BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                      AB 1195


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          ASSEMBLY THIRD READING


          AB  
          1195 (Ridley-Thomas)


          As Introduced  February 27, 2015


          Majority vote


           --------------------------------------------------------------------- 
          |Committee       |Votes |Ayes                  |Noes                  |
          |----------------+------+----------------------+----------------------|
          |Banking         |12-0  |Dababneh, Travis      |                      |
          |                |      |Allen, Achadjian,     |                      |
          |                |      |Brown, Chau, Gatto,   |                      |
          |                |      |Hadley, Kim, Low,     |                      |
          |                |      |Perea, Ridley-Thomas, |                      |
          |                |      |Mark Stone            |                      |
           --------------------------------------------------------------------- 


          SUMMARY:  Makes changes to the California Debt Limit Allocation  
          Committee (CDLAC) to reflect the American Recovery and  
          Reinvestment Act (ARRA) of 2009.  Specifically, this bill:  


          1)Revises the definition of "private activity bond" to include  
            Internal Revenue Code (IRC) Section 142(k).  (Refer to existing  
            federal law below.)


          2)Revises the definition of "state ceiling" to include the amount  
            specified by IRC Section 142(k).  (Refer to existing federal  
            law.)









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          3)Amends the findings and declarations to include:


             a)   Sections 1112 and 1401 of the ARRA establish an aggregate  
               amount of bond authority that can be issued in each state.   
               Said amount may be determined from time to time by federal  
               law, federal notice, or both federal law and notice;


             b)   IRC Section 142(k) establishes a volume ceiling on the  
               aggregate amount of qualified education facility bonds that  
               can be issued in each state.  The qualified educational  
               facilities volume ceiling is the product of $10 multiplied by  
               the state population in each calendar year;


             c)   IRC Section 142(k)(5)(B)(i) authorizes each state to  
               allocate the qualified educational facilities volume ceiling  
               in the manner the state determines appropriate; and,


             d)   A substantial public benefit is served by constructing  
               educational facilities for the state's children.


          EXISTING STATE LAW establishes the CDLAC which states in the  
          findings and declarations:


          1)The Tax Reform Act of 1986 (Public Law 99-514) establishes a  
            unified volume ceiling on the aggregate amount of private  
            activity bonds that can be issued in each state.  The unified  
            volume ceiling is the product of $75 multiplied by the state  
            population in 1987 and $50 multiplied by the state population in  
            each succeeding calendar year.
          2)The federal act requires each state to allocate its volume  
            ceiling according to a specified formula unless a different  
            procedure is established by Governor's proclamation or state  








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            legislation.


          3)Therefore, it is necessary to designate a state agency and  
            create an allocation system to administer the state unified  
            volume ceiling.


          4)A substantial public benefit is served by promoting housing for  
            lower income families and individuals.


          5)A substantial public benefit is served by preserving and  
            rehabilitating existing governmental assisted housing for lower  
            income families and individuals.


          6)A substantial public benefit is served by providing federal tax  
            credits or reduced interest rate mortgages to assist teachers,  
            principals, vice principals, assistant principals, and  
            classified employees who are willing to serve in high priority  
            schools to purchase a home.  (Government Code Section 8869.90 et  
            seq.)


          EXISTING FEDERAL LAW:


          1)Establishes IRC Section 142(k) which provides for a separate  
            volume ceiling, also apportioned to the states, for Qualified  
            Public Education Facility Bonds (QPEFB).  QPEFBs are designed to  
            provide tax-exempt conduit financing for turnkey private  
            development of public elementary and secondary school  
            facilities.  (26 United States Code Section 42(k).)


             a)   Defines "qualified public educational facility" as any  
               school facility which is: 









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               i)     part of a public elementary school or a public  
                 secondary school, and 


               ii)    owned by a private, for-profit corporation pursuant to  
                 a public-private partnership agreement with a State or  
                 local educational agency.


