BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON ENVIRONMENTAL QUALITY
                              Senator Wieckowski, Chair
                                2015 - 2016  Regular 
           
          Bill No:            AB 1173
           ----------------------------------------------------------------- 
          |Author:    |Williams                                             |
           ----------------------------------------------------------------- 
          |-----------+-----------------------+-------------+----------------|
          |Version:   |3/26/2015              |Hearing      |7/15/2015       |
          |           |                       |Date:        |                |
          |-----------+-----------------------+-------------+----------------|
          |Urgency:   |No                     |Fiscal:      |Yes             |
           ------------------------------------------------------------------ 
           ----------------------------------------------------------------- 
          |Consultant:|Rachel Machi Wagoner                                 |
          |           |                                                     |
           ----------------------------------------------------------------- 
          
          SUBJECT:  Water equipment:  backflow prevention devices testing:  
           certification.

            ANALYSIS:
          
          Existing law:  
          
          1) Under the California Safe Drinking Water Act, requires the  
             State Water Resources Control Board (SWRCB) to administer  
             provisions relating to the regulation of drinking water to  
             protect public health, including, but not limited to,  
             conducting research, studies, and demonstration programs  
             relating to the provision of a dependable, safe supply of  
             drinking water, enforcing the federal Safe Drinking Water  
             Act, adoption of enforcement regulations, and conducting  
             studies and investigations to assess the quality of water in  
             domestic water supplies.


          2) Requires any person who owns a public water system to ensure  
             that the system does certain things, including, but not  
             limited to, that it will not be subject to backflow under  
             normal operating conditions. 


          3) Authorizes local health officers to maintain programs for the  
             certification of backflow prevention device testers in order  
             to ensure that testing and maintenance of backflow prevention  
             devices are performed by persons qualified to do testing and  
             maintenance. 







          AB 1173 (Williams)                                      Page 2  
          of ?
          
          


          4) Requires backflow preventers to be tested by persons who have  
             demonstrated their competency in testing of these devices to  
             the water supplier or health agency.  

          5) Requires that certification standards be consistent with the  
             backflow protection regulations adopted by the Department of  
             Public Health.  

          This bill:  states, that if a local health officer does not  
          maintain a program for certification of backflow prevention  
          device testers, that the local water system must hire a person  
          who has received a California-specific certification for testing  
          backflow prevention devices from any one of the following:  the  
          California-Nevada Section of the American Water Works  
          Association (AWAA), American Society of Sanitary Engineering  
          (ASSE) International, American Backflow Prevention Association  
          (ABPA), or by other similar certification provider deemed  
          acceptable by the SWRCB or the local health officer to conduct  
          the testing and maintenance of a backflow prevention device. 

            Background
          
          1) What is Backflow?  Backflow is the undesirable reversal of  
             the flow of liquid, gas or solid into the potable water  
             supply.  Water supply systems are maintained at a pressure  
             significant enough to enable water to flow from the tap.   
             However, when pressure fails or is reduced, which may happen  
             if a water main bursts, pipes freeze, or there is  
             unexpectedly high demand on the water system, water or  
             substances from the ground, storage, or other sources may be  
             drawn up into the system.  

             Additionally, non-potable substances may be pushed into a  
             potable water supply if the pressure in the downstream piping  
             system exceeds the pressure in the potable water system.   
             Either of these backflow conditions can enable contaminated  
             water or substances to enter the potable water distribution  
             system, potentially risking public health and safety.

          2) Backflow prevention?  Backflow preventers are mechanical  
             assemblies used to prevent contaminated fluids from entering  
             the water supply system.  According to the United States  








          AB 1173 (Williams)                                      Page 3  
          of ?
          
          
             Environmental Protection Agency (US EPA), a wide choice of  
             devices exists that can be used to prevent backflow from  
             adding contaminated fluids or gases into a potable water  
             supply system.  These include air gaps, barometric loops,  
             vacuum breakers-both atmospheric and pressure type, double  
             check with intermediate atmospheric vent, double check valve  
             assemblies, and reduced pressure principle devices.  US EPA  
             reports that, generally, the selection of the proper device  
             is based upon the degree of hazard posed by the  
             cross-connection.  Additional considerations are based upon  
             piping size, location, and the potential need to periodically  
             test the devices to ensure proper operation.

          3) Certification of backflow prevention device testers?  Because  
             the only way a water system or the local health officer  
             becomes aware of a broken or failed backflow system is when  
             an incident has occurred resulting in the contamination of  
             the water supply leading to a public health incident or the  
             risk of a public health incident, the proper testing of  
             backflow prevention assemblies is crucial to the prevention  
             of backflow and is a cornerstone of a cross-connection  
             control program.  In order to ensure that testing and  
             maintenance of backflow prevention devices are performed by  
             qualified persons, statute authorizes local health officers  
             to maintain programs for certification of backflow prevention  
             device testers.  Additionally, regulation requires backflow  
             preventers to be tested by persons who have demonstrated  
             their competency in testing of these devices to the water  
             supplier or local health agency.  

