BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                     AB 289


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          Date of Hearing: May 6, 2015  


                        ASSEMBLY COMMITTEE ON APPROPRIATIONS


                                 Jimmy Gomez, Chair


          AB  
          289 (Melendez) - As Amended March 19, 2015


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          Urgency:  No  State Mandated Local Program:  YesReimbursable:   
          No


          SUMMARY:


          This bill, (as proposed to be amended), enacts the Legislative  
          Whistleblower Protection Act to protect legislative staff from  
          retaliation in response to filing an ethics complaint.  








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          Specifically, this bill:


          1)Prohibits a Member of the Legislature and a legislative  
            employee from directly or indirectly using that person's  
            official authority or influence to interfere with the right of  
            a legislative employee to make a "protected disclosure,"  
            defined as a complaint filed, as applicable, with the Joint  
            Legislative Ethics Committee, the Assembly or Senate Ethics  
            Committees, respectively, the Assembly Rules Committee, or an  
            ethics ombudsperson designated by either house of the  
            Legislature. 
          2)Authorizes a legislative employee to file a written complaint  
            with either house of the Legislature pursuant to its rules  
            alleging actual or attempted acts of reprisal, retaliation,  
            threats, coercion, or similar improper acts prohibited under  
            this bill, together with a sworn statement that the contents  
            of the written complaint are true, or are believed by the  
            affiant to be true, under penalty of perjury, within one year  
            of the most recent improper act.


          3)Subjects a Member of the Legislature or a legislative  
            employee, who uses his or her official authority or influence  
            to interfere with the right of a current legislative employee  
            to make a protected disclosure, to a fine of up to $10,000,  
            imprisonment in a county jail for up to one year, and damages  
            in a civil action, except to the extent that a Member of the  
            Legislature is immune from liability under the doctrine of  
            legislative immunity. 


          4)Subjects a Member of the Legislature or a legislative  
            employee, who intentionally engages in an act of retaliation  
            against a current or former legislative employee for having  
            made a protected disclosure, to a fine of up to $10,000,  
            imprisonment in a county jail for up to one year, and damages  
            in a civil action, except to the extent that a Member of the  
            Legislature is immune from liability under the doctrine of  








                                                                     AB 289


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            legislative immunity.


          FISCAL EFFECT:


          1)Potential nonreimbursable costs for incarceration, offset to  
            some extent by fine revenues.


          2)No additional costs to the Legislature, as the bill is  
            consistent with existing legislative processes for addressing  
            ethic complaints.





          COMMENTS:


          1)Purpose. This bill is similar to recent proposed that have  
            sought to protect from retaliation legislative employees who  
            make disclosures about misconduct of other legislative  
            employees and Members of the Legislature. Unlike the past  
            proposals, which would have added legislative employees to the  
            California Whistleblower Protection Act (CWPA), which governs  
            employees of the executive and judicial branches, this bill  
            enacts a separate and more limited provision.  The effect  
            would be to protect current and former legislative employees  
            from retaliation for filing a complaint with the Joint  
            Legislative Ethics Committee, alleging that a Member of the  
            Legislature has violated either the Code of Ethics, or any  
            standard of conduct set forth in the standing rules of either  
            house of the Legislature.  The bill would subject Members of  
            the Legislature and legislative staff to potential penalties  
            for retaliation against a legislative employee who files such  
            a written complaint, even if no actual violation of the Code  
            of Ethics or standard of conduct occurred. 








                                                                     AB 289


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            This bill does not create a new mechanism for the submission  
            and investigation of complaints of legislative misconduct, but  
            it does adopt a new definition of "protected disclosure" that  
            is specific to legislative employees and their reports of  
            misconduct by other employees and Members of the Legislature. 


          2)Recommended Amendment. As someone subject to alleged  
            retaliation by a Member of the Legislature or a staff member  
            for making a protected disclosure could very likely be a  
            former legislative employee, the bill should be amended to  
            make Section 9149.36 also protect  former employees.

          3)Prior Legislation. AB 2065 (Melendez) of 2014, as introduced  
            and passed by the Assembly, would have added legislative  
            employees to the CWPA. The bill, which was amended in the  
            Senate into substantially the same form as the introduced  
            version of AB 289, was held on Suspense in Senate  
            Appropriations. 





            AB 2256 (Portantino) of 2012, which provided protections for  
            legislative employees and Members under the CWPA, failed  
            passage in Assembly Judiciary.


            AB 1378 (Portantino) of 2012, which was substantially similar  
            to AB 2256, was held on this committee's Suspense file.


          Analysis Prepared by:Chuck Nicol / APPR. / (916)  
          319-2081










                                                                     AB 289


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