BILL ANALYSIS                                                                                                                                                                                                    Ó



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          Date of Hearing:   April 21, 2015


                ASSEMBLY COMMITTEE ON PRIVACY AND CONSUMER PROTECTION


                                  Mike Gatto, Chair


          AB 1215  
          (Ting) - As Amended March 26, 2015


          SUBJECT:  California Open Data Standard


          SUMMARY: Establishes the California Open Data Act; requires the  
          Governor to appoint a Chief Data Officer (CDO); and requires the  
          CDO to work with state agencies and experts to create a  
          California Open Data Standard (CODS) and a centralized Internet  
          web portal for the public to access public data from state  
          agencies. Specifically, this bill:  



          1)Defines "public data" as all data collected by a state agency  
            that is subject to disclosure under the California Public  
            Records Act (PRA). 


          2)Creates a CDO, appointed by the Governor and serving under the  
            Secretary of the Government Operations Agency, and requires  
            the CDO to:


             a)   Inventory all available public data in the state;


             b)   Establish the CODS;








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             c)   Publish, by March 1, 2016, a technical standards manual  
               for state agencies; and


             d)   Establish, by July 1, 2016, a Data Working Group  
               comprised of a data coordinator from each major state  
               agency and two open data experts.  


          3)Specifies that the CODS must require:


             a)   A format that permits public notification of all  
               updates;


             b)   Updates as often as necessary to preserve the integrity  
               and usefulness of the data;


             c)   Availability of data without user registration or  
               licensing or other restrictions; and 


             d)   Data to be searchable using external technology.


          4)Specifies that the legal policies for the CODS must state that  
            information is provided for informational purposes only; that  
            the state does not warrant completeness, accuracy, content or  
            fitness of any particular purpose; that the state is not  
            liable for any deficiencies in the data; and that all data is  
            considered in the public domain for copyright purposes. 


          5)Requires each state agency to:









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             a)   Submit to the CDO by July 1, 2016, a strategic plan and  
               a strategic enterprise application plan, including:


                i)     A description of the agency's public data;


                ii)    A summary of the agency will use its budget,  
                 capital expenditures, contracts, planned IT and  
                 telecommunications projects, can be utilized to support  
                 CODS;


                iii)   Details on savings and efficiencies. 


                iv)    A prioritization of public data to be added to the  
                 centralized Internet web portal by January 1, 2017, based  
                 on the goals of increasing agency accountability and  
                 responsiveness; improving public knowledge of the agency,  
                 furthering the mission of the agency, creating economic  
                 opportunity, responding to public demand for online data.  
                  


             a)   Release data to the public via the centralized Internet  
               web portal and report to the CDO if the agency is unable to  
               make data available, stating the reasons it is unable to do  
               so. 


          6)Permits local governments to adopt the CODS.


          7)Makes various legislative findings. 


          EXISTING LAW:  








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          1)Establishes the Department of Technology (CalTech) within the  
            Government Operations Agency, supervised by the Director, who  
            also serves as the state's Chief Information Officer (CIO).  
            (Government Code (GC) Section 11545 and 12803.2)


          2)Requires the Director, among other things, to produce an  
            annual IT strategic plan to guide the acquisition, management,  
            and use of information technology (IT). (GC 11545(c))


          3)Requires CalTech to approve, monitor and oversee state agency  
            IT projects from start to finish. (Public Contract Code  
            Section 12100 et seq. and GC Section 11546 et seq.)


          FISCAL EFFECT:  Unknown


          COMMENTS:  


           1)Purpose of this bill  .  This bill is intended to increase  
            government transparency by expanding public access to state  
            agency records and databases to the extent such records and  
            data are already required to be open to the public under the  
            PRA.  The bill requires state agencies to make public data  
            available in electronic formats that are easy to access,  
            download, analyze and interpret. This measure is sponsored by  
            the Data Transparency Coalition. 

           2)Author's statement  .  According to the author, "Access to  
            public records is a cumbersome process for people and  
            organizations that use them. Many times requests are granted  
            with paper or PDF versions of data that is not easily used or  
            analyzed. The intent of public records is not to create a more  
            difficult process by having unusable data, but to increase  








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            access for public consumption."  



          "We know open data leads to more accountability and efficiency.  
            As the home of Silicon Valley, California should be an open  
            data leader. Data crunching technology is readily available  
            and inexpensive, making it easier than ever for citizens to  
            assess the performance of their government. We must seize the  
            potential of the next frontier in open government. State  
            agencies, including the California Health and Human Services  
            Agency and the State Controller's office have shown leadership  
            in the open data movement by easing access to digital, usable  
            data formats on their websites. We must develop our open data  
            portal - www.data.ca.gov - to its potential so that the public  
            can find information about the environment, corrections,  
            consumer affairs and more in a standard format for easy use.

            "We have seen how open data works in communities across the  
            state. Local governments have also been champions of open  
            records and public meetings. According to the U.S. City Open  
            Data Census, a number of California cities are leading this  
            movement. San Francisco, San Diego, Sacramento, Oakland, Los  
            Angeles, and many others are among the nation's leading cities  
            that have increased transparency in government with open  
            data."





