BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                            



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          |SENATE RULES COMMITTEE            |                       SB 1138|
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                                 UNFINISHED BUSINESS


          Bill No:  SB 1138
          Author:   Padilla (D)
          Amended:  8/28/14
          Vote:     21

           
           SENATE HEALTH COMMITTEE  :  8-0, 4/9/14
          AYES:  Hernandez, Anderson, Beall, DeSaulnier, Evans, Monning,  
            Nielsen, Wolk
          NO VOTE RECORDED:  De León

           SENATE APPROPRIATIONS COMMITTEE  :  7-0, 5/23/14
          AYES:  De León, Walters, Gaines, Hill, Lara, Padilla, Steinberg

           SENATE FLOOR  :  36-0, 5/27/14
          AYES:  Anderson, Beall, Berryhill, Block, Cannella, Corbett,  
            Correa, De León, DeSaulnier, Evans, Fuller, Gaines, Galgiani,  
            Hancock, Hernandez, Hill, Hueso, Huff, Jackson, Knight, Lara,  
            Leno, Lieu, Mitchell, Monning, Morrell, Nielsen, Padilla,  
            Pavley, Roth, Steinberg, Torres, Vidak, Walters, Wolk, Wyland
          NO VOTE RECORDED:  Calderon, Liu, Wright, Yee

           ASSEMBLY FLOOR  :  Not available


           SUBJECT  :    Fish and shellfish:  labeling

           SOURCE  :     Oceana


           DIGEST  :    This bill provides that it is unlawful to sell or  
          offer for sale any fresh, frozen, or processed fish or shellfish  
          intended for human consumption, without clearly identifying  
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          specified information, including the species of fish or  
          shellfish by its common name.  This bill prohibits a restaurant  
          from knowingly misidentifying the species of fish or shellfish  
          by its common name.  This bill implements these provisions on  
          July 1, 2016. 

           Assembly Amendments  deem it unlawful to sell fish or shellfish  
          without clearly identifying specified information, rather than  
          just requiring fish or shellfish offered for sale to be labeled  
          by its common name; establish various definitions; specify  
          provisions for food facilities and restaurants related to the  
          sale of fish or shellfish; and set an enactment date.

           ANALYSIS  :    

          Existing federal law:

          1.Establishes the Federal Food, Drug, and Cosmetic Act, enforced  
            by the federal Food and Drug Administration (FDA), to regulate  
            the safety of food, drugs, and cosmetics. 

          2.Deems food misbranded if, among other reasons, its labeling is  
            false or misleading in any particular, if it is offered for  
            sale under the name of another food, or it is an imitation of  
            another food without being labeled as imitation.

          3.Establishes Country of Origin Labeling to require retailers to  
            notify their customers with information regarding the source  
            of certain foods.

          Existing state law:

          1.Establishes the Sherman Food, Drug, and Cosmetic Law (Sherman  
            Act), administered by the Department of Public Health (DPH),  
            to regulate the contents, packaging, labeling, and advertising  
            of food, drugs, and cosmetics.

          2.Deems any food misbranded if its labeling is false or  
            misleading in any particular.  Deems any food misbranded if it  
            is offered for sale under the name of another food.

          3.Deems any food for which no standard of identity exists as  
            misbranded unless it bears a label clearly stating the common  
            or usual name of the food.

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          4.Requires any label of any retail cut of beef, veal, lamb, or  
            pork held for sale in a retail food production and marketing  
            establishment or a frozen food locker plant to clearly  
            identify the species (beef, veal, lamb or pork) and the primal  
            cut from which it is derived, and the retail name.  Exempts  
            ground beef, boneless stewing meat, cubed steaks, sausage and  
            soup-bones from this requirement.

          5.Permits DPH to adopt regulations that name and describe the  
            characteristics of salmon and any other fish or other seafood  
            it considers appropriate.  Requires DPH to consult with the  
            Department of Fish and Game (DFG) and other stakeholders, as  
            specified, and prohibits DPH from adopting any regulation that  
            conflicts with the common name of any fish designated by DFG,  
            as specified.

          6.Establishes misdemeanor penalties for violations of the  
            Sherman Act, including the misbranding of food.  Generally  
            speaking, penalties could include up to a year in the county  
            jail and fines of up to $1,000, or up to $10,000 for repeated  
            violations or where there was intent to defraud or mislead. 

          7.Permits DPH, in addition to the misdemeanor penalties, to  
            assess civil penalties for violations of the Sherman Act of up  
            to $1,000 per day.  

          8.Requires the Attorney General, any district attorney, or any  
            city attorney to whom DPH reports any violation of the Sherman  
            Act to begin appropriate proceedings in the proper court, but  
            specifies that DPH is not required to institute proceedings  
            for minor violations if DPH believes the public interest will  
            be adequately served in the circumstances by a suitable  
            written notice or warning.

