BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON ENVIRONMENTAL QUALITY
                              Senator Wieckowski, Chair
                                2015 - 2016  Regular 
           
          Bill No:            AB 678
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          |Author:    |O'Donnell                                            |
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          |Version:   |7/9/2015               |Hearing      | 7/15/2015      |
          |           |                       |Date:        |                |
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          |Urgency:   |No                     |Fiscal:      |Yes             |
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          |Consultant:|Rebecca Newhouse                                     |
          |           |                                                     |
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          SUBJECT:  Greenhouse gases:  Energy Efficient Ports Program.


            ANALYSIS:
          
          Existing law:  
          
          1) Under the California Global Warming Solutions Act of 2006  
             (also known as AB 32), requires the Air Resources Board (ARB)  
             to determine the 1990 statewide greenhouse gas (GHG)  
             emissions level and approve a statewide GHG emissions limit  
             that is equivalent to that level, to be achieved by 2020, and  
             to adopt GHG emissions reductions measures by regulation.   
             ARB is authorized to include the use of market-based  
             mechanisms to comply with these regulations.  (Health and  
             Safety Code (HSC) §38500 et seq.) 

          2) Establishes the Greenhouse Gas Reduction Fund (GGRF) in the  
             State Treasury, requires moneys collected pursuant to a  
             market-based mechanism be deposited in the fund.  (Government  
             Code §16428.8) 

          3) Requires moneys from the GGRF be used to facilitate the  
             achievement of reductions of GHG emissions in this state  
             consistent with the California Global Warming Solutions Act  
             of 2006.  (HSC §39712) 

          4) Requires the GGRF investment plan to allocate, at a minimum,  
             25% of the funds to benefit disadvantaged communities, and to  
             allocate 10% of GGRF moneys within disadvantaged communities.  







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              (HSC §39713) 

          This bill:  

          1) Requires ARB and the State Energy Resources Conservation and  
             Development Commission (CEC) to develop and implement the  
             Energy Efficiency and Greenhouse Gas Reductions Ports Program  
             to fund energy efficiency upgrades at public ports that help  
             reduce emissions of criteria pollutants and GHGs, and  
             specifies the following projects as eligible for funding  
             projects under the program:

             a)    Installation of solar, wind and other renewable  
                technologies at marine terminals, warehouses, and other  
                freight facilities at the ports. 

             b)    Replacement of conventional lighting with light  
                emitting diodes.

             c)    Installation of cold ironing or shorepower equipment on  
                vessels, beyond action required by regulations, to  
                facilitate reduced emissions from diesel auxiliary engines  
                on ships, as specified, while berthing at a California  
                port.

             d)    Emissions control technologies on ships and other  
                vessels. 

             e)    Other projects that reduce grid-based energy demand  
                from cargo handling operations at public seaports.

          2) Requires ARB, in consultation with CEC, to develop guidelines  
             for this program, consistent with AB 32, and requirements for  
             the expenditure of GGRF moneys.

          3) Requires a port to have adopted, in consultation with the  
             respective electric utility providing service to the port, an  
             energy plan for the port, as specified, and requires that  
             plan to be approved by the CEC, prior to receiving any funds  
             under the program.

          4) Authorizes GGRF moneys appropriated to ARB to be used for the  
             Energy Efficient Ports Program.  









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            Background
          
          1)Cap and trade auction revenue.  ARB has conducted 11  
            cap-and-trade auctions.  The first 10 have generated almost  
            $1.6 billion in proceeds to the state. 

             Several bills in 2012, and one in 2014, provided legislative  
             direction for the expenditure of auction proceeds including: 

             SB 535 (de Leon, Chapter 830, Statutes of 2012) requires that  
             25% of auction revenue be used to benefit disadvantaged  
             communities and requires that 10% of auction revenue be  
             invested in disadvantaged communities. 

                       AB 1532 (J. Perez, Chapter 807, Statutes of 2012)  
                  directs the Department of Finance to develop and  
                  periodically update a three-year investment plan that  
                  identifies feasible and cost-effective GHG emission  
                  reduction investments to be funded with cap-and-trade  
                  auction revenues.  AB 1532 specifies that GGRF moneys  
                  may be allocated to reduce GHG emissions through  
                  investments including, but not limited to, energy  
                  efficiency, and clean and renewable energy generation.

