BILL ANALYSIS                                                                                                                                                                                                    Ó







                      SENATE COMMITTEE ON PUBLIC SAFETY
                            Senator Loni Hancock, Chair              S
                             2013-2014 Regular Session               B

                                                                     1
                                                                     0
                                                                     1
          SB 1010 (Mitchell)                                         0
          As Amended March 17, 2014 
          Hearing date:  April 29, 2014
          Health and Safety Code
          JM:mc

                     POSSESSION OF COCAINE BASE TO SELL OR FURNISH  

                                       HISTORY

          Source:   Drug Policy Alliance; American Civil Liberties Union; A  
                    New Way of Life; California Attorneys for Criminal  
                    Justice; California Public Defenders Association;  
                    California State Conference of the NAACP; Californians  
                    for Safety & Justice; Courage Campaign; Ella Baker  
                    Center; National Council for La Raza; William C.  
                    Velázquez Institute; Friends Committee on Legislation

          Prior Legislation: SB 1960 (Seymour) - Ch. 1044, Stats. 1986
                       SB 943 (Seymour) - Ch. 1174 Stats. 1987 

          Support:  A New PATH; Advancement Project; Amity Foundation;  
                    Asian American Drug Abuse Program (AADAP); California  
                    Coalition for Women Prisoners; California Drug  
                    Counseling, Inc.;  Center for Living and Learning;  
                    Center on Juvenile and Criminal Justice; CHIRLA;  
                    Community Coalition Community Works West;  
                    healthRIGHT360; Holman United Methodist Church;  
                    Homeless Healthcare Los Angeles; Homies Unidos; Human  
                    Rights Watch; Islamic Shura Council of Southern  
                    California; Justice Not Jails; Los Angeles Centers for  
                    Alcohol and Drug Abuse; Los Angeles Community Action  
                    Network; Los Angeles Regional Reentry Partnership  




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                                                         SB 1010 (Mitchell)
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                    (LARRP); Law Enforcement Against Prohibition; Legal  
                    Services for Prisoners with Children; Los Angeles  
                    Metropolitan Churches; National Association of Social  
                    Workers; Women's Council, California Chapter; PICO  
                    California; Progressive Christians Uniting; San  
                    Fernando Recovery Center; SHIELDS for Families; Tarzana  
                    Treatment Centers; The Sentencing Project; National  
                    Employment Law Project; Freedom Riders Foundation; Hope  
                    of the Valley Rescue Mission; Strawberry Creek Monthly  
                    Meeting of the Religious Society of Friends; UC  
                    Hastings Law Students for Sensible Drug Policy; FACTS  
                    Education Fund; Fair Chance Project; Board of 


                    Directors-San Diego Black Health Association Inc.;  
                    Legal Scholars; Lawyers' Committee for Civil Rights;  
                    Rubicon Programs; James S. Stiven, U.S. Magistrate  
                    Judge (retired); Center on Policy Initiatives; Employee  
                    Rights Center; San Diego Organizing Project; Pillars of  
                    the Community; Center for Health Justice; Lawyers'  
                    Committee for Civil Rights Under Law; Asian Americans  
                    Advancing Justice - Asian law Caucus; Californians  
                    United for a Responsible Budget; Homeboy Industries;  
                    Los Angeles County District Attorney's Office; The  
                    Labor/Community Strategy Center; Alpha Project;  
                    Taxpayers for Improving Public Safety; numerous private  
                    individuals

          Opposition:California Police Chiefs Association; California  
          Narcotics Officers Association



                                         KEY ISSUE
           
          SHOULD POSSESSION OF COCAINE BASE FOR SALE CARRY THE SAME PENALTY AS  
          POSSESSION FOR SALE OF POWDER COCAINE?







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                                       PURPOSE

          The purpose of this bill is to provide that the penalty for  
          possession for sale<1> of cocaine base shall be the same as that  
          for possession for sale of cocaine hydrochloride - powder  
          cocaine.

           Existing law  provides penalties for the following conduct  
          involving controlled substances:  possession, possession for  
          sale or distribution, sale or distribution, and manufacturing.   
          (Health & Saf. Code §§ 11350-11401.)

