BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON
          BUSINESS, PROFESSIONS AND ECONOMIC DEVELOPMENT
                              Senator Jerry Hill, Chair
                                2015 - 2016  Regular 

          Bill No:            AB 178          Hearing Date:    June 29,  
          2015
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          |Author:   |Bonilla                                               |
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          |Version:  |June 24, 2015                                         |
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          |Urgency:  |Yes                    |Fiscal:    |Yes              |
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          |Consultant|Sarah Huchel                                          |
          |:         |                                                      |
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                Subject:  Board of Vocational Nursing and Psychiatric  
                       Technicians of the State of California.


          SUMMARY:  Suspends the practical exam requirement for licensure as a  
          registered dental assistant (RDA) until July 1, 2017, during  
          which time the Dental Board of California (DBC) must evaluate  
          the exam; removes the requirement that the executive officer of  
          the Board of Vocational Nursing and Psychiatric Technicians of  
          the State of California (BVNPT) be a licensed vocational nurse,  
          registered nurse, or psychiatric technician; and requires the  
          appointment of an enforcement program monitor (EPM) to oversee  
          the BVNPT's disciplinary system.  

          Existing law:
          
          1)Authorizes the DBC to license a person as a RDA who files an  
            application and submits written evidence, satisfactory to the  
            DBC, of one of the following eligibility requirements:


             a)   Graduation from an educational program in registered  
               dental assisting approved by the board, and satisfactory  
               performance on a written and practical examination  
               administered by the DBC.
             b)   For individuals applying prior to January 1, 2010,  
               evidence of completion of satisfactory work experience of  
               at least 12 months as a dental assistant (DA) in California  
               or another state and satisfactory performance on a written  







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               and practical examination administered by the DBC.


             c)   For individuals applying on or after January 1, 2010,  
               evidence of completion of satisfactory work experience of  
               at least 15 months as a DA in California or another state  
               and satisfactory performance on a written and practical  
               examination administered by the DBC. (Business and  
               Professions Code (BPC) § 1721.1 (a))


          2)Provides for the licensure and regulation of vocational nurses  
            and psychiatric technicians by the BVNPT and extends the  
            operation of the BVNPT until January 1, 2016.  (BPC §§  
            2840-2895.5)
          3)Declares that protection of the public shall be the highest  
            priority for the BVNPT in exercising its licensing,  
            regulatory, and disciplinary functions.  Whenever the  
            protection of the public is inconsistent with other interests  
            sought to be promoted, the protection of the public shall be  
            paramount.  (BPC § 2841.1)


          4)Requires the BVNPT to appoint an executive officer and  
            requires the executive officer to be a licensed vocational  
            nurse, registered nurse, or psychiatric technician.  (BPC §  
            2847)


          This bill:

          1)Suspends the requirement of a practical exam for licensure as  
            a RDA and related provisions of law until July 1, 2017. 

          2)Requires the DBC to, in consultation with the Office of  
            Professional Examination Services, conduct a review to  
            determine whether a practical examination is necessary to  
            demonstrate competency of RDAs, and if so, how this  
            examination should be developed and administered.  The DBC  
            shall submit its review and determination to the appropriate  
            policy committees of the Legislature on or before July 1,  
            2017.

          3)Removes the requirement that the executive officer of the  








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            BVNPT be a licensed vocational nurse, a licensed professional  
            nurse, or a licensed psychiatric technician. 

          4)Extends the sunset date on provisions related to the BVNPT  
            executive officer until January 1, 2018.

          5)Requires the director of the Department of Consumer Affairs  
            (DCA) to appoint an EPM no later than October 1, 2015, and  
            authorizes the director to retain a person for this position  
            by a personal services contract. 

          6)Requires the director to supervise the EPM and authorizes him  
            or her terminate or dismiss the EPM from this position.

          7)Requires the EPM to monitor and evaluate the BVNPT's  
            vocational nursing and psychiatric technician disciplinary  
            system and procedures, with specific concentration on  
            improving the overall efficiency and consistency of the  
            enforcement program.  The director shall specify further  
            duties of the EPM. 

          8)Requires the monitoring duty to be on a continuing basis for a  
            period of no more than two years from the date of the  
            enforcement program monitor's appointment and shall include,  
            but not be limited to, all of the following areas: 

             a)   Improving the quality and consistency of complaint  
               processing and investigation.

             b)   Ensuring consistency in the application of sanctions or  
               discipline imposed on licensees.

             c)   The accurate and consistent implementation of the laws  
               and rules affecting discipline, including adhering to  
               Consumer Protection Enforcement Initiative (CPEI) complaint  
               priority guidelines as described in the memorandum dated  
               August 31, 2009, by Brian J. Stinger titled "Complaint  
               Prioritization Guidelines for Health Care Agencies." 

             d)   Staff concerns regarding disciplinary matters or  
               procedures.

             e)   Appropriate utilization of licensed professionals to  
               investigate complaints.