                       SB 1018 (Budget and Fiscal Review Committee,  
                  Chapter 39, Statutes of 2012) created the GGRF, into  
                  which all auction revenue is to be deposited.  The  
                  legislation requires that before departments can spend  
                  moneys from the GGRF, they must prepare a record  
                  specifying, among other things, how the expenditures  
                  will be used, and how the expenditures will further the  
                  purposes of AB 32. 

                       SB 862 (Budget and Fiscal Review Committee,  
                  Chapter 36, Statutes of 2014) requires the ARB to  
                  develop guidelines on maximizing benefits for agencies  
                  administering GGRF funds and guidance for administering  
                  agencies on GHG emission reduction reporting and  
                  quantification methods. 

             Legal consideration of cap-and-trade auction revenues.  The  
             2012-13 budget analysis of cap-and-trade auction revenue by  
             the Legislative Analyst's Office noted that, based on an  
             opinion from the Office of Legislative Counsel, the auction  








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             revenues should be considered mitigation fee revenues, and  
             their use requires that a clear nexus exist between an  
             activity for which a mitigation fee is used and the adverse  
             effects related to the activity on which that fee is levied.   
             Therefore, in order for their use to be valid as mitigation  
             fees, revenues from the cap-and-trade auction must be used to  
             mitigate GHG emissions or the harms caused by GHG emissions. 

             In 2012, the California Chamber of Commerce filed a lawsuit  
             against the ARB claiming that cap-and-trade auction revenues  
             constitute illegal tax revenue.  In November 2013, the  
             superior court ruling declined to hold the auction a tax,  
             concluding that it is more akin to a regulatory fee.  The  
             plaintiffs filed an appeal with the 3rd District Court of  
             Appeal in Sacramento in February of last year.

             AB 32 auction revenue investment plan.  The first three-year  
             investment plan for cap-and-trade auction proceeds, submitted  
             by Department of Finance, in consultation with ARB and other  
             state agencies in May of 2013, identified sustainable  
             communities and clean transportation, energy efficiency and  
             clean energy, and natural resources and waste diversion as  
             the three sectors that provide the best opportunities, in  
             that order, for achieving the legislative goals and  
             supporting the purposes of AB 32.  

             Budget allocations.  The 2014-15 Budget allocates $832  
             million in GGRF revenues to a variety of transportation,  
             energy, and resources programs aimed at reducing GHG  
             emissions.  Various agencies are in the process of  
             implementing this funding.  SB 862 (Budget and Fiscal Review  
             Committee), the 2014 budget trailer bill, established a  
             long-term cap-and-trade expenditure plan by continuously  
             appropriating portions of the funds for designated programs  
             or purposes.  The legislation appropriates 25% for the  
             state's high-speed rail project, 20% for affordable housing  
             and sustainable communities grants, 10% to the Transit and  
             Intercity Rail Capital Program, and 5% for low-carbon transit  
             operations.  The remaining 40% is available for annual  
             appropriation by the Legislature. 

             Of that 40%, $75 million was appropriated for energy  
             efficiency and weatherization upgrades in disadvantaged  
             communities to be administered by the Department of Community  








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             Services and Development and $20 million was appropriated to  
             CEC for energy efficiency projects in public buildings.

             The Governor's proposed budget for 2015-16 increases those  
             appropriations to $140 million and $40 million respectively,  
             and adds additional appropriations of $60 million for  
             renewable energy and energy efficiency projects at the  
             University of California and California State University  
             campuses. 

