BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  SB 1135
                                                                  Page  1

          Date of Hearing:  June 17, 2014
          Counsel:       Stella Choe


                         ASSEMBLY COMMITTEE ON PUBLIC SAFETY
                                 Tom Ammiano, Chair

                   SB 1135 (Jackson) - As Amended:  March 24, 2014


           SUMMARY  :  Prohibits sterilization, with limited exceptions, of  
          an individual under the control of the California Department of  
          Corrections and Rehabilitation (CDCR) or a county correctional  
          facility, as specified.  Specifically,  this bill  :   

          1)Prohibits sterilization, for the purpose of birth control, of  
            any person who is involuntarily confined or detained under a  
            civil or criminal statute, including inmates in state prison,  
            reentry facilities, community correctional facilities and  
            county jails.

          2)States that sterilization of an individual under the control  
            of CDCR or a county and imprisoned in a state prison, prison  
            or a reentry facility, community correctional facility, county  
            jail, or any other institution in which an individual is  
            involuntarily confined or detained under a civil or criminal  
            statute, through tubal ligation, hysterectomy, oophorectomy,  
            or any other means rendering an individual permanently  
            incapable of reproducing, is prohibited except in either of  
            the following circumstances:

             a)   The procedure is required for the immediate preservation  
               of the individual's life in an emergency medical situation;  
               or,

             b)   The procedure is required for the necessary treatment of  
               a physical medical condition, excluding birth control, and  
               only if all of the following requirements are satisfied:

               i)     Less drastic measures to address the medical need  
                 are nonexistent, are refused by the individual, or are  
                 first attempted and deemed unsuccessful;

               ii)    A second physician independent of, and not employed  
                 by, but authorized to provide services to individuals in  








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                 the custody of, and to receive payment for those services  
                 from, CDCR or county department overseeing the  
                 confinement of the individual   conducts an in-person  
                 consultation and confirms the need for a medical  
                 intervention resulting in sterilization to address the  
                 medical need; and,

               iii)   Patient consent is obtained after the individual is  
                 made aware of the full and permanent impact the procedure  
                 will have on his or her reproductive capacity, that  
                 future medical treatment while under the control of the  
                 department or county will not be withheld should the  
                 individual refuse consent to the procedure, and the side  
                 effects of the procedure.

          3)Requires that any inmate who undergoes sterilization be  
            provided with a presterilization and poststerilization  
            psychological consultation and medical follow-up, including  
            providing relevant hormone therapy to address surgical  
            menopause, made available to the individual sterilized while  
            under the control of CDCR or the county.

          4)States that CDCR and all county jails or other institutions of  
            confinement shall do the following:

             a)   Publish an annual report of sterilizations performed,  
               disaggregated by race, age, medical justification, and  
               method of sterilization, including, but not limited to,  
               hysterectomy and oophorectomy; and,

             b)   Provide notification to all individuals under their  
               custody and to all employees who are involved in providing  
               health care services of their rights and responsibilities  
               under the provisions of this bill.

          5)Entitles an employee of CDCR or of a county jail or other  
            institution of confinement who reports the sterilization of an  
            individual performed in violation of these provisions to the  
            protection available under existing law related to retaliation  
            and whistleblower protections.

           EXISTING LAW  :

          1)States that the person of a prisoner sentenced to imprisonment  
            in the state prison or to imprisonment in county jail, as  








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            provided, is under the protection of the law, and any injury  
            to his person, not authorized by law, is punishable in the  
            same manner as if he were not convicted or sentenced.  (Pen.  
            Code, § 2650.)

          2)Makes it unlawful to use in the prisons, any cruel, corporal  
            or unusual punishment or to inflict any treatment or allow any  
            lack of care whatever which would injure or impair the health  
            of the prisoner, inmate or person confined; and punishment by  
            the use of the strait-jacket, gag, thumb-screw, shower-bath or  
            the tricing up of prisoners, inmates or persons confined is  
            prohibited.  (Pen. Code, § 2652.)

          3)Requires CDCR to only provide medical services for inmates  
            which are based on medical necessity and supported by outcome  
            data as effective medical care.  (Cal. Code Regs., tit. 15, §  
            3350, subd. (a).)

