BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  SB 1298
                                                                  Page  1

          Date of Hearing:   June 23, 2014

                        ASSEMBLY COMMITTEE ON TRANSPORTATION
                               Bonnie Lowenthal, Chair
                   SB 1298 (Hernandez) - As Amended:  June 17, 2014

           SENATE VOTE  :  31-0
           
          SUBJECT  :  Value-pricing and transit development program:  Los  
          Angeles County Metropolitan Transportation Authority

           SUMMARY  :  Repeals and recasts specific authority for the Los  
          Angeles County Metropolitan Transportation Authority (LACMTA) to  
          operate a value-pricing and transit development program  
          (program) including high-occupancy toll (HOT) lanes on State  
          Route (SR) 10 and SR 110.  Specifically,  this bill  :  

          1)Repeals LACMTA's authority to operate a value-pricing and  
            transit development demonstration program on SR 10 and SR 110  
            involving HOT lanes; instead, recasts authority for LACMTA to  
            conduct, administer, and operate the program indefinitely and  
            generally under the same terms and conditions that governed  
            the demonstration program.  

          2)Explicitly authorizes LACMTA to continue to require high  
            occupancy vehicle lanes (HOVs) to have electronic transponders  
            or other electronic devices for enforcement purposes.  

          3)Directs LACMTA to implement the program in cooperation with  
            the California Department of Transportation (Caltrans) and  
            with the active participation of the California Highway Patrol  
            (CHP), pursuant to agreements between the parties.  

          4)Directs LACMTA to establish, with Caltrans' consent,  
            appropriate performance measures (such as speed or travel  
            times) for the purpose of ensuring optimal use of the HOT  
            lanes without affecting other traffic on the state highway  
            system.  

          5)Requires agreements between LACMTA, Caltrans, and CHP to  
            provide for reimbursement to the state agencies from toll  
            revenues, or other funding sources that are not otherwise  
            available to state agencies for transportation-related  
            projects, for costs incurred in connection with implementation  
            or operation of the HOT lanes and for maintenance of state  








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            highway facilities related to the HOT lanes.  

          6)Explicitly authorizes, pursuant to an expenditure plan adopted  
            by LACMTA, all remaining revenue to be used in the corridor in  
            which it was generated for preconstruction, construction, and  
            other related costs of HOV facilities, transportation corridor  
            improvements, and improved transit service in the corridor.  

          7)Limits LACMTA's administrative expenses related to the  
            operation of the program to 3% of the revenue.  

          8)Directs LACMTA to continue to work with affected communities  
            to provide mitigation measures for commuters of low income,  
            including reduced toll charges and toll credits for transit  
            users.  

          9)Requires LACMTA and Caltrans, by January 31, 2015, to report  
            on a number of specific elements related to the HOT lanes.  

          10)Provides that neither Caltrans nor any local agency can be  
            prohibited from constructing toll facilities that compete with  
            the HOT lanes, and states that LACMTA is not entitled to  
            compensation for any adverse effects on toll revenue due to  
            competing facilities.  

          11)Grants LACMTA authority to issue revenue bonds related to the  
            program.  

           EXISTING LAW  : 

          1)Authorized, until January 1, 2012, the California  
            Transportation Commission (CTC) to approve applications from  
            regional transportation agencies to develop and operate HOT  
            lanes consistent with establish standards, requirements, and  
            limitations set forth by reference to other provisions of  
            existing law that authorize specific HOT lane facilities in  
            San Diego, Santa Clara, and Alameda counties.  

          2)Limited CTC to approving no more than four applications:  two  
            in northern California and two in southern California.  

          3)Authorizes LACMTA's value-pricing and transit development  
            demonstration program as one of the four allowable HOT lane  
            facilities until January 15, 2015, pursuant to specified  
            conditions.  








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          4)Requires LACMTA, by December 31, 2014, to report to the  
            Legislature on the results of the demonstration program.  

