BILL ANALYSIS Ó AB 923 Page 1 CONCURRENCE IN SENATE AMENDMENTS AB 923 (Steinorth) As Amended August 1, 2016 Majority vote -------------------------------------------------------------------- |ASSEMBLY: | 78-0 |(January 27, |SENATE: | | | | | |2016) | | | | | | | | | | | | | | | | | | -------------------------------------------------------------------- Original Committee Reference: B. & P. SUMMARY: Makes changes to the disciplinary provisions of the Respiratory Care Practice Act, including creating additional causes for disciplinary action, specifying that the loss of a license does not deprive the Respiratory Care Board (RCB) of jurisdiction to commence with disciplinary proceedings, and making other technical changes. Specifically, this bill: 1)Provides that the expiration, cancellation, forfeiture, or suspension of a license, practice privilege, or other authority to practice respiratory care by operation of law, by order or decision of the RCB, or a court of law; the placement of a license on a retired status; or the voluntary surrender of the license by a licensee shall not deprive the RCB of jurisdiction to commence or proceed with any investigation of, or action or disciplinary proceeding against, the licensee, or to render a decision to suspend or revoke the license. AB 923 Page 2 2)Expands the definition of unprofessional conduct to include any act of abuse towards a patient and any act of administering unsafe respiratory care procedures, protocols, therapeutic regimens, or diagnostic testing or monitoring techniques. 3)Authorizes the RCB to order the denial, suspension, or revocation of, or the imposition of probationary conditions upon, a license of a licensee who knowingly provides false statements or should have known that the statements provided to the RCB was false on any form provided by the RCB or to any person representing the RCB during an investigation, probation monitoring compliance check, or any other enforcement-related action. 4)Modifies the intent requirement the RCB must prove when an employer who employs an unlicensed person who presents herself or himself as a licensed respiratory care practitioner from "when the employer knew the person was not licensed" to "when the employer knew or should have known the person was not licensed." The Senate amendments: 1)Change the intent requirement from "knowingly" to "knew or should have known" for 3) and 4) above. 2)Delete the provisions relating to acts against individuals who are not patients. 3)Make technical and conforming changes. FISCAL EFFECT: According to the Senate Appropriations Committee, pursuant to Senate Rule 28.8, this bill will have AB 923 Page 3 negligible state costs. COMMENTS: Purpose. This bill is co-sponsored by the RCB and the California Society for Respiratory Care (CSRC). According to the author, this bill "is a consumer protection measure which safeguards patients from potentially dangerous or unprofessional respiratory care licensees. Existing law does not adequately specify the types of behavior for which the [RCB] may pursue disciplinary action, which leaves vulnerable patients to be cared for by persons who may abuse, neglect, or harass them. This [bill] clarifies specific actions which qualify as 'unprofessional conduct,' so that this problem may be avoided in the future." Background. The RCB regulates the practice of respiratory care by respiratory care practitioners (RCPs). A RCP is a health care worker that specializes in problems affecting the heart and lungs. RCPs work under the supervision of a medical director, which is a physician and surgeon who is a member of a health care facility's active medical staff and is knowledgeable in respiratory care. The RCB's enforcement program investigates complaints, issues penalties and warnings, and oversees the administrative prosecution against licensed and unlicensed personnel. However, according to the RCB, there are loopholes in its enforcement authority that require statutory changes. Discipline for Acts of Abuse. The Respiratory Care Practice Act authorizes the RCB to pursue disciplinary actions against licensees for negligence, incompetence, and patterns of substandard care related to the practice of respiratory care. AB 923 Page 4 In addition, it is unprofessional conduct for all healing arts practitioners under the Business and Professions Code to commit acts of sexual abuse. While there is no express authority to pursue cases of abuse without a conviction, the RCB may take action against a RCP convicted of a crime that substantially relates to the qualifications, functions, or duties of a RCP. However, the RCB sometimes suspects abuse but is unable to pursue disciplinary action because the case either ended with no conviction or the RCB was advised that the conviction would not likely be deemed to be substantially related to the practice of a RCP. This bill will expand the definition of unprofessional conduct for RCPs to include abuse toward patients, authorizing the RCP to take administrative action without a conviction. Known or Should Have Known. In order for the Office of the Attorney General (OAG) to prove a licensee "knowingly" did something, the OAG must essentially show that the licensee willfully violated a requirement or law. This bill lowers the "knowingly" standard to recklessness, which, in addition to when a licensee knowingly commits a violation, holds a licensee accountable for when the licensee reasonably should have known it would be a violation. For instance, this would include when a licensee submits a document with false statements without verifying whether the statements are actually true. Jurisdiction for Suspended Licenses. This bill seeks to ensure that the RCB will maintain jurisdiction in disciplinary matters in cases where a RCP's license is canceled or voluntarily surrendered before a disciplinary matter is finalized. According to the RCB, proceedings are halted when the license is canceled, and the incomplete proceedings do not become part of the public record. In some cases, the RCB notes that it then has no record of licensee, and the person is able to reapply for a license and the duplicative proceedings waste the RCB's resources. Therefore, this bill will add language ensuring the RCB may maintain jurisdiction in those cases. Analysis Prepared by: AB 923 Page 5 Vincent Chee / B. & P. / (916) 319-3301 FN: 0003734