          This bill:

          1.Requires any label of fresh, frozen, or processed fish or  
            shellfish, wild or farm-raised, offered for sale at wholesale  
            or retail to clearly identify the following: 

             A.   Species of fish or shellfish by its common name, as  
               specified; 
             B.   Whether the fish or shellfish was wild caught or farm  

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               raised; and 
             C.   Whether the fish or shellfish was caught domestically or  
               imported. 

          2.Defines "common name," if the common name is not defined by  
            existing California law or regulation, as the common name for  
            any seafood species identified in the Seafood List issued by  
            FDA. 

          3.Defines "processed" as cooking, baking, heating, drying,  
            mixing, grinding, churning, separating, extracting, cutting,  
            fermenting, eviscerating, preserving, dehydrating, freezing,  
            or otherwise manufacturing, and includes packaging, canning,  
            jarring, or otherwise enclosing food in a container. 

          4.States it is unlawful and that it constitutes misbranding for  
            any person to knowingly sell or offer for sale any fish or  
            shellfish that is labeled in violation, as specified.   
            Specifies that this provision should not be interpreted to  
            prohibit the labeling of the species of fish or shellfish by  
            its acceptable market name, as identified in the Seafood List  
            issued by the FDA.

          5.Provides that a retail food facility or restaurant that acts  
            in reasonable reliance on package labeling and product invoice  
            for labeling fish or shellfish to satisfy the labeling  
            requirements shall not be held in violation of the labeling  
            requirements. 

          6.Requires any retail food facility or restaurant that offers or  
            sells fresh, frozen, or processed fish or shellfish, wild or  
            farm-raised, shall clearly identify, at point of sale, the  
            species of fish or shellfish by its common name, as specified.  
             Specifies that this provision should not be interpreted to  
            prohibit a retail food facility or a restaurant from labeling  
            or identifying the species of fish or shellfish by its  
            acceptable market name, as identified in the Seafood List  
            issued by the FDA.

          7.Provides that if any retail food facility that offers or sells  
            fresh, frozen, or processed fish or shellfish, wild or  
            farm-raised, and choses to list country of origin, or whether  
            the fish is wild caught or farm raised, must not be knowingly  
            mislabeled. 

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             A.   States that retail food facilities are not required to  
               label country of origin, or whether the fish is wild caught  
               or farm raised. 

          8.Sets an enactment date of July 1, 2016.

           Background
           
           Seafood fraud and mislabeling  . With increased seafood imports  
          and decreased monitoring, fraud and deception in seafood  
          marketing is becoming more widespread, according to a July 2010  
          Congressional Research Service report on seafood marketing.  The  
          report asserts that "the flesh of many fish species is similar  
          in taste and texture and, therefore, it is difficult to identify  
          species in fillet form, especially after preparation for  
          consumption."  This can make it relatively easy for a restaurant  
          to replace an expensive fish species with a less expensive  
          alternative, and charge the consumer for the higher price.   
          Seafood fraud can also occur at the manufacturing level, by  
          knowingly packaging and mislabeling a fish product.  Some  
          distributors have also been found to knowingly sell restaurants  
          and retailers lower-valued species, claiming they are different  
          species of a higher value.

           Comments
           
          According to the author's office, in 2013, Oceana released a two  
          year study on fish sold for retail in San Francisco, Monterey,  
          and Los Angeles.  The study found that 90% of sushi samples were  
          mislabeled in Los Angeles County, 38% of all fish were  
          mislabeled in Northern California, and that Southern California  
          leads the nation in mislabeled fish.

          Mislabeling can lead to the consumption of seafood that is  
          unhealthy and dangerous.  Specific fish can have unhealthy  
          levels of mercury.  Additionally, shellfish can be illegally  
          harvested from areas that have been deemed too polluted for  
          commercial fishing.  The U.S. Environmental Protection Agency  
          gives a clear warning on the impairment of neurological  
          development that mercury causes for fetuses and children.  While  
          certain fish contain high levels of mercury, other fish are seen  
          as beneficial for pregnant woman.  The Mayo Clinic writes that  
          "seafood can be a great source of protein, iron and zinc -  

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          crucial nutrients for your baby's growth and development."  The  
          Oceana study found that fish marketed as low mercury can  
          actually be different fish with higher levels of mercury.   
          Studies have also found that escolar is very often mislabeled as  
          more popular fish.  The FDA has a health warning for escolar  
          because it can cause keriorrhea.  It is similar to diarrhea and  
          can cause stomach cramps, headaches, nausea, and vomiting.

           Prior Legislation
           
          SB 1486 (Lieu, 2012) would have required retail food facilities  
          that sell seafood and operate 19 or more locations to provide  
          the common name, country of origin, and whether the seafood was  
          wild-caught or raised to consumers on a menu insert, brochure,  
          or display.  The bill was approved in Senate Health Committee by  
          a 5-3 vote, was referred to Senate Rules Committee, where no  
          further action was taken.

