BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                     AB 332


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          Date of Hearing:  April 21, 2015


                   ASSEMBLY COMMITTEE ON AGING AND LONG-TERM CARE


                                 Cheryl Brown, Chair


          AB 332  
          (Calderon) - As Introduced February 13, 2015


          SUBJECT:  Long-term care insurance: task force on statewide  
          long-term care insurance program.


          SUMMARY:  Would require the Insurance Commissioner to convene a  
          task force ("Task Force") to study the components necessary to  
          design a statewide long-term care insurance program and submit a  
          report to the Commissioner, the Governor, and the Legislature by  



          July 1, 2017.  Specifically, this bill:  
          1)Establishes legislative findings and declarations that:


              a.    Public opinion polls show that Californians are  
                worried about the costs of growing older.


              b.    That they are apprehensive about being able to pay for  
                the costs of long-term care.


              c.    They worry about long-term care as much as they do  
                about their regular health care.









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              d.    A majority of respondents in a survey indicate that  
                they could not afford three months of care in a skilled  
                nursing facility; and that a significant number, though  
                not a majority, could not afford even one month of skilled  
                nursing facility costs.


              e.    Concerns about paying for long-term care cut across  
                all income levels and across all affiliations.  


          2)Would require the Insurance Commissioner to convene a task  
            force composed of specified stakeholders and representatives  
            of government agencies to examine the components necessary to  
            design a statewide long-term care insurance program, as  
            specified.  


          3)Would require the task force to recommend options for  
            establishing this program and to comment on their respective  
            degrees of feasibility in a report submitted to the  
            Commissioner, the Governor, and the Legislature by July 1,  
            2017.  


          4)Allows the Commissioner to seek private funding to support the  
            task force, and repeals the task force authorization on July  
            1, 2019.  


          EXISTING LAW:  





          1)Provides for the regulation of long-term care insurance by the  
            Insurance Commissioner and prescribes various requirements and  








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            conditions governing the delivery of individual or group  
            long-term care insurance in the state.  



          2)Establishes the California Partnership for Long-Term Care  
            Program to link private long-term care insurance and health  
            care service plan contracts that cover long-term care with the  



          In-Home Supportive Services program and Medi-Cal and to provide  
            Medi-Cal benefits to certain individuals who have income and  
            resources above the eligibility levels for receipt of medical  
            assistance, but who have purchased certified private long-term  
            care insurance policies and subsequently exhausted the  
            benefits of these private policies.  



          FISCAL EFFECT:  Unknown.


          COMMENTS:  





          Purpose of the bill:  The author raises a critical concern about  
          California's preparedness for the care needs, along with the  
          economic, workforce, and policy implications, of a rapidly  
          growing cohort of older, mostly non-working people with a high  
          likelihood of disability living amongst a shrinking cohort of  
          younger, working-age people.  The "baby-boom" generation, those  
          born between 1946 and 1964, began turning 65 in 2011.  Today,  
          roughly 13 percent (5,109,207 of 38,926,281) of California's  
          population is age 65 or older, with about 1,000 people turning  
          65 each day, for about the next 14 years.  By 2030, about 20  








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          percent of the state's population will be age 65 or older  
          (8,382,458 of 44,279,354).  The 85+ population in California,  
          the population most likely to require long-term care, services,  
          and supports, currently stands at about 676,000 people, making  
          up about 1.7 percent of the population, but will grow by 32  
          percent to over 993,000 by 2030, comprising of 2.7 percent of  
          the total statewide population.  The "baby-boom" population will  
          begin turning 85 in 2031.  The 85+ cohort will eventually grow  
          to 5.4 percent of the total population by 2060 (2,851,396 of  
          52,693,383), according to the California Department of Finance's  
          "Report P-1; State and County Population Projections July 1,  
          2010-2060."  Continued medical and public health advances may  
          contribute to even larger cohorts of the 65+ and 85+  
          populations.  


            


          A worker is considered to be at risk for serious economic  
          hardship in old age if his or her retirement income falls under  
          200 percent of the poverty threshold for individuals.  A study  
          of retirement readiness published in 2011 by the UC Berkeley  
          Center for Labor Research and Education found that 47 percent of  
          Californians are projected to have retirement incomes below 300  
          percent of the poverty level ($34,470 in 2013).  Individuals who  
          have not been able to save enough to provide adequate retirement  
          income are unlikely to be able to support the added cost of LTC  
          insurance premiums either before or, especially, during  
          retirement.  Individuals with low retirement incomes who need  
          long-term care (LTC) services are most likely going spend-down  
          their assets and rely on Medi-Cal to pay for those services.  





          The author notes that California does not have a reliable option  
          for middle class seniors and persons with disabilities to obtain  








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          affordable long-term care.  By liquidating and exhausting  
          personal resources, seniors and persons with disabilities may  
          access programs such as In-Home Supportive Services (IHSS), or  
          skilled nursing facility care, for free, or with a share of cost  
          if income levels demand.  The other option, for those who have  
          sufficient income, belongings and other financial resources, is  
          to hire a private home, or home-health care aide - often  
          exceeding $30 per hour depending on the level of, or length of  
          time of the service.  