           Existing law  classifies controlled substances in five schedules,  
          with generally lesser restrictions and penalties from Schedule I  
          through V.  Schedule I controlled substances are deemed to have  
          no accepted medical use and cannot be prescribed.  Examples of  
          drugs in the California schedules drugs follow:

                 Heroin, LSD, cocaine base and marijuana are Schedule I  
               drugs.
                 Oxcycodone, cocaine,<2> methamphetamine, and codeine are  
               Schedule II drugs.
                 Barbituates (tranquilizers, anabolic steroids and  
               specified narcotic, pain medications are Schedule III  
               drugs.
                 Benzodiazepines (Valium) and phentermine (diet drug) are  
               Schedule IV drugs.
                 Specified narcotic pain medications with active  
               non-narcotic active ingredients are Schedule V drugs.   
               (Health & Saf. Code §§ 11054-11058.)  

           Existing California law  , with the exception of a ban on the  
          ---------------------------
          <1> Possession of a drug for "sale" also includes circumstances  
          where the defendant intends to give away or otherwise provide  
          the drug.  (Pen. Code §§ 11351 and11351.5.)
          <2> Cocaine is still in limited use for ear, nose and throat  
          surgery because it is an effective topical anesthetic and  
          restricts blood flow, allowing the surgeon to see the surgical  
          location in areas of particularly abundant veins and blood flow.  
           .http://www.ncbi.nlm.nih.gov/pubmed/2485453.



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          prescription of Schedule I drugs, does not explain the  
          differences among the schedules.  

           Existing federal law  (21 U.S.C., Section 812 (b)) includes the  
          following explanations:

                  Schedule I  controlled substances have no currently  
               accepted medical use in treatment in the United States,  
               have a high potential for abuse, and there is a lack of  
               accepted safety for use of the drug or other substance  
               under medical supervision.  Schedule I drugs include but  
               are not limited to cannabis, heroin, GHB, and ecstasy.   

                 Schedule II  controlled substances have a currently  
               accepted medical use in treatment, a high potential for  
               abuse, which may lead to severe psychological or physical  
               dependence.  Schedule II drugs include but are not limited  
               to Cocaine, Ritalin, oxycodone, morphine, and amphetamines.  

                 Schedule III  controlled substances have a currently  
               accepted medical use in treatment, a potential for abuse  
               that is less than that for Schedule I and II drugs, and  
               abuse may lead to moderate or low physical dependence or  
               high psychological dependence.  Schedule III drugs include  
               but are not limited to anabolic steroids, prescriptions  
               that combine codeine or hydrocodone with aspirin or another  
               non-narcotic ingredient, ketamine, and testosterone.   

                 Schedule IV  drugs have a currently accepted medical use  
               in treatment, have a low potential for abuse relative to  
               the substances in Schedule III, and abuse may lead to  
               limited physical dependence or psychological dependence.   
               Schedule IV drugs include but are not limited to Xanax,  
               Librium, Valium, talking and Phenobarbital.   

                 Schedule V  drugs have a low potential for abuse, have a  
               currently accepted medical use in treatment, and abuse of  
               the drug may lead to limited physical dependence or  
               psychological dependence.  Schedule V drugs include but are  
               not limited to narcotic drugs containing active medicinal  




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               qualities other than those possessed by narcotic drugs  
               alone, such as cough suppressants containing small amounts  
               of codeine.  
              
          Existing law  , as relevant to this bill, includes the following  
          penalties for conduct involving cocaine and cocaine base:

                 Simple possession (for personal use) of cocaine or  
               cocaine base:  Felony, with a jail term (Pen. Code § 1170,  
               subd. (h)) of 16 months, 2 years or 3 years.  (Health &  
               Saf. Code § 11350.)

                 Possession for sale of cocaine: Felony jail term of 2, 3  
               or 4 years.  (Health & Saf. Code § 11351.)

                 Possession of cocaine base for sale - Felony jail term  
               of 3, 4 or 5 years.  (Health & Saf. Code § 11351.5.)

                 Sale or distribution of cocaine or cocaine base:  Felony  
               jail term of 3, 4 or 5 years.  (Health & Saf. Code §  
               11352.)

                 Transportation for sale across noncontiguous counties of  
               cocaine or cocaine base:  Felony jail term of 3, 6 or 9  
               years.  (Health & Saf. Code § 11352(b).)
           
