BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON HEALTH
                          Senator Ed Hernandez, O.D., Chair

          BILL NO:                    AB 1211             
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          |AUTHOR:        |Maienschein                                    |
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          |VERSION:       |May 28, 2015                                   |
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          |HEARING DATE:  |July 1, 2015   |               |               |
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          |CONSULTANT:    |Vince Marchand                                 |
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           SUBJECT  :  Health care facilities: congregate living health  
          facility.

           SUMMARY  :  Increases the maximum capacity of congregate living health  
          facilities, except those that are specifically permitted to have  
          larger capacities due to meeting specified exemptions, from 12  
          to 18 beds.
          
          Existing law:
          1)Licenses and regulates congregate living health facilities  
            (CLHFs) by the Department of Public Health (DPH), which are  
            defined as residential homes with a capacity of no more than  
            12 beds that provide inpatient care that is generally less  
            intense than that provided in a general acute care hospital,  
            but more intense than that provided in a skilled nursing  
            facility, and that includes medical supervision, 24-hour  
            skilled nursing care, pharmacy, dietary, social, recreational,  
            and at least one of the following types of services:

                  a)        Services for persons who are mentally alert,  
                    persons with physical disabilities, who may be  
                    ventilator dependent;
                  b)        Services for persons who have a diagnosis of  
                    terminal illness, a diagnosis of a life-threatening  
                    illness, or both. Defines terminal illness as a life  
                    expectancy of six months or less; or,
                  c)        Services for persons who are catastrophically  
                    and severely disabled, which is defined as a person  
                    whose origin of disability was acquired through trauma  
                    or nondegenerative neurologic illness, for whom it has  
                    been determined that active rehabilitation would be  
                    beneficial and to whom services such as speech,  
                    physical, and occupational therapy are being provided.







          AB 1211 (Maienschein)                             Page 2 of ?
          
          

          2)Requires a CLHF to have a noninstitutional, homelike  
            environment.

          3)Permits a CLHF operated by a city and county to have a  
            capacity of 59 beds.

          4)Permits a CLHF serving the terminally ill or those who have  
            been diagnosed with a life-threatening illness that is located  
            in a county with a population of 500,000 or more, or in Santa  
            Barbara County, to have up to 25 beds.

          5)Requires CLHFs to be freestanding, but permits multiple CHLFs  
            to exist in one multi-floor building, if certain requirements  
            are met, including that the CLHFs must be located on the  
            former McClellan Air Force Base.

          6)Requires a CLHF serving six or fewer persons to be considered  
            a residential use of property for purposes of any zoning  
            ordinance, but requires any CLHF of more than six beds to be  
            subject to the conditional use permit requirements of the city  
            or county in which it is located, unless waived by the city or  
            county.

          7)States it is the policy of the state to prevent  
            overconcentrations of intermediate care facilities, CLHFs, and  
            pediatric day health and respite care facilities, and requires  
            DPH to deny an application for a new license of one of these  
            types of facilities if the location of the new facility is in  
            close proximity to an existing facility. For purposes of  
            CLHFs, overconcentration means facilitates that are separated  
            by less than 1,000 feet.
          
          This bill: Increases the maximum capacity of congregate living  
          health facilities, except those that are specifically permitted  
          to have larger capacities due to meeting specified exemptions,  
          from 12 to 18 beds.

           FISCAL  
          EFFECT  :  According to the Assembly Appropriations Committee,  
          this bill would have negligible state fiscal effect.

           PRIOR  
          VOTES  :  
          








          AB 1211 (Maienschein)                             Page 3 of ?
          
