BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON APPROPRIATIONS
                             Senator Ricardo Lara, Chair
                            2015 - 2016  Regular  Session

          AB 428 (Nazarian) - Income taxes: credit: seismic retrofits.
          
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          |Version: June 17, 2015          |Policy Vote: GOV. & F. 6 - 1    |
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          |Urgency: Yes                    |Mandate: No                     |
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          |Hearing Date: July 13, 2015     |Consultant: Robert Ingenito     |
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          This bill meets the criteria for referral to the Suspense File.







          Bill  
          Summary: AB 428 would allow a tax credit equal to 30 percent of  
          a qualified taxpayer's qualified costs incurred for seismic  
          retrofit construction.  


          Fiscal  
          Impact:
                 The Franchise Tax Board (FTB) estimates that the bill  
               would result in General Fund revenue losses of $700,000 in  
               2016-17, $2.7 million in 2017-18, and $4.6 million in  
               2018-19.

                 FTB staff estimate that the bill would result in  
               increased costs of $255,000 in 2015-16 and $128,000  







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               annually thereafter (General Fund), resulting from new  
               administration and information technology workload.



          Background: Current law requires the reassessment of property based on fair  
          market value, upon either a change in ownership or new  
          construction.  The determination of fair market value is  
          referred to as the "base year value" and is adjusted annually  
          for inflation. The adjustment is capped at two percent per year.  
          The term "new construction" includes additions to the real  
          property, or the alteration of real property that amounts to a  
          rehabilitation or conversion to a different use since the  
          preceding lien date.  County assessors are required to determine  
          the added value of the new construction when completed and add  
          that amount to the assessed value of the property.  In general,  
          if the new construction replaces existing improvements, the  
          value attributable to the existing improvements is deducted from  
          the base year value of the property.  In 2010, voters approved  
          Proposition 13, which excludes from the definitions of newly  
          constructed and new construction, the construction or  
          reconstruction of seismic retrofitting components of an existing  
          structure.


          Proposed Law:  
          This bill would allow a credit equal to 30 percent of a  
          qualified taxpayer's qualified costs incurred for seismic  
          retrofit construction.  The credit is capped at $12 million  
          annually, plus any carryover of previously unused credits.
          To obtain the credit, a qualified taxpayer must obtain  
          certification, as specified. The certification shall identify  
          what part of the completed construction, if any, is not seismic  
          retrofit construction.  Each jurisdiction with authority for  
          building code enforcement in which a qualified building is  
          located must enter into an agreement with the State to provide  
          certifications and to not seek reimbursement for any costs  
          incurred during the certification process. A taxpayer must then  
          request and be granted an allocation of the credit from FTB, as  
          specified. 


          The bill defines a qualified taxpayer as an owner of a qualified  
          building located in California.  A taxpayer that owns a  








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          proportional share of a qualified building may claim the credit  
          based on the taxpayer's share of the qualified costs.


          Qualified costs are defined as costs paid or incurred by the  
          qualified taxpayer for any completed seismic retrofit  
          construction on a qualified building, including any engineering  
          or architectural design work necessary to permit or complete the  
          seismic retrofit construction.  Qualified costs do not include  
          any of the following:


                 Maintenance, including abatement of deferred or  
               inadequate maintenance, and correction of violations  
               unrelated to the seismic retrofit construction.


                 Repair, including repair of earthquake damage.


                 Seismic retrofit construction required by local building  
               codes as a result of addition, repair, building relocation,  
               change of use, or occupancy.


                 Other work or improvement required by local building or  
               planning codes as a result of the intended seismic retrofit  
               construction.


                 Rent reductions or other associated compensation,  
               compliance actions, or other related coordination involving  
               the qualified taxpayer and any other party, including a  
               tenant, insurer, or lender.


                 Replacement of existing building components, including  
               equipment, except as needed to complete the seismic  
               retrofit construction.


                 Bracing or securing nonpermanent building contents.










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                 The offset of costs, reimbursements, or other costs  
               transferred from the qualified taxpayers to others.


                 Amounts paid to the jurisdiction with authority for  
               building code enforcement for issuing the certification  
               required by this bill.   


