BILL ANALYSIS                                                                                                                                                                                                    �



                                                                SB 727
                                                                       

                       SENATE COMMITTEE ON ENVIRONMENTAL QUALITY
                               Senator Jerry Hill, Chair
                               2013-2014 Regular Session
                                            
           BILL NO:    SB 727
           AUTHOR:     Jackson
           AMENDED:    April 3, 2013
           FISCAL:     Yes               HEARING DATE:  May 1, 2013
           URGENCY:    No                CONSULTANT:      Rachel Machi
                                                                              
           Wagoner
           
            SUBJECT  :    PRESCRIPTION DRUGS: EXTENDED PRODUCER RESPONSIBILITY

            SUMMARY  :    
                       
            Existing federal law  ,

           1)Under the Food, Drug, and Cosmetic Act, the Food and Drug  
             Administration (FDA) is authorized to oversee the safety of  
             food, drugs, and cosmetics. 

           2)Under the federal Resource Conservation and Recovery Act (RCRA)  
             of 1976, the management of solid and hazardous wastes is  
             regulated.

           3)Under the California Hazardous Substances Act, the Department  
             of Toxic Substances Control is authorized to regulate hazardous  
             materials and wastes to ensure that the state is delegated  
             authority in accordance with RCRA.
            
           Existing state law  :

           4) Under the California Integrated Waste Management Act, 

              a)   Requires the Department of Resources Recycling and  
                Recovery (CalRecycle) to implement a statewide household  
                hazardous substance information and collection program. 

              b)   Authorizes local jurisdictions to include in their  
                Household Hazardous Waste Elements, a program for the safe  
                management of sharps waste.










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              c)   Requires pharmaceutical manufacturers that sell or  
                distribute a medication in California that is self-injected  
                at home through the use of a hypodermic needle, pen needle,  
                intravenous needle, or any other similar device to submit to  
                CalRecycle a plan that describes what actions, if any, the  
                manufacturer supports for the safe management of sharps  
                waste.

           5) Under the Medical Waste Management Act, 

                     a)          Requires the Department of Public Health to  
                       regulate the management and handling of medical  
                       waste,  

                     b)          Defines "pharmaceuticals" as a prescription  
                       or over-the-counter human or veterinary drug  
                       including, but not limited to, a drug as defined in  
                       the Sherman Food, Drug and Cosmetic Law or the  
                       Federal Food, Drug, and Cosmetic Act.   
                       "Pharmaceutical" does not include any pharmaceutical  
                       that is regulated pursuant to either RCRA or the  
                       Radiation Control Law and certain items, such as  
                       household waste, are specifically excluded from the  
                       definition of medical waste.

                     c)          Defines "pharmaceutical waste" as any  
                       pharmaceutical that for any reason may no longer be  
                       sold or dispensed for use as a drug and  excludes  
                       from this definition those pharmaceuticals that still  
                       have potential value to the generator because they  
                       are being returned to a reverse distributor for  
                       possible manufacturer credit.

                     d)          Specifies that waste comprised only of  
                       pharmaceuticals is hazardous, and is considered  
                       "medical waste," although it is not subject to  
                       hazardous waste laws, as specified.  

            This bill  :  

           1) Creates the Drug Abuse Prevention and Safe Disposal Program  
              stewardship program.










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           2) Requires a producer of a pharmaceutical sold in this state,  
              individually or through a stewardship organization, to submit  
              a plan to CalRecycle by January 1, 2015.

           3) Requires the plan to provide for the development of a program  
              to collect, transport, and process home-generated  
              pharmaceutical drugs and to include specified aspects,  
              including the minimum amount of collection sites, including by  
              January 1, 2016, at least one collection service within 10  
              miles per person in the state.

           4) Requires CalRecycle to post on its Internet Web site a list of  
              the producers or stewardship organizations that have submitted  
              a plan within 10 days of receipt of the plan. 

           5) Provides for the review and approval of the plan by the  
              department, within 90 days of receipt of the plan. 

           6) Requires CalRecycle to post on its Internet Web site a list of  
              producers for which CalRecycle has approved a plan and the  
              bill would require CalRecycle to update this list no less than  
              once every 6 months.

           7) Requires a producer or stewardship organization, on or after  
              April 1, 2016, and every year thereafter, to prepare and  
              submit to CalRecycle an annual report describing the  
              activities carried out pursuant to the plan during the  
              previous calendar year.

           8) Requires the producer or stewardship organization to pay  
              CalRecycle an annual administrative fee in an amount that is  
              sufficient to cover CalRecycle's costs of administering and  
              enforcing these provisions. 