          Existing law  provides for seizure and forfeiture of a vehicle,  
          boat or airplane used as an instrumentality of drug commerce.   
          Specified provisions are triggered where the amount of cocaine  
          base involved in the offense weighed 14.25 grams (approximately  
           ounce) or more and where the amount of cocaine weighed 28.5  
          grams (1 ounce).  (Health & Saf. Code § 11470, subd. (e.).)

           Existing law  provides that the court can only grant probation to  
          a person convicted of certain crimes if unusual circumstances  
          exist establishing that a grant of probation promotes justice.   
          The restriction applies to any case involving 14.25 grams or  
          more of cocaine base, or 57 grams or more of a substance  
          containing at least 5 grams of cocaine base.  By comparison, the  
          restriction applies to any case involving 28.5 grams or more of  




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          cocaine, or 57 grams or more of a substance containing cocaine.   
          (Pen. Code § 1203.073, subds. (b)(1) and (5).)
           
          This bill  would provide that the incarceration penalty for  
          possession for sale or distribution of cocaine base is a felony  
          jail term of two, three or four years - the penalty for  
          possession for sale of powder cocaine.

           This bill  would provide probation can only be granted to a  
          person convicted of possession for sale of 28.5 grams or more of  
          cocaine base, or 57 grams or more of a substance containing at  
          least 5 grams of cocaine base, if the court finds unusual  
          circumstances demonstrating that probation promotes justice.

           This bill  authorizes seizure and forfeiture of a vehicle, boat  
          or airplane used as an instrumentality of drug commerce  
          involving cocaine base weighing 28.5 grams or more, or 57 grams  
          or more of a substance containing at least 5 grams of cocaine  
          base

           This bill  includes legislative findings that powder cocaine and  
          cocaine base are two different forms of the same drug, each  
          producing the same effects when ingested and that imposing  
          higher penalties and greater forfeitures on persons convicted of  
          crimes involving cocaine base is unjustified. 


                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION

          For the last several years, severe overcrowding in California's  
          prisons has been the focus of evolving and expensive litigation  
          relating to conditions of confinement.  On May 23, 2011, the  
          United States Supreme Court ordered California to reduce its  
          prison population to 137.5 percent of design capacity within two  
          years from the date of its ruling, subject to the right of the  
          state to seek modifications in appropriate circumstances.   

          Beginning in early 2007, Senate leadership initiated a policy to  
          hold legislative proposals which could further aggravate the  
          prison overcrowding crisis through new or expanded felony  




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          prosecutions.  Under the resulting policy, known as "ROCA"  
          (which stands for "Receivership/ Overcrowding Crisis  
          Aggravation"), the Committee held measures that created a new  
          felony, expanded the scope or penalty of an existing felony, or  
          otherwise increased the application of a felony in a manner  
          which could exacerbate the prison overcrowding crisis.  Under  
          these principles, ROCA was applied as a content-neutral,  
          provisional measure necessary to ensure that the Legislature did  
          not erode progress towards reducing prison overcrowding by  
          passing legislation, which would increase the prison population.  
            

          In January of 2013, just over a year after the enactment of the  
          historic Public Safety Realignment Act of 2011, the State of  
          California filed court documents seeking to vacate or modify the  
          federal court order requiring the state to reduce its prison  
          population to 137.5 percent of design capacity.  The State  
          submitted that the, ". . .  population in the State's 33 prisons  
          has been reduced by over 24,000 inmates since October 2011 when  
          public safety realignment went into effect, by more than 36,000  
          inmates compared to the 2008 population . . . , and by nearly  
          42,000 inmates since 2006 . . . ."  Plaintiffs opposed the  
          state's motion, arguing that, "California prisons, which  
          currently average 150% of capacity, and reach as high as 185% of  
          capacity at one prison, continue to deliver health care that is  
          constitutionally deficient."  In an order dated January 29,  
          2013, the federal court granted the state a six-month extension  
          to achieve the 137.5 % inmate population cap by December 31,  
          2013.  

