BILL ANALYSIS Ó AB 289 Page 1 Date of Hearing: May 6, 2015 ASSEMBLY COMMITTEE ON APPROPRIATIONS Jimmy Gomez, Chair AB 289 (Melendez) - As Amended March 19, 2015 ----------------------------------------------------------------- |Policy |Judiciary |Vote:|10 - 0 | |Committee: | | | | | | | | | | | | | | |-------------+-------------------------------+-----+-------------| | |Rules | |10 - 0 | | | | | | | | | | | |-------------+-------------------------------+-----+-------------| | | | | | | | | | | | | | | | ----------------------------------------------------------------- Urgency: No State Mandated Local Program: YesReimbursable: No SUMMARY: This bill, (as proposed to be amended), enacts the Legislative Whistleblower Protection Act to protect legislative staff from retaliation in response to filing an ethics complaint. AB 289 Page 2 Specifically, this bill: 1)Prohibits a Member of the Legislature and a legislative employee from directly or indirectly using that person's official authority or influence to interfere with the right of a legislative employee to make a "protected disclosure," defined as a complaint filed, as applicable, with the Joint Legislative Ethics Committee, the Assembly or Senate Ethics Committees, respectively, the Assembly Rules Committee, or an ethics ombudsperson designated by either house of the Legislature. 2)Authorizes a legislative employee to file a written complaint with either house of the Legislature pursuant to its rules alleging actual or attempted acts of reprisal, retaliation, threats, coercion, or similar improper acts prohibited under this bill, together with a sworn statement that the contents of the written complaint are true, or are believed by the affiant to be true, under penalty of perjury, within one year of the most recent improper act. 3)Subjects a Member of the Legislature or a legislative employee, who uses his or her official authority or influence to interfere with the right of a current legislative employee to make a protected disclosure, to a fine of up to $10,000, imprisonment in a county jail for up to one year, and damages in a civil action, except to the extent that a Member of the Legislature is immune from liability under the doctrine of legislative immunity. 4)Subjects a Member of the Legislature or a legislative employee, who intentionally engages in an act of retaliation against a current or former legislative employee for having made a protected disclosure, to a fine of up to $10,000, imprisonment in a county jail for up to one year, and damages in a civil action, except to the extent that a Member of the Legislature is immune from liability under the doctrine of AB 289 Page 3 legislative immunity. FISCAL EFFECT: 1)Potential nonreimbursable costs for incarceration, offset to some extent by fine revenues. 2)No additional costs to the Legislature, as the bill is consistent with existing legislative processes for addressing ethic complaints. COMMENTS: 1)Purpose. This bill is similar to recent proposed that have sought to protect from retaliation legislative employees who make disclosures about misconduct of other legislative employees and Members of the Legislature. Unlike the past proposals, which would have added legislative employees to the California Whistleblower Protection Act (CWPA), which governs employees of the executive and judicial branches, this bill enacts a separate and more limited provision. The effect would be to protect current and former legislative employees from retaliation for filing a complaint with the Joint Legislative Ethics Committee, alleging that a Member of the Legislature has violated either the Code of Ethics, or any standard of conduct set forth in the standing rules of either house of the Legislature. The bill would subject Members of the Legislature and legislative staff to potential penalties for retaliation against a legislative employee who files such a written complaint, even if no actual violation of the Code of Ethics or standard of conduct occurred. AB 289 Page 4 This bill does not create a new mechanism for the submission and investigation of complaints of legislative misconduct, but it does adopt a new definition of "protected disclosure" that is specific to legislative employees and their reports of misconduct by other employees and Members of the Legislature. 2)Recommended Amendment. As someone subject to alleged retaliation by a Member of the Legislature or a staff member for making a protected disclosure could very likely be a former legislative employee, the bill should be amended to make Section 9149.36 also protect former employees. 3)Prior Legislation. AB 2065 (Melendez) of 2014, as introduced and passed by the Assembly, would have added legislative employees to the CWPA. The bill, which was amended in the Senate into substantially the same form as the introduced version of AB 289, was held on Suspense in Senate Appropriations. AB 2256 (Portantino) of 2012, which provided protections for legislative employees and Members under the CWPA, failed passage in Assembly Judiciary. AB 1378 (Portantino) of 2012, which was substantially similar to AB 2256, was held on this committee's Suspense file. Analysis Prepared by:Chuck Nicol / APPR. / (916) 319-2081 AB 289 Page 5