BILL ANALYSIS Ó AB 1215 Page 1 Date of Hearing: April 21, 2015 ASSEMBLY COMMITTEE ON PRIVACY AND CONSUMER PROTECTION Mike Gatto, Chair AB 1215 (Ting) - As Amended March 26, 2015 SUBJECT: California Open Data Standard SUMMARY: Establishes the California Open Data Act; requires the Governor to appoint a Chief Data Officer (CDO); and requires the CDO to work with state agencies and experts to create a California Open Data Standard (CODS) and a centralized Internet web portal for the public to access public data from state agencies. Specifically, this bill: 1)Defines "public data" as all data collected by a state agency that is subject to disclosure under the California Public Records Act (PRA). 2)Creates a CDO, appointed by the Governor and serving under the Secretary of the Government Operations Agency, and requires the CDO to: a) Inventory all available public data in the state; b) Establish the CODS; AB 1215 Page 2 c) Publish, by March 1, 2016, a technical standards manual for state agencies; and d) Establish, by July 1, 2016, a Data Working Group comprised of a data coordinator from each major state agency and two open data experts. 3)Specifies that the CODS must require: a) A format that permits public notification of all updates; b) Updates as often as necessary to preserve the integrity and usefulness of the data; c) Availability of data without user registration or licensing or other restrictions; and d) Data to be searchable using external technology. 4)Specifies that the legal policies for the CODS must state that information is provided for informational purposes only; that the state does not warrant completeness, accuracy, content or fitness of any particular purpose; that the state is not liable for any deficiencies in the data; and that all data is considered in the public domain for copyright purposes. 5)Requires each state agency to: AB 1215 Page 3 a) Submit to the CDO by July 1, 2016, a strategic plan and a strategic enterprise application plan, including: i) A description of the agency's public data; ii) A summary of the agency will use its budget, capital expenditures, contracts, planned IT and telecommunications projects, can be utilized to support CODS; iii) Details on savings and efficiencies. iv) A prioritization of public data to be added to the centralized Internet web portal by January 1, 2017, based on the goals of increasing agency accountability and responsiveness; improving public knowledge of the agency, furthering the mission of the agency, creating economic opportunity, responding to public demand for online data. a) Release data to the public via the centralized Internet web portal and report to the CDO if the agency is unable to make data available, stating the reasons it is unable to do so. 6)Permits local governments to adopt the CODS. 7)Makes various legislative findings. EXISTING LAW: AB 1215 Page 4 1)Establishes the Department of Technology (CalTech) within the Government Operations Agency, supervised by the Director, who also serves as the state's Chief Information Officer (CIO). (Government Code (GC) Section 11545 and 12803.2) 2)Requires the Director, among other things, to produce an annual IT strategic plan to guide the acquisition, management, and use of information technology (IT). (GC 11545(c)) 3)Requires CalTech to approve, monitor and oversee state agency IT projects from start to finish. (Public Contract Code Section 12100 et seq. and GC Section 11546 et seq.) FISCAL EFFECT: Unknown COMMENTS: 1)Purpose of this bill . This bill is intended to increase government transparency by expanding public access to state agency records and databases to the extent such records and data are already required to be open to the public under the PRA. The bill requires state agencies to make public data available in electronic formats that are easy to access, download, analyze and interpret. This measure is sponsored by the Data Transparency Coalition. 2)Author's statement . According to the author, "Access to public records is a cumbersome process for people and organizations that use them. Many times requests are granted with paper or PDF versions of data that is not easily used or analyzed. The intent of public records is not to create a more difficult process by having unusable data, but to increase AB 1215 Page 5 access for public consumption." "We know open data leads to more accountability and efficiency. As the home of Silicon Valley, California should be an open data leader. Data crunching technology is readily available and inexpensive, making it easier than ever for citizens to assess the performance of their government. We must seize the potential of the next frontier in open government. State agencies, including the California Health and Human Services Agency and the State Controller's office have shown leadership in the open data movement by easing access to digital, usable data formats on their websites. We must develop our open data portal - www.data.ca.gov - to its potential so that the public can find information about the environment, corrections, consumer affairs and more in a standard format for easy use. "We have seen how open data works in communities across the state. Local governments have also been champions of open records and public meetings. According to the U.S. City Open Data Census, a number of California cities are leading this movement. San Francisco, San Diego, Sacramento, Oakland, Los Angeles, and many others are among the nation's leading cities that have increased transparency in government with open data." 3)California's existing open data portal . California has a centralized data portal at Data.CA.gov. The portal contains state government data in raw, machine-readable formats that can be reformatted and reused