BILL ANALYSIS                                                                                                                                                                                                    Ó




                   Senate Appropriations Committee Fiscal Summary
                            Senator Kevin de León, Chair


          SB 1299 (Padilla) - Workplace: Violence Prevention Plans 
          
          Amended: March 25, 2014         Policy Vote: L&IR 4-1, Health  
          5-1
          Urgency: No                     Mandate: Yes
          Hearing Date: May 12, 2014      Consultant: Robert Ingenito
          
          This bill meets the criteria for referral to the Suspense File.


          Bill Summary: SB 1299 would require the Department of Industrial  
          Relation's Division of Occupational Safety and Health (Cal/OSHA)  
          to adopt standards that require hospitals, as defined, to adopt  
          a workplace violence prevention plan.

          Fiscal Impact: 
              The Department of Industrial Relations (DIR) would incur  
              costs of $375,000 in the first year and $268,000 ongoing  
              (Occupational Safety and Health Fund), related to (1)  
              information technology costs for the internet-based portal  
              reporting requirement, and (2) additional rulemaking.
               
              Potential ongoing costs in the hundreds of thousands per  
              year for training direct care staff in state hospitals  
              (General Fund).

              Unknown costs for training direct care staff in hospitals  
              operated by the Department of Corrections and Rehabilitation  
              (General Fund).

          
          Background: Under the California Labor Code, employers are  
          required to implement injury prevention plans, which address  
          issues of worker safety in the workplace. Current law requires  
          employers to report certain occupational injuries or illnesses  
          to the Cal/OSHA division within DIR. Workplace safety laws and  
          regulations are enforced by Cal/OSHA.

          Under the California Health and Safety Code, licensed hospitals  
          are required to develop security plans to protect hospital  
          staff, patients, and visitors from injury. Required safety plans  
          must address specified issues. All hospital employees regularly  








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          assigned to an emergency department are required to receive  
          annual training on safety procedures. Certain violent acts  
          against hospital personnel must be reported to local law  
          enforcement. These requirements are enforced by the Department  
          of Public Health.

          Proposed Law: SB 1299 would require the Occupational Safety and  
          Health Standards Board (Standards Board), no later than July 1,  
          2015, to adopt standards developed by Cal/OSHA that require  
          specified hospitals to adopt a workplace violence prevention  
          plan. Specifically, the bill would do the following: 

                 Require the Standards Board, no later than July 1, 2015,  
               to adopt standards developed by Cal/OSHA that require a  
               general acute care hospital, acute psychiatric hospital, or  
               a special hospital, as defined, to adopt a workplace  
               violence prevention plan as a part of its injury and  
               illness prevention plan to protect health care workers and  
               other facility personnel from aggressive and violent  
               behavior.

                 Require the adopted standards on workplace violence  
               prevention plans to include a requirement that the  
               workplace violence prevention plan be in effect at all  
               times in all patient care units, including inpatient and  
               outpatient settings and clinics on the hospital's license.

                 Require the adopted standards to include a definition of  
               workplace violence that includes, but is not limited to,  
               the use of physical force against a hospital employee by a  
               patient or a person accompanying a patient that has a high  
               likelihood of resulting in injury, psychological trauma, or  
               stress, and an incident involving the use of a firearm or  
               other dangerous weapon, regardless of whether the employee  
               sustains an injury.

                 Require the adopted standards for workplace violence  
               prevention plans to include, but not be limited to, all of  
               the following:
                  o         Personnel education and training policies that  
                    require health care workers who provide direct care to  
                    patients to receive annual education and training that  
                    is designed to provide an opportunity for interactive  
                    questions and answers with a person knowledgeable  








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                    about the workplace violence prevention plan, and that  
                    covers topics such as how to recognize the potential  
                    for violence, how to report violent incidents to law  
                    enforcement, and any resources available to employees  
                    for coping with incidents of violence, as specified;

                  o         A system for responding to, and investigating,  
                    violent incidents and situations involving violence or  
                    the risk of violence; and,

                  o         A system to annually assess and improve upon  
                    factors that may contribute to, or help prevent,  
                    workplace violence, including staffing patterns and  
                    patient classification systems that contribute to the  
                    risk of violence, sufficiency of security systems, and  
                    job design, equipment and facilities.

                 Require that all workplace violence prevention plans be  
               developed in conjunction with affected employees, including  
               their recognized collective bargaining agents, if any.

                 Require that all temporary personnel be oriented to the  
               workplace violence prevention plan.

                 Require workplace violence prevention plans to include  
               provisions prohibiting hospitals from disallowing an  
               employee from, or taking punitive or retaliatory action  
               against an employee for, seeking assistance and  
               intervention from local emergency services or law  
               enforcement when a violent incident occurs.

                 Require that hospitals document, and retain for a period  
               of five years, a written record of any violent incident  
               against a hospital employee, regardless of whether the  
               employee sustains an injury, and regardless of whether the  
               report is made by the employee who is the subject of the  
               violent incident or any other employee.

                 Require hospitals to report violent incidents to  
               Cal/OSHA within 24 hours if the incident results in injury,  
               involves the use of a firearm or other dangerous weapon, or  
               presents an urgent or emergent threat to the health or  
               safety of hospital personnel.  Require all other violent  
               incidents to be reported to Cal/OSHA within 72 hours.








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                 Require Cal/OSHA, by January 1, 2017, and annually  
               thereafter, to post a report on its Internet Web site, in a  
               manner that protects confidentiality, information regarding  
               violent incidents at hospitals, including the total number  
               of reports, which specific hospitals filed reports, the  
               outcome of any related inspection or investigation, the  
               citations levied against a hospital based on a violent  
               incident, and recommendations of Cal/OSHA on the prevention  
               of violent incidents at hospitals.
          

          Related Legislation: 
                 SB 718 (Yee, 2013) was similar to this bill, and would  
               have directed all hospitals, as part of their required  
               Injury and Illness Prevention Program, to adopt a Workplace  
               Violence Prevention plan designed to protect health care  
               workers and others from aggressive or violent behavior;  
               however, that bill did not have the requirement that  
               Cal/OSHA develop standards and that the Standards Board  
               adopt these by a prescribed date. The bill was placed on  
               the Assembly inactive file.

                 AB 30 (Hayashi, 2011) was similar to this bill. However,  
               that bill would have placed similar requirements in the  
               Health and Safety Code and would have placed additional  
               requirements on correctional facilities. The bill was held  
               in the Assembly Appropriations Committee.

          
          Staff Comments: Many of the requirements in this bill are  
          similar to existing requirements in the Health and Safety Code,  
          which with hospitals are already required to comply.

          However, this bill requires all medical staff and health care  
          workers who provide direct patient care to receive training at  
          least annually, whereas current law (in the Health and Safety  
          Code) only requires annual training for emergency department  
          staff. This expansion of training requirements is likely to have  
          a significant impact on hospital training requirements.

          The Department of State Hospitals and the Department of  
          Corrections and Rehabilitation operate many licensed hospitals.  
          Staff estimates that if the bill requires an additional hour of  








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          staff training for direct care staff, the Department of State  
          Hospitals will likely incur additional training costs in the  
          hundreds of thousands per year.

          The only costs that may be incurred by a local agency relate to  
          crimes and infractions. Such costs are not reimbursable by the  
          state under the California Constitution.