BILL ANALYSIS Ó ----------------------------------------------------------------- |SENATE RULES COMMITTEE | AB 169| |Office of Senate Floor Analyses | | |(916) 651-1520 Fax: (916) | | |327-4478 | | ----------------------------------------------------------------- THIRD READING Bill No: AB 169 Author: Maienschein (R), et al. Amended: 6/18/15 in Senate Vote: 21 SENATE JUDICIARY COMMITTEE: 7-0, 6/30/15 AYES: Jackson, Moorlach, Anderson, Hertzberg, Leno, Monning, Wieckowski SENATE APPROPRIATIONS COMMITTEE: Senate Rule 28.8 ASSEMBLY FLOOR: 77-0, 5/7/15 - See last page for vote SUBJECT: Local government: public records: Internet SOURCE: Author DIGEST: This bill establishes open format requirements for posting a public record if a local agency, except a school district, maintains an "open data" Internet Resource, including, but not limited to, an Internet Web site, Internet Web page, or Internet Web portal, and voluntarily posts the public record. ANALYSIS: Existing law: 1)Declares, under the California Constitution, the people's right to transparency in government. ("The people have the right of access to information concerning the conduct of the people's business, and therefore, the meetings of public bodies and the writings of public officials and agencies shall AB 169 Page 2 be open to public scrutiny....") 2)Governs, under the California Public Records Act (CPRA), the disclosure of information collected and maintained by public agencies. Generally, all public records are accessible to the public upon request, unless the record requested is exempt from public disclosure. There are 30 general categories of documents or information that are exempt from disclosure, essentially due to the character of the information, and unless it is shown that the public's interest in disclosure outweighs the public's interest in non-disclosure of the information, the exempt information may be withheld by the public agency with custody of the information. 3)Provides that public records are open to inspection at all times during the office hours of the state or local agency and every person has a right to inspect any public record, except as specified. Any reasonably segregable portion of a record shall be available for inspection by any person requesting the record after deletion of the portions that are exempted by law. 4)Requires a public agency to make non-exempt electronic public records available in any electronic format in which it holds the information or, if requested, in an electronic format used by the agency to create copies for its own or other agency's use. 5)Authorizes a public agency to charge to the requestor the direct cost of producing the electronic public record. 6)Requires the requestor of the electronic public record to pay the cost of producing a copy of the record, including the cost to construct the record, and the cost of programming and computer services necessary to produce a copy of the record if the public agency produces the electronic record only at regularly scheduled intervals or the request requires data compilation, extraction, or programming to produce the electronic record. 7)Provides that a public agency is not required to release an electronic record in the electronic form in which it is held by the agency if its release would jeopardize or compromise the security or integrity of the original record or of any AB 169 Page 3 proprietary software in which it is maintained. 8)Defines "local agency" to include a county; city, whether general law or chartered; city and county; school district; municipal corporation; district; political subdivision; or any board, commission or agency thereof; other local public agency; or entities that are legislative bodies of a local agency. This bill: 1)Requires, if a local agency, except a school district, maintains an Internet Resource, including, but not limited to, an Internet Web site, Internet Web page, or Internet Web portal, which the local agency describes or titles as "open data," and the local agency voluntarily posts a public record on that Internet Resource, the local agency to post the public record in an open format that meets all of the following requirements: retrievable, downloadable, indexable, and electronically searchable by commonly used Internet search applications; platform independent and machine readable; available to the public free of charge and without any restriction that would impede the reuse or redistribution of the public record; and retains the data definitions and structure present when the data was compiled, if applicable. 2)Makes various related legislative findings and declarations. Background The California Public Records Act (CPRA), enacted in 1968, requires public disclosure of public agency documents. The CPRA gives every person the right to inspect and obtain copies of all state and local government documents not exempt from disclosure. (Gov. Code Sec. 6253.) In recognition of the increased reliance by public agencies on electronic documents, the Legislature enacted AB 2799 (Shelley, Chapter 982, Statutes of 2000), which, among other things, required public agencies, upon request, to disclose electronic records in an electronic format in which the agency held information or in a format that had been used by the agency to create copies for its own use or for AB 169 Page 4 other public agencies. Since 2000, computer technology has advanced to provide open format software whereby electronic documents created and maintained by public agencies can be searched, indexed, and redacted electronically. In 2009, in order to increase government agency accountability, promote informed public participation, and create economic opportunity through expanding access to information online in open formats, the United States Director of the Office of Management and Budget issued an Open Government Directive to federal