          4)Defines "medically necessary," for purposes of medical care  
            provided to incarcerated persons, as health care services that  
            are determined by the attending physician to be reasonable and  
            necessary to protect life, prevent significant illness or  
            disability, or alleviate severe pain, and are supported by  
            health outcome data as being effective medical care. (Cal.  
            Code Regs., tit. 15, § 3350, subd. (b)(1).)

          5)Defines "significant illness or disability," for purposes of  
            medical care provided to incarcerated persons, as any medical  
            condition that causes or may cause, if left untreated, a  
            severe limitation of function or ability to perform the daily  
            activities of life or that may cause premature death.  (Cal.  
            Code Regs., tit. 15, § 3350, subd. (b)(5).)

          6)Excludes certain medical treatment for incarcerated persons,  
            including surgery that is not medically necessary, which  
            specifically includes, but is not limited to, vasectomy and  
            tubal ligation.  (Cal. Code Regs., tit. 15, § 3350 .1, subds.  
            (a)-(c).)

          7)Allows treatment for excluded conditions in cases where all of  
            the following criteria are met (Cal. Code Regs., tit. 15, §  
            3350 .1, subd. (d)):

             a)   The inmate's attending physician or dentist prescribed  
               the treatment as clinically necessary; and,








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             b)   The service is approved by the appropriate Utilization  
               Management Committee.  The committee's decision shall be  
               based on: 

               i)     Available health and dental care outcome data  
                 supporting the effectiveness of the services as medical  
                 or dental treatment; and,

               ii)    Other factors, such as:  coexisting medical or  
                 dental problems; acuity; length of inmate's sentence;  
                 availability of the service; and, cost. 

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           1)Author's Statement :  According to the author, "The Center for  
            Investigative Reporting, based on information gained through  
            working with Justice Now, broke a story in 2013 that  
            documented cases of coerced tubal ligations as late as 2010.

          "In addition to coerced tubal ligations, Justice Now also found  
            an alarming number of incarcerated women who have lost their  
            reproductive capacity through the overly aggressive use of  
            hysterectomies.  Too often, hysterectomies in prison appear to  
            be the first option for medical problems, such as fibroids,  
            that may have more effective and less drastic cures. Many  
            women have had partial and full hysterectomies while  
            incarcerated that were later deemed unnecessary.

          "Women were robbed of their reproductive choice by these coerced  
            procedures.  Sterilizations that occurred under the watch of  
            California's corrections department smack of eugenics.  These  
            acts are unconscionable.  It is well past time we put an end  
            to them and make sure situations like this never happen  
            again."

           2)Background  :  On July 7, 2013, the Center for Investigative  
            Reporting reported that nearly 150 female inmates, housed at  
            either the California Institution for Women in Corona or  
            Valley State Prison for Women in Chowchilla, were sterilized  
            from 2006 to 2010 without required state approvals.   
            (Subsequent report indicates the actual number of women  
            inmates who underwent the procedure was 132, which was  








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            determined by documentation provided under the state Public  
            Records Act.  
            .)

            The former inmates and prisoner advocates maintain that prison  
            medical staff coerced the women, targeting those deemed likely  
            to return to prison in the future.

            According to the report, "Federal and state laws ban inmate  
            sterilizations if federal funds are used, reflecting concerns  
            that prisoners might feel pressured to comply.  California  
            used state funds instead, but since 1994, the procedure has  
            required approval from top medical officials in Sacramento on  
            a case-by-case basis.

            "Yet no tubal ligation requests have come before the health  
            care committee responsible for approving such restricted  
            surgeries, said Dr. Ricki Barnett, who tracks medical services  
            and costs for the California Prison Health Care Receivership  
            Corp. Barnett, 65, has led the Health Care Review Committee  
            since joining the prison receiver's office in 2008.

            "'When we heard about the tubal ligations, it made us all feel  
            slightly queasy,' Barnett said.  'It wasn't so much that  
            people were conspiratorial or coercive or sloppy.  It concerns  
            me that people never took a step back to project what they  
            would feel if they were in the inmate's shoes and what the  
            inmate's future might hold should they do this.'

            "Jeffrey Callison, spokesman for the state corrections  
            department, said the department couldn't comment because it no  
            longer has access to inmate medical files.

