BILL ANALYSIS                                                                                                                                                                                                    Ó



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          ASSEMBLY THIRD READING


          AB  
          691 (Calderon)


          As Amended  April 30, 2015


          Majority vote


           -------------------------------------------------------------------- 
          |Committee       |Votes |Ayes                |Noes                   |
          |----------------+------+--------------------+-----------------------|
          |Judiciary       |10-0  |Mark Stone, Wagner, |                       |
          |                |      |Alejo, Chau, Chiu,  |                       |
          |                |      |Gallagher, Cristina |                       |
          |                |      |Garcia, Holden,     |                       |
          |                |      |Maienschein,        |                       |
          |                |      |O'Donnell           |                       |
          |                |      |                    |                       |
          |----------------+------+--------------------+-----------------------|
          |Privacy         |11-0  |Gatto, Wilk, Baker, |                       |
          |                |      |Calderon, Chang,    |                       |
          |                |      |Chau, Cooper,       |                       |
          |                |      |Dababneh, Dahle,    |                       |
          |                |      |Gordon, Low         |                       |
          |                |      |                    |                       |
          |                |      |                    |                       |
           -------------------------------------------------------------------- 


          SUMMARY:  Establishes the Privacy Expectation Afterlife and  
          Choices Act (Act) to provide a judicial framework for the  
          disclosure of electronic information from a communication service  
          provider, as defined, to the executor or administrator of the  
          estate of a deceased user of the service for the purpose of  








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          administering the estate.  Specifically, this bill:   


          1)Authorizes a probate court that has jurisdiction of a deceased  
            user's estate to order an electronic communication service or  
            remote computing service (provider) to disclose certain types of  
            information pertaining to the account of the deceased user that  
            is stored with the provider, if the court makes all findings of  
            fact specified to enable the disclosure of that type of  
            information.


          2)With respect to a record of communications or other information  
            pertaining to a deceased user's account, but not the contents of  
            communications or stored contents, (hereafter "record" or  
            "catalog of communications"), the probate court must find all of  
            the following facts: 


             a)   The user is deceased.


             b)   The deceased user was the subscriber to or customer of the  
               provider.


             c)   The account belonging to the deceased user has been  
               identified with specificity, including a unique identifier  
               assigned by the provider.


             d)   There are no other owners of, or persons or entities who  
               have registered with the provider with respect to, the  
               deceased user's account.


             e)   Disclosure is not in violation of another applicable  
               federal or state law.









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             f)   The request for disclosure is narrowly tailored to the  
               purpose of administering the estate.


             g)   The executor or administrator demonstrates a good faith  
               belief that the information requested is relevant to resolve  
               issues regarding assets or liabilities of the estate.


             h)   The request seeks information spanning no more than 18  
               months prior to the date of death, or the requester has made  
               a request for information that specifically requests data  
               older than 18 months prior to the date of death.


             i)   The request is not in conflict with the deceased user's  
               will or other written, electronic, or oral expression of the  
               deceased user's intent regarding access to or disposition of  
               information contained in or regarding the user's account.


          3)With respect to the contents of communications or stored  
            contents (contents), the probate court must find all of the  
            following facts:


             a)   The findings required by 2a) through 2h) above; and


             b)   The will of the decedent, or a choice made by the deceased  
               user within the product or service or otherwise regarding how  
               the user's contents can be treated after a set period of  
               inactivity after the user's death, or other event evidences  
               the decedent's express consent to the disclosure of the  
               requested contents.


          4)Clarifies that the court must make all of the above findings of  








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            facts based upon a sworn declaration of the personal  
            representative, or based upon other admissible evidence.


          5)Requires a provider to disclose to the executor or administrator  
            of the estate the contents of the deceased user's account, to  
            the extent reasonably available, only if the executor or  
            administrator gives the provider all of the following:


             a)   A written request for the contents of the deceased user's  
               account.


             b)   A copy of the death certificate of the deceased user.


             c)   An order of the probate court with jurisdiction over the  
               estate of the deceased that includes all of the findings  
               required for disclosure of contents of communications or  
               stored contents. (see 3) above)


             d)   An order that the estate shall first indemnify the  
               provider from any and all liability in complying with the  
               order.


          6)Prohibits a provider from being compelled to disclose a record  
            or the contents of communications if any of the following apply:


             a)   The deceased user expressed an intent to disallow  
               disclosure through either deletion of the records or contents  
               during the user's lifetime, or an affirmative indication,  
               through a setting within the product or service, of how the  
               user's records or the content of communications can be  
               treated after a set period of inactivity or other event.









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             b)   The provider is aware of any indication of lawful access  
               to the account after the date of the deceased user's death or  
               that the account is not that of the deceased user.


             c)   Disclosure would violate other applicable law, including,  
               but not limited to, electronic communications privacy  
               provisions or copyright law.


