BILL ANALYSIS Ó SB 911 Page 1 Date of Hearing: August 6, 2014 ASSEMBLY COMMITTEE ON APPROPRIATIONS Mike Gatto, Chair SB 911 (Block) - As Amended: June 19, 2014 Policy Committee: Human ServicesVote:6 - 1 Aging 5 - 0 Urgency: No State Mandated Local Program: Yes Reimbursable: No SUMMARY This bill increases the initial and continuing education training requirements for licensees, administrators, and direct care staff of residential care facilities for the elderly (RCFEs). This bill also requires any RCFE that accepts or retains residents with restricted or prohibited health conditions to ensure trained medical personnel are supervising the care of these residents. In addition, this bill would prohibit discrimination or retaliation in any manner against a resident or employee for calling 911. This bill contains a delayed implementation date of January 1, 2016. FISCAL EFFECT 1)Budget year 2015-16 costs in the range of $280,000 (GF), includes onetime and ongoing costs for the Department of Social Services (DSS) to add training topics, certify vendors, revise the CCL Evaluator Manual, revise regulations, consult with specified groups to update the uniform core of knowledge for RCFE administrators and training for direct care staff, and to review training programs and applications. 2)Ongoing costs in the range of $250,000 (GF) for DSS to review administrator certification training programs and certification applications. This assumes approximately 3,500 reviews annually at 3.75 hours per review. 3)Unknown, but likely significant, ongoing increase in training costs to employees and/or facilities to meet the enhanced initial and continuing education training requirements SB 911 Page 2 imposed. 4)Potential minor non-reimbursable local enforcement costs for violations of any of the provisions of this measure. COMMENTS 1)Purpose . According to the author, RCFE law is more than 20 years old and has not been updated to reflect changes in medical and industry practices in caring for the elderly. RCFEs now serve more residents with serious health problems and higher levels of dementia. Five years ago these residents would have been treated in nursing homes. And although residents' health care needs are greater, the lack of qualifications and training required of administrators and direct care staff is inadequate to meet the residents' needs for care and supervision, placing RCFE residents at risk. SB 911 seeks to address this situation by increasing administrator training and training for direct care staff, increasing staff requirements to care for residents with higher acuity, and protecting residents and staff from retaliation when they call 911. 2)Background . The Community Care Licensing Division of DSS administers the licensure and oversight of more than 7,500 assisted living, board and care, and continuing care retirement homes that are licensed as RCFEs in California. RCFEs range in size from residential homes with six or fewer beds to more formal residential facilities with more than 100 beds. These residences provide personal care and supervision or health related services to persons who are 60 years of age and over, who voluntarily choose to reside in the facility. RCFEs enable older persons to live independently in a home-like environment rather than in nursing home or other institutionalized facility. More than 20 years have passed since existing RCFE licensing certification requirements have been changed. The last revision was through the enactment of AB 1615 (Hannigan), Chapter 848/1991, which required prospective licensees to undergo an orientation training prior to commencing the licensee certification process. 3)RCFE licensee requirements . Currently, licensees and administrators of RCFEs are required to undergo 40 hours of SB 911 Page 3 training and complete a written exam. However, as noted by DSS, "Currently, no proctoring protocol exists, resulting in no statewide uniformity on how the exams are administered. This lack of consistency and guidance results in errors and can ultimately result in candidates getting certified who may not meet the minimum qualifications." Concerns have also been raised by advocates about the rigor and relevance of the administrator exam. According to DSS, approximately 500 people take the administrator certification test each month. However, there is no requirement under law that the exam reflects what is provided in the 40 hours of administrator/licensee training required for completion prior to taking the certification exam. 4)RCFE staff requirements . Licensees employ a wide range of staff to provide day-to-day support and care for residents of RCFEs. Staff who assist residents with personal activities of daily living are required to be at least 18 years of age and undergo 10 hours of training within four weeks of being employed by the RCFE and four hours of training each year thereafter. There are additional training requirements for staff who provide dementia care or who assist residents with managing their medication. All staff must pass a criminal background check and demonstrate they are physically and mentally capable of performing assigned tasks. 5)Related Legislation . Previously, SB 911 was in conflict with AB 1570 (Chesbro), which, like this bill, proposes to increase training requirements for licensees and staff, and dementia care. Recent amendments agreed to by the respective authors of this bill and AB 1570 avoid any conflict and resolve the policy differences in the training requirements between the two bills. With the adoption of these amendments, the two bills are companion measures that provide a holistic and comprehensive reform of RCFE training requirements. The following bills regarding licensing and inspections at community care facilities, and RCFEs specifically, have been introduced this session: SB 894 (Corbett) RCFEs: revocation of license. SB 895 (Corbett) RCFEs: annual inspections. SB 1153 (Leno) RCFEs: suspension of new admissions. SB 1382 (Block) RCFEs: licensure fees. SB 911 Page 4 AB 1436 (Waldron) RCFEs: internet posting of inspection reports. AB 1523 (Atkins) RCFEs: liability insurance. AB 1554 (Skinner) RCFEs: complaint procedures. AB 1571 (Eggman) RCFEs: disclosure requirements. AB 1572 (Eggman) RCFEs: single resident council. AB 1899 (Brown) RCFEs: prohibitions on licensure reinstatement. AB 2044 (Rodriguez) RCFEs: 24-hour presence of administrator/staff. AB 2171 (Wieckowski) RCFEs: residents' rights. 6)Opposition . Some facility and reform groups are opposed to this bill. They argue that the increased training required in this bill will not improve the quality of care provided to residents because no level of mastery or competency is required and the exam does not accommodate those not fluent in English. Small facilities worry about the added costs of meeting the training requirements. Analysis Prepared by : Jennifer Swenson / APPR. / (916) 319-2081