           9) Requires CalRecycle to deposit the fees in the Drug Abuse  
              Prevention and Safe Disposal Program Account, which is  
              established in the Integrated Waste Management Fund, and  
              authorizes CalRecycle to expend the moneys in that account  
              upon appropriation by the Legislature, to administer and  
              enforce the bill's requirements.

           10)Requires CalRecycle to enforce these provisions and authorizes  
              CalRecycle to impose an administrative civil penalty on a  









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              person who violates the requirements or impose a fine on a  
              producer or stewardship organization if a stewardship plan is  
              not submitted by January 1, 2015. 

           11)Requires CalRecycle to deposit these fines and penalties into  
              the Drug Abuse Prevention and Safe Disposal Program Penalty  
              Account, which is established in the Integrated Waste  
              Management Fund, and authorizes CalRecycle to expend the  
              moneys in that account upon appropriation by the Legislature,  
              to enforce the bill's requirements.

            COMMENTS  :

            1) Purpose of Bill  .  According to the author serious social and  
              environmental problems persist from lack of appropriate  
              disposal options for pharmaceuticals.  The stockpiling of  
              unused medications in the home allow for easier access for  
              children and teens, thus fueling youth drug abuse.  Poisoning  
              is the fastest rising cause of accidental death among older  
              adults.  For example, unintentional poisoning of adults over  
              60 resulting in hospitalization increased by 43% in Alameda  
              County from1998 to 2006.  Flushing medications into sewage  
              systems harms the environment and contaminates the water we  
              drink.  A 2010 Associated Press investigation found  
              medications in watersheds near Los Angeles, Riverside and Long  
              Beach leading to increased public health concerns about  
              bacterial resistance to antibiotics and endocrine disruption  
              in aquatic organisms.

              The author states that SB 727 is a pure Extended Producer  
              Responsibility policy approach for home-generated  
              pharmaceuticals.  It would require the producers of  
              pharmaceuticals to develop and implement a collection system  
              with oversight by CalRecycle, thereby establishing an  
              effective and convenient collection program.

            2) The United States Geological Survey (USGS)  .  The USGS  
              conducted a study in 2002 sampling 139 streams across 30  
              states and found that 80 percent had measurable concentrations  
              of prescription and nonprescription drugs, steroids, and  
              reproductive hormones.  Exposure, even to low levels of  
              pharmaceuticals, has been shown to have negative effects on  
              fish and other aquatic species and may have negative effects  









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              on human health.

            3) Substance Abuse and Mental Health Services Administration's  
              National Survey on Drug Use and Health (NSDUH)  .  According to  
              the 2011 NSDUH more than six million Americans abuse  
              prescription drugs.  That same study revealed more than 70  
              percent of people abusing prescription pain relievers got them  
              through friends or relatives, a statistic that includes  
              raiding the family medicine cabinet.

            4) Senate Bill 966 (Simitian, Chapter 542, Statutes of 2007)  .  SB  
              966 required CalRecycle to develop, in consultation with  
              manufacturers, retailers, and appropriate government agencies,  
              voluntary model program guidelines for the collection and  
              proper disposal of home-generated pharmaceutical waste.  SB  
              966 required CalRecycle submit a report to the Legislature  
              that: evaluated model programs for efficacy, safety, statewide  
              accessibility, and cost effectiveness; considered the  
              incidence of drug diversion for unlawful sale and use, if any  
              and make recommendations for potentially implementing a  
              statewide program and statutory changes.  Based on  
              CalRecycle's findings, CalRecycle considered four options and  
              recommends the Legislature pursue the following:

                                Establish clear state agency roles and  
                       responsibilities;
                                Improve model guidelines and enforcement,  
                       and convert guidelines to regulation;
                                Implement product stewardship 

             According to the CalRecycle Internet web site, implementing  
             these options would address key barriers and provide for a  
             sustainable system of collection programs by: 

                                Providing clear state agency roles and  
                       responsibilities; 
                                Clearly defining home-generated  
                       pharmaceutical wastes, consolidated home-generated  
                       pharmaceutical wastes, and acceptable management  
                       practices; 
                                Supporting safe collection, transport and  
                       management of home-generated pharmaceuticals;
                                Offering flexibility and allowing multiple  









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                       types of collection systems; 
                                Providing sustainable program funding; and,  

                                Encouraging cost-efficiency.
                 