          
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          |Assembly Floor:                     |78 - 0                      |
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          |Assembly Appropriations Committee:  |17 - 0                      |
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          |Assembly Rules Committee:           |11 - 0                      |
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          COMMENTS  :
          1)Author's statement.  According to the author, CLHFs provide  
            critical services for patients who are deemed sufficiently  
            stable to no longer meet criteria for an acute hospital stay  
            but are too medically fragile to go a skilled nursing facility  
            or directly home. Presently, CLHFs not operated by a city or  
            county are limited to a maximum of 12 beds; however, CLHFs  
            operated by a city or county can be licensed up to a capacity  
            of 59 beds. Patient and family demand for alternative,  
            non-institutional settings is increasing.  As required by law,  
            CLHFs provide a home-like setting for patients who meet  
            licensed criteria. CLHFs also provide younger, non-geriatric  
            patients an age-appropriate alternative to a skilled nursing  
            facility. Presently, demand for CLHF services is increasing  
            beyond the current capacity and the only alternative to  
            expanding the number of beds permitted from 12 to 18 is for  
            operators to construct new CLHFs in the same community.  New  
            and unnecessary construction lengthens the time it takes to  
            place patients who need care in a CLHF, and adds to the number  
            of facilities that DPH would have to oversee. Further, as  
            healthcare inflation continues its upward climb, providers  
            must look for ways to lower the cost of patient care.  By  
            increasing the number of licensed beds from 12 to 18,  
            providers may reduce the fixed costs related to operating a  
            CLHF, rather than increasing costs due to new construction,  
            etc. to meet patient demand. This does not diminish the  
            residential, home-like feeling of the CLHF but it does offer  
            the following:
             a)   Better economies of scale as fixed costs can be spread  
               among a larger patient population, and therefore reduced  
               cost to patients.
             b)   Increased access to appropriate and necessary care.
             c)   Reduced burden on the state to oversee additional CLHF  
               facilities to meet same demand
             d)   Greater parity between the restrictions placed upon  
               private and public sector CLHF licensed programs.








          AB 1211 (Maienschein)                             Page 4 of ?
          
          
            
          1)DPH has still not adopted CLHF-specific regulations. Ever  
            since the CLHF licensure category was created in 1986, DPH has  
            been required to adopt regulations for the licensure of CLHFs.  
            Originally, DPH had a deadline of January 1, 1991 to adopt  
            these regulations, though in 1992, AB 3347 (Wright, Chapter  
            494, Statutes of 1992) eliminated this deadline. These  
            regulations are to include minimum standards of adequacy,  
            safety, and sanitation of the physical plant and equipment,  
            minimum standards for staffing with duly qualified personnel,  
            and training of the staff, and minimum standards for providing  
            the services offered. Until these regulations are adopted,  
            existing law requires CLHFs to be licensed by DPH if they meet  
            certain statutory requirements that are specific to CLHFs  
            (which would become inoperative upon the adoption of  
            regulations), and if they conform to regulations that govern  
            licensed skilled nursing facilities, with a long list of  
            specific exemptions from certain sections of these  
            regulations. According to DPH, it is in the process of hiring  
            and redirecting staff to address these and other longstanding  
            licensing and certification regulatory needs, but does not  
            have an estimated completion date at this time.
          
          2)Related legislation. AB 1147 (Maienschein) revises the  
            definition of a pediatric day health and respite care facility  
            (PDHRCF), which is currently limited to children 21 years of  
            age or younger, to also permit an individual who is 22 years  
            of age or older to receive care in a PDHRCF if the facility  
            receives approval from DPH for a Transitional Health Care  
            Needs Optional Service Unit.
          
          3)Prior legislation. SB 534 (Hernandez, Chapter 722, Statutes of  
            2013), among other provisions not related to this bill,  
            permitted multiple CHLFs to exist in one multi-floor building,  
            notwithstanding the requirement that CHLFs be freestanding, if  
            certain conditions were met, including being located on the  
            former McClellen Air Force Base.

          SB 620 (Buchannan, Chapter 674, Statues of 2013), required  
            specified health facilities, including congregate living  
            health facilities, to develop and comply with an absentee  
            notification plan for the purpose of addressing issues that  
            arise when a patient, resident, or participant, as applicable,  
            is missing from the facility. 









          AB 1211 (Maienschein)                             Page 5 of ?
          
          
          SB 177 (Strickland, Chapter 331, Statutes of 2011), raised the  
            bed limit for congregate living health facilities that serve  
            terminally ill patients in Santa Barbara County from 12 to 25  
            beds.

          SB 666 (Aanestad, Chapter 443, Statutes of 2005), increased the  
            capacity of a CLHF from no more than six beds, to no more than  
            12 beds. Maintained an exception to allow CLHFs which serve  
            terminally ill patients and which are located in counties with  
            500,000 or more persons to have 25 beds. 

          AB 3347 (Wright, Chapter 494, Statutes of 1992) deleted the  
            January 1, 1991 deadline for DPH to adopt regulations for CLHF  
            licensing standards, extended requirements for CLHFs serving  
            the terminally ill or catastrophically disabled to CLHFs  
            serving the mentally alert but physically disabled.