            "'All medical care for inmates, and all medical files, past  
            and present, are under the control of the Receiver's Office,'  
            Callison wrote in an email.

            "The receiver has overseen medical care in all 33 of the  
            state's prisons since 2006, when U.S. District Judge Thelton  
            Henderson of the Northern District of California ruled that  
            the system's health care was so poor that it violated the  
            constitutional ban on cruel and unusual punishment.

            "The receiver's office was aware that sterilizations were  








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            happening, records show.

            "In September 2008, the prisoner rights group Justice Now  
            received a written response to questions about the treatment  
            of pregnant inmates from Tim Rougeux, then the receiver's  
            chief operating officer. The letter acknowledged that the two  
            prisons offered sterilization surgery to women.

            "But nothing changed until 2010, after the Oakland-based  
            organization filed a public records request and complained to  
            the office of state Sen. Carol Liu, D-Glendale.  Liu was the  
            chairwoman of the Select Committee on Women and Children in  
            the Criminal Justice System.

            "Prompted by a phone call from Liu's staff, Barnett said the  
            receiver's top medical officer asked her to research the  
            matter.  After analyzing medical and cost records, Barnett met  
            in 2010 with officials at both women's prisons and contract  
            health professionals affiliated with nearby hospitals.

            "During those meetings, Barnett told them to halt inmate  
            sterilizations.  In response, she said, she got an earful.

            "The 16-year-old restriction on tubal ligations seemed to be  
            news to prison health administrators, doctors, nurses and the  
            contracting physicians, Barnett recalled.  And, she said, none  
            of the doctors thought they needed permission to perform the  
            surgery on inmates." (For full report, see <  
            http://cironline.org/reports/female-inmates-sterilized-californ 
            ia-prisons-without-approval-4917> (as of June 9, 2014).)

            The California State Auditor is currently in the process of  
            examining the roles, responsibilities, policies and past  
            practices of the state prison system and its federal  
            receivership.  The review will include an examination of each  
            sterilization case from the last eight years to determine the  
            demographics of each inmate, including economic status,  
            ethnicity, race, number of prison terms, number of pregnancies  
            and number of births.  The probe will also try to determine  
            whether each inmate consented to the sterilization and, if so,  
            how that consent was obtained.  The audit is expected to be  
            completed by June 19, 2014.  
             
           3)Medically Indicated Procedures  :  Medical groups that oppose  
            this bill in its current form are requesting that "medically  








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            indicated" sterilizations be allowed as one of the exceptions  
            to the prohibition on sterilizations. According to the  
            opposition, there are circumstances that warrant sterilization  
            although it may not rise to the level of a medical emergency.   
            These instances would be "medically indicated" because a  
            person's medical history would create a high likelihood of  
            death or severe complication if the person were to have a  
            subsequent pregnancy. In those situations, a tubal ligation at  
            the time of delivery of the current pregnancy may be medically  
            indicated.   
          
           4)Argument in Support  :  According to  Justice Now  , the sponsor of  
            this bill, "Since 2004, Justice Now has also worked to  
            document and expose multiple cases of predominantly Black,  
            Latina, and indigent women and transgender individuals  
            experiencing hysterectomy and oophorectomy due to false  
            medical diagnosis (e.g. cervical cancer found to have never  
            existed) and/or without an imprisoned individual's knowledge  
            or fully informed consent.

          "By law, people in California prisons are not allowed access to  
            non-permanent, non-surgical alternatives to contraceptive  
            sterilization.  Moreover, people in prison do not have free  
            choice of medical providers.  While confined by the State,  
            people in prison may only request consultation with a  
            physician of their choice if they pay for all medical and  
            security costs associated with the consultation.  Access to  
            secondary medical advice is effectively barred due to cost.   
            Sterilization of an individual for birth control purposes in  
            this environment mimics the long-since discredited coercive  
            sterilization patterns of women of color and women living in  
            poverty, e.g., the sterilization of hundreds of  
            Mexican-American women as USC-Los Angeles, mass sterilization  
            of women in Puerto Rico, Black women in the U.S. South, and  
            Native women during the 20th century.