          7)Provides that a provider served with an order compelling  
            disclosure of deceased user records or contents may make a  
            motion to quash or modify the order within a reasonable time  
            after receiving the order, in which case the court shall do any  
            of the following:


             a)   Modify the order to the extent that the court finds that  
               compliance with the order would cause an undue burden on the  
               provider, or quash the order if the court finds that the  
               order cannot be modified so as to avoid the undue burden.   
               Further clarifies that a cost that the requester offers to  
               pay shall not be considered when a court is making a  
               determination whether a request constitutes an undue burden.
             b)   Quash the order if any of the applicable required findings  
               of fact 2) and 3), above) are not met.


             c)   Quash the order if the court finds, based upon the  
               preponderance of the evidence submitted by the provider or  
               any other person, that any of the circumstances set forth in  
               6) (above) apply.


          8)Allows a provider to require the requester to pay the direct  
            costs of producing a copy of the record or other information  
            pertaining to the account of the deceased, when those records  
            are not already available for production during the ordinary  








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            course of business.  


          9)Provides that disclosure of the contents of the deceased user's  
            account to the executor or administrator of the estate shall be  
            subject to the same license, restrictions, terms of service, and  
            legal obligations, including copyright law, that applied to the  
            deceased user.


          10)Protects a provider from liability for good faith compliance  
            with a court order issued pursuant to the Act.


          FISCAL EFFECT:  None


          COMMENTS:  This bill, introduced at the request of the Internet  
          Association and TechNet, seeks to provide a clear legal framework  
          to help probate courts resolve questions about how to balance  
          competing privacy and estate administration concerns when a  
          decedent's estate representative seeks information or records  
          from, typically, the email or social media account of the deceased  
          user for the purpose of settling the estate.


          According to the author, "The Privacy Expectations Afterlife  
          Choices Act ("the Act") ensures Californians have the right to  
          decide what happens to their online private lives after they die.   
          The Act honors individual choices while allowing fiduciaries to  
          get the information they need to settle an estate.  This bill  
          strikes a balance between providing a clear path for fiduciaries  
          to access relevant information to handle the deceased person's  
          estate, while respecting the privacy choices of not just the  
          deceased person but those with whom the deceased was  
          communicating."


          Stronger privacy interest in contents of communications vs. record  








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          of communications.  This bill adopts many key definitions  
          consistent with federal law, the Electronic Communications Privacy  
          Act of 1986 (ECPA).  "Contents" are defined to mean information  
          concerning the substance, purport, or meaning of communications  
          and include the subject line of the communication.  This is  
          distinguished from the "record" of communications, which means the  
          record of a communication sent or received by a user, not  
          including the contents but including things like the account logs  
          that record account usage, cell-site data for mobile phone usage,  
          and online addresses of other persons with whom the user has  
          communicated.  Like ECPA, this bill recognizes the stronger  
          privacy interest that users have in the content of their  
          communications on social media and through email.  This interest  
          is reflected in the requirements in this bill for disclosure of  
          contents compared to disclosure of the record of communications.


          Contents of communications: Evidence of express consent by  
          decedent needed to authorize disclosure of contents of  
          communications.  This bill establishes a checklist of eight  
          findings of fact that the court must make in order to authorize  
          disclosure of information to an estate administrator.  These eight  
          findings (see Summary 2) apply to both the contents and the record  
          of communications.  With respect only to the contents of  
          communication, this bill requires that the court find that the  
          will of the decedent, or a choice made by the deceased user within  
          the product or service or otherwise regarding how the user's  
          contents can be treated after a set period of inactivity after the  
          user's death, or other event evidences the decedent's express  
          consent to the disclosure of the requested contents.  In other  
          words, there must be some evidence that the decedent expressly  
          consented to disclosure of the contents to authorize disclosure.   
          Otherwise, there is no disclosure of the contents.  This bill  
          contemplates that evidence of express consent can come in the form  
          of 1) a decedent's will; 2) a choice made by the deceased user  
          within the product or service (e.g. a checkbox or setting within a  
          Facebook account); or 3) some other event.  If any one of these  
          forms evidences the user's express consent to disclosure, then  
          that may be sufficient for the court to make the finding  








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          authorizing disclosure.


          It should be noted that in many cases, the decedent will have left  
          either no will, or a will that is silent with respect to  
          electronic communications or digital assets.  In such cases, the  
          only expression of the decedent's wishes may be in the form of the  
          account settings within the service or platform itself.   
          Proponents note that the account setting may indicate how the  
          user's contents can be treated after there has been a set period  
          of inactivity, rather than a setting directly indicating consent  
          to disclosure after death.  The settings may be more nuanced as  
          well, indicating the user's wishes with respect to some kinds of  
          contents but not other kinds.  The way that settings are set up  
          will certainly differ between service providers, but this bill  
          respects this flexibility and leaves room for innovation by simply  
          looking to any evidence of consent to disclosure.


