCI, Inc. is developing.  According  
          to the ARB, the benefits of participating in WCI, Inc. will  
          include reduced administrative costs through cost sharing with  
          other jurisdictions and enhanced security and effectiveness of  
          program infrastructure across programs, including the tracking  
          system, auction operation, and market monitoring.

          ARB's share of the WCI, Inc. budget is approximately $3.7  
          million over two years.  Québec's share of the budget over the  
          same time period is approximately $1.6 million.  Thus, the  
          preliminary WCI, Inc. budget for its first two years of  
          operation is $5.3 million.  The distribution of funding across  
          jurisdictions is based on the number of participating  
          jurisdictions and the total emissions covered by each  
          jurisdiction's emissions trading program. 




           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

          According to the Senate Appropriations Committee:

                 Minor costs to comply with the Act.

                 Potential costs in the tens of thousands of dollars from  
               the Cost of Implementation (COI) Account (special) to  
               comply with the Public Records Act, depending on the number  
               and complexity of actual requests.

                 Possible, but unlikely, costs in the tens of thousands  
               of dollars to low hundreds of thousands from the COI  
               Account for temporary cessation of work by the WCI Inc. on  
               behalf of the state, depending on the length of the  
               cessation.

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           ARGUMENTS IN SUPPORT  :    According to the author, "There have  
          been several concerns raised with the operations of WCI, Inc.   
          Specifically, related to accessibility of information to the  
          public, lack of time to review agendas prior to meetings, and  
          the specific benefits that will be achieved by linking with  
          entities, such as Québec."  The author notes that as California  
          explores and actually links with other states and nations, the  
          state must ensure that proper oversight is in place and the  
          linkage effort is monitored appropriately.  The author states  
          that the requirements contained in SB 726, including subjecting  
          California voting members of the WCI, Inc. Board to Senate Rules  
          confirmation, requiring the WCI, Inc. be subject to the  
          Bagley-Keene Open Meeting Act and the California Public Records  
          Act, and requiring the WCI, Inc. to submit an annual report to  
          the Legislature regarding linkage updates and GHG emission  
          reductions, will provide necessary legislative and public  
          oversight of California-funded linkage efforts.

          RM:ej  5/25/13   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  NONE RECEIVED

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