BILL ANALYSIS                                                                                                                                                                                                    Ó






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          |SENATE RULES COMMITTEE            |                        AB 131|
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                                   THIRD READING 


          Bill No:  AB 131
          Author:   Committee on Budget 
          Amended:  9/8/15 in Senate
          Vote:     21  

           SENATE BUDGET & FISCAL REVIEW COMMITTEE:  11-5, 9/11/15
           AYES: Leno, Allen, Beall, Block, Hancock, Mitchell, Monning,  
            Pan, Pavley, Roth, Wolk
           NOES: Nielsen, Anderson, Moorlach, Nguyen, Stone

           ASSEMBLY FLOOR:  Not relevant

           SUBJECT:   State public employment


          SOURCE:    Author

          DIGEST:  This bill provides legislative ratification for  
          memoranda of understanding (MOU) agreements between the state  
          and various state bargaining units (BU), and provides for  
          statutory changes to the state civil service system. 

          ANALYSIS: 
          
          Existing law:

          Retiree Health Benefit

          1)Provides, the state and state employees do not make  
            contributions to prefund retiree health care costs for most  
            state employees. The state has already established at least  
            partial prefunding agreements with three of its labor unions,  
            BU 5 (Highway Patrol), BU 12 (Operating Engineers-Craft and  








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            Maintenance), and BU 16 (Physicians, Dentists, and  
            Podiatrists). For BU 5 (Highway Patrol), contributions are  
            made by the state in lieu of salary increases. For BU 12  
            (Operating Engineers-Craft and Maintenance) and BU 16  
            (Physicians, Dentists and Podiatrists), only the employees are  
            making contributions.

          2)Provides fully vested state retirees (i.e., with 20 or more  
            years of state employment) are entitled to an employer  
            contribution for retiree health care equal to 100  percent of  
            the weighted average premium of the four health plans most  
            highly utilized by all members. Dependents are eligible for a  
            contribution based on 90 percent of the average additional  
            premiums paid for dependents during the benefit year in which  
            the formula is applied. This is referred to as the 100/90  
            formula. Currently, there is no formula based solely on the  
            most highly utilized Medicare-coordinated health plans.

          3)Provides most state employees (those first hired after 1985 or  
            1989, depending on class) must work for 10 years to receive 50  
             percent of the 100/90 formula. They then add 5 percent per  
            year of service until, after 20 years, they are vested to  
            receive 100 percent of the 100/90 formula. Individuals hired  
            prior to 1985 or 1989 could be subject to either 5 year or 10  
            year vesting for full coverage of the 100/90 formula. One  
            bargaining unit, BU 12 (Operating Engineers-Craft and  
            Maintenance), agreed via collective bargaining, beginning in  
            2011, to be subject to a 15/25 year vesting schedule. 

          4)Requires that Medicare-eligible retirees enroll in Medicare  
            and choose a Medicare-coordinated health plan. These plans may  
            be cheaper than non-Medicare (or "Basic" plans) and, as a  
            result some portion of the employer contribution goes unused.  
            Current law requires that any unused portion of the 100/90  
            formula contributions may be applied to reimburse retirees for  
            the costs of Medicare Part B premiums. These reimbursements  
            are made in the form of an additional payment to the retiree  
            on the retirement warrant up to the cost of the Part B  
            premium. Whether or not a retiree receives the Medicare Part B  
            reimbursement in full or in part depends upon the cost of that  
            retiree's health plan. 

          State Civil Service System: Ranking of Civil Service Employees  
          and Applicants







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          5)Provides, in general, state employment is based on a system of  
            merit achieved through competitive examination. Applicants for  
            promotion or employment are ranked based on exam scores and  
            employers may promote or hire from either the top three names  
            or ranks, as specified. An employee may receive a passing  
            score on an exam, but not score high enough to place in the  
            top three ranks, and therefore, may not be eligible for hire  
            or promotion. As people in the top three ranks are hired,  
            promoted, or otherwise fall off the hiring list, individuals  
            who have passed the exam may move up into the top three ranks  
            and become eligible for hire or promotion.

          Career Executive Assignments (CEA)

          6)States CEAs are state employees in high-level managerial  
            positions that serve at the top levels in a department. Their  
            responsibility includes developing and implementing policy,  
            and may serve in a department director's cabinet or form a  
            department's executive staff. 