             1) Extended Producer Responsibility (EPR) and Product Stewardship  
              in California  .  Extended producer responsibility (EPR), and  
              take-back laws in particular, provides that manufacturers  
              should be forced to internalize disposal costs and  
              environmental externalities associated with their products.   
              EPR involves: 1) the shifting of responsibility (physically  
              and/or economically; fully or partially) upstream toward the  
              producer and away from the municipalities; and, 2) to provide  
              incentives to producers to incorporate environmental  
              considerations in the design of their products.  This bill  
              retains the core concept of EPR in that producers'  
              environmental responsibility (EPR) for products extends beyond  
              the factory door to the post-consumer stage, but is more of a  
              hybrid of two other waste management theories:  product  
              stewardship and advance recovery fee (ARF). 

              Product Stewardship is closely related to EPR.  Product  
              stewardship programs usually involve voluntary approaches and  
              multi-stakeholder dialogues between state governments,  
              industry, and consumer and environmental groups to arrive at  
              better management practices for particular products.  Product  
              stewardship differs from EPR in that responsibility is shared  
              across the chain of custody.

              A consumer-financed ARF is an alternative to producer-financed  
              systems.  Typically, retailers forward the proceeds to a  
              governmental authority that would fund municipal collection  
              centers and subsidize private recycling operations to make  
              recycling economical.  Tax incidence theory holds that some of  
              the ARF would actually be absorbed by manufacturers or  
              retailers, so the burden of funding the new recycling  
              infrastructure would be shared.  In California, e-waste is an  
              example of an ARF program.  
               
               Over the years, CalRecycle's predecessor, the California  
              Integrated Waste Management Board, engaged in a variety of  
              program activities concerning products and their impact on the  
              environment. These efforts continue as CalRecycle seeks a  









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              comprehensive approach for advancing EPR, building upon the  
              efforts elsewhere in the world.

              Most CalRecycle activities in the past have focused on better  
              managing the impacts of product discards, rather than focusing  
              on how to eliminate waste in the first place. EPR is a waste  
              reduction strategy. By shifting costs and responsibilities of  
              product discards to producers and others who directly benefit,  
              EPR provides an incentive to eliminate waste and pollution  
              through product design changes. It allows CalRecycle to better  
              carry out its mission for the citizens of California.

              In February 2007, the California Integrated Waste Management  
              Board adopted a set of Strategic Directives that included  
              Strategic Directive 5: Producer Responsibility: This policy  
              directs staff to seek statutory authority to foster  
              "cradle-to-cradle" producer responsibility and develop  
              producer-financed and producer-managed systems for product  
              discards. 

            2) Federal Drug Enforcement Agency (DEA) Efforts  .  On April 27th  
              the DEA conducted its sixth prescription drug take-back event  
              nationwide since 2010.   Americans took unwanted, unused, and  
              expired prescription drugs to collection sites located  
              throughout the United States as part of DEA's National  
              Prescription Drug Take-Back Day. 

              At the September 2012 event DEA's state, local, and tribal law  
              enforcement partners worked at more than 5,263 locations, and  
              collected 488,395 pounds (244 tons) of prescription  
              medications from members of the public. When added to the  
              collections from DEA's previous four Take-Back events, more  
              than 2 million pounds (1,018 tons) of prescription medications  
              were removed from circulation. 

              The National Prescription Drug Take-Back Day aims to provide a  
              safe, convenient, and responsible means of disposal, while  
              also educating the general public about the potential for  
              abuse of these medications. 

              The DEA's Take-Back events are a significant piece of the  
              White House's prescription drug abuse prevention strategy  
              released in 2011 by the Office of National Drug Control  









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              Policy. Disposal of unwanted, unused or expired drugs is one  
              of four strategies for reducing prescription drug abuse and  
              diversion laid out.  The other strategies include education of  
              health care providers, patients, parents and youth; enhancing  
              and encouraging the establishment of prescription drug  
              monitoring programs in all the states; and increased  
              enforcement to address doctor shopping and pill mills. 

              Shortly after DEA's first Take-Back Day event two years ago,  
              Congress passed, and President Obama signed, the Secure and  
              Responsible Drug Disposal Act of 2010, which amended the  
              Controlled Substances Act (CSA), allowing DEA to develop  
              permanent, ongoing, and responsible methods for disposal.  
              Prior to the passage of the Disposal Act, the CSA provided no  
              legal means for transferring possession of controlled  
              substance medications from users to other individuals for  
              disposal. DEA is currently in the rulemaking process for  
              adoption of regulations, but until the creation of permanent  
              regulations, DEA will continue to hold Take-Back Days.


