BILL ANALYSIS Ó SENATE COMMITTEE ON HUMAN SERVICES Senator McGuire, Chair 2015 - 2016 Regular Bill No: AB 1436 ----------------------------------------------------------------- |Author: |Burke | ----------------------------------------------------------------- |----------+-----------------------+-----------+-----------------| |Version: |May 6, 2015 |Hearing | June 23, 2015 | | | |Date: | | |----------+-----------------------+-----------+-----------------| |Urgency: |No |Fiscal: |Yes | ---------------------------------------------------------------- ----------------------------------------------------------------- |Consultant|Sara Rogers | |: | | ----------------------------------------------------------------- Subject: In-home supportive services: authorized representative SUMMARY Allows In-Home Supportive Services (IHSS) applicants and recipients to designate an authorized representative to accompany, assist or represent an applicant in the application process, or a recipient in the direction of services, and eligibility redetermination process. ABSTRACT Existing law: 1)Establishes in state law a program of public Medi-Cal benefits to provide health care for people who lack sufficient annual income to meet the costs of health care, and whose other assets are so limited that their application toward the costs of such care would jeopardize the person or family's future minimum self-maintenance and security. (WIC 14000 et seq.) 2)Establishes the IHSS program to provide domestic and other supportive services in every county, as specified, for individuals who are unable to perform the services themselves and who cannot safely remain in their homes or abodes of their own choosing unless these services are provided. (WIC 12300 et seq.) AB 1436 (Burke) Page 2 of ? 3)Provides that recipients of in-home supportive services shall retain the right to choose the individuals that provide their care and to recruit, select, train, reject, or change any provider under the contract mode or to hire, fire, train, and supervise any provider under any other mode of service. (WIC 12302.25) 4)Provides that an IHSS applicant or recipient shall meet certain conditions including: a. Submit a three page application for social services. (SOC 295) b. Obtain a certification from a licensed health care professional, as defined, declaring that the applicant or recipient is unable to perform some activities of daily living independently without which the applicant or recipient is at risk of placement in out-of-home care. (WIC 12309.1) c. Have the recipient's initial and continuing monthly need for services assessed by a county social worker at varying intervals as necessary, but at least once every 12 months. (WIC 12301.1) d. Participate in unannounced home visits, from a county social worker, to ensure quality assurance and program integrity, including fraud detection and prevention. (WIC 12305.71) e. Hire, train, supervise, schedule and, when necessary, fire a provider. (SOC 295) f. Ensure the total hours reported by all providers does not exceed authorized hours each month. (SOC 295) g. Refer any individual the recipient would like to hire to the county IHSS office to complete the provider eligibility process. (SOC 295) h. Notify the county IHSS office when the recipient hires or fires a provider. (SOC 295) This bill: 1)Defines "authorized representative" to mean an individual who is appointed in writing by an IHSS applicant or recipient to AB 1436 (Burke) Page 3 of ? act in place or on behalf of the applicant or recipient for the purposes related to the program, including, but not limited to, accompanying, assisting, or representing the applicant in the application process, or the recipient in directing the services received, and in the redetermination process. 2)Permits an IHSS applicant or recipient to designate an authorized representative. 3)Provides that an IHSS applicant or recipient shall specify the duties to be provided by the authorized representative and that these duties may be changed or revoked at any time by the applicant or recipient. 4)Provides that the authorized representative shall have a legal responsibility to act in the client's best interest. 5)Provides that a court order establishing legal guardianship or a valid power of attorney to make health care decisions shall serve in place of a written appointment by the applicant or recipient. 6)Permits the authorized representative, if so specified by the IHSS recipient, to sign timesheets for services rendered on behalf of the recipient, but disallows the authorized representative who is a care provider from signing his or her own timesheet unless the provider has legal custody over a minor recipient, as specified, or the provider is legally authorized to act on the applicant's or recipient's behalf under state law. 7)Permits an individual with legal authority to act on behalf of an IHSS applicant or recipient to designate someone other than him or herself to act on behalf of the applicant or recipient. AB 1436 (Burke) Page 4 of ? 8)Prohibits persons prevented from being an IHSS provider due to past criminal history, as well as providers who have been granted criminal record exemptions from serving as an authorized representative. Additionally prohibits individuals found to have perpetrated a substantiated report of abuse of neglect against a child or elder from serving as an authorized representative. 9)Directs the California Department of Social Services (CDSS), in consultation with specified stakeholders to develop a standardized statewide form and procedures related to the designation of an authorized representative. FISCAL IMPACT According to an Assembly Appropriations analysis, there are minor and absorbable costs to CDSS associated with the development of the required form and minor costs to implement the procedure. BACKGROUND AND DISCUSSION Purpose of the bill: According to the author, the authorized representative function is critical in that it provides applicants and recipients with a self-directed pathway to receive needed assistance with complex rules and requirements of these programs. IHSS program applicants and recipients may struggle with increasingly complex and changing program rules; yet, while they may have family members and friends who are able to provide support, there is no formal process to designate these individuals as authorized representatives. Additionally, the author