BILL ANALYSIS                                                                                                                                                                                                    Ó



                             SENATE JUDICIARY COMMITTEE
                         Senator Hannah-Beth Jackson, Chair
                             2015-2016  Regular  Session


          AB 503 (Rodriguez)
          Version: July 7, 2015
          Hearing Date:  July 14, 2015
          Fiscal: Yes
          Urgency: No
          NR


                                        SUBJECT
                                           
                             Emergency medical services

                                      DESCRIPTION  

          This bill would authorize a health facility to release  
          patient-identifiable medical information to an emergency medical  
          services (EMS) provider, a local EMS agency, and the Emergency  
          Medical Services Authority (EMSA), to the extent specific data  
          elements are requested for quality assessment and improvement  
          purposes. This bill would also require the EMSA to develop  
          minimum standards for the implementation of this data  
          collection.

                                      BACKGROUND  

          Prior to 1980, California did not have a central state agency  
          responsible for coordinating Emergency Medical Services (EMS)  
          statewide.  The Legislature established the Emergency Medical  
          Services Authority (EMSA) as a lead agency to oversee emergency  
          and disaster medical services throughout California. EMSA is one  
          of thirteen departments within California's Health and Human  
          Services Agency.  EMSA provides leadership and direction to  
          California's 33 local emergency medical services agencies  
          (LEMSAs) that provide EMS for California's 58 counties.   
          Specifically, EMSA is charged with the coordination and  
          integration of all state activities concerning EMS, including  
          the establishment of minimum standards, policies, and  
          procedures.  

          Reviewing EMS requires the evaluation of medical data, the  
          sharing of which is regulated by both federal and state law. The  
          Health Insurance Portability and Accountability Act (HIPAA),  
          enacted in 1996, guarantees privacy protection for individuals  







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          with regards to specific health information. (Pub.L. 104-191,  
          110 Stat. 1936.)  Generally, protected health information is any  
          information held by a covered entity which concerns health  
          status, provision of healthcare, or payment for healthcare that  
          can be connected to an individual. HIPAA privacy regulations  
          require healthcare providers and organizations to develop and  
          follow procedures that ensure the confidentiality and security  
          of personal health information when it is transferred, received,  
          handled, or shared.  HIPAA further requires reasonable efforts  
          when using, disclosing, or requesting protected health  
          information, to limit disclosure of that information to the  
          minimum amount necessary to accomplish the intended purpose.   
          California's Confidentiality of Medical Information Act (CMIA)  
          (Civ. Code Sec. 56 et seq.) allows adult patients in California  
          to keep personal health information confidential and decide  
          whether and when to share that information. While HIPAA  
          expressly authorizes the sharing of medical information to  
          pre-hospital EMS providers for quality assessment and  
          improvement purposes, California law is silent.  This bill,  
          sponsored by the California Hospital Association, seeks to  
          ensure hospitals can share this information with pre-hospital  
          EMS providers, by expressly allowing such an exchange of  
          information under California law.  

                                CHANGES TO EXISTING LAW
           
           Existing law  , the California Constitution, provides that all  
          people have inalienable rights, including the right to pursue  
          and obtain privacy.  (Cal. Const., art. I, Sec. 1.)
           
          Existing federal law  , the Health Insurance Portability and  
          Accountability Act (HIPAA), specifies privacy protections for  
          patients' protected health information and generally provides  
          that a covered entity, as defined (health plan, healthcare  
          provider, and healthcare clearinghouse), may not use or disclose  
          protected health information except as specified or as  
          authorized by the patient in writing.  (45 C.F.R. Sec. 164.500  
          et seq.)  

           Existing law  prohibits, under the State Confidentiality of  
          Medical Information Act (CMIA), providers of healthcare,  
          healthcare service plans, or contractors, as defined, from  
          sharing medical information without the patient's written  
          authorization, subject to certain exceptions.  (Civ. Code Sec.  







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          56 et seq.) 
           
          Existing law  establishes the Emergency Medical Services  
          Authority (EMSA), which is responsible for the coordination and  
          integration of all state activities concerning emergency medical  
          services (EMS), including the establishment of minimum  
          standards, policies, and procedures.  (Health & Saf. Code Sec.  
          1797 et seq.)
          