            7)The  Alameda County Safe Medication Disposal Ordinance  .   
             Alameda's ordinance was unanimously passed by the Alameda  
             County Board of Supervisors on July 24, 2012. Alameda County is  
             the first in the nation to require pharmaceutical producers to  
             be responsible for take-back and proper disposal of unused or  
             expired medications.  The ordinance is based on a producer  
             responsibility model and does the following:


                   a)        Requires pharmaceutical companies that sell  
                     drugs in Alameda County to establish a  
                     producer-financed and managed take-back program, as is  
                     done in other countries including Canada, Australia,  
                     and France; 


                   b)        Prohibits producers from charging visible fees,  
                     forcing internalization of costs, to implement the  
                     stewardship program so take-back is just a cost of  
                     doing business; 











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                   c)        Requires outreach and promotion campaigns  
                     including prominently displayed signage; 


                   d)        Requires producers to pay an oversight fee to  
                     the county (just like our state bills requiring  
                     reimbursement for oversight); 


                   e)        Excludes controlled substances from the  
                     ordinance for now, awaiting DEA findings on the issue; 


                   f)        Provides that failure to comply allows a  
                     maximum penalty of up to $1,000 per day fine.


           8)The Pharmaceutical Research and Manufacturers of America  
             ("PhRMA"), the Biotechnology Industry Organization ("BIO"), and  
             the Generic Pharmaceutical Association ("GPhA")  filed a  
             Complaint in the U.S. District Court for the Middle District of  
             California, contending that the Alameda County ordinance is a  
             per se violation of the Commerce Clause of the U.S.  
             Constitution and violates 42 U.S.C. �1983.  According to the  
             trade groups:


                 The Ordinance represents a per se violation of the  
                 Commerce Clause for three distinct reasons.  First,  
                 it directly regulates and burdens interstate commerce  
                 and its primary purpose and clear effect is to shift  
                 the costs of a local regulatory program directly onto  
                 interstate commerce and out-of-county consumers.   
                 Second, the Ordinance discriminates against  
                 interstate commerce by targeting interstate commerce  
                 and products delivered from outside the County for  
                 burdens.  Finally, the Ordinance favors local  
                 interests by deliberately shifting costs away from  
                 local consumers and taxpayers and onto drug  
                 manufacturers and pharmaceutical consumers  
                 nationwide.

                 And even if the ordinance is not a per se  









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                 infringement of the Commerce Clause it is still  
                 unconstitutional, say the trade groups, because  
                 "[i]ts burden on interstate commerce is inherently  
                 excessive because the County could accomplish all of  
                 the purported benefits of a take-back program without  
                 any interstate burden," such as "by developing and  
                 conducting the take-back program through government  
                 officials paid by the local taxpayers or consumers  
                 served by the program.  

             The suit alleges, "If this novel ordinance were permissible,  
             then Alameda County could likewise require interstate news  
             publications to conduct the county's paper recycling program or  
             require interstate food producers to collect and dispose of all  
             spoiled food or similar garbage."

             The suit asks that the ordinance be declared unconstitutional  
             and that its implementation be stopped. It also asks for  
             unspecified costs and attorneys' fees.

            9)Arguments in Support  .

             According to the League of Cities, "Often unaware of how to  
             properly dispose of home-generated pharmaceutical drugs,  
             consumers stockpile medications, discard in the trash, or flush  
             unwanted medication down the toilet, polluting waterways and  
             creating significant challenges for local agencies that operate  
             wastewater treatment facilities. 

             The League of Cities states that "managing the waste stream is  
             a very expensive and often burdensome task for local  
             governments. Cities and counties spend upwards of $500 million  
             annually to manage products prohibited from landfills as well  
             as those lawfully disposed of at the landfill -- a cost that  
             local governments ultimately pass along to the consumer in the  
             form of fees on solid waste services.  SB 727 takes an  
             important step in managing home-generated pharmaceutical drugs  
             by requiring product producers to address end-of-life issues  
             for their products, thereby keeping them out of the local  
             waterway."

             The Breast Cancer Fund asserts that "while environmental  
             impacts are serious in their own right, they also serve as a  









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             warning about the potential effects on human health and safety.  
              This is especially alarming given the growing body of research  
             demonstrating that low level exposures to endocrine disrupting  
             and other chemicals, as well as cumulative exposures over time  
             and exposures to chemical mixtures can have serious health  
             effects.  Vulnerable populations, such as children, pregnant  
             women and the elderly are especially at risk."

           10)  Arguments in Opposition  .

