Amended in Assembly April 28, 2015

Amended in Assembly April 13, 2015

California Legislature—2015–16 Regular Session

Assembly BillNo. 159


Introduced by Assembly Member Calderon

(Coauthors: Assembly Members Brown, Daly, Lackey, Obernolte, Olsen, and Waldron)

(Coauthors: Senators Allen, Anderson, and Stone)

January 21, 2015


An act to add Article 4.5 (commencing with Section 111548) to Chapter 6 of Part 5 of Division 104 of the Health and Safety Code, relating to drugs and devices.

LEGISLATIVE COUNSEL’S DIGEST

AB 159, as amended, Calderon. Investigational drugs, biological products, and devices.

Existing law, the federal Food, Drug, and Cosmetic Act, prohibits a person from introducing into interstate commerce any new drug unless the drug has been approved by the United States Food and Drug Administration (FDA). Existing law requires the sponsor of a new drug to submit to the FDA an investigational new drug application and to then conduct a series of clinical trials to establish the safety and efficacy of the drug in human populations and submit the results to the FDA in a new drug application.

Existing law, the Sherman Food, Drug, and Cosmetic Law, regulates the packaging, labeling, and advertising of drugs and devices and is administered by the State Department of Public Health. A violation of that law is a crime. The Sherman Food, Drug, and Cosmetic Law prohibits, among other things, the sale, delivery, or giving away of a new drug or new device unless either the department has approved a new drug or device application for that new drug or new device and that approval has not been withdrawn, terminated, or suspended or the drug or device has been approved pursuant to specified provisions of federal law, including the federal Food, Drug, and Cosmetic Act.

The Medical Practice Act provides for the licensure and regulation of physicians and surgeons by the Medical Board of California and requires the board to take action against a licensee who is charged with unprofessional conduct. The Osteopathic Act provides for the licensure and regulation of osteopathic physicians and surgeons by the Osteopathic Medical Board of California and requires the board to enforce the Medical Practice Act with respect to its licensees.

This bill would permit a manufacturer of an investigational drug, biological product, or device to make the product available to eligible patients with a serious or immediately life-threatening disease or condition, as specified. The bill would authorize, but not require, a health benefit plan, as defined, to provide coverage for any investigational drug, biological product, or device made available pursuant to these provisions. The bill would prohibit the Medical Board of California and the Osteopathic Medical Board of California from taking any disciplinary action against the license of a physician based solely on the physician’s recommendation to an eligible patient regarding, or prescription for or treatment with, an investigational drug, biological product, or device, provided that the recommendation or prescription is consistent withbegin delete medical standards of care.end deletebegin insert protocol approved by the physician’s institutional review board or an accredited institutional review board, and would require the institutional review board to biannually report specified information to the State Department of Public Health, among others.end insert The bill would prohibit a state agency from altering any recommendation made to the federal Centers for Medicare and Medicaid Services regarding a health care provider’s certification to participate in the Medicare or Medicaid program based solely on the recommendation from an individual health care provider that a patient have access to an investigational drug, biological product, or device. The bill would prohibit an official, employee, or agent of the state from blocking an eligible patient’s access to the investigational drug, biological product, or device pursuant to the bill’s provisions.

Vote: majority. Appropriation: no. Fiscal committee: yes. State-mandated local program: no.

The people of the State of California do enact as follows:

P3    1

SECTION 1.  

Article 4.5 (commencing with Section 111548)
2is added to Chapter 6 of Part 5 of Division 104 of the Health and
3Safety Code
, to read:

4 

5Article 4.5.  Right to Try Act
6

 

7

111548.  

This article shall be known and may be cited as the
8Right to Try Act.

9

111548.1.  

In this article, unless the context otherwise requires,
10the following definitions shall apply:

begin insert

11(a) “Consulting physician” means a physician and surgeon
12licensed under the Medical Practice Act or an osteopathic
13physician and surgeon licensed under the Osteopathic Act who
14shall perform all of the following:

end insert
begin insert

15(A) Examine the qualified individual and his or her relevant
16medical records.

end insert
begin insert

17(B) Confirm in writing the primary physician’s diagnosis and
18prognosis.

end insert
begin insert

19(C) Verify, in the opinion of the consulting physician, that the
20eligible patient is competent, acting voluntarily, and has made an
21informed decision.

end insert
begin delete

11 22(a)

end delete

23begin insert(b)end insert “Eligible patient” means a person who meets all of the
24following conditions:

25(1) Has a serious or immediately life-threatening disease or
26condition.

27(2) Has considered all other treatment options currently approved
28by the United States Food and Drug Administration.

