BILL ANALYSIS                                                                                                                                                                                                    Ó






                         SENATE COMMITTEE ON EDUCATION
                                Carol Liu, Chair
                           2013-2014 Regular Session
                                        

          BILL NO:       SB 943
          AUTHOR:        Beall
          AMENDED:       April 22, 2014
          FISCAL COMM:   Yes            HEARING DATE:  April 30, 2014
          URGENCY:       No             CONSULTANT:Kathleen Chavira

           SUBJECT  :  California State University Personal Services  
          Contracting.
          
           SUMMARY  

          This bill establishes standards for the use of personal  
          services contracts by the California State University  
          (CSU).  

           BACKGROUND  

          Current law provides standards for the use of personal  
          service contracts by state agencies with specific criteria  
          for contracting outside state service.  These criteria  
          include demonstration of cost savings, definition of costs,  
          and requirements that work not be contracted out solely on  
          the basis of lower pay rates or benefits, and justification  
          of savings based on the size and duration of the contract.  
          (Government Code Section 19130)

          Current law requires that a state agency that intends to  
          execute a personal services contract must notify the State  
          Personnel Board, which must then contact all organizations  
          representing state employees that perform the type of work  
          to be contracted so that they may be given a reasonable  
          opportunity to comment on the contract.  Upon request, the  
          State Personnel Board is required to review the contract to  
          determine whether it complies with the requirements of GC  
          §19130.  

          The Public Employment Relations Board (PERB) is a  
          quasi-judicial agency which is charged with administering  
          the collective bargaining statutes covering employees of  
          California's public schools, colleges, and universities,  
          employees of the State of California, employees of  





                                                                SB 943
                                                                Page 2


          California local public agencies (cities, counties and  
          special districts), trial court employees and supervisory  
          employees of the Los Angeles County Metropolitan  
          Transportation Authority.  The PERB administers the  
          relevant collective bargaining statutes, ensures their  
          consistent implementation and application, and adjudicates  
          disputes between the parties subject to them.  The statutes  
          administered by PERB include the Higher Education  
          Employer-Employee Relations Act (HEERA) of 1976, which  
          established collective bargaining at the University of  
          California, Hastings College of Law, and the California  
          State University.

          Article 7 of the California Constitution establishes the  
          State Civil Service and establishes the State Personnel  
          Board, a 5 member body appointed by the Governor and  
          approved by the Senate, to enforce and administer civil  
          service statutes.  The Constitution establishes several  
          exemptions from the civil service, including officers and  
          employees of the University of California and the
          California State University.    

           ANALYSIS  

           This bill  establishes nearly identical requirements and  
          review processes for personal services contracting by the  
          CSU as those that exist for State agencies. It: 

          1)   Specifies that use of personal services contracting to  
               achieve costs savings is permissible when the CSU  
               clearly demonstrates that the contract will result in  
               overall cost savings and: 

                    a)             Prescribes the specific costs to  
                    be included/excluded in the calculation. 

                    b)             Prohibits approval solely on the  
                    basis of savings from lower contractor pay rates  
                    or benefits, and requires that wages be at the  
                    industry's level and that they do not  
                    significantly undercut university pay rates.  

                    c)             Displacement of university  
                    employees, as specified, is not caused by the  
                    contract.






                                                                SB 943
                                                                Page 3


                    d)             It does not affect  
                    nondiscrimination efforts, savings are large  
                    enough to be maintained during cost fluctuations,  
                    are clearly justified by size and duration,  
                    contracts are publicly and competitively bid, and  
                    various other requirements. 

          2)   Restricts personal services contracting, unless the  
               following conditions are met:

                    a)             The Legislature mandates or  
                    authorizes work be performed by independent  
                    contractors, and the contract is for a new  
                    university function.

                    b)             Services are unavailable or unable  
                    to be satisfactorily performed within the  
                    university or by university employees. 

                    c)             Services are incidental to a  
                    purchase or lease contract.

                    d)             The legislative, administrative,  
                    or legal goals/purposes cannot be accomplished  
                    through the regular or ordinary hiring process. 

                    e)             University employees cannot  
                    feasibly supply the equipment, materials,  
                    facilities, or support services provided by the  
                    contractor.  
           
                    f)             The contract is for the provision  
                    of training courses for which qualified  
                    university employees are not available.

                    g)             The contract is for services of an  
                    urgent, temporary, or occasional nature.

          3)   Requires that persons who provide services under  
               conditions that the State Personnel Board determines  
               constitute an employment relationship be retained  
               under regular university employment procedures. 