          While the account settings provide a valuable opportunity to  
          indicate the user's wishes, it is also axiomatic that many users  
          of social media and email services do not closely monitor these  
          settings or make affirmative decisions with respect to every  
          checkbox within a list of account settings.  As a result, in the  
          absence of a will or other event, it may be that the default  
          setting - either a checked box or an unchecked box, as determined  
          by the service provider - is the only indication of a user's  
          wishes with respect to the disclosure of information.  Under this  
          bill, the default setting would have to "evidence express consent  
          to disclosure."  Because the author seeks to establish a standard  
          that is strongly protective of privacy and to limit disclosure of  
          the contents of communications, this approach appears consistent  
          with the intent of the legislation.


          Record of communications:  Disclosure authorized if request for  
          record does not conflict with decedent's will or other expression  
          of intent regarding access to such information.  With respect to  
          the record of communications, this bill requires that the court  








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          find that the request for disclosure is not in conflict with the  
          deceased user's will or other written, electronic, or oral  
          expression of the deceased user's intent regarding access to or  
          disposition of information contained in or regarding the user's  
          account.  In contrast to the more protective rule for contents of  
          communications (which have a greater expectation of privacy), this  
          bill does not specifically require express consent of the decedent  
          to authorize disclosure of the record of communications, and  
          recognizes that an expression of intent in the decedent's will  
          controls if there are any conflicting indications.


          This bill also provides that a provider shall not be compelled to  
          disclose either the record or the contents under certain  
          circumstances.  If disclosure would violate other applicable  
          privacy law or copyright law, then disclosure is not compelled.   
          Similarly, if the provider becomes aware that the account does not  
          belong to the deceased user, or that there is other lawful access  
          to the account after the user's death (indicating a shared account  
          with at least one other authorized, living user), then disclosure  
          would not be compelled.


          Finally, disclosure is not compelled under this bill if the  
          deceased user expressed an intent to disallow disclosure through  
          either deletion of the records or contents during the user's  
          lifetime, or an affirmative indication, through a setting within  
          the product or service, of how the user's records or the content  
          of communications can be treated after a set period of inactivity  
          or other event.  According to the author, this treats any evidence  
          that the user, while alive, took affirmative steps to delete  
          either the records or contents as sufficient to 1) establish that  
          the user did not expressly consent to disclosure, in the case of  
          contents; or 2) establish that disclosure would conflict with an  
          expression of the user's intent not to disclose, in the case of  
          communications. 


          Specific requests for information older than 18 months must be  








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          honored, if made.  Recent amendments to this bill remove the  
          requirement that the requester provided evidence of a need to  
          obtain information going back more than 18 months, or potentially  
          be denied access to such information.  Because the request for  
          disclosure already must be narrowly tailored to the purpose of  
          administering the estate, there is less justification to impose an  
          arbitrary 18-month time limit on the information that may be  
          disclosed without requiring presentation of evidence not otherwise  
          defined in this bill.  As amended, this bill instead requires the  
          provider to disclose information older than 18 months whenever a  
          specific request for information older than 18 months is made.


          Rules for determining that a request for information creates an  
          undue burden for the provider.  This bill authorizes a court, in  
          response to a motion to quash or modify an order compelling  
          disclosure of a user's records or contents, to modify the order to  
          the extent that it finds that compliance with the order would  
          cause an undue burden on the provider.  This bill provides that  
          the term "undue burden" shall be interpreted consistently with  
          Code of Civil Procedure Section 2031.310, relating to undue burden  
          in response to a demand for inspection in civil discovery.   
          According to the author, the intent of the undue burden provision  
          is "to address scenarios where [the estate] demands production of  
          an overwhelming amount of contents, for example, dozens of  
          terabytes."  Requests for large amounts of information may pose  
          cost and inconvenience problems for service providers, but such  
          concerns should be mitigated, however, when the requester is  
          willing to pay the costs of retrieving the information.  In  
          response to concerns that the undue burden provision should not be  
          construed to prevent disclosure when the requester will pay the  
          provider's costs, the author has amended this bill to clarify that  
          1) a cost that the requester offers to pay shall not be considered  
          when a court is making a determination whether a request  
          constitutes an undue burden; and 2) a provider may require the  
          requester to pay the direct costs of producing a copy of the  
          record or other information when those records are not already  
          available for production during the ordinary course of business.









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          Analysis Prepared by:                                               
          Anthony Lew / JUD. / (916) 319-2334  FN: 0000293