29(3) Has been unable to participate in a clinical trial for the
30serious or immediately life-threatening disease or condition
31identified in paragraph (1) within 100 miles of his or her home or
32has not been accepted to that clinical trial within one week of
33completion of the clinical trial application process.

34(4) Has received a recommendation from his or herbegin insert primaryend insert
35 physicianbegin insert and a consulting physicianend insert for an investigational drug,
36biological product, or device.

37(5) Has given written informed consent for the use of the
38investigational drug, biological product, or device, or if he or she
P4    1lacks the capacity to consent, his or her legally authorized
2representative has given written informed consent on his or her
3behalf.

4(6) Has documentation from his or herbegin insert primaryend insert physicianbegin insert and
5a consulting physicianend insert
attesting that the patient has met the
6requirements of this subdivision.

begin delete

31 7(b)

end delete

8begin insert(c)end insert “Health benefit plan” means any plan or program that
9provides, arranges, pays for, or reimburses the cost of health
10benefits. “Health benefit plan” includes, but is not limited to, a
11health care service plan contract issued by a health care service
12 plan, as defined in Section 1345 of this code, and a policy of health
13insurance, as defined in Section 106 of the Insurance Code, issued
14by a health insurer.

begin delete

P4   1 15(c)

end delete

16begin insert(d)end insert (1) “Immediately life-threatening disease or condition”
17means a stage of disease in which there is a reasonable likelihood
18that death will occur within a matter of months or in which
19premature death is likely without early treatment.

20(2) “Serious disease or condition” means a disease or condition
21associated with morbidity that has a substantial impact on
22day-to-day functioning.

begin delete

9 23(d)

end delete

24begin insert(e)end insert “Investigational drug, biological product, or device” means
25a drug, biological product, or device that has successfully
26completed phase one of a clinical trial approved by the United
27States Food and Drug Administration, but has not been approved
28for general use by the United States Food and Drug Administration
29and remains under investigation in a clinical trial approved by the
30United States Food and Drug Administration.

begin delete

31(e) “Physician”

end delete

32begin insert(f)end insertbegin insertend insertbegin insert“Primary physician”end insert means a physician and surgeon licensed
33under the Medical Practice Act or an osteopathic physician and
34surgeon licensed under the Osteopathic Act.

begin delete

21 35(f)

end delete

36begin insert(g)end insert “State regulatory board” means the Medical Board of
37California or the Osteopathic Medical Board of California.

begin delete

27 38(g)

end delete

39begin insert(h)end insert (1) “Written, informed consent” means a written document
40that has been approved by thebegin insert primaryend insert physician’s institutional
P5    1review board or an accredited independent institutional review
2board, is signed by an eligible patient, or his or her legally
3authorized representativebegin delete whereend deletebegin insert whenend insert the patient lacks the capacity
4to consent, and attested to by the patient’sbegin insert primaryend insert physician and
5a witness that, at a minimum, does all of the following:

6(A) Explains the currently approved products and treatments
7for the serious or immediately life-threatening disease or condition
8from which the patient suffers.

9(B) Attests to the fact that the patient, orbegin delete whereend deletebegin insert whenend insert the patient
10lacks the capacity to consent, his or her legally authorized
11representative, concurs with the patient’sbegin insert primaryend insert physician in
12believing that all currently approved and conventionally recognized
13treatments are unlikely to prolong the patient’s life.

14(C) Clearly identifies the specific proposed investigational drug,
15biological product, or device that the patient is seeking to use.

16(D) Describes the potentially best and worst outcomes of using
17the investigational drug, biological product, or device and describes
18the most likely outcome. This description shall include the
19possibility that new, unanticipated, different, or worse symptoms
20might result and that death could be hastened by the proposed
21treatment. The description shall be based on thebegin insert primaryend insert
22 physician’s knowledge of the proposed treatment in conjunction
23with an awareness of the patient’s condition.

24(E) Clearly states that the patient’s health benefit plan, if any,
25and health care provider are not obligated to pay for the
26investigational drug, biological product, or device or any care or
27treatments consequent to use of the investigational drug, biological
28product, or device.

29(F) Clearly states that the patient’s eligibility for hospice care
30may be withdrawn if the patient begins curative treatment and that
31care may be reinstated if the curative treatment ends and the patient
32meets hospice eligibility requirements.

33(G) Clearly states that in-home health care may be denied if
34treatment begins.

35(H) States that the patient understands that he or she is liable
36for all expenses consequent to the use of the investigational drug,
37biological product, or device, and that this liability extends to the
38patient’s estate, except as otherwise provided in the patient’s health
39benefit plan or a contract between the patient and the manufacturer
40of the drug, biological product, or device.