          The Three-Judge Court then ordered, on April 11, 2013, the state  
          of California to "immediately take all steps necessary to comply  
          with this Court's . . . Order . . . requiring defendants to  
          reduce overall prison population to 137.5% design capacity by  
          December 31, 2013."  On September 16, 2013, the State asked the  
          Court to extend that deadline to December 31, 2016.  In  
          response, the Court extended the deadline first to January 27,  
          2014 and then February 24, 2014, and ordered the parties to  
          enter into a meet-and-confer process to "explore how defendants  
          can comply with this Court's June 20, 2013 Order, including  




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          means and dates by which such compliance can be expedited or  
          accomplished and how this Court can ensure a durable solution to  
          the prison crowding problem."

          The parties were not able to reach an agreement during the  
          meet-and-confer process.  As a result, the Court ordered  
          briefing on the State's requested extension and, on February 10,  
          2014, issued an order extending the deadline to reduce the  
          in-state adult institution population to 137.5% design capacity  
          to February 28, 2016.  The order requires the state to meet the  
          following interim and final population reduction benchmarks:

                 143% of design bed capacity by June 30, 2014;
                 141.5% of design bed capacity by February 28, 2015; and
                 137.5% of design bed capacity by February 28, 2016. 

          If a benchmark is missed the Compliance Officer (a position  
          created by the February 10, 2016 order) can order the release of  
          inmates to bring the State into compliance with that benchmark.   


          In a status report to the Court dated February 18, 2014, the  
          state reported that as of February 12, 2014, California's 33  
          prisons were at 144.3 percent capacity, with 117,686 inmates.   
          8,768 inmates were housed in out-of-state facilities.

          The ongoing prison overcrowding litigation indicates that prison  
          capacity and related issues concerning conditions of confinement  
          remain unresolved.  While real gains in reducing the prison  
          population have been made, even greater reductions may be  
          required to meet the orders of the federal court.  Therefore,  
          the Committee's consideration of ROCA bills -bills that may  
          impact the prison population - will be informed by the following  
          questions:

                 Whether a measure erodes realignment and impacts the  
               prison population;
                 Whether a measure addresses a crime which is directly  
               dangerous to the physical safety of others for which there  
               is no other reasonably appropriate sanction; 




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                 Whether a bill corrects a constitutional infirmity or  
               legislative drafting error; 
                 Whether a measure proposes penalties which are  
               proportionate, and cannot be achieved through any other  
               reasonably appropriate remedy; and,
                 Whether a bill addresses a major area of public safety  
               or criminal activity for which there is no other  
               reasonable, appropriate remedy.


                                      COMMENTS

          1.    Need for This Bill  

          According to the author:

               SB 1010 will correct the groundless disparity in  
               sentencing, probation and asset forfeiture guidelines  
               for possession of crack cocaine for sale versus the  
               same crime involving powder cocaine that has resulted  
               in a pattern of racial discrimination in sentencing  
               and incarceration in California. 

               Crack and powder cocaine are two forms of the same  
               drug.  Scientific reports, including a major study  
               published in the Journal of the American Medical  
               Association, demonstrate that they have essentially  
               identical effects on the human body.  Powder cocaine  
               can be injected or snorted.  Crack cocaine can be  
               injected or smoked, and is a product derived when  
               cocaine powder is processed with an alkali, typically  
               common baking soda.  Gram for gram, there is less  
               active drug in crack cocaine than in powder cocaine.

               Whatever their intended goal, disparate sentencing  
               guidelines for two forms of the same drug has resulted  
               in a pattern of institutional racism, with longer  
               prison sentences given to people of color who are more  
               likely than whites to be arrested and incarcerated for  
               cocaine base offenses compared to powder cocaine  




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               offenses, despite comparable rates of usage and sales  
               across racial and ethnic groups.

          2.  The Death of Basketball Star Len Bias after Cocaine use in  
            1986 and the Increase in Drug Penalties, Particularly for  
            Cocaine Base, that Followed  

          Len Bias was an extraordinarily gifted college basketball player  
          at the University of Maryland in the mid-1980s.  Just a few days  
          after being selected by the Boston Celtics as the second player  
          in the 1986 NBA draft, Bias died after suffering a seizure when  
          ingesting cocaine with friends and teammates in a dorm room.   
          Media reports initially stated or speculated, and then repeated  
          as though confirmed, that Bias had used crack cocaine or  
          freebased cocaine and that he had never used cocaine before.<3>   
          The investigation of the incident and prosecutions related to  
          the incident indicate that Bias had used cocaine before -  
          perhaps introducing the drug to friends - and that cocaine had  
          been found in his leased car.  His companions testified that  
          after Bias snorted the last of numerous lines of powder cocaine,  
          he stood up to go the bathroom, stumbled back on his bed and had  
          a seizure.    