          1)Regulations, incentives, and strategies.  ARB has a variety of  
            programs designed to reduce toxic, criteria, and GHG emissions  
            from port operations.  

             a)   At-berth regulation.  Pursuant to authority under AB 32,  
               in December 2007, ARB approved the "Airborne Toxic Control  
               Measure for Auxiliary Diesel Engines Operated on  
               Ocean-Going Vessels At-Berth in a California Port"  
               Regulation (At-Berth Regulation) as a discrete early action  
               measure for GHG emissions reductions.  The purpose of the  
               At-Berth Regulation is to reduce emissions from diesel  
               auxiliary engines on container ships, passenger ships, and  
               refrigerated-cargo ships while berthing at a California  
               port.  The At-Berth Regulation defines a California port as  
               the ports of Los Angeles, Long Beach, Oakland, San Diego,  
               San Francisco, and Hueneme.  The regulation provides vessel  
               fleet operators visiting these ports two options to reduce  
               at-berth emissions from auxiliary engines: 1) turn off  
               auxiliary engines and connect the vessel to some other  
               source of power, most likely grid-based shore power; or 2)  
               use alternative control techniques that achieve equivalent  
               emission reductions.

                If alternative control techniques are not used, the  
                regulation specifically requires at least 50% of the  
                vessels docked at-berth to utilize shore power in 2014,  
                eventually reaching 70% in 2017 and 80% by 2020. 

             b)   Fuel requirements for ocean-going vessels.  ARB adopted  
               the regulation, "Fuel Sulfur and Other Operation  
               Requirements for Ocean-Going Vessels within California  
               Waters and 24 Nautical Miles of the California Baseline" on  
               July 24, 2008.  This regulation is designed to reduce  
               particulate matter, oxides of nitrogen, and sulfur oxide  








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               emissions from ocean-going vessels; reductions that are  
               necessary to improve air quality and public health in  
               California. 

             c)   Commercial harbor craft regulations.  In November 2007,  
               ARB approved a regulation to target diesel particulate  
               matter (PM) and nitrogen oxides (NOx) emissions from  
               diesel-fueled engines on commercial harbor craft vessels,  
               including ferries, excursion vessels, tugboats, towboats,  
               crew and supply vessels, work boats, dredges, barges and  
               commercial and charter fishing boats. 

             d)   Cargo handling equipment regulation.  This regulation  
               helps reduce diesel particulate matter (PM) and oxides of  
               nitrogen (NOx) emissions from diesel-fueled cargo handling  
               equipment at California's ports and intermodal rail yards.   
               Cargo handling equipment is used to transfer goods or  
               perform maintenance and repair activities at ports and  
               other facilities.  ARB adopted a regulation for mobile  
               cargo handling equipment at ports and intermodal rail yards  
               in 2005, and the regulation became effective on December  
               31, 2006 (engine must meet performance standards).

             e)   Sustainable freight.  On January 23, 2014, ARB adopted  
               Resolution 14-2, which directed staff to engage all  
               interested stakeholders to provide input on the development  
               of a Sustainable Freight Strategy document.  ARB staff is  
               working with the State's transportation and energy  
               agencies, as well as its economic development office, local  
               partners, and stakeholders to develop the Strategy.  To  
               inform that effort, a Sustainable Freight Discussion Draft  
               approved by the board in April of this year, sets out ARB's  
               vision of a clean freight system, together with the  
               immediate and near-term steps that ARB will take to support  
               use of zero and near-zero emission technology.  The full  
               Strategy will include additional measures to reduce  
               emissions to meet the state's air quality goals under the  
               State Implementation Plan.




             f)   Incentive funding.









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               i)     Carl Moyer.  The Carl Moyer Memorial Air Quality  
                 Standards Attainment Program (Carl Moyer Program)  
                 provides grant funding for cleaner-than-required engines  
                 and equipment.  Local air districts administer the  
                 grants.  The Carl Moyer Program achieves reductions in  
                 emissions of nitrogen oxides (NOx) and particulate matter  
                 (PM) pollutants in areas of the state that are not in  
                 attainment of national air pollutant standards.   
                 According to ARB's website, eligible projects include  
                 cleaner on and off-road vehicles, marine vessels,  
                 locomotives, light duty passenger vehicles being scrapped  
                 and agricultural equipment. 

