BILL ANALYSIS                                                                                                                                                                                                    Ó



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          SENATE THIRD READING
          SB 1412 (Nielsen)
          As Amended  August 19, 2014
          Majority vote

           SENATE VOTE  :34-0  
           
           PUBLIC SAFETY       7-0         APPROPRIATIONS      17-0        
           
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          |Ayes:|Ammiano, Melendez,        |Ayes:|Gatto, Bigelow,           |
          |     |Jones-Sawyer, Quirk,      |     |Bocanegra, Bradford, Ian  |
          |     |Skinner, Stones, Waldron  |     |Calderon, Campos,         |
          |     |                          |     |Donnelly, Eggman, Gomez,  |
          |     |                          |     |Holden, Jones, Linder,    |
          |     |                          |     |Pan, Quirk,               |
          |     |                          |     |Ridley-Thomas, Wagner,    |
          |     |                          |     |Lowenthal                 |
           ----------------------------------------------------------------- 
           
          SUMMARY  :  Applies procedures relative to persons who are  
          incompetent to stand trial (IST) to persons who may be mentally  
          incompetent and face revocation of probation, mandatory  
          supervision, postrelease community supervision (PRCS), or  
          parole.  Specifically,  this bill  :   

          1)Provides that only a court trial is required to determine  
            competency in any proceeding for a violation of probation,  
            mandatory supervision, PRCS, or parole.

          2)Requires a committed defendant who has not recovered  
            competency to be returned to the committing court no later  
            than the shorter of the maximum term of imprisonment provided  
            by law for a violation of probation or mandatory supervision  
            or other terms specified in existing law.

          3)Requires the court to reinstate mandatory supervision in a  
            proceeding alleging a violation of that supervision if the  
            person is not placed under a conservatorship, as described, or  
            if a conservatorship is terminated.

          4)Allows the court, when reinstating mandatory supervision, to  
            modify the terms and conditions of mandatory supervision to  
            include appropriate mental health treatment or refer the  
            matter to a local mental health court, reentry court, or other  








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            collaborative justice court available for improving the mental  
            health of the defendant.

          5)Requires the court, if the defendant is found mentally  
            incompetent during a PRCS or parole revocation hearing, to  
            dismiss the revocation hearing and return the defendant to  
            supervision.  Allows the court, except as specified, if the  
            revocation hearing is dismissed because of the defendant's  
            incompetency, to, using the least restrictive option to meet  
            the defendant's mental health needs, do any of the following:

             a)   Modify the terms and conditions of supervision to  
               include appropriate mental health treatment;

             b)   Refer the matter to any local mental health court,  
               reentry court, or other collaborative justice court  
               available for improving the mental health of the defendant;  
               or,

             c)   Refer the matter to the public guardian of the  
               commitment county to initiate conservatorship proceedings,  
               as specified.  Provides that the court is to use this  
               option only if there are no other reasonable alternatives  
               to establishing a conservatorship to meet the defendant's  
               mental health needs.

          6)Prohibits, if a conservatorship is established as specified in  
            the provisions above, the county or the California Department  
            of Corrections and Rehabilitation from compassionately  
            releasing the defendant or parolee or otherwise causing the  
            termination of his or her supervision or parole based on the  
            establishment of the conservatorship.

          7)Repeals law held unconstitutional relative to misdemeanor-only  
            provisions in IST cases.

          8)Makes conforming changes to apply procedures relative to  
            persons who are IST to persons who may be mentally incompetent  
            and face revocation of probation, mandatory supervision, PRCS,  
            or parole.  Makes technical, non-substantive changes.
          
          FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee this bill essentially applies the existing statutory  
          framework for determining and dealing with defendant competency  
          to the post-realignment world.  As such, it is not likely this  








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          bill will create additional cases and additional workload for  
          the courts and state and local mental health agencies.   
          According to representatives of the courts and district  
          attorneys, in most cases defense attorneys and prosecutors are  
          operating under the current statutory construct, albeit one that  
          does not specifically reference mandatory supervision and PRCS.

           COMMENTS  :  According to the author, "For decades, California law  
          has prohibited a person from being tried or punished while that  
          person is mentally incompetent.  The statutes governing  
          competency to stand trial apply not only to criminal trials, but  
          also to probation revocation hearings.  

          In the wake of realignment, two new classes of supervision  
          were created - mandatory supervision and post-release  
          community supervision (PRCS).  Mandatory supervision is the  
          portion of a local prison sentence served in the community  
          under the supervision of a probation officer.  Every day  
          served on mandatory supervision is deducted from the  
          original prison term.  PRCS effectively replaced parole for  
          persons who were sentenced to state prison for non-violent,  
          nonserious, and non-sexual crimes.  Rather than being  
          supervised by a state parole agent upon release from state  
          prison, they are released on PRCS and supervised by county  
          probation departments.  Unfortunately, while the existing  
          statutes apply to criminal trials and probation revocation  
          hearings, they are silent with respect to revocation  
          hearings for offenders on PRCS and mandatory [supervision].  
           When these two classes of supervision were created in AB  
          109 [(Budget Committee), Chapter 15, Statutes of 2011]  
          there were no corresponding changes made to the laws  
          governing competence.

          As a result, there is no lawful mechanism to assist these  
          offenders when a judge or attorney suspects the offender  
          may not be competent to understand the proceedings or  
          assist their attorney in a PRCS or mandatory supervision  
          revocation hearing.  SB 1412 takes the existing process for  
          evaluating and treating mentally incompetent defendants in  
          criminal trials and probation revocation hearings, and  
          creates a similar process for use in PRCS and mandatory  
          supervision revocation hearings.
          Please see the policy committee analysis for a full discussion  
          of this bill.









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           Analysis Prepared by  :    Shaun Naidu / PUB. S. / (916) 319-3744 

                                                                FN: 0004987