           3)California's existing open data portal  .  California has a  
            centralized data portal at Data.CA.gov. The portal contains  
            state government data in raw, machine-readable formats that  
            can be reformatted and reused in different ways.  According to  
            the Data.CA.gov website, more than 100 million data records  
            are available through the portal including: vital statistics  
            such as population, birth, death, and marriage data; more than  
            50 million data records on education; California port  








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            import/export data; state highway traffic data; data on  
            vehicle accidents, fatalities, and injuries; tourism data;  
            water resource data; and geospatial data. And in 2010,  
            Data.CA.gov launched a search function for several of the  
            datasets, charts, and graphs.  The Data.CA.gov datasets are  
            available in variety of open formats including CSV, XLS, KML,  
            TXT, and XML.  

          The California Health and Human Services Agency and the State  
            Controller's Office have been leaders among state agencies in  
            the effort to move toward open data standards for public data.  
            This bill seeks to require all state agencies to provide  
            centralized access to all public data in an open data format.

           4)What is the role for the state CIO and CalTech  ?  The bill  
            requires the CDO to consult with subject matter experts from  
            "all state agencies," organizations specializing in technology  
            and innovation, the academic community, and other interested  
            groups. The bill also requires the CDO to establish a working  
            group with two open data experts and representatives from the  
            major state agencies: Business, Consumer Services, and Housing  
            Agency; Transportation Agency; California Environmental  
            Protection Agency; California Health and Human Services  
            Agency; Labor and Workforce Development Agency; Natural  
            Resources Agency; Government Operations Agency; and  
            Corrections and Rehabilitation Agency. 



          The author and the Committee may wish to consider whether the  
            bill should require the state CIO to serve on the Data Working  
            Group, which will develop the CODS, given that the state CIO  
            and CalTech have not only the expertise but also the ultimate  
            responsibility for the electronic data held by state agencies.  
            Alternatively, the author and the Committee may wish to  
            consider whether this bill should require the CDO to serve  
            under and report to the state CIO, who would then report to  
            the Secretary of the Government Operations Agency.









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           5)Are the timelines feasible  ?  This bill requires the CDO to  
            publish a technical standards manual the CODS for state  
            agencies to use by March 1, 2016, i.e. within 60 days of the  
            effective date of this bill.  The author and the Committee may  
            wish to consider whether a 60-day deadline for publishing a  
            technical manual is feasible given the need to first assess  
            the different types of public data held by state agencies and  
            then work collaboratively with state agencies and outside  
            experts on developing the technical manual.  





            This bill also requires state agencies to finish strategic  
            plans on implementing the CODS by July 1, 2016, i.e., 120 days  
            after the CODS technical manual should be published. The  
            author and the Committee may wish to consider whether a three  
            or even a six-month timeline for creating an agency-wide  
            strategic plan on CODS is feasible.



          6)Privacy concerns  .  This bill only applies to data subject to  
            the PRA; however, the CDO and state agencies will need to be  
            extremely careful in establishing the methods of converting  
            agency databases - or database extracts - to an open data  
            standard and posting that data to the centralized Internet web  
            portal for public use. Many public records are forms or  
            applications that contain personally identifiable information  
            (PII), such as Social Security numbers, health information,  
            credit card information and more. 

          The author and the Committee may wish to consider whether the  
            bill should require state agencies to address in their  
            strategic plans the issue of identifying and redacting PII  
            from the public data before it is made available on the  
            centralized web portal. 









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           7)Arguments in support  .  The Data Transparency Coalition, the  
            bill's sponsor, states, "AB 1215 is a significant step into  
            making California one of the most data transparent states in  
            the nation?There are numerous examples of other states and  
            cities that have already implemented an open data portal to  
            report their data. San Francisco's access to real-time transit  
            information resulted in decreased 311 call volume, which saved  
            the city over $1 million a year?[O]ther states have saved  
            millions of dollars by reducing Freedom of Information Act  
            requests?Creating a state-wide open data portal will assist  
            citizens in becoming more engaged in government, as well as  
            third parties crating useful Apps which will pay huge  
            dividends by creating a data platform that has the potential  
            of becoming transformational."

           8)Related legislation  .  SB 573 (Pan) would require the Governor,  
            on or before January 1, 2016, to appoint a CDO, who would  
            report to the Secretary of Government Operations. The bill  
            would require the CDO to create the statewide open data portal  
            to provide public access to data sets from agencies within the  
            state. The bill would require each agency, as defined, to  
            appoint a data coordinator, who would be responsible for  
            compliance with these provisions.  The bill would require any  
            data published on the statewide open data portal or other open  
            data portal operated by an agency to comply with all state and  
            federal privacy laws and regulations.  SB 573 is currently  
            pending in the Senate Governmental Organization Committee  
            where it will be heard on April 28, 2015.  



           9)Double-referral  .  This bill was double-referred to the  
            Assembly Accountability and Administrative Review Committee,  
            where it was heard on April 15, 2015, and passed on a  9-0  
            vote.










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          REGISTERED SUPPORT / OPPOSITION:




          Support


          Data Transparency Coalition




          Opposition


          None received.




          Analysis Prepared by:Jennie Bretschneider/ P. & C.P. / (916)  
          319-2200