               ii)    Proposition 1B Goods Movement Emission Reduction  
                 Program.  The Goods Movement Emission Reduction Program,  
                 funded through Proposition 1b approved in 2008, is a  
                 partnership between ARB and local agencies (like air  
                 districts and seaports) in order to reduce air pollution  
                 emissions and health risk from freight movement along the  
                 state's trade corridors.  Local agencies apply to ARB for  
                 funding, then those agencies offer financial incentives  
                 to owners of equipment used in freight movement to  
                 upgrade to cleaner technologies.  Projects funded under  
                 this Program must achieve early or extra emission  
                 reductions not otherwise required by law or regulation. 

               iii)   CalCAP.  With ARRA funds, ARB has partnered with the  
                 California Pollution Control Financing Authority to  
                 facilitate loans through CPCFA's Capital Access Program  
                 (CalCAP).  CalCAP helps small business customers finance  
                 products that include replacement of off-road vehicles,   
                 portable diesel equipment, marine vessels,  marine diesel  
                 engine repowers, or purchases and installations of  
                 ARB-verified exhaust retrofits in order to comply early  
                 with various ARB regulations targeting emissions from  
                 diesel engines, as well as other air pollutants. 

            Comments
          
          1) Purpose of Bill.  According to the author, "In order to  
             reduce the environmental impacts of port operations and  
             improve air quality, enhancement of the existing port  
             infrastructure and investment in renewable energy is needed.   
             AB 678 provides funding to California seaports so they can  








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             invest in energy efficiency, improve air quality around the  
             ports, and meet the important environmental demands put  
             forward by the Air Resources Board.  These investments will  
             not only further reduce the environmental impacts associated  
             with ports, but have the potential to lower port operating  
             costs, resulting in improved competitiveness and job growth."

          2) At-berth regulations.  The author notes that due to ARB's  
             At-Berth Regulation requiring increasing percentages of  
             vessel fleets to plug into shore power when berthed at  
             California ports, there has been, and will continue to be,  
             significant increases in electricity demands at California  
             ports.  The author also notes that the California ports have  
             invested in costly infrastructure to support the expected  
             demands of fleets plugging into shore power.

             In recognition of that, AB 678 seeks to offer financial  
             assistance to ports in the form of energy upgrades, so as to  
             reduce the port's electricity demand on the grid, and help  
             offset the cost of increased electricity demand as a result  
             of the At-Berth Regulation. 

          3) Emissions reductions and reducing grid-based energy demand.   
             The bill specifies energy efficiency upgrades and investments  
             at public ports to reduced criteria air pollutants, toxic air  
             contaminants, and GHG emissions, as the stated goal of the  
             program.  Several of the projects specified in the bill are  
             intended to help ports reduce electricity demand, thereby  
             reducing GHGs.  These include renewable energy installation,  
             upgrading lighting to LEDs, as well as other projects that  
             reduce grid-based demand.  Although helpful in offsetting the  
             port's increased electricity costs due to increased  
             electricity demand from berthed vessels, these types of  
             projects help reduce overall emissions, specifically those  
             emitted at the power plant that is supplying the electricity,  
             but do not help mitigate criteria air pollutants and toxic  
             air emissions generated from the ports. 

             In furtherance of reducing emission from the port, AB 678  
             specifies deployment of near-zero and zero-emission vehicles  
             and infrastructure as an eligible project under the program.   
             Unlike the projects to reduce grid demand, these types of  
             investments may result in reduced GHGs, criteria air  
             pollutants and toxic air emissions coming from the ports.   








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             Interestingly, however, these projects may also increase grid  
             demand if electric vehicles and electric-charging  
             infrastructure are deployed. 

             Other incentive programs for zero-emission and near-zero  
             emission vehicles.  Although ports are responsible for  
             significant amounts of air pollution, including toxic and  
             criteria air pollutants emissions, there are a variety of  
             other incentive programs available for upgrading to near-zero  
             and zero-emission vehicle equipment and alternative vehicle  
             infrastructure.  Some of these incentive programs are  
             currently funded through the GGRF already, such as the  
             California Clean Truck, Bus and Off-Road Vehicle Program  
             created through SB 1204 (Lara & Pavley, Chapter 524, Statutes  
             of 2014). 