          2)Created, on February 13, 2009, in direct response to the  
            economic crisis and at the urging of President Obama, Congress  
            passed the ARRA of 2009.  The three immediate goals of the ARRA  
            were: create new jobs and save existing ones, spur economic  
            activity and invest in long-term growth, foster unprecedented  
            levels of accountability and transparency in government  
            spending.  In 2011, the original expenditure estimate of $787  
            billion was increased to $840 billion to be in line with the  
            President's 2012 budget and with scoring changes made by the  
            Congressional Budget Office since the enactment of the ARRA.  In  
            addition to offering financial aid directly to local school  
            districts, expanding the Child Tax Credit, and underwriting the  
            computerization of health records, the ARRA was targeted at  
            infrastructure development and enhancement.  (26 United States  
            Code Sections 54a and 1400U-1.)


          FISCAL EFFECT:  None 


          COMMENTS:  



          This bill designates the CDLAC as the state agency authorized to  
          administer the QPEFBs and authorizes the CDLAC to allocate federal  
          bond funds to finance public school facilities.  Government Code  
          Section 8869.80 establishes that CDLAC will be the state's  
          allocating agency for the award and administration of the limited  








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          federal private activity bond authority, called the Private  
          Activity Volume Ceiling.  IRC Section 142(k) provides for a  
          separate volume ceiling, also apportioned to the states, for  
          QPEFB.  As with the Private Activity Volume Ceiling, the federal  
          IRC requires CDLAC to be authorized by Governor's proclamation or  
          state legislation to administer and allocate the QPEFB Volume  
          Ceiling.  This bill will permit CDLAC to allocate this federal  
          resource for the development of public education schools and  
          related improvements.  

          QPEDB:


          A qualified public educational facility is any school facility  
          which is part of a public elementary school or a public secondary  
          school that is owned by a private, for-profit corporation pursuant  
          to a public-private partnership agreement with a State or local  
          education agency.  A public-private partnership agreement is  
          required under the IRC for each QPEFB issuance.  The IRC defines  
          this as an agreement under which the corporation agree to  
          construct, rehabilitate, refurbish, or equip a school facility,  
          and at the end of the term of the agreement, to transfer the  
          school facility to such agency for no additional consideration,  
          and the term of which does not exceed the term of the issue to be  
          used to provide the school facility.  Essentially, the bond  
          proceeds are loaned to a private for-profit developer, who builds  
          the school and/or provides the depreciable assets.  The school is  
          then leased to the school district on a long-term basis.  At or  
          before the maturity date of the bonds, the developer must transfer  
          the assets to the public school agency at no cost.  


          QPEFBs do not fall under the private activity volume cap that the  
          CDLAC administers.  These bonds have their own  
          federally-determined allocation which is the great of $10 per  
          capita or $5 million for each state.  California is eligible to  
          receive approximately $380 million per year.  States may further  
          allocate the amounts provided in the manner that the state deems  
          appropriate.  








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          Purpose:



          The purpose of CDLAC is to implement Section 1301 of the Federal  
          Tax Reform Act of 1986 and IRC Section 146 which impose a limit on  
          the amount of tax-exempt private activity bonds which a state may  
          issue in a calendar year (i.e. the annual state ceiling).  IRC  
          Section 146(d), as amended by the Community Renewal Tax Relief Act  
          of 2000, permits a state to set its annual ceiling at $187.5  
          million or an amount equal to $62.50 per capita of its population,  
          whichever is higher, in calendar year 2001.  In calendar year 2002  
          and thereafter, the ceiling will rise to $225 million or an amount  
          equal to $75 per capita, whichever is higher.  Beginning in  
          calendar year 2003, the ceiling will be adjusted annually for  
          inflation.


          The actions of CDLAC are fundamentally defined and limited by  
          federal tax law.  Federal tax law defines the term "private  
          activity bond"; limits the volume of private activity bonds which  
          a state may issue in a calendar year; defines the types of  
          programs and projects which qualify for tax-exempt bond financing  
          under the volume cap; and specifies recordkeeping requirements.

          CDLAC responsibilities include: 


          1)To set the annual state ceiling: CDLAC is required to establish  
            the state ceiling as soon as practical after the start of each  
            calendar year.


          2)Allocate the State Ceiling: CDLAC is granted the sole authority  
            for allocating the annual ceiling.










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          3)Other Administrative Functions: CDLAC is authorized to prepare  
            forms, establish procedures, set priorities, require a  
            performance deposit, assess fees, and perform other  
            administrative functions as necessary.




          Analysis Prepared by:                                               
                          Kathleen O'Malley / B. & F. / (916) 319-3081  FN:  
          0000274