P6    1(2) Written, informed consent for purposes of this article shall
2be consistent with the informed consent requirements of the
3Protection of Human Subjects in Medical Experimentation Act
4(Chapter 1.3 (commencing with Section 24170) of Division 20).

5

111548.2.  

(a) Notwithstanding Section 110280, 111520, or
6111550, a manufacturer of an investigational drug, biological
7product, or device may make available the manufacturer’s
8investigational drug, biological product, or device to an eligible
9patient pursuant to this article. This article does not require that a
10manufacturer make available an investigational drug, biological
11product, or device to an eligible patient.

12(b) A manufacturer may do both of the following:

13(1) Provide an investigational drug, biological product, or device
14to an eligible patient without receiving compensation.

15(2) Require an eligible patient to pay the costs of or associated
16with the manufacture of the investigational drug, biological
17product, or device.

18(c) (1) This article does not expand or otherwise affect the
19coverage provided under Sections 1370.4 and 1370.6 of this code,
20Sections 10145.3 and 10145.4 of the Insurance Code, or Sections
2114087.11 and 14132.98 of the Welfare and Institutions Code.

22(2) This article does not require a health benefit plan to provide
23coverage for the cost of any investigational drug, biological
24product, or device, or the costs of services related to the use of an
25investigational drug, biological product, or device under this article.
26A health benefit plan may provide coverage for an investigational
27drug, biological product, or device made available pursuant to this
28section.

begin insert

29(d) If the clinical trial for an investigational drug, biological
30product, or device is closed due to the lack of efficacy or for
31toxicity, the investigational drug, biological product, or device
32shall not be offered. If notice is given for an investigational drug,
33biological product, or device taken by a patient outside of a clinical
34trial, the manufacturer and the patient’s primary physician shall
35notify the patient of the information from the safety committee of
36the clinical trial.

end insert
begin delete

25 37(d)

end delete

38begin insert(e)end insert If an eligible patient dies while being treated by an
39investigational drug, biological product, or device made available
40pursuant to this article, the patient’s heirs are not liable for any
P7    1outstanding debt related to the treatment or lack of insurance for
2the treatment.

3

111548.3.  

(a) Notwithstanding any other law, a state regulatory
4board shall not revoke, fail to renew, or take any other disciplinary
5action against a physician’s license based solely on the physician’s
6recommendation to an eligible patient regarding, or prescription
7for or treatment with, an investigational drug, biological product,
8or device, provided that the recommendation or prescription is
9consistent withbegin delete medical standards of care.end deletebegin insert protocol approved by
10the physician’s institutional review board or an accredited
11independent institutional review board.end insert

begin insert

12(b) The physician’s institutional review board or an accredited
13institutional review board shall biannually report the following
14information to the State Department of Public Health, the Medical
15Board of California, and the Osteopathic Medical Board of
16California:

end insert
begin insert

17(1) The number of requests made for an investigational drug,
18biological product, or device.

end insert
begin insert

19(2) The status of the requests made.

end insert
begin insert

20(3) The duration of the treatment.

end insert
begin insert

21(4) The costs of the treatment paid by eligible patients.

end insert
begin delete

37 22(b)

end delete

23begin insert(c)end insert A state agency shall not alter any recommendation made to
24the federal Centers for Medicare and Medicaid Services regarding
25a health care provider’s certification to participate in the Medicare
26or Medicaid program based solely on the recommendation from
27an individual health care provider that a patient have access to an
28investigational drug, biological product, or device.

begin delete

3 29(c)

end delete

30begin insert(d)end insert An official, employee, or agent of this state shall not block
31or attempt to block an eligible patient’s access to an investigational
32drug, biological product, or device pursuant to this article.
33Counseling, advice, or a recommendation consistent with medical
34standards of care from an individual licensed under Division 2
35(commencing with Section 500) of the Business and Professions
36Code shall not be considered a violation of this section.

begin delete

10 37(d)

end delete

38begin insert(e)end insert  A violation of this section shall not be subject to Chapter 8
39(commencing with Section 111825).

P8    1

111548.5.  

This article does not create a private cause of action
2against a manufacturer of an investigational drug, biological
3product, or device, or against any other person or entity involved
4in the care of an eligible patient using the investigational drug,
5biological product, or device, for any harm done to the eligible
6patient resulting from the investigational drug, biological product,
7or device, so long as the manufacturer or other person or entity is
8complying in good faith with the terms of this article, unless there
9was a failure to exercise reasonable care.



O

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