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             f)   BVNPT's cooperation with other governmental entities  
               charged with enforcing related laws and regulations  
               regarding vocational nurses and psychiatric technicians.

          9)Prohibits the EPM from exercising authority over the BVNPT's  
            management or staff; however, the BVNPT and its staff shall  
            cooperate with him or her, and shall provide data,  
            information, and files as requested by the EPM to perform all  
            of his or her duties.

          10)Requires the director to assist the EPM in the performance of  
            his or her duties, and the monitor shall have the same  
            investigative authority as the director.

          11)Requires the EPM to submit to the DCA, the BVNPT, and the  
            Legislature an initial written report of his or her findings  
            and conclusions no later than April 1, 2016, and subsequent  
            written reports no later than October 1, 2016, and February 1,  
            2017, and be available to make oral reports to each if  
            requested to do so. 

          12)Authorizes the monitor to provide additional information to  
            either the DCA or the Legislature at his or her discretion or  
            at the request of either the DCA or the Legislature. 

          13)Requires the monitor to make his or her reports available to  
            the public or the media, and make every effort to provide the  
            BVNPT with an opportunity to reply to any facts, finding,  
            issues, or conclusions in his or her reports with which the  
            BVNPT may disagree.

          14)Requires the EPM to issue a final report before August 1,  
            2017, which shall include final findings and conclusions on  
            the topics addressed in the initial report submitted by the  
            monitor.

          15)Requires the BVNPT to pay for all of the costs associated  
            with the employment of the enforcement program monitor.

          16)Sunsets provisions of law related to the EPM on October 1,  
            2017.

          17)Requires DCA's internal audit unit to review the BVNPT's  








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            staffing resources needs and requirements, and requires the  
            director to provide to the Legislature a copy of the review,  
            no later than October 1, 2016. The director shall include with  
            this report an overview of how the director intends to ensure  
            that the BVNPT's staff are sufficiently qualified for purposes  
            of implementing the provisions existing law, and the estimated  
            costs of meeting staffing and other requirements, as  
            specified, based on findings of the review. The director shall  
            include a brief evaluation of whether the current fee  
            structure is appropriate to satisfy those staffing and other  
            requirements. Sunsets this provision on January 1, 2018.

          18)Declares this bill to be an urgency statute necessary in  
            order for the BVNPT to meet urgent administrative needs.

          
          FISCAL  
          EFFECT:  This bill is keyed "fiscal" by the Legislative Counsel.  
           According to the Assembly Appropriations Committee analysis  
          dated May 4, 2015, this bill will have 
          costs of $350,000 to the Vocational Nursing and Psychiatric  
          Technicians Fund over two years for an enforcement program  
          monitor.  


          
          COMMENTS:
          
          1.Purpose.  This bill is sponsored by the  Author  .  This is one  
            of several bills resulting from the Sunset Review process.   
            According to the Author's office: 

            "DBC.  After the DBC recalibrated the practical examination  
            for RDAs last August [2014], there was an alarming decline in  
            passage rates.  In addition to placing undue hardship on  
            examinees who are now unable to find work or have lost work  
            due to failing the exam, and the impact on our healthcare  
            workforce, the steep decline questions the validity of the  
            examination and its ability to accurately measure a licensee's  
            competency.  

            "BVNPT.  Since the inception of the Sunset Review Oversight  
            process, there have been occasions when the operations of a  
            licensing entity are called into question and require  








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            additional scrutiny.  This is typically in response to  
            information that is presented to the Legislature that warrants  
            further investigation. The Committee staff believes that this  
            is the case with the BVNPT Board."  

          2.RDA examination.  Current law requires a candidate for  
            licensure as a RDA to demonstrate satisfactory performance on  
            a written and practical examination administered by the DBC.  

            The pass rates for the RDA Practical Exam averaged roughly 83%  
            over the past four fiscal years.  However, in 2014, pass rates  
            dropped dramatically.  Passage rates declined from an over 80%  
            average to a 38% pass rate in August 2014, 19% in November  
            2014, to 33% in February 2015.  The sharp declines occurred  
            after the practical examinations were recalibrated, as  
            discussed above.  In addition, recent examination scores from  
            the February 2015 examination indicate that these rates  
            continue to be very low.   

            Currently, the DBC is pursuing an occupational analysis (OA)  
            to validate the practical exam.  The last OA was conducted in  
            2009.  Licensure examinations with substantial validity  
            evidence are essential in preventing unqualified individuals  
            from obtaining a professional license.  To that end, licensure  
            examinations must be developed following an examination  
            outline based on a current OA that is regularly evaluated and  
            updated when tasks performed or prerequisite knowledge in a  
            profession or on a job change, and to prevent overexposure of  
            test questions.  