          AB 88 (Huffman, 2011) would have required that genetically  
          engineered (GE) salmon or other finfish products prepared from  
          those fish or the progeny of GE fish be conspicuously disclosed  
          on the label.  GE fish without this label would have been  
          considered misbranded.  The bill failed passage in the Assembly  
          Appropriations Committee. 

          AB 1217 (Monning, Chapter 279, Statutes of 2009) requires the  
          Ocean Protection Council to develop and implement a voluntary  
          sustainable seafood promotion program.  Requires development of  
          a label to identify and market seafood caught in California that  
          is certified to meet internationally accepted sustainability  
          standards.

          SB 1121 (Migden, 2008) would have required the labeling of all  
          food containing genetically modified animals.  The bill was held  
          in the Senate Appropriations Committee.

          SB 1576 (Florez, 2008) would have required the retailer of any  
          meats and perishable agricultural commodities to provide  
          information on the country of origin of the item by means of a  
          label or other specific means at the final point of sale to  
          consumers.  The bill was held in the Senate Appropriations  
          Committee.

          AB 2079 (Emmerson, Chapter 73, Statutes of 2008) deems food to  

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          be misbranded if the labeling does not conform to federal food  
          allergen labeling requirements.

          AB 1058 (Koretz, 2005) would have required retailers of beef  
          products to label beef produced outside the United States with  
          the country of origin, as specified.  The bill was vetoed by  
          Governor Schwarzenegger.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  Yes

          According to the Assembly Appropriations Committee: 

          1.One-time General Fund (GF) costs to DPH of up to $150,000 to  
            promulgate and amend regulations to implement the provisions  
            of this bill.  One-time GF costs to DPH of approximately  
            $170,000 to purchase laboratory equipment needed to test fish  
            and shellfish samples for accurate labeling. 

          2.Ongoing GF enforcement costs to DPH of approximately $600,000  
            per year based on 650 spot inspections of retailers to verify  
            compliance, further investigation and DNA testing of 100  
            samples resulting from issues raised in the inspections, and  
            responses to 50 consumer complaints per year.

           SUPPORT  :   (Verified  8/28/14)

          Oceana (source)
          Aquarium of the Bay/The Bay Institute
          CALPIRG
          Center for Oceanic Awareness, Research, and Education 
          County of Los Angeles
          Del Mar Seafoods 
          Environment California 
          Friends of the Earth 
          Light and Motion
          Local Wild Seafood Co.
          Marine Life Studies
          Monterey Bay Aquarium
          Monterey Coastkeeper
          Monterey Fish Market 
          Natural Resources Defense Council
          Ocean Conservancy
          Ocean Outfall Group

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          Passionfish Restaurant
          Save our Shores 
          Save the Whales
          Sea Stewards 
          Sierra Club
          Taylor's Market and Taylor's Restaurant 
          The Otter Project
          Turtle Island Restoration Network
          Wildcoast

           OPPOSITION  :    (Verified  8/28/14) (Reflects prior version -  
          unable to reverify)

          California Fisheries Institute
          California Wetfish Producers Association
          National Fisheries Institute
          National Retailers Association
          West Coast Seafood Processors Association

           ARGUMENTS IN SUPPORT  :    The bill's sponsor, Oceana, states that  
          Americans are routinely urged to eat more seafood as a healthy  
          diet, yet consumers are often given inadequate, confusing or  
          misleading information about the seafood they purchase.  Oceana  
          states that seafood fraud impacts the consumer wallet when a  
          more expensive fish is ordered and is substituted for a less  
          expensive, less desirable fish.  Health concerns also surround  
          seafood fraud with regard to fish that contain higher mercury  
          content.  Additionally, seafood fraud is unfair to fishermen who  
          fish responsibly when they lose hard-earned profits when fish  
          caught unsustainably are sold in their place.  Oceana states  
          that from 2010 to 2012, it conducted one of the largest  
          seafood-labeling investigations in the world to date, collecting  
          1,215 seafood samples from 674 retail outlets in 21 states to  
          determine if they were honestly labeled.  DNA testing found that  
          one-third of the 1,215 samples analyzed nationwide were  
          mislabeled, according to FDA guidelines.  Alarmingly, California  
          fared among the worst in the nation with 38% of seafood tested  
          in northern California mislabeled and 52% of seafood tested in  
          southern California mislabeled.

           ARGUMENTS IN OPPOSITION  :    The National Fisheries Institute  
          (NFI) writes in opposition that this bill imposes duplicative,  
          unworkable, and costly labeling requirements on seafood  
          companies and their retail partners nationwide, but does not  

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          provide consumers with meaningful help in making informed  
          choices about the food they eat.  NFI states that because this  
          bill directs seafood companies to use the "common name" instead  
          of the FDA requirement to label seafood with either the  
          "acceptable market name" or "common name," there will be  
          significant consumer confusion rather than clarity.  NFI  
          furthers states that because of the compliance burden, many  
          seafood companies would have to consider abandoning the  
          California market.  
           

          JL:k  8/29/14   Senate Floor Analyses 

                           SUPPORT/OPPOSITION:  SEE ABOVE

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