BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  SB 911
                                                                  Page  1

          Date of Hearing:   August 6, 2014

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                  Mike Gatto, Chair

                     SB 911 (Block) - As Amended:  June 19, 2014 

          Policy Committee:                             Human  
          ServicesVote:6 - 1 
                       Aging                                  5 - 0 

          Urgency:     No                   State Mandated Local Program:  
          Yes    Reimbursable:              No

           SUMMARY  

          This bill increases the initial and continuing education  
          training requirements for licensees, administrators, and direct  
          care staff of residential care facilities for the elderly  
          (RCFEs). This bill also requires any RCFE that accepts or  
          retains residents with restricted or prohibited health  
          conditions to ensure trained medical personnel are supervising  
          the care of these residents. In addition, this bill would  
          prohibit discrimination or retaliation in any manner against a  
          resident or employee for calling 911. This bill contains a  
          delayed implementation date of January 1, 2016.

           FISCAL EFFECT  

          1)Budget year 2015-16 costs in the range of $280,000 (GF),  
            includes onetime and ongoing costs for the Department of  
            Social Services (DSS) to add training topics, certify vendors,  
            revise the CCL Evaluator Manual, revise regulations, consult  
            with specified groups to update the uniform core of knowledge  
            for RCFE administrators and training for direct care staff,  
            and to review training programs and applications.

          2)Ongoing costs in the range of $250,000 (GF) for DSS to review  
            administrator certification training programs and  
            certification applications.  This assumes approximately 3,500  
            reviews annually at 3.75 hours per review.

          3)Unknown, but likely significant, ongoing increase in training  
            costs to employees and/or facilities to meet the enhanced  
            initial and continuing education training requirements  








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            imposed. 

          4)Potential minor non-reimbursable local enforcement costs for  
            violations of any of the provisions of this measure. 

           COMMENTS  

           1)Purpose  . According to the author, RCFE law is more than 20  
            years old and has not been updated to reflect changes in  
            medical and industry practices in caring for the elderly.   
            RCFEs now serve more residents with serious health problems  
            and higher levels of dementia.  Five years ago these residents  
            would have been treated in nursing homes.  And although  
            residents' health care needs are greater, the lack of  
            qualifications and training required of administrators and  
            direct care staff is inadequate to meet the residents' needs  
            for care and supervision, placing RCFE residents at risk. SB  
            911 seeks to address this situation by increasing  
            administrator training and training for direct care staff,  
            increasing staff requirements to care for residents with  
            higher acuity, and protecting residents and staff from  
            retaliation when they call 911.
           
          2)Background  . The Community Care Licensing Division of DSS  
            administers the licensure and oversight of more than 7,500  
            assisted living, board and care, and continuing care  
            retirement homes that are licensed as RCFEs in California.  
            RCFEs range in size from residential homes with six or fewer  
            beds to more formal residential facilities with more than 100  
            beds.  These residences provide personal care and supervision  
            or health related services to persons who are 60 years of age  
            and over, who voluntarily choose to reside in the facility.  
            RCFEs enable older persons to live independently in a  
            home-like environment rather than in nursing home or other  
            institutionalized facility.   
           
            More than 20 years have passed since existing RCFE licensing  
            certification requirements have been changed. The last  
            revision was through the enactment of AB 1615 (Hannigan),  
            Chapter 848/1991, which required prospective licensees to  
            undergo an orientation training prior to commencing the  
            licensee certification process. 

           3)RCFE licensee requirements  . Currently, licensees and  
            administrators of RCFEs are required to undergo 40 hours of  








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            training and complete a written exam. However, as noted by  
            DSS, "Currently, no proctoring protocol exists, resulting in  
            no statewide uniformity on how the exams are administered.  
            This lack of consistency and guidance results in errors and  
            can ultimately result in candidates getting certified who may  
            not meet the minimum qualifications."

            Concerns have also been raised by advocates about the rigor  
            and relevance of the administrator exam. According to DSS,  
            approximately 500 people take the administrator certification  
            test each month. However, there is no requirement under law  
            that the exam reflects what is provided in the 40 hours of  
            administrator/licensee training required for completion prior  
            to taking the certification exam.  
           
          4)RCFE staff requirements  .  Licensees employ a wide range of  
            staff to provide day-to-day support and care for residents of  
            RCFEs. Staff who assist residents with personal activities of  
            daily living are required to be at least 18 years of age and  
            undergo 10 hours of training within four weeks of being  
            employed by the RCFE and four hours of training each year  
            thereafter.  There are additional training requirements for  
            staff who provide dementia care or who assist residents with  
            managing their medication. All staff must pass a criminal  
            background check and demonstrate they are physically and  
            mentally capable of performing assigned tasks.  

           5)Related Legislation  . Previously, SB 911 was in conflict with  
            AB 1570 (Chesbro), which, like this bill, proposes to increase  
            training requirements for licensees and staff, and dementia  
            care.  Recent amendments agreed to by the respective authors  
            of this bill and AB 1570 avoid any conflict and resolve the  
            policy differences in the training requirements between the  
            two bills. With the adoption of these amendments, the two  
            bills are companion measures that provide a holistic and  
            comprehensive reform of RCFE training requirements.

            The following bills regarding licensing and inspections at  
            community care facilities, and RCFEs specifically, have been  
            introduced this session:
          
            SB 894 (Corbett) RCFEs: revocation of license. 
            SB 895 (Corbett) RCFEs: annual inspections.
            SB 1153 (Leno) RCFEs: suspension of new admissions. 
            SB 1382 (Block) RCFEs: licensure fees.








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            AB 1436 (Waldron) RCFEs: internet posting of inspection  
            reports.
            AB 1523 (Atkins) RCFEs: liability insurance.
            AB 1554 (Skinner) RCFEs: complaint procedures.
            AB 1571 (Eggman) RCFEs: disclosure requirements.
            AB 1572 (Eggman) RCFEs: single resident council.
            AB 1899 (Brown) RCFEs: prohibitions on licensure  
            reinstatement.
            AB 2044 (Rodriguez) RCFEs: 24-hour presence of  
            administrator/staff.
            AB 2171 (Wieckowski) RCFEs: residents' rights.

           6)Opposition  . Some facility and reform groups are opposed to  
            this bill. They argue that the increased training required in  
            this bill will not improve the quality of care provided to  
            residents because no level of mastery or competency is  
            required and the exam does not accommodate those not fluent in  
            English. Small facilities worry about the added costs of  
            meeting the training requirements.



           Analysis Prepared by  :    Jennifer Swenson / APPR. / (916)  
          319-2081