          4)   Extends personal services contract review and  
               enforcement authority over the CSU to the State  
               Personnel Board.  Specifically it:





                                                                SB 943
                                                                Page 4



                    a)             Requires that the CSU notify the  
                    State Personnel Board (Board) if they propose to  
                    execute a personal services contract.

                    b)             Requires the Board to immediately  
                    contact all organizations representing university  
                    employees who perform the type of work to be  
                    contracted, and any other person who has filed a  
                    request for notice, so that they have an  
                    opportunity to comment on the proposed contract.

                    c)             Authorizes an employee  
                    organization to request the Board to review a  
                    contract proposed or executed and requires the  
                    Board to do so, as specified.

                    d)             Authorizes the Board to disapprove  
                    any contract that does not comply with the  
                    standards established by the bill.

                    e)             Requires the Board to review the  
                    adequacy of a personal services contract upon the  
                    request of an employee organization that  
                    represents CSU employees. 

                    f)             Prohibits the execution of a  
                    personal services contract until the University  
                    has notified all organizations representing  
                    university employees who perform that type of  
                    work, unless the contract is necessary due to an  
                    occurrence that poses a clear and imminent  
                    danger.

                    g)             Requires the CSU to immediately  
                    discontinue any contract disapproved by the Board  
                    and establishes several related notice  
                    requirements and related penalties.
                     
           STAFF COMMENTS  

           1)   Need for the bill  . According to the author, the intent  
               of this bill is to provide CSU employees the same  
               contracting out protections that apply to state  
               workers.  






                                                                SB 943
                                                                Page 5


           2)   Current CSU practice  . According to the CSU, it has  
               over 7,000 personal services contracts for various  
               services within the University.  These contracts are  
               for services that include animal boarding,  
               agricultural chemicals, archaeologists, portable  
               toilet suppliers, demolition contractors, stonemasons,  
               furniture suppliers, fire protection providers, pest  
               and vermin control, hazardous waste disposal  
               providers, and more.  The CSU contends that, per the  
               requirements of HEERA, the University meets and  
               confers with unions and negotiations have resulted in  
               provisions in collective bargaining agreements that  
               outline the conditions and processes to be followed  
               regarding contracting out.

           3)   Collective Bargaining  . Provisions regarding  
               contracting out are an element of both the California  
               State University Employees Union - CSUEU (Article 3)  
               and State Employees Trades Council - SETC (Article 4)  
               collective bargaining agreements.  

               The CSUEU agreement authorizes contracting out  
               provided that it does not displace bargaining unit  
               employees, and defines displacement to include layoff,  
               demotion, involuntary transfer to a new  
               classification, or to a new satellite campus location,  
               or a location requiring a change of residence, and  
               involuntary time base reductions.  The CSU is required  
               to notify the Union when contracting out is to be on a  
               long-term basis and the Union is authorized to request  
               to meet and confer on the impacts of long-term  
               contracting out work.  Prior to meeting the CSU is  
               required to provide the CSUEU all existing relevant  
               information, including RFPs, copies of bids received,  
               and any cost analysis used to evaluate the need for  
               contracting out. 

               The SETC agreement, prior to contracting out, requires  
               a campus to consider the availability of SETC  
               employees to perform the work, whether they have the  
               special skills and licensure necessary, whether the  
               work can be completed within time constraints  
               applicable to the project, the availability of  
               required materials and/or equipment, and the cost  
               involved in performing the work in-house versus  
               contracting out.  Notification of the Chief Campus  





                                                                SB 943
                                                                Page 6


               Steward is required prior to the start of any such  
               contracted work.  
                
                Should the Legislature insert itself in a matter which  
               it appears is already being addressed through  
               collective bargaining?  

          4)   Civil Service exemption  . This bill is modeled on State  
               Civil Service Act language used to govern personal  
               services contracting within the state.  

               Provisions of the California Constitution specifically  
               exclude officers and employees of the CSU from state  
               civil service, and the Legislature has granted the CSU  
               other exemptions from Civil Service provisions,  
               including:

               a)        Exclusion from Public Contract Code  
                    provisions regarding the acquisition of goods and  
                    services 

               b)        Authority to promulgate regulations without  
                    having to utilize the procedures outlined in the  
                    Administrative Procedures Act, thereby exempting  
                    CSU from Office of Administrative Law review.    

               Do the CSU 's current contracting out practices rise  
               to a level of concern that warrants the CSU being  
               subject to civil service provisions and oversight of  
               its contracting practices by an entity charged with  
               enforcement and administration of civil service  
               statutes?

           5)   Related costs  .  The CSU estimates that appeals to an  
               oversight entity for half of their over 7,000 personal  
               services contracts, at an estimated cost of $35,000  
               per contract, would create new costs for the CSU of  
               over $122 million.  The State Personnel Board would  
               also require additional funding to meet the  
               administrative costs for complying with the bill's  
               provisions. 

           6)   Prior legislation  .  AB 2225 (Lowenthal, 2002) proposed  
               similar personal services contracting standards for  
               the CSU.  AB 2225 was heard by this committee in June  
               2002, and was held without recommendation. 





                                                                SB 943
                                                                Page 7



           SUPPORT  

          American Federation of State, County and Municipal  
          Employees (AFSCME),      AFL-CIO
          California State University Employees Union (CSUEU/SEIU)
          Service Employees International Union (SEIU)
          Union of American Physicians and Dentists/AFSCME - Local  
          206

           OPPOSITION

           California State University