             Per statute and regulation, in jurisdictions where the local  
             health officer has not established a program for  
             certification of backflow prevention device testers, water  
             systems are responsible for hiring testers that have  
             "demonstrated their competency."  

             Should a backflow prevention device not be properly tested or  
             maintained and result in an incident, the water system is  
             responsible for the damage caused by that failure.

          4) What happens when a backflow prevention fails?  If a backflow  
             preventer fails potable water supplies are compromised and  
             contaminants enter the water.  Contaminants that may enter  
             the potable water include, but are not limited to, untreated  








          AB 1173 (Williams)                                      Page 4  
          of ?
          
          
             river, sea or lake water, pesticides, herbicides, fungicides,  
             propane gas, boiler water with chemicals, anti-freeze,  
             numerous chemicals, water from car wash establishments, dyes,  
             sewage, worms, heavy metals such as arsenic, petrochemicals,  
             water from flush toilets or other drains.

             The presence of contaminants from backflow in water can lead  
             to adverse health effects, including both acute and long term  
             effects like gastrointestinal illness, reproductive problems,  
             cancer and neurological disorders which can lead to  
             hospitalization or death. 

             While there is currently no federal reporting requirement for  
             backflow cases, US EPA published a white paper in 2001 that  
             gives several examples of backflow and risks associated with  
             backflow incidents:


             In 1982 a Colorado high school's drinking water was  
             contaminated with antifreeze from a malfunctioning valve from  
             the schools solar heating system.



             In 1991 a small amount, 2.5 gallons, of herbicide  
             backsiphoned into a Utah water system affecting 2,000 homes,  
             a nursing home and a day-care facility.


             In 1987 a child in Minnesota suffered acute copper toxicity  
             when the backflow from a carbon dioxide machine contaminated  
             a restaurants potable system.  There was a similar incident  
             from a soft drink machine at a fair in Springfield Missouri  
             in 1995.


             In 1989, backpressure from a propane tank car forced propane  
             into the water supply in a town in Arkansas.  Three people in  
             separate buildings were injured from explosions after  
             flushing toilets and two houses were destroyed and a business  
             was damaged by explosions and subsequent fires.


             In 1995 in Monterey, California, sodium nitrate from a boiler  








          AB 1173 (Williams)                                      Page 5  
          of ?
          
          
             and cooling system backflowed into the potable water supply  
             of the county courthouse because of a faulty backflow  
             prevention device.  In this incident 19 people became sick  
             from drinking coffee from the courthouse snack bar.


             In February, 1990 a cross-connection between an auxiliary  
             irrigation system supporting a golf course and country club  
             and the Seattle Water Department's distribution system  
             resulted in total and fecal coliform contamination of the  
             drinking water supply that was detected by a neighboring  
             water system that purchased water from the Seattle Water  
             Department.


             In the summer of 1990 1,100 guests of a country club in  
             Tennessee suffered intestinal disorders in two mass incidents  
             after consuming the clubs contaminated water supplies from an  
             auxiliary well that had become contaminated with sewage due  
             to a cross-connection.


             Information from US EPA about current incidents was not  
             available.  However, the white paper shows that over several  
             decades these types of incidents appear to be declining.  It  
             can be derived from the white paper that increased regulation  
             and improved technology have contributed to the decline of  
             backflow incidents.  However, the white paper does also  
             strongly note that on-going testing and maintenance continues  
             to be crucial in order to ensure public health protection.

            

          Comments
          
          1) Purpose of Bill.  According to the author, "To ensure that  
             testing of backflow prevention devices are performed by  
             persons qualified to do testing and maintenance, Health &  
             Safety Code Section 116810 currently provides that "local  
             health officers may maintain programs for certification of  
             backflow prevention device testers."  In practice, only a few  
             jurisdictions maintain their own programs for certification  
             of backflow prevention device testers?









          AB 1173 (Williams)                                      Page 6  
          of ?
          
          

             "The lack of guidance on acceptable private statewide  
             certification of backflow protection device testers has  
             resulted in inconsistent requirements throughout the state,  
             burdening plumbing installers, stifling competition, and  
             increasing customer costs.  Inconsistencies from the three  
             private certification bodies and the local health officers  
             create discrepancies in water supply standards and do not  
             protect the public from cross-contamination.  As a result,  
             backflow protection device testers must maintain two or three  
             separate, duplicative certifications to work in more than one  
             jurisdiction in California.  Statewide consistency is needed  
             regarding what certifications are acceptable?  AB 1173  
             clarifies the certification standards required for backflow  
             prevention device testers."


