BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                     AB 564


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          CONCURRENCE IN SENATE AMENDMENTS


          AB  
          564 (Eggman)


          As Amended  September 1, 2015


          Majority vote


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          Original Committee Reference:  HUM. S.


          SUMMARY:  Raises the income threshold for required participation  
          in the Parental Fee Program for families with children receiving  
          24-hour out-of-home care through a regional center and codifies  
          regulatory requirements related to the fee.  Specifically, this  
          bill:


          1)Makes the following changes to the Parental Fee Program as of  
            July 1, 2016:


             a)   Revises the requirement that the Department of  
               Developmental Services (DDS) assess a monthly fee to  
               parents with children receiving 24-hour out-of-home care  
               services through a regional center or as a resident of a  
               state hospital to only include those families with gross  
               incomes above 200% of the federal poverty level (FPL).   
               Requires the fee to be assessed beginning 60 days from the  








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               date of the child's placement in 24-hour out-of-home care.


             b)   Codifies the requirement that the monthly parental fee  
               for a parent who fails to provide income documentation to  
               DDS within the required 30 days be equivalent to the  
               maximum monthly cost of caring for a child according to  
               national data, as specified.  Further stipulates that the  
               monthly fee for a parent who later furnishes the  
               appropriate documentation shall be recalculated, as  
               specified, and retroactively adjusted based on the income  
               information provided.


             c)   Requires the monthly parental fee to be recalculated  
               every 12 months and within 60 days of the date a parent  
               notifies DDS of a change in family income or size, as  
               specified.


             d)   Authorizes DDS to grant a temporary waiver from paying  
               the monthly parental fee in cases where a family  
               experiences an unavoidable and uninsured catastrophic loss  
               with direct economic impact on the family or significant  
               unreimbursed medical costs associated with care for a child  
               who is a regional center client.


             e)   Grants a credit equal to one day of the monthly parental  
               fee to a parent who removes his or her child from a 24-hour  
               out-of-home care placement for a home visit for six or more  
               consecutive hours, as specified.


             f)   Codifies and expands the ability for a parent to appeal  
               DDS' determination of the amount of the parental fee, which  
               is currently allowed through state regulations.  Provides  
               that an appeal can only consider disputes related to the  
               family income used to set the monthly parental fee and the  
               denial or amount of credit.










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          The Senate amendments:


          1)Increase the threshold for a Parental Fee Program assessment  
            from 100% FPL to 200% FPL.


          2)Recast and codify regulatory timelines for the furnishing of a  
            family's income information to DDS. 


          3)Codify the Parental Fee Program payment schedule.


          4)Recast and codify regulatory provisions related to a family's  
            unavoidable, catastrophic loss by allowing DDS to temporarily  
            waive the monthly parental fee for a family rather than  
            authorizing DDS or the family's regional center to factor the  
            loss into the family's gross income calculation for purposes  
            of determining or adjusting the monthly parental fee amount. 


          5)Eliminate the requirement that DDS take into account certain  
            factors, such as medical, transportation, incidental, clothing  
            and other expenses, when establishing a monthly parental fee  
            amount.


          6)Allow recalculation of a parental fee amount prior to annual  
            redetermination based on updated income information a family  
            provides to DDS.


          7)Make other technical changes to conform to the revised  
            parental fee schedule and related requirements and push back  
            the effective date of this bill's provisions to July 1, 2016.


          FISCAL EFFECT: According to the Senate Appropriations Committee,  
          this bill may have the following fiscal impact:










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          1)Likely one-time costs of about $150,000 to revise existing  
            formulas and procedures and to revise existing regulations by  
            the DDS (General Fund).


          2)Projected annual revenue loss of about $190,000 due to changes  
            to the Parental Fee Structure (Program Development Fund), as  
            the bill exempts families with incomes between 100% and 200%  
            of the federal poverty level from paying fees, leading to a  
            reduction in annual fee revenues.  In addition, the bill  
            authorizes families to request a recalculation of their fee  
            before the annual fee redetermination.


          3)Unknown potential increase if fee revenues due to simplified  
            program requirements (Program Development Fund).  According to  
            the DDS, the current structure of the program has led to  
            inconsistent application of fees across the state.  By  
            simplifying the program rules, the DDS indicates that  
            compliance with the program's requirements may actually  
            increase, increasing overall fee revenues.  For example, a  
            simpler, more consistent fee structure is likely to reduce  
            appeals and eliminate the subjectivity from calculating fee  
            levels.  Also, a recent audit of the program found that there  
            are significant amounts of uncollected fees.  In part, this  
            may be due to resistance to paying fees by families who feel  
            that their fee calculations were unfair. 


          COMMENTS:


          Developmental services:  The Lanterman Act guides the provision  
          of services and supports for Californians with developmental  
          disabilities.  Each individual under the Act, typically referred  
          to as a "consumer," is legally entitled to treatment and  
          habilitation services and supports in the least restrictive  
          environment.  Lanterman Act services are designed to enable all  
          individuals served to live more independent and productive lives  
          in the community.  The term "developmental disability" means a  
          disability that originates before an individual attains 18 years  
          of age, is expected to continue indefinitely, and constitutes a  








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          substantial disability for that individual.  It includes  
          intellectual disabilities, cerebral palsy, epilepsy, and autism  
          spectrum disorders (ASD).  Other developmental disabilities are  
          those disabling conditions similar to an intellectual disability  
          that require treatment (i.e., care and management) similar to  
          that required by individuals with an intellectual disability.  