          Len Bias' death sparked a nation-wide outcry about the  
          prevalence and dangers of cocaine use, especially the use of  
          crack cocaine in African-American communities.  Congress very  
          quickly passed the Ant-Drug Abuse Act of 1986.  The law was a  
          bi-partisan measure with the full support of Speaker Tip O'Neil,  
          a Bostonian.  The law included very long mandatory minimum  
          sentences.  The penalties for crack cocaine or cocaine base were  
          triggered when a case involved much less of the drug (1/100th)  
          than powdered cocaine (cocaine hydrochloride).  Five grams of  
          cocaine base triggered the penalties compared to 500 grams of  
          cocaine hydrochloride.  In 1986, imprisonment of African  
          Americans for cocaine exceeded Caucasians for the first time.   
          Crack was seen as a cheaper and much more dangerous substance  
          than powder cocaine.  
          ---------------------------
          <3> Many of this material is from an ESPN investigative article  
          by Michael Weinreb:   
          http://sports.espn.go.com/espn/eticket/story?page=bias.



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          California separately defined, scheduled and punished powder  
          cocaine in contrast with other forms of cocaine in 1986.  In  
          1987, cocaine base was specifically referenced in Schedule I<4>  
          and possession for sale of cocaine base was placed in Health and  
          Safety Code Section 11351.5, with higher penalties than for  
          cocaine hydrochloride. 

          3.  Possession for Sale is not Distinguished from Simple  
            Possession by a Set Amount of a Controlled Substance - Factors  
            in Cocaine Base and Powder Cocaine Cases  

          Under California law, whether a drug was possessed for purposes  
          of sale is determined by all the factors of the charged  
          incident, not by a specified weight or volume of the drug  
          possessed.  Typically, a law enforcement witness trained in drug  
          cases explains to the jury the facts on which the prosecution is  
          relying to prove that the defendant possessed a drug for sale.   
          The weight or volume of the drug is typically one of the many  
          factors noted by the witness.  Law enforcement witnesses usually  
                     refer to "indicia" of sale, such as scales for weighing  
          material, ledgers of payments, the manner in which the drug is  
          packaged and the amount and denominations of currency the  
          defendant was carrying.

          Cocaine base is essentially made by mixing powder cocaine and  
          baking soda to form a solid, brittle, rock-like substance.  A  
          defendant could be arrested for possession for sale of cocaine  
          base because he carried a number of  individual "rocks" in small  
          plastic baggies, wrote names and dollar amounts on a piece of  
          paper and carried a number of bills in the denomination for  
          which cocaine base "rocks" of that size typically sell.  Cocaine  
          base is often sold on street corners in open view.  Law  
          enforcement officers can readily see such activity.  

          ---------------------------
          <4> Federal law provides that Schedule I drugs have a high  
          potential for abuse, no accepted medical use and cannot be  
          prescribed.  Schedule II drugs, including cocaine hydrochloride,  
          have a high potential for abuse, but can be used in medicine.   
          (21 U.S.C. 812; Health & Saf. Code §§11054-11055.)



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          It may be more difficult to establish a case of possession for  
          sale of powdered cocaine - cocaine hydrochloride - than cocaine  
          base.  Powder cocaine does not naturally come in a form for  
          ready retail sales.  Powder cocaine, unlike cocaine base, would  
          not typically be sold as a single dose.  Cocaine hydrochloride  
          is often sold in 1-gram "bindles" from which the user can obtain  
          multiple doses.  Powder cocaine is thus not easily sold  
          hand-to-hand on the street. 