          7)Provides, in general, CEAs in state employment must be hired  
            from among individuals with permanent civil service status. In  
            addition, CEA applicants can include legislative employees,  
            executive branch appointees (i.e., exempt employees), or  
            former military, as specified. CEAs are not subject to the  
            same job protections or hiring and disciplinary standards as  
            apply to non-executive state civil service employees. CEAs may  
            be terminated "at will." CEAs must be hired or promoted via a  
            competitive process that is overseen by the State Personnel  
            Board (SPB). Former civil service employees who become CEAs  
            and are subsequently terminated have certain rights to return  
            to civil service positions following termination, as  
            specified. 

          This bill provides legislative approval of the MOUs entered into  
          between the state and BU 9, (Professional Engineers), on August  
          31, 2015 and the state and BU 10, (Professional Scientists) on  
          September 4, 2015. The BU 9 MOU shall be effective from July 2,  
          2015 through June 30, 2018, and BU 10 MOU shall be effective  
          from July 2, 2015 through July 1, 2018. Specifically, this bill  
          enacts the following:

          Retiree Health Benefit Reforms 







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          Prefunding of Other Post-Employment Benefits 

          1)Applies to all BU 9 (Professional Engineers) and BU 10  
            (Professional Scientists) employees, including related  
            excluded and exempt employees.

             a)   The state and all Unit 9 members will prefund retiree  
               healthcare with the goal of each reaching 50 percent  
               cost-sharing of actuarially-determined total normal cost  
               for employer and employees by July 1, 2019. The state and  
               employees will each make the following contributions: 

               i)     Effective July 1, 2017, 0.5 percent of pensionable  
                 compensation. 

               ii)    Effective July 1, 2018, an additional 0.5 percent  
                 for a total of 1.0 percent of pensionable compensation. 

               iii)   Effective July 1, 2019, an additional 1.0 percent  
                 for a total of 2.0 percent of pensionable compensation.

             b)   The state and all Unit 10 members will prefund retiree  
               healthcare with the goal of each reaching 50 percent  
               cost-sharing of actuarially-determined total normal cost  
               for employer and employees by July 1, 2019. The state and  
               employees will each make the following contributions: 

               i)     Effective July 1, 2017, 0.7 percent of pensionable  
                 compensation. 

               ii)    Effective July 1, 2018, an additional 0.7 percent  
                 for a total of 1.4 percent of pensionable compensation. 

               iii)   Effective July 1, 2019, an additional 1.4 percent  
                 for a total of 2.8 percent of pensionable compensation.

             c)   All employees eligible for health care benefits shall  
               contribute in proportion to their working time-base.

             d)   Any contributions made by the employee shall not be  
               recoverable under any circumstances by the employee or the  
               employee's beneficiary or survivor (e.g., if the employee  
               should retire, die, or separate from service before  







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               becoming eligible for a health care benefit).

          Employer Contribution for Future Retirees' Health Care 

          2)Applies 80/80 formula to all new BU 9 and BU 10 employees  
            first hired on or after January 1, 2016, including related  
            excluded and exempt employees. 

             a)   For non-Medicare-eligible retirees, the employer  
               contribution for retiree health benefits shall be an amount  
               equal to 80 percent of the weighted average premiums of the  
               four health benefit plans most highly utilized by active  
               state employees.

          The employer contribution for a non-Medicare-eligible retiree's  
          dependent shall be an amount equal to 80 percent of the weighted  
          average of the additional premiums required for enrollment of  
          those family members during the benefit year in which the  
          formula is applied.

             b)   For Medicare-eligible retirees, the employer  
               contribution for retiree health benefits shall be an amount  
               equal to 80 percent of the weighted average premiums of the  
               four Medicare-coordinated plans most highly utilized by  
               Medicare eligible retirees.

          The employer contribution for a Medicare -eligible retiree's  
          dependent shall be an amount equal to 80 percent of the weighted  
          average of the additional premiums required for enrollment of  
          those family members during the benefit year in which the  
          formula is applied.

          The contribution for a Medicare-eligible retiree shall not  
          exceed the formula whether or not the individual is enrolled in  
          Medicare.

             c)   A retiree shall not be able to use any portion of the  
               employer's retiree health care contribution toward the  
               payment of Medicare Part B premiums.