          4) Incentives for vessels that may not spend significant time at  
             California ports.  AB 678 specifies that an eligible project  
             under the bill is cold-ironing equipment (connecting to a  
             shoreside electrical power source) and emissions control  
             technologies for vessels, to reduce diesel auxiliary engine  
             emissions, beyond what is required by regulations.  However,  
             the bill does not specify that these ships must spend above a  
             certain threshold of time at California ports in order to be  
             eligible for funding.  This could result in vessels  
             qualifying for state investments that spend little or no time  
             at California ports, so that state funds are expended without  
             commensurate air quality benefits to the state. 

             Additionally, the bill specifies that only these projects  
             that go "beyond regulation" shall qualify as eligible for  
             funding.  Since the regulation applies to entire vessel  
             fleets, and their total trips to California ports, it is  
             unclear how ARB, in granting individual vessel upgrades  
             through the program, ensures that these individual projects  
             go "beyond what is required under regulation." 

          5) GHG emissions reductions.  AB 678 authorizes the use of the  
             GGRF for the Energy Efficient Ports Program.  As noted in the  
             background, GGRF moneys are required to be used to achieve  
             GHG emissions reductions.  However, there is no requirement  
             in the bill for the prioritization, or consideration of  
             projects based on the potential for GHG emission reductions.   
             Additionally, although the program's mission is partly to  








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             reduce harmful air emissions, there is no requirement for the  
             consideration of projects based on their ability to further  
             that goal, or achieve other cobenefits. 

             Amendments are needed to 1) require that in order to be  
             eligible for funding under the program, a project must  
             demonstrate that it will achieve GHG emissions reductions,  
             and 2) require eligible projects be prioritized for funding  
             based on the extent to which they reduce GHG emissions  
             reductions, and achieve cobenefits, including improved air  
             and water quality. 

          6) Piece by piece.  GGRF investments must facilitate the  
             achievement of GHG emissions reductions.  However, after that  
             requirement is fulfilled, there are a number of other policy  
             goals that should be considered, including benefits to  
             environmental quality, resource protection, public health and  
             the economy, as well as benefits to disadvantaged  
             communities.  And although the fund is growing, it is still a  
             limited source of revenue.  In order to create an optimized  
             investment strategy from GGRF moneys, proposals should not be  
             considered in isolation, but be assessed in aggregate to  
             determine what suite of measures best meets the requirements  
             of the fund, uses resources most efficiently, and maximizes  
             policy objectives. 
                                                                      
             As budget discussions on a cap-and-trade investment strategy  
             have been pushed to later this session, an opportunity exists  
             to have a comprehensive discussion on the universe of GGRF  
             proposals currently in the Legislature, during budget  
             negotiations this summer.  If the Legislature feels that the  
             program established through AB 678 is an appropriate  
             expenditure of GGRF moneys, then this measure should also be  
             considered through the budget process for cap-and-trade  
             expenditures, along with all other measures proposing to  
             expend, or authorize for expenditure, GGRF moneys.

            Related/Prior Legislation
          
          SB 1204 (Lara & Pavley, Chapter 524, Statutes of 2014)  
          established the California Clean Truck, Bus, and Off-Road  
          Vehicle Program for the development and deployment of  near-zero  
          and zero-emission heavy-duty vehicles, funded through the GGRF. 
            








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          DOUBLE REFERRAL:  

          This measure was heard in Senate Energy, Utilities and  
          Communications Committee on June 30, 2015, and passed out of  
          committee with a vote of 8-0.
           
           SOURCE:                    Pacific Merchant Shipping Association  

           SUPPORT:               

          APM Terminals
          California Infill Builders Federation 
          Port of Long Beach
          South Coast Air Quality Management District
           
           OPPOSITION:    

          None received  

           ARGUMENTS IN  
          SUPPORT:    Supporters state that the program will help
          reduce the negative environmental impacts caused by port  
                         operations and improve 
          air quality.  Supporters also state that AB 678 has the  
                         potential to lower port 
          operating costs which can result in increased competiveness and  
                         job growth. 
           

           
                                          
                                      -- END --