          The bill defines "seismic retrofit construction" as alteration  
          of a qualified building or its components to substantially  
          mitigate seismic damage.  Seismic retrofit construction refers  
          only to work performed voluntarily, and for which qualified  
          costs were paid or incurred, on or after January 1, 2017.   
          Seismic retrofit construction includes the following:


                 Anchoring the structure to the foundation.


                 Bracing cripple walls.


                 Bracing hot water heaters.


                 Installing automatic gas shutoff valves.


                 Repairing or reinforcing the foundation to improve the  
               foundation's integrity against seismic damage.


                 Anchoring fuel storage.


                 Installing an earthquake-resistant bracing system for  
               mobile homes registered with the California Department of  
               Housing and Community Development. 


          The bill defines a qualified building as a building that has  
          been certified as an at-risk property by the local building code  
          enforcement. A qualified building specifically includes a mobile  








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          home registered by the Department of Housing and Community  
          Development.    


          The bill defines an at-risk property as a building deemed  
          hazardous and in danger of collapse in the event of a  
          catastrophic earthquake, including soft story buildings,  
          non-ductile concrete residential buildings, and pre-1994  
          concrete residential buildings.  


          The tax credit amount allowed is one-fifth of the credit amount  
          for the taxable year in which the credit is allowed, and  
          one-fifth of the credit amount for each of the subsequent four  
          taxable years.  For purposes of computing the credit, the  
          qualified costs shall be reduced by any grant provided by a  
          public entity for the seismic retrofit construction.  This  
          credit shall be in lieu of any other credit or deduction that  
          the qualified taxpayer may otherwise claim with respect to  
          qualified costs.  


          As a tax levy, the bill would take effect immediately, and apply  
          to taxable years 2017 through 2021.




          Related  
          Legislation: 
                 AB 1510 (Nazarian, 2013/2014) would have allowed a  
               credit equal to 30 percent of the qualified taxpayer's  
               qualified costs for retrofitting at-risk property. AB 1510  
               did not pass out of the Assembly Revenue and Taxation  
               Committee.


                 SB 677 (McPherson, 2001/2002) would have allowed a  
               credit equal to an unspecified percentage of the final cost  
               of seismic retrofitting to comply with the seismic retrofit  
               building standards for hospitals. SB 677 did not pass out  
               of the Senate Revenue and Taxation Committee.










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          Staff  
          Comments: Based on discussions with industry experts and 2013  
          U.S. Census data on buildings in earthquake areas, FTB estimates  
          that approximately 2,150 buildings would annually undergo  
          retrofitting. Data provided by the California Seismic Safety  
          Commission indicates the retrofitting cost is approximately  
          $20,000 for residential housing, $10,000 for mobile homes, and  
          $100,000 for commercial buildings. These data result in an  
          estimated $83 million dollars in 2013 retrofitting costs. This  
          amount was then grown (to $89 million) through 2017, but then  
          reduced to reflect an estimated $10 million in annual  
          retrofitting grants. Consequently, FTB estimates a total of $79  
          million in qualified retrofitting costs would be incurred in  
          2017.
          Because the credit is equal to 30 percent of qualified costs,  
          about $24 million in credits would be generated in 2017. This  
          credit amount exceeds the $12 million maximum credit allocation  
          for 2017. The same is true for the four subsequent years.  
          Because the credit must be taken evenly over the five-year  
          period, the credit would be $2.4 million available in 2017, and  
          would peak at $12 million in 2021. FTB assumes that 70 percent  
          of the available credit will be used in the year the credit is  
          generated and the remaining 30 percent of the credit will be  
          used over the subsequent four years. This results in an  
          estimated credit usage beginning at approximately $1.7 million  
          in 2017 and peaking in 2021 at approximately $10.6 million. FTB  
          then made a downward adjustment to reflect the decreased  
          depreciation deduction allowed when the credit is claimed.


          To the extent that property owners wait until 2017 to  
          seismically retrofit buildings, the bill's tax credit could  
          delay retrofitting activity relative to the timeline that would  
          have occurred on the natural.




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