          Based on information presented during a recent joint  
          informational hearing on financing long-term care, baby-boomers  
          are not like their parents.  In comparison to their parents,  
          baby-boomers, particularly women, have fewer savings and fewer  
          assets than previous generations.  With the recession and the  
          massive loss of home equity fresh in people's minds, it should  
          be no surprise that baby-boomers are less likely to own a home,  
          more likely to have moved frequently, and thus, less tied to a  
          neighborhood or community.  Baby-boomers are generally less  
          healthy, and afflicted with more obesity, diabetes, and heart  
          diseases (i.e., high cholesterol, high blood pressure).  Boomers  
          are more likely to have been divorced, more likely to live  
          alone, and more likely to have fewer, or no children.  





          Background on LTC Insurance:  Information provided by the  
          Assembly and Senate Committees on Insurance describe long-term  
          care insurance (LTCI) as a policy which covers the costs of some  
          or all long-term care services when insureds are unable to take  
          care of themselves.  Coverage is triggered when an insured  
          develops a "chronic illness" typically defined as an inability  
          to perform a set number of "activities of daily living" such as  








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          ambulating, toileting, feeding, dressing, and bathing; or a  
          cognitive impairment, such as dementia caused by Alzheimer's,  
          Parkinson's or Huntington's disease.  A policy may cover care  
          within a facility, or home/home-health care, or both.   
          Approximately 599,000 policies are currently in force in  
          California, up from about 497,000 five years ago.  115,000  
          Californians own long-term care insurance policies through the  
          state's Partnership for Long-Term Care.  LTCI is a relatively  
          new form of insurance though it has a volatile history.   
          Insurers first sold LTCI policies covering nursing homes in the  
          1970s and expanded coverage in the 1980s to cover a wider  
          variety of settings.  Unfortunately, those insurers failed to  
          accurately estimate future costs and losses.  Increasing life  
          expectancies, faulty assumptions on lapse rates (policies  
          dropped before benefits are triggered), and the cost of care,  
          coupled with poor performance of insurer investments and other  
          insurer marketing practices have all contributed to dramatic  
          increases in LTCI premiums.  Attempts in the 1990s and early  
          2000s to stabilize rates have had some impact, but some carriers  
          are still requesting and waiting on approval for additional rate  
          hikes as they are informed by more recent loss data.  





          State-based innovation:  California supports an innovative  
          strategy to help citizens avoid dependence upon Medi-Cal through  
          LTCI policies sold by a program of the Department of Health Care  
          Services known as the California Partnership for Long-Term Care.  
           The Partnership program is dedicated to educating Californians  
          on the need to plan ahead for their future long-term care and to  
          consider private insurance as a vehicle to fund that care  
          through a select group of insurers.  These companies have agreed  
          to offer high quality policies that must meet stringent  
          requirements set by the Partnership and the State of California.  
           These special policies are commonly called "Partnership  
          policies," and do not discriminate based upon the gender of the  
          insured as many private market policies do.  In the last 6  








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          years, about 46,000 people have opted for a partnership product,  
          though sales have dropped precipitously since 2010 when over  
          12,000 policies were sold; in 2014, only 848 policies were sold.  
           





          CalPERS:  CalPERS is a recent example of an LTC insurer that  
          underestimated the cost of insuring LTC.  It has pushed through  
          multiple premium increases (30 percent in 2003, 43.8 percent in  
          2007, and 85 percent in 2015) in an effort to correct  
          inaccurate, decades-old assumptions.  While premium increases of  
          this size are difficult to absorb for those who are still  
          working, it can be impossible for retirees on a fixed income and  
          narrower range coping skills to counteract economic variations  
          and absorb the higher premiums.  CalPERS administers its LTCI  
          product using resources that the giant retirement program owns,  
          so as a self-funded product, it is exempt from regulation by the  
          Department of Insurance  It is, nonetheless, a component of  
          state government and a recognized partner in addressing needs,  
          though multiple statewide public referendums have affirmed the  
          entity's independence from legislative and administrative  
          influences.  





          Previous Federal effort:  Community Living Assistance Services  
          and Supports program (CLASS Act).  The federal Patient  
          Protection and Affordable Care Act established the Community  
          Living Assistance Services and Supports program (CLASS).  The  
          CLASS program was intended to be a national, voluntary insurance  
          program designed to provide assistance to qualified individuals  
          to obtain help with many basic daily living activities.  On  
          October 14, 2011, the federal Department of Health and Human  
          Services transmitted the CLASS report and letter to Congress  








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          stating that CLASS implementation would not be viable.  The  
          CLASS Act was repealed January 1, 2013.  Key provisions included  
          monthly premium through payroll deduction, guaranteed-issue, and  
          eligibility within five years.  Enrollees would have received a  
          lifetime cash benefit after meeting eligibility criteria.  