points out, CDSS has at times issued IHSS forms and All-County letters that reference "authorized representatives," despite the lack of definition, explanation of duties and limitations, or formal designation process. As a result, counties have often developed ad hoc internal processes for designating authorized representatives for purposes of the AB 1436 (Burke) Page 5 of ? IHSS program. The author states that, "IHSS program recipients are the employer of their care provider for purposes of hiring/firing, training, supervising, scheduling and signing their timesheet. Similarly, whether to designate an authorized representative and who to designate would be their decision. For consumers who struggle with the maze of programmatic rules and complex paperwork, allowing them to designate an authorized representative to work on their behalf will give them the support they need to continue to direct services in their own homes and remain independent." According to the County Welfare Directors Association of California (CWDA), the sponsor of this bill, it creates "an authorized representative function for IHSS in statute. Whether to designate an authorized representative would be the decision of an individual recipient. Who to designate would also be his or her choice, with a few exceptions that mirror other protections in current law. For example, the bill would provide that an individual who could not meet a criminal background check to become a provider of services in IHSS could not be named as an authorized representative unless they were otherwise legally authorized to act on behalf of the recipient (such as the parent of a child recipient or a conservator.) Also, an individual found to have perpetrated abuse or neglect against a child or adult would be barred from serving as an authorized representative. As the IHSS program continues to grow, it is vital to create a standardized structure for designating an authorized representative to assist an applicant for or recipient of these services." IHHS Program The IHSS program is a county-administered, primarily Medi-Cal benefit, which provides low-income individuals who are aged, blind or disabled specified personal care and domestic services that allow them to remain safely in their own homes and to avoid institutionalization. Allowable IHSS services include tasks like feeding, bathing, bowel and bladder care, meal preparation and clean-up, laundry, AB 1436 (Burke) Page 6 of ? and paramedical care. Currently, there are approximately 470,000 recipients of IHSS statewide, and, approximately 409,000 providers. Nearly three-fourths of the providers are family members of care recipients and over half live in the home with the recipient for whom they provide services. The average provider cost is $12.62 per hour FY 15-16. Eligibility for IHSS services is currently determined by county social workers who conduct a standardized in-home assessment, and periodic reassessments, of an individual's ability to perform specific activities of daily living. Based on the in-home assessment, recipients may be eligible for up to 283 hours of IHSS per month; however the average assessment is for 99 hours per month. Authorized representatives: To apply, recipients must submit a three-page application and, as of 2011, must receive a certification from a licensed health care professional, as defined, declaring that the applicant or recipient is unable to perform some activities of daily living independently without which the applicant or recipient is at risk of placement in out-of-home care. The recipient must also undergo an assessment from the county social worker to determine the needs of the recipient. Once approved, recipients are responsible for hiring, firing, directing and supervising their IHSS provider or providers, and for informing CDSS of provider changes. Additionally, recipients receive frequent notifications from CDSS, some involving detailed information and instructions pertaining to eligibility and program changes. Further, recipients must comply with eligibility rederminations and unannounced home visits from county social workers intending to prevent fraud. Current law provides for the establishment of an authorized representative within Medi-Cal and the California Benefit exchange in order to facilitate recipients' full participation in the programs. Additionally, existing law provides for the engagement of an authorized representative for developmentally disabled individuals in accessing services, developing individual program plans and in fair hearing and appeals AB 1436 (Burke) Page 7 of ? procedures. These authorized representatives are permitted, within specified limits, to act on behalf of program applicants and participants typically for purposes of applying for services and other required program activities. Additionally, CDSS Manual of Policies and Procedures Section 63.402-6 outlines rules and processes regarding the appointment of authorized representatives by applicants for and recipients of CalFresh food stamp benefits. COMMENTS Existing statute (WIC 12300.4, 14186.35, and 12305.87) pertaining to IHSS permits an authorized representative to act as the IHSS employer for the purpose of requesting a public authority or nonprofit consortium to assist an employer in obtaining a criminal background check, to sign a criminal records exclusion waiver request, and to direct the hours of providers in certain circumstances. Numerous All-County Letters released by CDSS have referred to the ability for authorized representatives to act on behalf of recipients in a variety of ways. However, this bill provides greater specification regarding who may serve as an authorized representative and the scope of their involvement in the care of the recipient. PRIOR VOTES ----------------------------------------------------------------- |Assembly Floor: |76 - | | |0 | |-----------------------------------------------------------+-----| |Assembly Appropriations Committee: |15 - | | |0 | |-----------------------------------------------------------+-----| |Assembly Human Services Committee: |7 - | | |0 | | | | ----------------------------------------------------------------- POSITIONS AB 1436 (Burke) Page 8 of ? Support: California Association of Public Authorities (Co-Sponsor) County Welfare Directors Association of California (Co-Sponsor) AFSCME California State Association of Counties Oppose: None received. -- END --