           Existing law  requires EMSA to develop planning and  
          implementation guidelines for specified EMS systems including  
          communications, system organization, and management, and data  
          collection and evaluation.  (Health & Saf. Code Sec. 1797.103.)

           Existing law  authorizes counties to develop an EMS program and  
          designate a local emergency medical services agency (LEMSA)  
          responsible for planning and implementing an EMS system, which  
          includes day-to-day EMS system operations.  (Health & Saf. Code  
          Sec. 1797.217.)

           Existing law  establishes an 18-member Commission on EMS to  
          review regulations, standards, and guidelines developed by EMSA;  
          advise EMSA on various aspects of the EMS system; and, to make  
          recommendations for further development of the EMS system.  
          (Health & Saf. Code Sec. 1799 et seq.)  
           
          This bill  would allow a general acute care or psychiatric  
          hospital to release patient-identifiable medical information  
          under the following circumstances:
           to an EMS provider, information regarding a patient who was  
            treated, or transported to the hospital by, that EMS provider,  
            to the extent that specific data elements are requested for  
            quality assessment and improvement purposes; and,
           to EMSA or to the LEMSA, to the extent that specific data  
            elements are requested for quality assessment and improvement  
            purposes.

           This bill  would define an "EMS provider," for purposes of this  
          bill, as an organization employing an Emergency Medical  
          Technician-I, Advanced Emergency Medical Technician, or  
          Emergency Medical Technician-Paramedic for the delivery of  
          emergency medical care to the sick and injured at the scene of  
          an emergency, during transport, or during an interfacility  
          transfer.







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           This bill  would limit an EMS provider, LEMSA, or EMSA to  
          requesting only those data elements that are minimally  
          necessary, in compliance with specified provisions of federal  
          regulations governing the Health Insurance Portability and  
          Accountability Act (HIPAA).

           This bill  would require EMSA to develop minimum standards for  
          the implementation of data collection for system operation,  
          patient outcome, and performance quality improvement.

                                        COMMENT
           
           1.Stated need for the bill
           
          According to the author: 

            Pre-hospital emergency medical services providers, such as  
            ambulance companies, need patient-identifiable outcome  
            information to evaluate the effectiveness of their clinical  
            and operational procedures in order to improve patient care  
            outcomes. Hospitals also rely on such information to improve  
            their patient safety and quality outcomes, particularly for  
            emergency service programs such as trauma, Stroke, and STEMI  
            (ST segment elevation myocardial infarction).  

            Health Insurance Portability and Accountability Act (HIPAA)  
            regulations permit hospitals to release patient-identifiable  
            medical information to pre-hospital emergency medical services  
            providers for quality assessment and improvement purposes  
            about a patient that the hospital and the pre-hospital  
            provider have in common. HIPAA regulations also permit  
            hospitals to release patient-identifiable medical information  
            to government healthcare oversight agencies. However, state  
            law does not explicitly permit such disclosures to EMS  
            providers. This bill seeks to explicitly permit these EMS  
            disclosures in state law. 

           2.Codifying a common practice authorized under federal law   
           
          The Health Insurance Portability and Accountability Act (HIPAA)  
          expressly authorizes hospitals to release patient-identifiable  
          medical information to pre-hospital emergency medical services  
          providers for "healthcare operations" purposes if it regards a  







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          patient that the hospital and the pre-hospital provider have in  
          common. (See 45 C.F.R. Sec. 164.506(c)(4).) "Healthcare  
          operations," refers to a range of management functions of  
          covered entities, including quality assessment, practitioner  
          evaluation, student training programs, insurance rating,  
          auditing services, and business planning and development. (45  
          C.F.R. Sec. 164.501.)  HIPAA also permits hospitals to release  
          patient-identifiable medical information to government  
          healthcare oversight agencies.  (See 45 C.F.R. Sec. 164.512(d).)  
           