          Proposed Long-Term Care Task Force:  Given the growing  
          recognition of California's demographic shifts, chaos in the  
          private insurance market, and under exploited state innovations  
          like the California Partnership for long-term care, it is widely  
          regarded as an opportune time to focus upon the strategies  
          available to a dynamic and diverse market like California's, to  
          begin to chart a successful path to long-term care economic  
          stability.  AB 332 would require the Commissioner of the  
          California Department of Insurance to convene a task force to  
          study how to best design a statewide long-term care insurance  
          program for Californians.  These policy experts and state  
          officials will examine the components necessary to design a  
          long-term care insurance program, including eligibility,  
          enrollment, financing, administration, work-force needs, and  
          interaction with the state's Medicaid program.  One year later,  
          the task force would report to the Insurance Commissioner, the  
          Legislature, and the Governor on the options for statewide  
          long-term care insurance programs.  This task force would be  
          comprised of expert long-term care insurance stakeholders, as  
          well as representatives from the following offices or agencies:   






             a.   Insurance Commissioner.  The Insurance Commissioner  
               oversees the California Department of Insurance (CDI).  The  
               CDI enforces insurance-related laws and regulates industry  








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               practices.  
             b.   Department of Health Care Services (DHCS).  The DHCS  
               houses the California Partnership for Long-Term Care  
               Program which links private long-term care insurance and  
               health care service plan contracts that cover long-term  
               care with the In-Home Supportive Services program and  
               Medi-Cal.  


             c.   Employment Development Department (EDD).  The EDD  
               administers the State Disability Insurance (SDI), a partial  
               wage-replacement insurance plan for California workers.   
               The SDI programs are state-mandated, and funded through  
               employee payroll deductions.  The author's office has  
               indicated in part that EDD may provide some guidance on how  
               to administer an employee payroll deduction program.  


             d.   Labor Union Representing Long-Term Care Workers.   
               Workers in the In-Home Supportive Services program, some  
               private home and home-health workers, state-workers working  
               within state supported long-term care institutional  
               settings, and others are often represented for purposes of  
               advancing career development and training, achieving fair  
               working conditions, and other protections in what can be a  
               volatile industry.  As needs rise for a well-trained,  
               culturally competent workforce, so will partnerships to  
               assure an adequate supply of workers.  


             e.   Other Relevant Federal, State, and Local Government  
               Agencies.  AB 332 does not specify what other state or  
               local agencies may be involved, nor does it provide any  
               criteria or specific appointment powers.  


          










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          QUESTIONS:


          


          1.In addition to feasibility of developing a statewide insurance  
            program, should AB 332 be amended to explicitly include  
            implementation strategies of a statewide LTCI program as a  
            topic for the task force to address?  



          2.The Assembly Committee on Aging and Long-Term Care recently  
            completed a year-long series of informational hearings  
            assessing the state's preparedness for the cultural  
            competencies necessary among California's aging and long-term  
            care programs and services.  Significant disparities exist  
            from one culture or ethnic group to the next in terms of  
            available caregivers, likelihood of disability and what type,  
            life expectancy, and competencies necessary to meet diverse  
            needs and expectations.  To what extant are cultural  
            competencies necessary when developing and/or implementing a  
            broad-based insurance program? 



           Related Legislation:


           










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          SB 1438 (Alquist, 2012): Called for a Long-Term Care Task force  
          convened by the Commissioner of the Department of Insurance,  
          similar to AB 332.  SB 1438 was held in Senate Appropriations  
          Committee in 2012.  





          AB 999 (Yamada, Chapter 627, Statutes of 2012): Revised  
          long-term care (LTC) insurance oversight to enhance consumer  
          information and revise rate calculation requirements.  





          AB 1553 (Yamada, 2014): Prohibited the use of gender as a factor  
          to determine the premium for LTC insurance.  AB 1553 was held in  
          the Assembly Insurance Committee.  





          REGISTERED SUPPORT / OPPOSITION:




          Support


          California State Council of the Service Employees International  
          Union (SEIU) - Sponsor


          California Health Advocates









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          Older Women's League (OWL)


          United Domestic Workers of America-UDW/AFSCME Local 3930


          Numerous individuals.




          Opposition


          None on file.




          Suggested amendments:


             1.   On page 2, lines 17-20:


          17      (c)  It is the intent of the Legislature to enact  
          legislation


          18    establishing a task force to explore the feasibility of  
          developing  and implementing  a


          19   culturally competent  statewide insurance program for  
          long-term care  ,  services  ,  and


          20    supports.








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             2.   On page 2, lines 26-29


          26       (1)  Explore how a statewide long-term care insurance  
          program


          27   could be designed  and implemented  to expand  the  options for  
          people  interested in insuring themselves against the risk of  
          costs associated with   who become  


          28   functional  ly  or cognitive  ly   disabled  disability  and require  
          long-term care  ,


           29    services  ,  and supports.





          Analysis Prepared by:Robert MacLaughlin / AGING & L.T.C. / (916)  
          319-3990