           FISCAL EFFECT  :  Unknown

           COMMENTS  :  In 2008, the United State Department of  
          Transportation awarded LACMTA and Caltrans a $210 million  
          federal grant to implement the LACMTA ExpressLanes Program, one  
          of six Urban Partnership demonstration projects competitively  
          selected to deploy innovative programs to reduce congestion  
          through the implementation of congestion pricing.  The one-year  
          demonstration program, ratified by enactment of SB 1422  
          (Ridley-Thomas), Chapter 547, Statutes of 2008, provided for  
          congestion pricing (by converting HOV lanes to HOT lanes) on SR  
          10 and SR 110; improved transit service (including $140 million  
          in transit improvements and 59 new buses) and other alternatives  
          to driving; updated transit facilities; and demand-based parking  
          pricing in downtown Los Angeles.  Additionally, LACMTA  
          instituted an equity plan to offer low-income Los Angeles County  
          residents a one-time $25 toll credit and an automatic waiver of  
          the monthly account maintenance fee.  

          The stated goals of LACMTA's ExpressLanes Program are to  
          leverage pricing for sustainable change that creates travel time  
          savings, increases trip reliability, creates cost savings, and  
          improves air quality.  The program provides the option for  
          single-occupant drivers to use the HOV lane for a fee ranging  
          from 25[ a mile to $1.40 a mile.  Carpools, vanpools, buses, and  
          motorcycles travel toll-free.  General purpose lanes are not  
          tolled.  

          LACMTA's federal Urban Partnership grant required a formal  
          evaluation of the demonstration program by an independent firm  
          retained by the Federal Highway Administration.  Preliminary  
          results of the evaluation indicate that the demonstration  
          projects are generally accomplishing many of their goals and  
          objectives.  For instance, public acceptance of the project is  
          generally high and congestion reduction, although not  
          immediately realized, is increasingly improving.  

          The evaluation also found that LACMTA's equity plan enrolled  
          more than 4,000 low-income households and issued more than  
          $100,000 in toll credits.  The program also resulted in net  
          tolls of roughly $20 million, which is to be spent in three  








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          categories pursuant to an expenditure plan adopted by LACTMA for  
          reinvestment in local communities:  40% for transit users, 40%  
          for active transportation/system connectivity, and 20% for  
          highway use.  

          SB 1298 sets forth provisions to govern LACMTA's HOT lanes going  
          forward after its successful demonstration period.  These  
          provisions generally mirror the original demonstration program  
          and reflect similar statutory authority granted to other  
          transportation agencies to develop and operate HOT lanes.  There  
          are some notable differences, however, between the authority  
          granted in this bill versus the demonstration program.  For  
          example, provisions specifically related to the start-up of the  
          demonstration program are not included in the ongoing authority  
          provided for in this bill, such as requirements for public  
          outreach, communication plans, and public hearings.  However, SB  
          1298 still requires LACMTA to work with affected communities to  
          provide ongoing mitigation measures for commuter of low income,  
          including reduced tolls and toll credits for transit users.   
          Furthermore, SB 1298 explicitly provides that LACMTA has the  
          authority to continue to require HOVs to use an electronic toll  
          tag for enforcement purposes and would allow LACMTA to change  
          the minimum occupancy standard for free access to the HOT lane.   


          SB 1298 deviates from other HOT lane statutes in that it  
          specifically authorizes the use of toll revenues to pay for  
          transportation corridor improvements, including improvements  
          that may or may not be directly linked to the HOT lane facility  
          so long as the improvements are in the same corridor as the HOT  
          lane.  These improvements might include, for instance,  
          ingress/egress modifications or intelligent transportation  
          systems for better corridor efficiencies.  Statutory authority  
          for other transportation agencies restricts toll revenue  
          expenditures to improvements to the HOT lane directly or to  
          transit operations in the corridor.  The exception to this is  
          Riverside County's HOT lane authority which allows toll revenues  
          to be used for other transportation corridor improvements in the  
          corridor.  

          SB 1298 further deviates from established HOT lane parameters in  
          that it requires LACMTA to reimburse Caltrans for maintenance of  
          HOT lane facilities.  The issue of using HOT lane revenue to pay  
          for state highway maintenance is generating increasingly hearty  
          debates between state and regional transportation agencies.   








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          Some have suggested that the state is entitled to a share of HOT  
          lane revenues as a "return on its investment" in the state  
          highway system.  Revenues received from HOT lanes could be  
          applied to the state's woefully underfunded maintenance program.  
           