          The Confidentiality of Medical Information Act (CMIA) does not  
          expressly authorize the sharing of patient-identifiable medical  
          information with EMS or the EMSA for requested for quality  
          assessment and improvement purposes, although it is undisputed  
          that this information is routinely shared so that the EMSA may  
          fulfill its responsibility to collect data and establish  
          guidelines and procedures for EMS.  

          This bill, consistent with HIPAA and other authorizations to  
          share patient identifiable information the Legislature has  
          approved, would limit both the type of information, and the  
          purpose for which it is shared.  Specifically, the information  
          shared would be limited to specific data elements requested for  
          quality assessment and improvement purposes.  Further, the  
          information could only be shared with EMS providers, the EMSA,  
          and/or local EMS agencies.  Accordingly, this bill should help  
          ensure that the EMSA and other healthcare providers do not incur  
          liability for the appropriate sharing of information that serves  
          the public policy of improving healthcare services. 

           3.Opposition's concerns
           
          In opposition, the Emergency Medical Services Administrators  
          Association of California (EMSAAC) expresses concern that this  
          bill will actually limit a LEMSA's access to hospital data.   
          EMSAAC writes: 

            LEMSAs rely extensively on dispatch, pre-hospital care  
            records, hospital records and trauma registries to fulfill  
            their statutory mandate to evaluate the local EMS system and  
            improve the speed and effectiveness of pre-hospital, receiving  
            hospital and specialty care center services.  If AB 503  
            becomes law, hospitals (as the bill's language allows) may  







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            choose not to provide LEMSAs with the hospital patient  
            treatment data needed to effectively evaluate the EMS system,  
            including critical trauma registry data.  

          The author responds, "This bill was introduced at the request of  
          the hospitals to expressly clarify that hospitals have  
          permission to release patient-identifiable medical information  
          to EMS providers. Hospitals in California want to release data  
          to EMS providers so that patient care and survival may be  
          improved, however current law is ambiguous and confusing leading  
          the hospitals to request the  clarification provided by this  
          bill. The opposition's claim that hospitals would become so  
          inundated with requests that they would deny information is not  
          realistic as most hospitals are served by a limited number EMS  
          providers. Under this measure, LEMSAs will be able to request  
          the same information as all other providers to fulfill their  
          statutory obligation."


           Support  :  Association of California Healthcare Districts;  
          California Ambulance Association; Dignity Health; Paramedics  
          Plus

           Opposition  :  Emergency Medical Services Administrators  
          Association of California

                                        HISTORY
           
           Source  :  California Hospital Association

           Related Pending Legislation  :  AB 1129 (Burke), would prohibit a  
          LEMSA from mandating that a provider use a specific electronic  
          health record system. 

           Prior Legislation  :

          AB 1621 (Lowenthal, 2014), would have required the EMSA to adopt  
          a single statewide standard for the collection of information  
          regarding pre-hospital care for CEMSIS, required EMSA to develop  
          standards for electronic patient care records systems used by  
          LEMSAs and local pre-hospital EMS providers to ensure  
          compatibility with CEMSIS, and required LEMSAs to submit patient  
          information to EMSA utilizing the single statewide standard in a  
          timely manner. AB 1621 was held on the Senate Appropriations  







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          Committee suspense file.

          AB 1975 (R. Hernández, 2014) would have required LEMSAs to  
          contract with the American College of Surgeons every five years  
          to conduct a comprehensive assessment of their regional trauma  
          system. AB 1975 was held on the Assembly Appropriations  
          Committee suspense file.

          SB 535 (Nielsen, 2013) would have increased the membership of  
          the EMS Commission from 18 to 20 members, and required the  
          additional members to be an air ambulance representative  
          appointed by the Senate Committee on Rules, and representative  
          appointed by the Speaker of the Assembly from a public agency  
          that provides air rescue and transport. SB 535 was vetoed by the  
          Governor.

           Prior Vote  :

          Senate Health Committee (Ayes 8, Noes 0)
          Assembly Floor (Ayes 78, Noes 0)
          Assembly Appropriations Committee (Ayes 16, Noes 0)
          Assembly Health Committee (Ayes 17, Noes 0)

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