BILL ANALYSIS Ó SENATE COMMITTEE ON PUBLIC EMPLOYMENT AND RETIREMENT Dr. Richard Pan, Chair 2015 - 2016 Regular Bill No: AB 769 Hearing Date: 4/25/16 ----------------------------------------------------------------- |Author: |Jones-Sawyer | |-----------+-----------------------------------------------------| |Version: |4/12/16 As amended | ----------------------------------------------------------------- ----------------------------------------------------------------- |Urgency: |No |Fiscal: |Yes | ----------------------------------------------------------------- ----------------------------------------------------------------- |Consultant:|Glenn Miles | | | | ----------------------------------------------------------------- Subject: State employees: disciplinary action SOURCE: American Federation of State, County and Municipal Employees Service Employees International Union, Local 1000 ASSEMBLY VOTES: ----------------------------------------------------------------- |Assembly Floor: |58-12 | |--------------------------------+--------------------------------| |Assembly Appropriations |12-5 | |Committee: | | |--------------------------------+--------------------------------| |Assembly Public Employees, |6-1 | |Retirement/Soc Sec Committee: | | ----------------------------------------------------------------- DIGEST: This bill provides that any adverse action taken against a state employee for any cause for discipline based on any civil service law of this state, other than for fraud, embezzlement, the falsification of records, or the unauthorized accessing or disclosure of confidential tax information, shall not be valid unless notice is served, and any investigation is completed, within one year after the cause for discipline arose. ANALYSIS: AB 769 (Jones-Sawyer) Page 2 of ? Existing law: 1)Authorizes an appointing power to take adverse action against a state employee for specified causes, and establishes administrative procedures for review of an adverse action by the State Personnel Board. 2)Requires notice of any adverse action against a state employee for any cause for discipline based on any civil service law be served within three years of the cause for discipline. 3)Specifies that in cases of fraud, embezzlement, or falsification of records, notice must be served within three years after the discovery of the activity. This bill: 1)Provides that any adverse action taken against a state employee for any cause for discipline based on any civil service law of this state, except as specified, shall not be valid unless notice of the adverse action is served and any investigation is completed within one year after the cause for discipline arose. 2)Excepts from the one year limitation an adverse action based on fraud, embezzlement, the falsification of records, or the unauthorized accessing or disclosure of confidential tax information. An adverse action based on one of the excepted reasons shall be valid if notice of the adverse action is served within three years after the discovery of the fraud, embezzlement, falsification, or the unauthorized accessing or disclosure of confidential tax information. Background According to the author: Currently, investigations against employees can be extended up to three years after discovery of an incident. This lengthy timeframe causes a delay in action against improper or illegal behavior by employees, disruption of the workplace, and unnecessary costs from administrative leave or back pay. Moreover, as time passes, the integrity of the investigation decreases as witnesses' memories fade, AB 769 (Jones-Sawyer) Page 3 of ? evidence is lost, and many of the individuals involved move on to new careers and/or locations. Such circumstances ultimately cost the state thousands of dollars in litigation and lost productivity each year. By the time any investigation has been borne out, the damage has already been done. Therefore, it is vital that California streamline this process to ensure investigations happen as promptly and thoroughly as possible." Prior/Related Legislation AB 811 (Salas, 2015), which died in Assembly Appropriations Committee, would have required that any adverse action taken against a state employee for any cause for discipline be served within one year after the discovery of the cause for discipline first arose. AB 1783 (Jones-Sawyer, 2014), as introduced, would have required that any adverse action taken against a state employee for any cause for discipline, other than for fraud, embezzlement, or the falsification of records, be served and the investigation completed within one year from the time the cause for discipline arose. AB 1783 was subsequently gutted and amended with non-related provisions. AB 872 (Dickinson, 2013) included, as part of the Safety Accountability Fairness and Efficiency Act for Public Employees, a provision that would have required that any adverse action taken against a state employee for any cause for discipline, other than for fraud, embezzlement, or the falsification or records, be served and the investigation completed within one year from the time the cause for discipline arose. The bill died in the Assembly Appropriations Committee. AB 1655 (Dickinson, 2012) included, as part of the Public Employees' Bill of Rights Act, a provision that would have required that any adverse action taken against a state employee for any cause for discipline, other than for fraud, embezzlement, or the falsification or records, be served and the investigation completed within one year from the time the cause for discipline arose. The bill died in the Assembly Appropriations Committee. AB 920 (Portantino, 2011) included, as part of the Public Employees' Bill of Rights Act, a provision that would have AB 769 (Jones-Sawyer) Page 4 of ? required that any adverse action taken against a state employee for any cause for discipline, other than for fraud, embezzlement, or the falsification or records, be served and the investigation completed within one year from the time the cause for discipline arose. The bill died in the Assembly Appropriations Committee. AB 1744 (Portantino, 2010) included, as part of the Public Employees' Bill of Rights Act, a provision that would have required that any adverse action taken against a state employee for any cause for discipline, other than for fraud, embezzlement, or the falsification or records, be served and the investigation completed within one year from the time the cause for discipline arose. The bill died in the Assembly Appropriations Committee. FISCAL EFFECT: Appropriation: No Fiscal Com.: Yes Local: No SUPPORT: American Federation of State, County and Municipal Employees (co-source) Service Employees International Union, Local 1000 (co-source) Association of California State Supervisors California Association of Highway Patrolmen California Association of Professional Scientists California Association of Psychiatric Technicians California Correctional Peace Officers Association California Correctional Supervisors Organization California Immigrant Policy Center California Statewide Law Enforcement Association Professional Engineers in California Government Union of American Physicians and Dentists OPPOSITION: None received ARGUMENTS IN SUPPORT: According to the sponsor, the current lengthy time frame to conduct an adverse action investigation against a state employee "causes prolonged disruption of the workplace, unnecessary costs AB 769 (Jones-Sawyer) Page 5 of ? for extended administrative leave or back pay, and delayed correction of improper or inefficient behavior by employees. Additionally, investigations become more onerous the further removed they are in time from alleged misdeeds: witnesses' memories fade, evidence is lost and many of the individuals involved have often moved on. AB 769 seeks to remedy these problems by requiring departments to conduct more expedient and cost-efficient investigations."