government agencies. (Peter R. Orszag, Director, Executive Office of the President, Office of Management and Budget, Memorandum for the Heads of Executive Departments and Agencies, Open Government Directive, Dec. 8, 2009, p. 2.) This Directive provided guidelines to public agencies responding to public requests under the Freedom of Information Act and instructed federal government agencies to "publish information online in an open format that can be retrieved, downloaded, indexed, and searched by commonly used web search applications." (Id.) In 2013, President Obama signed Executive Order No. 13642, which established the Open Data Policy and required all newly generated government data to be made available in open, machine-readable formats in order to "promote continued job growth, Government efficiency, and the social good that can be gained from opening Government data to the public." (Exec. Order No. 13642, 78 Fed.Reg. 28111 (May 9, 2013).) This bill seeks to further the purpose of those orders by requiring local agencies, other than school districts, to post public records in an open format. Comments The author writes: Key information maintained by local governments, from business licenses to council agendas and budgets, are frequently kept in file formats that make them difficult to find or analyze using contemporary internet tools and other technology. The current guidelines for posting these documents predate the Xerox machine and thus are inadequate in the modern era. AB 169 Page 5 The concept of "Open Data" describes data that are freely available, machine-readable, and formatted according to national technical standards to facilitate visibility and re-use of published data. This concept of open data allows access to standardized data that can be easily retrieved, downloaded, sorted, searched, analyzed, redistributed and re-used by individuals, business, researchers, journalists, developers, and government to process, trend, and innovate utilizing a single data table or combinations of data tables. Related/Prior Legislation SB 573 (Pan, 2015), among other things, creates the statewide open data portal, as defined, to provide public access to data sets from agencies within the state. The bill requires any data published on the statewide open data portal or other open data portal operated by an agency to comply with all state and federal privacy laws and regulations, and make the statewide open data portal available, at no cost, to local agencies interested in using the statewide open data portal to publish its own data. SB 573 is currently in the Assembly Appropriations Committee. SB 272 (Hertzberg, 2015) requires each local agency to create a catalog of enterprise systems, as defined, post that catalog on the local agency's Internet Web site, and make the catalog publicly available upon request in the office of the clerk of the agency's legislative body. SB 272 is currently in the Assembly Local Government Committee. AB 1215 (Ting, 2015), among other things, enacts the California Open Data Act and requires state agencies to make public data, as defined, available on an Internet Web portal and authorize a local government to adopt that standard. AB 1215 requires each state agency, on or before July 1, 2016, to submit a strategic plan and a strategic enterprise application plan, as specified, to the Chief Data Officer and to post the reports on the Internet Web portal. AB 1215 also requires specified legal policies for public data to be posted on the Internet Web portal. AB 1215 is currently under submission in the Assembly Appropriations Committee. SB 1002 (Yee, 2012) would have enacted the California Open Data Standard and required a state or local agency to make electronic AB 169 Page 6 data or an electronic document available to the public in an open format, as defined. That provision was subsequently removed to instead require the State Chief Information Officer to conduct a study to determine the feasibility of providing electronic records in an open format. SB 1002 was vetoed by Governor Brown because he believed that another legislative report on electronic public records was unnecessary. AB 2799 (Shelley, Chapter 982, Statutes of 2000) - See Background. FISCAL EFFECT: Appropriation: No Fiscal Com.:YesLocal: Yes SUPPORT: (Verified7/13/15) Associated Builders and Contractors of California Building Owners and Managers Association of California California Building Industry Association California Business Properties Association California Business Roundtable California Forward Action Fund California League of Food Processors California Manufacturing & Technology Association California Professional Firefighters California Taxpayers Association Commercial Real Estate Development Association, NAIOP of California Family Business Association International Council of Shopping Centers Los Angeles County Business Federation National Federation of Independent Business San Diego Regional Data Library Sunlight Foundation OPPOSITION: (Verified7/13/15) None received ASSEMBLY FLOOR: 77-0, 5/7/15 AB 169 Page 7 AYES: Achadjian, Alejo, Travis Allen, Baker, Bigelow, Bloom, Bonilla, Bonta, Brough, Brown, Burke, Calderon, Chang, Chau, Chávez, Chiu, Chu, Cooley, Cooper, Dababneh, Dahle, Daly, Dodd, Eggman, Frazier, Beth Gaines, Gallagher, Cristina Garcia, Eduardo Garcia, Gatto, Gipson, Gomez, Gonzalez, Gordon, Gray, Grove, Hadley, Harper, Holden, Irwin, Jones, Jones-Sawyer, Kim, Lackey, Levine, Linder, Lopez, Low, Maienschein, Mathis, Mayes, McCarty, Medina, Melendez, Mullin, Nazarian, Obernolte, O'Donnell, Olsen, Patterson, Perea, Quirk, Rendon, Ridley-Thomas, Rodriguez, Salas, Santiago, Mark Stone, Thurmond, Ting, Wagner, Waldron, Weber, Wilk, Williams, Wood, Atkins NO VOTE RECORDED: Campos, Roger Hernández, Steinorth Prepared by:Tara Welch / JUD. / (916) 651-4113 7/14/15 11:17:35 **** END ****