          Direct responsibility for implementation of the Lanterman Act  
          service system is shared by DDS and 21 regional centers, which  
          are private nonprofit entities, established pursuant to the  
          Lanterman Act, that contract with DDS to carry out many of the  
          state's responsibilities under the Act.  The 21 regional centers  
          serve 280,000 consumers and contract with providers, on their  
          behalf, to deliver services such as residential placements,  
          supported living services, respite care, transportation, day  
          treatment programs, work support programs, and various social  
          and therapeutic activities.  Less than 1,100 consumers reside at  
          one of California's three Developmental Centers - and one  
          state-operated, specialized community facility - which provide  
          24-hour habilitation and medical and social treatment services.   



          Out-of-home care:  Residence types available to regional center  
          consumers who are not able to remain safely at home vary based  
          on the level of services needed, which dictate criteria such as  
          staffing levels, the physical aspects of a facility, and  
          programming.  These residence types include community care  
          homes, such as adult residential facilities, foster family  
          homes, independent living and supported living settings, skilled  
          nursing facilities (SNF) and intermediate care facilities (ICF),  
          developmental centers, and community treatment facilities, among  
          others.


          According to April 2015 data, nearly 77% of individuals served  
          by regional centers live with their parents or in their own  
          homes, while 96.76% of children (ages zero to 17) live with  
          their parents.  The other 3.24% (or 4,295 children) live in  
          out-of-home, primarily community care settings. There aren't any  
          children living in independent living or supported living  








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          settings, nor are there any children living in the state's  
          developmental centers.


          Parental Fee Program:  Established in the early years of the  
          Lanterman Act, the Parental Fee Program was put into statute to  
          require parents of children who are under 18 years of age and  
          receive 24-hour out-of-home care, paid for by a regional center,  
          to pay a share of cost based on their ability to pay.  The money  
          DDS receives from the Parental Fee Program is required by law to  
          be remitted to the State Treasury for deposit into the Program  
          Development Fund, which is used to initiate new programs  
          consistent with the California Developmental Disabilities State  
          Plan.


          Parental fees are established for families with income at or  
          above 100% of the Federal Poverty Level, and they range from $59  
          to $1,877 per month, based on family size and income.  As of  
          April 2015, there were 559 children in the Parental Fee Program.


          If parents are unhappy with the determination that they are  
          required to pay a parental fee, or if they wish to dispute the  
          actual monthly amount, they must submit a written request to  
          appeal the determination or the amount within 30 days of  
          receiving notification from DDS stating that they are to pay a  
          parental fee.  Within 30 days of receiving the appeal and all  
          pertinent financial information from a family, DDS is required  
          to review the appeal and provide written notice of the decision  
          to the appellant and the appropriate regional center.


          A January 2015 California State Auditor report called into  
          question whether implementation of the Parental Fee Program was  
          effective and equitable.  The Auditor found that DDS was using  
          gross income and annual expenses when first determining a  
          parent's ability to pay, and then using net income and monthly  
          household expenses in the appeal process.  This resulted in a  
          recommendation that DDS eliminate inconsistencies between the  
          information used for initial fee determinations and the  
          information used when an appeal is filed.








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          Current law requires the parental fee schedule to exempt  
          families with income below 100% of poverty from assessment and  
          payment of a parental fee and establishes a number of factors  
          that DDS must consider when determining the parental fee amount  
          parents are required to pay.  These factors include:



          1)The current cost of caring for a child at home, as determined  
            by the most recent data available from the United States  
            Department of Agriculture's survey on the cost of raising a  
            child in California, adjusted for the Consumer Price Index  
            (CPI) from the survey date to the date of payment adjustment;



          2)Medical expenses incurred prior to regional center care;



          3)Whether the child is living at home;



          4)Parental payments for medical expenses, clothing, incidentals,  
            and other items considered necessary for the normal rearing of  
            a child; and



          5)Transportation expenses incurred in visiting a child.


          Additionally, Parental Fee Program regulations permit DDS to  
          allow claims for major unusual expenses that limit a family's  
          available resources, which can be used to adjust the family's  
          gross income used to determine a parent's ability to pay and the  
          amount of the fee.  These expense allowances include  
          expenditures that consume a substantial portion of the family's  
          gross income, as well as expenditures over which parents have no  








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          control (e.g., natural disaster, catastrophic uninsured casualty  
          loss, death of an immediate family member, extreme medical  
          expense).


          Need for this bill:  By increasing the income threshold for  
          application of the monthly parental fee, as well as codifying  
          and clarifying requirements related to the furnishing of  
          information to DDS, potential temporary waivers of the fee due  
          to unforeseen circumstances, and potential fee adjustment prior  
          to annual redetermination without a formal appeal, the author  
          seeks to provide more fairness, consistency and transparency in  
          the implementation of the Parental Fee Program for families with  
          children in 24-hour out-of-home care.  


          Analysis Prepared by:                                             
                          Myesha Jackson / HUM. S. / (916) 319-2089  FN:  
          0001974