in different ways. According to the Data.CA.gov website, more than 100 million data records are available through the portal including: vital statistics such as population, birth, death, and marriage data; more than 50 million data records on education; California port AB 1215 Page 6 import/export data; state highway traffic data; data on vehicle accidents, fatalities, and injuries; tourism data; water resource data; and geospatial data. And in 2010, Data.CA.gov launched a search function for several of the datasets, charts, and graphs. The Data.CA.gov datasets are available in variety of open formats including CSV, XLS, KML, TXT, and XML. The California Health and Human Services Agency and the State Controller's Office have been leaders among state agencies in the effort to move toward open data standards for public data. This bill seeks to require all state agencies to provide centralized access to all public data in an open data format. 4)What is the role for the state CIO and CalTech ? The bill requires the CDO to consult with subject matter experts from "all state agencies," organizations specializing in technology and innovation, the academic community, and other interested groups. The bill also requires the CDO to establish a working group with two open data experts and representatives from the major state agencies: Business, Consumer Services, and Housing Agency; Transportation Agency; California Environmental Protection Agency; California Health and Human Services Agency; Labor and Workforce Development Agency; Natural Resources Agency; Government Operations Agency; and Corrections and Rehabilitation Agency. The author and the Committee may wish to consider whether the bill should require the state CIO to serve on the Data Working Group, which will develop the CODS, given that the state CIO and CalTech have not only the expertise but also the ultimate responsibility for the electronic data held by state agencies. Alternatively, the author and the Committee may wish to consider whether this bill should require the CDO to serve under and report to the state CIO, who would then report to the Secretary of the Government Operations Agency. AB 1215 Page 7 5)Are the timelines feasible ? This bill requires the CDO to publish a technical standards manual the CODS for state agencies to use by March 1, 2016, i.e. within 60 days of the effective date of this bill. The author and the Committee may wish to consider whether a 60-day deadline for publishing a technical manual is feasible given the need to first assess the different types of public data held by state agencies and then work collaboratively with state agencies and outside experts on developing the technical manual. This bill also requires state agencies to finish strategic plans on implementing the CODS by July 1, 2016, i.e., 120 days after the CODS technical manual should be published. The author and the Committee may wish to consider whether a three or even a six-month timeline for creating an agency-wide strategic plan on CODS is feasible. 6)Privacy concerns . This bill only applies to data subject to the PRA; however, the CDO and state agencies will need to be extremely careful in establishing the methods of converting agency databases - or database extracts - to an open data standard and posting that data to the centralized Internet web portal for public use. Many public records are forms or applications that contain personally identifiable information (PII), such as Social Security numbers, health information, credit card information and more. The author and the Committee may wish to consider whether the bill should require state agencies to address in their strategic plans the issue of identifying and redacting PII from the public data before it is made available on the centralized web portal. AB 1215 Page 8 7)Arguments in support . The Data Transparency Coalition, the bill's sponsor, states, "AB 1215 is a significant step into making California one of the most data transparent states in the nation?There are numerous examples of other states and cities that have already implemented an open data portal to report their data. San Francisco's access to real-time transit information resulted in decreased 311 call volume, which saved the city over $1 million a year?[O]ther states have saved millions of dollars by reducing Freedom of Information Act requests?Creating a state-wide open data portal will assist citizens in becoming more engaged in government, as well as third parties crating useful Apps which will pay huge dividends by creating a data platform that has the potential of becoming transformational." 8)Related legislation . SB 573 (Pan) would require the Governor, on or before January 1, 2016, to appoint a CDO, who would report to the Secretary of Government Operations. The bill would require the CDO to create the statewide open data portal to provide public access to data sets from agencies within the state. The bill would require each agency, as defined, to appoint a data coordinator, who would be responsible for compliance with these provisions. The bill would require any data published on the statewide open data portal or other open data portal operated by an agency to comply with all state and federal privacy laws and regulations. SB 573 is currently pending in the Senate Governmental Organization Committee where it will be heard on April 28, 2015. 9)Double-referral . This bill was double-referred to the Assembly Accountability and Administrative Review Committee, where it was heard on April 15, 2015, and passed on a 9-0 vote. AB 1215 Page 9 REGISTERED SUPPORT / OPPOSITION: Support Data Transparency Coalition Opposition None received. Analysis Prepared by:Jennie Bretschneider/ P. & C.P. / (916) 319-2200