          4.  California Prison Data on Ethnicity of Inmates Imprisoned for  
          Possession for Sale of Cocaine      in Contrast with Possession  
          for Sale of Cocaine Base  

          The California Department of Corrections and Rehabilitation has  
          produced in 2013 data on the number of inmates from fiscal year  
          2005-2006 through 2009-2010 imprisoned for possession for sale  
          of powder cocaine and those imprisoned for possession for sale  
          of cocaine base.  The data was disaggregated by ethnicity and  
          sex of the inmates.  The data is set out without reflecting the  
          sex of the inmate:


           ----------------------------------------------------------------- 
          |Race/Ethnic|African      |Caucasian    |Latino      |Other       |
          |ity        |American     |             |            |            |
          |-----------+-------------+-------------+------------+------------|
          |Cocaine    |2061         |829          |3285        |181         |
          |-----------+-------------+-------------+------------+------------|
          |Cocaine    |4152         |96           |972         |142         |
          |Base       |             |             |            |            |
          |-----------+-------------+-------------+------------+------------|
          |Total      |6213         |925          |4257        |323         |
           ----------------------------------------------------------------- 

          African Americans were imprisoned for possession of cocaine base  
          for sale at a rate 43.25 times that for Caucasians.  African  
          Americans were imprisoned for possession of cocaine  
          hydrochloride for sale at a rate 2.5 times that for Caucasians.   
          African Americans were imprisoned for possession of cocaine base  
          for sale at a rate 4.3 times that for Latinos.  Latinos were  




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          imprisoned for possession of cocaine hydrochloride for sale at a  
          rate 1.6 times that for African Americans. 

          5.  Drug Use and Commerce by College Students and Adolescents,  
            Analyzed by Race and Ethnicity; Racial Disparities in Juvenile  
            Drug Prosecutions  

          In 2007, the National Center on Addiction and Substance Abuse at  
          Columbia University published a study of drug and alcohol use by  
          college students.<5>  The study showed substantially higher use  
          of drugs by whites than African Americans.  For example, white  
          students were twice as likely to illicitly use prescription  
          drugs, marijuana and MDMA (ecstasy) than African American  
          students.  Students at traditionally Black colleges had  
          particularly low drug use rates. 

          The 2011 National Institute of Health (NIH) study of adolescent  
          drug use<6> found that "African American students have  
          substantially lower rates of use of most ? drugs than do whites  
          at all three grade levels [10th-12th grades]."  (Monitoring the  
          Future, National Results on Adolescent Drug Use, Johnston, et  
          al., NIH, 2012, p. 45.)  

          Despite the fact that white adolescents use drugs at much higher  
          rates than minority adolescents, the United States Department of  
          Justice Office of Juvenile Justice and Delinquency Programs  
          (OJJDP) found<7> that in 2006 "juvenile arrests  
          disproportionately involved minorities."  African American  
          minors were arrested for drug offenses (30% of all drug arrests)  
          at a rate approximately 3 times their proportion of the  
          population.  (Juv. Justice Bulletin, Nov. 2008, U.S. DOJ, OJJDP,  
          p. 10.) 

          ---------------------------
          <5>  
          http://www.casacolumbia.org/articlefiles/380-Wasting%20the%20Best 
          %20and%20the%20Brightest.pdf.
          <6>  
          http://monitoringthefuture.org/pubs/monographs/mtf-overview2011.p 
          df.
          <7> https://www.ncjrs.gov/pdffiles1/ojjdp/221338.pdf.



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          Another study published in the American Journal of Alcohol and  
          Drug Abuse in March of 2010 analyzed data from the National  
          Survey on Drug Use and Health.  According to a summary<8>   
          published by NIH, the study found that white and African  
          American youth engaged in drug commerce at equivalent rates.   
          However, white youth used and sold a wide range of drugs.   
          African American youth were more likely to use and sell  
          marijuana.  White youth who were engaged in drug commerce were  
          also likely to be "entrenched" users of drugs such as cocaine.

          The most recent drug trend statistics from the National  
          Institute on Drug Abuse - last revised in December, 2012<9> -  
          found that non-marijuana drug use has stayed relatively steady  
          in recent years.  Cocaine use, however, is down:

               Use of most drugs other than marijuana has not changed  
               appreciably over the past decade or has declined.  In  
               2011, 6.1 million Americans aged 12 or older (or 2.4  
               percent) had used psycho-therapeutic prescription drugs  
               nonmedically (without a prescription or in a manner or  
               for a purpose not prescribed) in the past month-a  
               decrease from 2010.  And 972,000 Americans (0.4  
               percent) had used hallucinogens (a category that  
               includes Ecstasy and LSD) in the past month-a decline  
               from 2010. 