          "SB 1135 is absolutely necessary to make sure that sterilization  
            is not performed in the coercive prison environment for the  
            purpose of permanently ending an individual's future chance of  
            pregnancy, is only used to address a health concern if other  
            less invasive, less permanent remedies are tried first or the  
            patient is fully informed and refuses them, the patient gets  
            access to a second medical opinion from a physician who is not  
            an employee of the confining institution and confirms the need  
            for sterilization to address and health condition, and  








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            receives proper medical and psychological follow-up care.  In  
            addition, requiring annual reporting of sterilizations  
            performed disaggregated by race, age, method and medical  
            justification will allow governing bodies and advocates to  
            more easily identify and address potential patterns of concern  
            should they arise in the future."

           5)Argument in Opposition  :  According to the  American Congress of  
            Obstetricians and Gynecologists  , "[T]his bill . . . completely  
            prohibits the option of sterilization for the purposes of  
            birth control, when the most medically appropriate time for  
            tubal ligation is during a cesarean section.  To deny a woman  
            whom desires sterilization the opportunity for this procedure,  
            means that she must go through a second procedure at a later  
            time.  Tubal ligation performed at the time of cesarean  
            enables the patient to be under regional anesthesia (epidural  
            or spinal) and for the procedure to be done via the same  
            incision.  If performed remote from delivery, the procedure is  
            most commonly done by laparoscopy which necessitates general  
            anesthesia with intubation in order to obtain good  
            visualization of the abdominal and pelvic organs.  This not  
            only adds an additional surgery for the woman, it increases  
            her anesthetic risks, medical costs of additional  
            hospitalization and puts her at risk of another conception  
            prior to obtaining the sterilization.  Furthermore, additional  
            pregnancies may put her at additional risk due for health or  
            surgical reasons.

          "A particular challenge in all legislation is crafting a  
            solution to fit every circumstance.  This bill is no  
            exception.  For instance, as women in almost all circumstances  
            enter the penal system already pregnant, it is possible that  
            some of these women would have signed a consent for  
            sterilization prior to being incarcerated.  Under the current  
            version of SB 1135, this consent prior to entering  
            incarceration would be invalidated.  The reasons for banning  
            sterilization for the purposes of birth control should not be  
            applicable in this instance."
           
          6)Prior Legislation  :  SB 1079 (Rubio), of the 2011-2012  
            Legislative Session, would have codified existing regulations  
            limiting medical services to CDCR inmates to only those  
            services which are medically necessary, and would have  
            included treatment for sexual dysfunction, fertility, or  
            infertility, and surgery for gender reassignment or weight  








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            reduction, in the class of surgery not medically necessary and  
            therefore not to be provided to inmates.  SB 1079 failed  
            passage in the Senate Committee on Public Safety.
           
           
           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          Justice Now (Sponsor)
          All of Us or None 
          American Civil Liberties Union
          A New Way of Life Reentry Project
          Black and Pink, San Diego
          Black Women for Wellness
          California Attorneys for Criminal Justice
          California Catholic Conference of Bishops
          California Coalition for Women Prisoners
          California Communities Urban Institute
          California Correctional Health Care Services
          California CURE
          California Partnership to End Domestic Violence
          Californians United for a Responsible Budget
          Center on Reproductive Rights and Justice at U.C. Berkeley  
          School of Law
          Critical Resistance
          Cynthia Chandler, Adjunct Professor of Law, Golden Gate  
          University
          Dorothy E. Roberts, Professor of Law and Society, University of  
          Pennsylvania
          Dr. Carolyn Sufrin, Assistant Professor, University of  
          California, San Francisco
          Friends Committee on Legislation of California
          Life Support Alliance
          National Asian Pacific American Women's Forum
          National Association of Social Workers, California Chapter
          Planned Parenthood Affiliates of California
          Sister Song Women of Color Reproductive Justice Collective
          Women with a Vision, Inc.
          Women's Fightback Network
          Women's Foundation of California

          28 private individuals
           
           








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           Opposition 
           
          American Congress of Obstetricians and Gynecologists
          California Medical Association
          Taxpayers for Improving Public Safety

           Analysis Prepared by  :    Stella Choe / PUB. S. / (916) 319-3744