BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                     AB 923


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          CONCURRENCE IN SENATE AMENDMENTS


          AB  
          923 (Steinorth)


          As Amended  August 1, 2016


          Majority vote


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          Original Committee Reference:  B. & P.


          SUMMARY:  Makes changes to the disciplinary provisions of the  
          Respiratory Care Practice Act, including creating additional  
          causes for disciplinary action, specifying that the loss of a  
          license does not deprive the Respiratory Care Board (RCB) of  
          jurisdiction to commence with disciplinary proceedings, and  
          making other technical changes.  Specifically, this bill:


          1)Provides that the expiration, cancellation, forfeiture, or  
            suspension of a license, practice privilege, or other  
            authority to practice respiratory care by operation of law, by  
            order or decision of the RCB, or a court of law; the placement  
            of a license on a retired status; or the voluntary surrender  
            of the license by a licensee shall not deprive the RCB of  
            jurisdiction to commence or proceed with any investigation of,  
            or action or disciplinary proceeding against, the licensee, or  
            to render a decision to suspend or revoke the license.









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          2)Expands the definition of unprofessional conduct to include  
            any act of abuse towards a patient and any act of  
            administering unsafe respiratory care procedures, protocols,  
            therapeutic regimens, or diagnostic testing or monitoring  
            techniques.


          3)Authorizes the RCB to order the denial, suspension, or  
            revocation of, or the imposition of probationary conditions  
            upon, a license of a licensee who knowingly provides false  
            statements or should have known that the statements provided  
            to the RCB was false on any form provided by the RCB or to any  
            person representing the RCB during an investigation, probation  
            monitoring compliance check, or any other enforcement-related  
            action.


          4)Modifies the intent requirement the RCB must prove when an  
            employer who employs an unlicensed person who presents herself  
            or himself as a licensed respiratory care practitioner from  
            "when the employer knew the person was not licensed" to "when  
            the employer knew or should have known the person was not  
            licensed."


          The Senate amendments:


          1)Change the intent requirement from "knowingly" to "knew or  
            should have known" for 3) and 4) above.


          2)Delete the provisions relating to acts against individuals who  
            are not patients.  


          3)Make technical and conforming changes. 


          FISCAL EFFECT:  According to the Senate Appropriations  
          Committee, pursuant to Senate Rule 28.8, this bill will have  








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          negligible state costs.


          


          COMMENTS:  


          Purpose.  This bill is co-sponsored by the RCB and the  
            California Society for Respiratory Care (CSRC).  According to  
            the author, this bill "is a consumer protection measure which  
            safeguards patients from potentially dangerous or  
            unprofessional respiratory care licensees.  Existing law does  
            not adequately specify the types of behavior for which the  
            [RCB] may pursue disciplinary action, which leaves vulnerable  
            patients to be cared for by persons who may abuse, neglect, or  
            harass them.  This [bill] clarifies specific actions which  
            qualify as 'unprofessional conduct,' so that this problem may  
            be avoided in the future."


          Background.  The RCB regulates the practice of respiratory care  
            by respiratory care practitioners (RCPs).  A RCP is a health  
            care worker that specializes in problems affecting the heart  
            and lungs.  RCPs work under the supervision of a medical  
            director, which is a physician and surgeon who is a member of  
            a health care facility's active medical staff and is  
            knowledgeable in respiratory care.


          The RCB's enforcement program investigates complaints, issues  
            penalties and warnings, and oversees the administrative  
            prosecution against licensed and unlicensed personnel.   
            However, according to the RCB, there are loopholes in its  
            enforcement authority that require statutory changes. 


          Discipline for Acts of Abuse.  The Respiratory Care Practice Act  
            authorizes the RCB to pursue disciplinary actions against  
            licensees for negligence, incompetence, and patterns of  
            substandard care related to the practice of respiratory care.   








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            In addition, it is unprofessional conduct for all healing arts  
            practitioners under the Business and Professions Code to  
            commit acts of sexual abuse.  While there is no express  
            authority to pursue cases of abuse without a conviction, the  
            RCB may take action against a RCP convicted of a crime that  
            substantially relates to the qualifications, functions, or  
            duties of a RCP. 

          However, the RCB sometimes suspects abuse but is unable to  
            pursue disciplinary action because the case either ended with  
            no conviction or the RCB was advised that the conviction would  
            not likely be deemed to be substantially related to the  
            practice of a RCP.  This bill will expand the definition of  
            unprofessional conduct for RCPs to include abuse toward  
            patients, authorizing the RCP to take administrative action  
            without a conviction. 

          Known or Should Have Known.  In order for the Office of the  
            Attorney General (OAG) to prove a licensee "knowingly" did  
            something, the OAG must essentially show that the licensee  
            willfully violated a requirement or law.  This bill lowers the  
            "knowingly" standard to recklessness, which, in addition to  
            when a licensee knowingly commits a violation, holds a  
            licensee accountable for when the licensee reasonably should  
            have known it would be a violation.  For instance, this would  
            include when a licensee submits a document with false  
            statements without verifying whether the statements are  
            actually true. 

          Jurisdiction for Suspended Licenses.  This bill seeks to ensure  
          that the RCB will maintain jurisdiction in disciplinary matters  
          in cases where a RCP's license is canceled or voluntarily  
          surrendered before a disciplinary matter is finalized.   
          According to the RCB, proceedings are halted when the license is  
          canceled, and the incomplete proceedings do not become part of  
          the public record.  In some cases, the RCB notes that it then  
          has no record of licensee, and the person is able to reapply for  
          a license and the duplicative proceedings waste the RCB's  
          resources.  Therefore, this bill will add language ensuring the  
          RCB may maintain jurisdiction in those cases.

          Analysis Prepared by:                                             








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                          Vincent Chee / B. & P. / (916) 319-3301  FN:   
          0003734