          Post-Employment Health Benefit Vesting Schedule

          3)Provides all BU 9 and BU 10 employees first hired into state  
            employment on or after January 1, 2016, will be subject to an  







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            extended vesting schedule for retiree health benefits.

            Specifically, BU 9 and BU 10 retirees first hired into state  
            employment on or after January 1, 2016 will receive 50 percent  
            of the employer contribution upon completion of 15 years of  
            state service, increasing 5 percent for each additional year  
            of service, until the employee is vested for 100 percent of  
            the employee contribution after 25 years of state service. 

          4)States, additionally, the MOU agreements provided the  
            following General Salary Increases (GSI) to BU 9 and BU 10:

             a)   Effective July 1, 2016, all Unit 9 represented  
               classifications shall receive a five percent GSI.

             b)   Effective July 1, 2017, all Unit 9 represented  
               classifications shall receive a two percent GSI. 

             c)   Effective July 1, 2016 through July 1, 2018, all Unit 10  
               represented classifications shall annually receive a five  
               percent GSI. 

          Civil Service Reform 

          5)Makes the following statutory changes to laws governing the  
            civil service system for state employees. Specifically, this  
            bill impacts two key areas of law governing a) the competitive  
            ranking of state civil service employees and applicants, and  
            b) eligibility and hiring of state employees in "Career  
            Executive Assignments (CEA).

          6)Eliminates the "Rule of Three Names," which requires hiring  
            managers to consider only the top three individuals on  
            promotional hiring eligibility lists whose examination scores  
            result in them being in the top three names.

          7)Eliminates the "Rule of Six Ranks," which requires all  
            managerial hiring eligibility lists to be organized into six  
            ranks, depending on the scores applicants receive on the  
            classification's exam, and limits a department's hiring  
            manager to only consider applicants whose examination scores  
            result in them being in the top three ranks. 

          8)Eliminates the "Rule of One Rank," which requires departmental  







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            hiring managers to only consider individuals whose examination  
            scores result in them being in the first rank for supervisory  
            positions. 

          9)Consolidates various hiring eligibility list requirements into  
            a single process, the "Rule of Three Ranks", which would apply  
            to all promotional or open state jobs. This change will allow  
            hiring managers to consider eligible persons whose examination  
            scores result in them being in the top three ranks for rank  
            and file and managerial lists, as specified.

          10)Expands the pool of CEA candidates by making the following  
            changes: 

             a)   Eliminating the requirement that a former legislative or  
               non-elected exempt employee be separated from employment  
               for no more than 12 months prior to applying for the CEA  
               position. 

             b)   Expanding the pool of eligible candidates that can be  
               appointed to a CEA position to include individuals from the  
               private sector who meet the requirements of the applicable  
               position. 

             c)   Providing terminated CEAs hired from outside state civil  
               service the right to appeal to the SPB for restoration of  
               their assignment. 

             d)   Clarifying that terminated CEAs who were previously  
               employed by the state and had permanent civil service  
               status, have return rights to a (non-CEA) civil service  
               position, with at least the same salary level as the last  
               position they held. If the employee had a minimum of five  
               years of state service, he or she may return to a position  
               that has the same salary level as the last position or at  
               least the same salary level that is at least two steps  
               lower than the CEA position from which the employee is  
               being terminated. These provisions are consistent with  
               existing law.

          11)States that terminated CEAs hired from outside civil service  
            would be eligible for deferred examination for any open  
            position at the department they were employed at and meet the  
            minimum qualifications. 







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           12)Eliminates rules prohibiting a CEA applicant from competing  
             in multiple civil service promotional exams at more than one  
             department in the same class. 

           13)Provides $300,000 one-time General Fund for the Department  
             of Finance (DOF) to post all budget requests included as a  
             part of the Governor's Budget on DOF's website. The funds  
             will be used to purchase high-speed industrial scanners and  
             additional software programming. 

          FISCAL EFFECT:   Appropriation:    Yes         Fiscal  
          Com.:YesLocal:   No


          SUPPORT:   (Verified9/10/15)


          None received


          OPPOSITION:   (Verified9/10/15)


          None received


          Prepared by:Anita Lee / B. & F.R. / (916) 651-4103
          9/11/15 15:16:00


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