               Cocaine use has gone down in the last few years; from  
               2006 to 2011, the number of current users aged 12 or  
               older dropped from 2.4 million to 1.4 million.  
               Methamphetamine use has also dropped, from 731,000  
               current users in 2006 to 439,000 in 2011.

          6.  Substantially Disproportionate Prosecution and Incarceration  
            of African Americans and Latinos Relative to Drug Use and  
            Commerce
           
          ---------------------------
          <8> http://www.ncbi.nlm.nih.gov/pmc/articles/PMC2871399/.  
          <9>  
          http://www.drugabuse.gov/publications/drugfacts/nationwide-trends 
          .



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          Rates of Drug Use by Race and Ethnicity
          
          Blacks, whites and Latinos use drugs at relatively similar  
          rates, with Latinos' usage the lowest of the three.  Asians use  
          illicit drugs at a lower rate<10> than other ethnic or racial  
          groups.  The data in the following chart is from the National  
          Survey on Drug Use and Health<11> published by United States  
          Department of Health and Human Services (DHHS), including the  
          most recent available data from 2011:


           ------------------------------------------------------------------- 
          |YEAR            |Rate of Drug    |Rate of Drug    |Rate of Drug    |
          |                |Use - Whites    |Use - Blacks    |Use - Latinos   |
          |----------------+----------------+----------------+----------------|
          |2002            |8.5%            |9.7 %           |7.2%            |
          |----------------+----------------+----------------+----------------|
          |2003            |8.3%            |8.7%            |8.0%            |
          |----------------+----------------+----------------+----------------|
          |2004            |8.1%            |8.7%            |7.2%            |
          |----------------+----------------+----------------+----------------|
          |2005            |8.1%            |9.7%            |7.6%            |
          |----------------+----------------+----------------+----------------|
          |2006            |8.5%            |9.8%            |6.9%            |
          |----------------+----------------+----------------+----------------|
          |2007            |8.2%            |9.5%            |6.6%            |
          |----------------+----------------+----------------+----------------|
          |2008            |8.2%            |10.1%           |6.2%            |
          |----------------+----------------+----------------+----------------|
          |2009            |8.8%            |9.6%            |7.9%            |
          |----------------+----------------+----------------+----------------|
          |2010            |9.1%            |10.7%           |8.1%            |
          |----------------+----------------+----------------+----------------|
          ---------------------------
          <10> Among Asians, the percentage using illicit drugs in the  
          past month was 3.5 percent in 2002, 3.8 percent in 2003, 3.1  
          percent in both 2004 and 2005, 3.6 percent in 2006, 4.2 percent  
          in 2007, 3.6 percent in 2008, 3.7 percent in 2009, 3.5 percent  
          in 2010 and 3.8 percent in 2011.
          <11> Overall drug use in 2011 fell to 8.7 percent from 8.9  
          percent in 2010.



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                                                         SB 1010 (Mitchell)
                                                                      PageP

          |2011            |8.7%            |10%             |8.4%            |
           ------------------------------------------------------------------- 

          Incarceration Rates in Drug Offenses by Race and Ethnicity  
          (White, Black and Latino Defendants) 
          
          According to a 1999-2005 Sentencing Project Study,<12> African  
          Americans are imprisoned for felony drug crimes at a rate five  
          times greater than their proportion of the population.  Whites  
          are incarcerated for felony drug crimes at rate that is one  
          third or one quarter their proportion of the population:
          































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          ---------------------------
          <12> http://sentencingproject.org/doc/dp_raceanddrugs.pdf.









           ------------------------------------------------------------------- 
          |YEAR            |Whites -        |Blacks -        |Latinos -       |
          |                |Percentage of   |Percentage of   |Percentage of   |
          |                |State Prison    |State Prison    |State Prison    |
          |                |Drug Crime      |Drug Crime      |Drug Crime      |
          |                |Populations     |Population      |Population      |
          |----------------+----------------+----------------+----------------|
          |1999            |20.2%           |57.6%           |20.7%           |
          |----------------+----------------+----------------+----------------|
          |2000            |23.2%           |57.9%           |17.2%           |
          |----------------+----------------+----------------+----------------|
          |2001            |23.3%           |56.8%           |19.1%           |
          |----------------+----------------+----------------+----------------|
          |2002            |24.3%           |47.5%           |23.3%           |
          |----------------+----------------+----------------+----------------|
          |2003            |25.9%           |53.0%           |20.0%           |
          |----------------+----------------+----------------+----------------|
          |2004            |26.4%           |45.1%           |20.8%           |
          |----------------+----------------+----------------+----------------|
          |2005            |28.5%           |44.8%           |20.2%           |
           ------------------------------------------------------------------- 