          The Self-Help Counties Coalition (SHCC) takes a different,  
          although not necessarily mutually exclusive view.  In a letter  
          dated February 9, 2014, SHCC outlines its recommendations for  
          policies and guidelines related to managed lanes, such as HOT  
          lanes.  SHCC asserts that decisions over revenue allocation  
          should rest with the agency assuming the project development,  
          construction, and financing risk.  (In SB 1298, that agency is  
          LACMTA.)  Although SHCC suggests that local and regional  
          agencies should work with Caltrans to ensure corridor system  
          management tools such as tolls are used effectively, any amount  
          of revenue dedicated to maintenance of adjacent general purpose  
          lanes, for example, should be determined by the regional agency,  
          albeit in consultation with Caltrans.  

          Numerous community groups, economic development agencies, and  
          other regional transportation agencies support efforts to extend  
          the ExpressLane program, citing benefits of improved travel  
          throughout the community and the potential to generate revenue  
          for additional transportation improvements.  There is no  
          opposition to this bill concerning the continuation of LACMTA's  
          ExpressLanes.  (The Department of Finance expressed opposition  
          to provisions in an earlier version of the bill that have since  
          been deleted.)  

           Technical concerns  :  Existing law requires LACMTA and Caltrans  
          to report to the Legislature on the results of the original  
          ExpressLanes demonstration program by December 31, 2014.  SB  
          1298 repeals this requirement on January 1, 2015.  The Senate  
          Transportation and Housing Committee, concerned that the  
          original report requirement may not be fulfilled, asked that SB  
          1298 be amended to reinstate the same report requirement but to  
          push the due date out one month, until January 31, 2015, so that  
          report requirement would remain operative.  

          The problem is that this amendment effectively requires LACMTA  
          to submit two reports-one by December 31, 2014, under existing  
          law and the second by January 31, 2015, under provisions of SB  
          1298.  Before this bill passes the Legislature, the author  
          should resolve this conflict so that LACMTA is not required to  








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          submit two reports and so that Senate Transportation and Housing  
          retains some measure of comfort that the report requirement will  
          be fulfilled.  

           Related legislation  :  AB 2250 (Daly) requires any revenue  
          generated in managed lanes to be used in the corridor in which  
          it was generated.  That bill is in Senate Transportation and  
          Housing.  

          SB 983 (Hernández) provides regional transportation agencies the  
          opportunity to apply to the CTC for approval to operate HOT  
          lanes.  SB 983 is scheduled to be heard in this committee on  
          June 23, 2014.  

           Previous legislation  :  SB 1422 (Ridley-Thomas), Chapter 547,  
          Statutes of 2008 authorized LACMTA's value-pricing and transit  
          development demonstration project.  

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          Los Angeles County Metropolitan Transportation Authority  
          (sponsor)
          Avalon Church of Christ
          Bethany Baptist Church of West Los Angeles
          Bible Enrichment Fellowship International Church
          Bryant Temple African American Episcopal Church
          Christ the Good Shepherd Episcopal Church
          Christian's Community Center
          City on the Hill
          Congregation Church of Christian Fellowship
          Divine Deliverance Ministries
          Foothill Transit 
          Grace Temple Baptist Church
          Greater True Light Missionary Baptist Church, Inc.
          Greater Zion Church Family 
          HNTB
          LAX Coastal Chamber of Commerce
          Los Angeles County Area Chamber of Commerce
          Los Angeles County Business Federation
          Los Angeles World Airports
          Macedonia Baptist Church
          Mount Moriah Baptist Church of Los Angeles, Inc.
          Mount Zion Missionary Baptist Church








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          New Shady Grove Missionary Baptist Church
          Paradise Baptist Church
          Saint Paul Baptist Church
          San Bernardino Associated Governments
          San Gabriel Valley Economic Partnership
          San Gabriel Valley Economic Partnership
          Self-Help Counties Coalition
          Southern California Association of Governments
          St. Andrews Missionary Baptist Church
          The Music Center
          True Friendship Missionary Baptist Church
          True Vine Baptist Church
          Weller Street Missionary Baptist Church

           
          Opposition 
           
          Professional Engineers in California Government
          Department of Finance


           Analysis Prepared by  :   Janet Dawson / TRANS. / (916) 319-2093