          2) Codifying certification standards.  According to the author  
             and sponsor, there is inconsistency in California over the  
             qualification of the three current private certification  
             agencies and insufficient guidance on acceptable  
             certification.  

             It is unclear how codifying all three of the current bodies  
             in statute as qualified bodies addresses that inconsistency  
             and lack of guidance.  

             By codifying these agencies and requiring water systems to  
             accept all three certifications, this legislation is assuming  
             that all three certification bodies not only have adequate  
             and similar certification processes but are also all equally  
             protective of public health.  It also assumes that these  
             certification bodies will always be adequately compliant with  
             law and regulations and sufficiently protective of public  
             health.  Several questions arise from this legislation:

             a)    How is it in the best interest of the state and the  
                Legislature to limit a water system's ability to choose  
                between the various certification bodies and instead  
                require the systems to accept any of these certifications?  
                 

             b)    How is requiring water systems to accept all three  
                bodies' certifications, without any discretion to  








          AB 1173 (Williams)                                      Page 7  
          of ?
          
          
                determine whether the system believes a tester's  
                certification is adequate, in the state's best interest?

             c)    If a water system is required to accept a tester's  
                certification despite reservations, and then an incident  
                occurs because of inadequate testing or maintenance, how  
                is it that the water system is responsible/liable for the  
                harm and damage caused when the state took away the  
                system's discretion to choose certification bodies for  
                that tester?

          Potential Amendment.  If the committee wishes to address the  
          concern over the lack of consistency and opportunity for various  
          certification entities to be eligible to work in this field,  
          then a more appropriate solution would be to designate the state  
          to approve the certification entities: an amendment would be  
          needed to designate SWRCB to develop a state approval process  
          for these entities.
           
          SOURCE:                    

          The California State Pipe Trades Council  
           
          SUPPORT:               

          California State Association of Electrical Workers
          International Association of Plumbing and Mechanical Officials
          Western States Council of Sheet Metal Workers
           
           OPPOSITION:    

          Association of California Water Agencies
          California Municipal Utilities Association
          California Water Association
          Sacramento County Board of Supervisors  

           ARGUMENTS IN  
          SUPPORT:    According to the sponsor of the bill, the California State  
          Pipe Trades Council, "The current Health & Safety Code provision  
          for local certification of backflow protection device testers by  
          local health officers does not reflect the actual practice in  
          most jurisdictions of relying on private state certifications of  
          backflow protection device testers?  The Health & Safety Code  
          should be updated to clarify that, where a local agency does not  








          AB 1173 (Williams)                                      Page 8  
          of ?
          
          
          have its own certification program, backflow connections may be  
          tested by technicians certified by one of these [specified]  
          certification bodies.  This change will streamline approval of  
          backflow protection device testers by local jurisdictions,  
          create statewide consistency regarding what certifications are  
          acceptable, and simplify compliance by installers and  
          customers."
          The International Association of Plumbing and Mechanical  
          Officials (IAPMO), which jointly develops, with ASSE  
          International, a tester certification standard deemed acceptable  
          by the bill, argues that, "The lack of guidance on these private  
          certifications, however, has created a patchwork of acceptable  
          certifications across the state, burdening backflow prevention  
          device testers, causing confusion to customers and increasing  
          customer costs.  Backflow prevention device testers certified by  
          ASSE, for example, are frozen out of the market when a local  
          jurisdiction or water agency arbitrarily determines that it will  
          accept only AWWA certifications.  This reduces the choice of  
          testers for property owners and increases costs."

           
           ARGUMENTS IN  
          OPPOSITION:    California Water Service argues that, "We believe that this  
          legislation could jeopardize the safety of water systems across  
          California for several reasons:  First, the legislation  
          presupposes that each of the three certification agencies it  
          lists are equivalent to each other and have certification  
          standards sufficient to ensure the health and safety of the  
          public. These types of decisions are best left to industry  
          experts?  Second, far from promoting competition in the  
          industry, the legislation will serve to eliminate competition.  
          By dictating which organizations have appropriate certification  
          standards, the legislation would create a significant entry  
          barrier to new certification organizations, even if they are  
          superior, as the only way they would be able to enter the  
          marketplace is by having a future Legislature amend California  
          Code to include them as one of the approved organizations.   
          Picking winners is the opposite of competition?  Finally, the  
          legislation presupposes that each of three listed certifying  
          agencies will continue to have the same standards as they do  
          today.  If this legislation were enacted, each of the three  
          listed organizations would be guaranteed that they will be able  
          to certify the testers of backflow prevention devices even if  
          their certification standards precipitously decline."








          AB 1173 (Williams)                                      Page 9  
          of ?
          
          
                                          
                                      -- END --