          These data must be viewed in light of the proportion of whites,  
          blacks and Latinos in the population.  According to the United  
          States Census:

           ----------------------------------------------------------------- 
          |All whites,   |Non-Hispanic    |African        |Latino/Hispanic  |
          |including     |whites          |Americans      |                 |
          |Hispanics of  |                |               |                 |
          |European      |                |               |                 |
          |origin        |                |               |                 |
          |--------------+----------------+---------------+-----------------|
          |72.4%         |63.7%           |12.6%          |16.3%            |
          |              |                |               |                 |
           ----------------------------------------------------------------- 

          In 2000, Human Rights Watch researchers found that through 1996  
          African Americans were 13 times more times more likely to be  




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                                                         SB 1010 (Mitchell)
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          imprisoned for drug crimes than whites.<13>  The Sentencing 
          Project study indicates that that disparity has been reduced  
          somewhat in recent years, although the disparity is still  
          striking.  These disproportionate prosecution rates exist  
          despite the fact that African Americans and whites use drugs in  
          roughly equivalent proportions.  Other studies have reported  
          that white youth sell drugs at a much higher rate than African  
          American youth.
          
          7.  Issues of Controlling or Limiting Drug Commerce through  
          Criminal Penalties  

          Drug Control through Criminal Penalties Generally
          
          This bill continues a decades-long history of expanded criminal  
          penalties for commerce in drugs of intoxication.  Numerous  
          studies have concluded that criminal penalties have not  
          substantially limited drug abuse, but prohibition has generated  
          substantial profits for illicit trade. 

          President Nixon declared a war on drugs in 1971.  California  
          adopted the federal controlled schedules and set penalties based  
          on the federal schedules in 1972.  Nixon established the Drug  
          Enforcement Administration in 1973.  President Reagan signed  
          legislation establishing mandatory minimums for drug crimes in  
          1986.  George H.W. Bush appointed the first drug czar 
          in 1989.  Inherent in these policies is a belief that relatively  
          severe penalties for drug crimes, including drug possession,  
          deter people from using or selling drugs.  (Timeline, America's  
          War on Drugs, NPR, April 2, 2007<14>; Health & Saf. Code §§  
          11054-11058; 11350-11383.7, 11351.5.)

          In June 2011, the Global Commission on Drug Policy released a  
          report, "War on Drugs," examining global drug policy over the  
          past half-century.  The Commission is comprised of current and  



          ---------------------------
          <13> http://www.hrw.org/reports/2000/usa/.
          <14>  
          http://www.npr.org/templates/story/story.php?storyId=9252490.













                                                         SB 1010 (Mitchell)
                                                                      PageS

          former heads of state, public officials, and experts.<15>

          The report states: 

               The global war on drugs has failed, with devastating  
               consequences for individuals and societies around the  
               world.  Fifty years after the initiation of the UN  
               Single Convention on Narcotic Drugs, and 40 years  
               after President Nixon launched the US government's war  
               on drugs, fundamental reforms in national and global  
               drug control policies are urgently needed.

               Vast expenditures on criminalization and repressive  
               measures directed at producers, traffickers and  
               consumers of illegal drugs have clearly failed to  
               effectively curtail supply or consumption.  Apparent  
               victories in eliminating one source or trafficking  
               organization are negated almost instantly by the  
               emergence of other sources and traffickers.   
               Repressive efforts directed at consumers impede public  
               health measures to reduce HIV/AIDS, overdose  
               fatalities and other harmful consequences of drug use.  
                Government expenditures on futile supply reduction  
               strategies and incarceration displace more  
               cost-effective and evidence-based investments in  
               demand and harm reduction."  (Global Commission on  
               Drug Policy, War on Drugs (June 2011), italics added.)


                                   ***************












          ---------------------------
          <15> http://www.globalcommissionondrugs.org/Commission>.