             Opponents state that SB 727 establishes a new, expansive  
                                                         statewide program and mandates that pharmaceutical companies  
             pay for 100% of CalRecycle's costs to administer the new  
             program.  Opponents argue that the presumed costs to implement  
             SB 727 are tremendous and non-absorbable, which is why the bill  
             mandates that impacted companies must prove they have a  
             dedicated funding stream to pay for the new state program.  The  
             opponents continue, in addition to fully funding the new  
             statewide program, the companies are also subject to new harsh  
             penalties.  Opponents argue that beyond fully funding the new  
             statewide program and being subject to severe penalties, the  
             impacted companies are also responsible for all costs  
             associated with the implementation of their mandated  
             stewardship plan.  The opponents believe that placing new,  
             considerable cost pressures on the industry is inconsistent  
             with the Legislature's and manufacturers' shared goal to keep  
             the cost of medicine affordable.  The opponents state that as  
             SB 727 is attempting to find a solution for "end-of-life  
             management" of medicines, it ignores the fact that the  
             end-of-life for most drugs is ingestion by the patient and  
             therefore the medicine is not returnable to a collection site.

           11) It is clear from CalRecycle's report to the Legislature,  
              Recommendations for Home-Generated Pharmaceutical Collection  
             Programs in California  , that proper drug disposal mechanisms  
             need to be put in place on a statewide basis.  The author  
             should work with CalRecycle and stakeholders to address the  
             issues raised in that report and incorporate the CalRecycle  
             recommendations in SB 727.

            SOURCE  :        California Product Stewardship Council
                          Clean Water Action
            









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           SUPPORT  :       Alameda County Board of Supervisors
                          Alameda County District Attorney
                          Bay Area Pollution Prevention Group
                          Breast Cancer Action
                          Breast Cancer Fund
                          California Alliance for Retired Americans
                          California Association of Sanitation Agencies
                          California Coastkeeper Alliance
                          California State Association of Counties
                          California Veterinary Medical Association
                          Californians Against Waste
                          Castro Valley Community Action Network
                          Center for Environmental Health
                          Central Contra Costa Sanitary District
                          City of Chula Vista Mayor Cheryl Cox
                          City of Covina City Manager Daryl Parrish
                          City of Monterey Mayor Chuck Della Sala
                          City of Palo Alto Mayor and City Manager
                          City of Roseville Mayor Susan Rohan
                          City of Sunnyvale Mayor Anthony Spitaleri
                          City of Torrance Mayor Frank Scotto
                          City of Ukiah
                          CLEAN South Bay
                          Clean Water Action
                          Community Prevention of Alcohol & Drug- Related  
                          Problems
                          Community Water Center
                          Consumer Federation of California
                          Contra Costa Clean Water Program
                          Contra Costa County Board of Supervisors
                          Crockett Community Services District
                          Delta Diablo Sanitation District
                          Dublin San Ramon Services District
                          East Bay Municipal Utility District
                          Environment California
                          Environmental Justice Coalition For Water
                          Environmental Working Group
                          Green Cities California
                          Heal the Bay
                          Health Care Without Harm
                          Keep California Beautiful
                          League of California Cities
                          League of Women Voters of California









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                          Los Angeles County Solid Waste Management  
                          Committee/
                               Integrated Waste Management Task Force
                          Marin County Hazardous & Solid Waste Management  
                          Joint 
                               Powers Authority
                          Monterey Regional Waste Management District
                          National Coalition Against Prescription Drug Abuse
                          Natural Resources Defense Council
                          Placer County Juvenile Justice/Delinquency  
                          Prevention 
                              Commission
                          Pharmacists Planning Service, Inc.
                          Physicians for Social Responsibility, Los Angeles
                          Product Stewardship Institute
                          Sacramento Regional County Sanitation District
                          San Francisco Public Utilities Commission
                          San Mateo County Board of Supervisors
                          Santa Barbara County Board of Supervisors
                          Santa Clara County Board of Supervisors
                          SEIU United Long Term Care Workers
                          Sierra Club, California
                          Sierra Club, Loma Prieta Chapter
                          Sonoma County Waste Management Agency
                          Sonoma County Water Agency
                          St. Mary's Center
                          StopWaste.org
                          Tamalpais Community Services District
                          Vallejo Sanitation & Flood Control District
                          West Contra Costa Integrated Waste Management  
                          Authority
                          West County Wastewater District
                          Yolo County Waste Advisory Committee
                          3 Individuals
            
           OPPOSITION :    BayBio
                          BIOCOM
                          California Chamber of Commerce
                          California Healthcare Institute  
                          California Manufacturers and Technology  
                          Association
                          California Taxpayers Association
                          Consumer Healthcare Products Association









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                          Generic Pharmaceutical Association
                          Pharmaceutical Research and Manufacturers of  
                          America
                          Silicon Valley Leadership Group
                          TechNet