            AB 3535 (Wright, Chapter 1459, Statutes of 1986), created the  
            CLHF licensure category, and defined a CLHF as a residential  
            home with a capacity of no more than six beds,(which provides  
            inpatient care to mentally alert, physically disabled  
            residents, who may be ventilator dependent.
             
          4)Support.  According to the author, this bill is sponsored by  
            CareMeridian, which states that with the rising demand for  
            non-institutional settings, increasing the number of beds in  
            current CLHFs provides more options for patients needing more  
            intense medical care and rehabilitation than what can be  
            provided in a standard skilled nursing facility. CareMeridian  
            states that it is a leader in post-acute neuro-rehabilitation  
            for patients suffering from catastrophic injuries or  
            illnesses. According to CareMeridian, many of these patients  
            are too fragile to go to a post-acute facility and too  
            medically complex to enter an acute rehabilitation program,  
            and that it offers a home-like, community-based setting with  
            highly skilled staff to bring individualized treatment to  
            patients and comfort to the family. DaVita states in support  
            that it is the largest provider of dialysis services in  
            California, and that a certain amount of the patients they  
            serve rely on CLHFs for their health care needs. DaVita states  
            that this bill provides more options for patients, like those  
            with kidney failure, who need more intense medical care.

          5)Striking a balance between residential settings and access.   
            One of the distinguishing features of a CLHF is its  








          AB 1211 (Maienschein)                             Page 6 of ?
          
          
            requirement to be a home-like setting, rather than the more  
            institutional-like feel of a traditional skilled nursing  
            facility. As originally created, CLHFs were limited to six  
            beds. Over the years, there have been some exceptions added,  
            including for CLHFs in large counties (counties with more than  
            500,000 people are permitted to have CLHFs with up to 25 beds  
            when they are serving the terminally ill, though not when  
            serving the catastrophically disabled). In 2005, legislation  
            was enacted increasing the capacity of all CLHFs to 12 beds.  
            CLHFs are limited to having no more than two residents per  
            room. By expanding capacity to 18 beds, these homes could have  
            up to 9 bedrooms. At some point, if the Legislature continues  
            to allow for larger and larger capacities, these CLHFs will  
            start to lose the home-like quality that is their  
            distinguishing characteristic.  The proponents argue that the  
            demand is outstripping the current availability of CLHF beds,  
            and that expanding capacity will better allow California to  
            meet the demand for noninstitutional inpatient care, while  
            still maintaining the residential quality of these facilities.  
            The policy question for the Legislature is whether an increase  
            to 18 beds continues to strike this balance.

          6)Policy comment. As noted above, while DPH has not adopted  
            CLHF-specific regulations, this is not to suggest that these  
            facilities do not have a regulatory structure.  There are a  
            number of statutory requirements specific to CLHFs, and these  
            facilities must adhere to a large body of regulations that  
            were adopted for skilled nursing facilities, but that have  
            been applied to CLHFs in the absence of CLHF regulations.  
            However, this is another example of the longstanding problem  
            in DPH of ignoring mandates to adopt regulations. In some  
            instances, the lack of the timely adoption of regulations by  
            DPH has left some facilities unregulated entirely. While this  
            Committee has approved a piecemeal approach to the problem of  
            outdated or nonexistent regulations, the longstanding  
            reluctance of DPH to utilize the standard rulemaking process  
            is troubling.  It is encouraging that DPH is currently engaged  
            in an effort to update Title 22 regulations.  DPH should also  
            examine what the barriers have been to using the  
            Administrative Procedures Act process in an effort to make  
            that a more routine part of their role as a regulator.
           
           SUPPORT AND OPPOSITION  :
          Support:  CareMeridian (sponsor)
                    Adaptive Business Leaders Organization








          AB 1211 (Maienschein)                             Page 7 of ?
          
          
                    CareMeridian, Granite Bay
                    DaVita
                    HealthCap Partners
                    Heart to Heart Health Care
                    Learning Services
                    Long Term Care Medical Group
                    Merit Profiles
                    Rehabilitation Associates Medical Group
                    Rehabilitation Nurses Society
                    Sabra Health Care REIT, Inc.
                    San Diego Brain Injury Foundation
                    San Dimas H.E.R.O.E.S.
                    Select Data
                    Winways Rehab and Solutions Rehab
                    Numerous individuals
          
          Oppose:   None received
          
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