            According to the DCA's policy, an occupational analysis and  
            examination outline should be updated at least every five  
            years to be considered current.  Such an OA is projected to be  
            $60,000 and could take up to a year to complete.  DBC staff  
            notes that the cost would be absorbable by the Dental  
            Assisting budget. 

            Based on the precipitous decline in examination scores, which  
            questions the validity of the examination and the ability of  
            the examination to truly measure competency, this bill would  
            eliminate the practical examination until the DBC is able to  
            conduct an OA, examine its validity, and determine whether an  
            examination is necessary to demonstrate competency.   
            Applicants for licensure would still need to meet all other  








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            existing requirements for licensure, including passing the  
            written examination.

          3.EPM for BVNPT.  The BVNPT underwent a Sunset Review in 2014.   
            The results of the review indicated that there were  
            significant, and possibly criminal, issues with its  
            enforcement program.  The BVNPT was taking a very long time to  
            process cases, there were discrepancies in enforcement  
            statistics, and cases were not being handled appropriately.   
            As a result, this bill will enlist the support of the DCA's  
            Internal Audit Office and the Department of Investigations  
            (DOI) for immediate intervention, and will place an EPM within  
            the BVNPT to observe its activities for two years and report  
            to the DCA and Legislature on his or her findings.  

          4.Related Legislation.  AB 179  (Bonilla and Hill) of 2015 extends  
            the operation of the DBC until January 1, 2020 and increases  
            statutory fee caps relating to dentists and dental assistants.  
             Extends the operation of the BVNPT until January 1, 2018, and  
            merges the Vocational Nursing fund and the Psychiatric  
            Technician funds, as specified.  (  Status  :  This bill will be  
            heard in the Senate Committee on Business, Professions, and  
            Economic Development on July 6, 2015.) 

             SB 539  (Price), Chapter 338, Statutes of 2011, among other  
            things, extended the operation of the BVNPT until January 1,  
            2016, specified that the BVNPT would be subject to review by  
            the appropriate policy committees of the Legislature.

             SB 540  (Price), Chapter 385, Statutes of 2011, among other  
            things, extended the operation of the DBC until January 1,  
            2016, and instead specified that the board would be subject to  
            review by the appropriate policy committees of the  
            Legislature. The bill changed the membership of the board to  
            include one additional public member, to be appointed by the  
            Governor. The bill also created a Dental Assisting Council of  
            the board, to be appointed by the board, to consider matters  
            relating to dental assistants and make recommendations to the  
            board and standing committees of the board, as specified.

          5.Arguments in Support.  The  California Dental Assisting  
            Teachers Association  , the  California Dental Assistants  
            Association  , and the  Foundation for Allied Dental Education   
            states in support that, "Dental assisting is a promising  








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            healthcare career pathway, predominately for women, and often  
            for those who need to provide for their families.   
            Unfortunately, the practical examination now represents an  
            artificial hurdle for graduates of educational programs and  
            lacks credibility or professional relevance.  It is now simply  
            a barrier that prevents over 80% of candidates who have spent  
            a year of their lives in educational programs, at great  
            expense in tuition and costly examination fees, including  
            application fees and repeated rental of practical examination  
            kits, from achieving their professional goals and obtaining  
            gainful employment - all due to an examination calibration and  
            grading process that was never made public or clear to the  
            candidates prior to its implementation.

            "We support this temporary moratorium and its immediate  
            implementation while the DBC and the State fully execute an  
            Occupational Analysis, a feasibility study, and take proper  
            measures to ensure that this simulated examination is truly a  
            test of one's competence to become licensed as a Registered  
            Dental Assistant and serve the needs of the consumers of  
            California."

            The DBC writes in support of this bill, stating, "Over the  
            last year, the psychometric validity of the Board's current  
            RDA practical examination has been questioned as the failure  
            rate of the examination has increased.  The Board has begun  
            working with the Office of Professional Examination Services  
            on the occupational analysis and hopes to have findings  
            available during early 2016."

            BVNPT writes, "Enactment of this important legislation will  
            ensure that the BVNPT can continue its vital work of  
            protecting the consumers of California from incompetent and/or  
            unethical licensed vocational nurses and psychiatric  
            technicians."

          6.Arguments in Opposition.  Numerous individuals express concern  
            that the lack of a practical exam will place patients in  
            harm's way for lack of competency.  "Not having an unbiased  
            third party to evaluate the testing candidate is not in the  
            interest of public safety (you and myself included).  To allow  
            a candidate the right to become an RDA without a practical  
            exam will prove to be harmful to the public and paying  
            consumer."








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          SUPPORT AND OPPOSITION:
          
           Support:  

          Board of Vocational Nursing and Psychiatric Technicians
          California Dental Assistants Association
          California Dental Assisting Teachers Association
          Dental Board of California
          Foundation for Allied Dental Education
          Pasadena City College

           Opposition:  

          Numerous individuals

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