BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                     AB 664


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          CONCURRENCE IN SENATE AMENDMENTS


          AB  
          664 (Dodd)


          As Amended  August 31, 2015


          Majority vote


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          |ASSEMBLY:  |80-0  |(June 1, 2015) |SENATE: |37-0  |(September 1,    |
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          Original Committee Reference:  HEALTH


          SUMMARY:  Requires, on or before January 1, 2017, the Department  
          of Health Care Services (DHCS), Department of Social Services  
          (DSS), and the California Department of Aging (CDA) to, in  
          consultation with a stakeholder workgroup, to evaluate and  
          report to the Legislature on outcomes and lessons of the  
          existing Medi-Cal universal assessment tool (UAT) pilot.   
          Requires the UAT report to include findings from consumers  
          assessed using the UAT, and from consumers choosing to be  
          assessed using previous assessment tools; data regarding the  
          amount and type of services identified by the previous  
          assessment tools as compared to the amount and types of services  
          determined through the UAT; and, data regarding home and  
          community based services (HCBS) utilization and costs, and  
          percentages of consumers experiencing hospitalization and  
          skilled nursing facility stays.


          The Senate amendments delay the sunset on the existing body of  








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          law requiring the development of a universal assessment tool  
          until September 1, 2018; delay the deadline for a report on the  
          working group's status until December 1, 2016; delay the  
          deadline for reporting on the initial use of the universal  
          assessment until fifteen months after implementation; and revise  
          the information required to be in the report.


          FISCAL EFFECT:  According to the Senate Appropriations  
          Committee, one-time costs of between $500,000 and $1,000,000 are  
          anticipated for DHCS to conduct an evaluation of the universal  
          assessment tool pilot project.


          COMMENTS:  According to the author, California provides HCBS to  
          low-income seniors and disabled persons (SPDs) to help them  
          remain in their own homes and communities.  The author states  
          that each of the three main HCBS programs; In-Home Supportive  
          Services (IHSS); Community-Based Adult Services (CBAS); and,  
          Multipurpose Senior Services Program (MSSP) perform their own  
          eligibility determinations and service assessments, requiring  
          those who receive services for more than one program to undergo  
          multiple assessments that, in some cases, collect duplicative  
          information.  The author states that, in 2012, the Legislature  
          recognized that separate eligibility determination and  
          assessment processes create inefficiency in the administration  
          of HCBS programs, and directed the state to develop a UAT to be  
          pilot-tested in two to four counties with the goal of  
          facilitating better care coordination, enhance consumer choices,  
          reduce administrative inefficiencies, improve data analysis, and  
          potentially create long-term fiscal savings.  However, the  
          author states that the law establishing the UAT pilot test does  
          not require the administration to conduct a formal evaluation.   
          Thus, the author concludes that this bill is necessary to  
          require a formal evaluation of the UAT pilot program, and to  
          require the administration to report to the Legislature on the  
          pilot's outcomes and lessons learned.


          According to the Legislative Analyst's Office (LAO),  
          approximately 1.9 million SPDs are enrolled in Medi-Cal, which  
          provides long-term services and supports (LTSS), mainly  








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          comprised of HCBS, to beneficiaries who meet certain eligibility  
          requirements.  Three of the main Medi-Cal HCBS programs are  
          IHSS, CBAS, and MSSP.  Each HCBS program has its own distinct  
          eligibility criteria and processes for eligibility  
          determinations and assessment processes to determine the amount  
          and types of services provided to consumers.  Individuals  
          needing services from more than one program must undergo  
          separate assessments for each.  


          The 2012 State Budget authorized the Coordinated Care Initiative  
          (CCI) with the goal of promoting the coordination of health,  
          behavioral health and social services for certain Medi-Cal  
          beneficiaries through managed care.  One component of the CCI is  
          managed LTSS (MLTSS), which provides for the integration of  
          nursing facility care, IHSS, CBAS, and MSSP as managed care  
          benefits.  Under the CCI, HCBS administrators are required to  
          share data with managed care plans, but, according to the LAO,  
          there has been no systematic data sharing among HCBS programs  
          and consequently no comprehensive HCBS assessment record on  
          which assessors and care managers can rely to coordinate the  
          provision of services to consumers.  The LAO states that, in  
          light of the integration of LTSS as a managed care benefit, and  
          the challenges presented by a disintegrated assessment process,  
          universal assessment for HCBS through the use of a UAT is looked  
          upon as having many potential benefits, including the creation  
          of a single HCBS assessment record, improvement of care  
          coordination, reduction in administrative inefficiencies, and  
          improved data collection to better understand consumer needs.


          Pursuant to the CCI, DHCS, DSS, and CDA are required to work  
          with stakeholders to develop a UAT.  The workgroup is required  
          to consider various factors in the development of the UAT,  
          including the roles and responsibilities of health plans,  
          counties, and HCBS providers administering the assessment;  
          criteria for reassessment; how results from the new assessments  
          can be used for oversight and quality monitoring of HCBS  
          providers, and how the universal assessment process would  
          incorporate person-centered principles and protections.  This  
          bill implements a recent recommendation of the LAO to require a  
          formal evaluation of the UAT pilot.








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          Supporters state that the UAT is designed to streamline HCBS  
          eligibility assessments, and address inefficiencies and burdens  
          created by the state's current assessment process which requires  
          HCBS consumers undergo unnecessary and duplicative assessments.   
          Supporters argue that a formal evaluation of the UAT pilot, as  
          proposed by this bill, will ensure that the state's UAT properly  
          shifts HCBS assessment to a person-centered approach integrating  
          all aspects of an individual's care coordination.


          This bill has no known opposition.


          Analysis Prepared by:                                             
                          Kelly Green / HEALTH / (916) 319-2097  FN:  
          0001909