BILL ANALYSIS Ó SENATE COMMITTEE ON HEALTH Senator Ed Hernandez, O.D., Chair BILL NO: AB 1546 --------------------------------------------------------------- |AUTHOR: |Olsen | |---------------+-----------------------------------------------| |VERSION: |April 14, 2016 | --------------------------------------------------------------- --------------------------------------------------------------- |HEARING DATE: |June 15, 2016 | | | --------------------------------------------------------------- --------------------------------------------------------------- |CONSULTANT: |Melanie Moreno | --------------------------------------------------------------- SUBJECT : Vital records SUMMARY :1) Permits local registrars to release vital record indices to the county recorder within its jurisdiction for purposes of the preparation or maintenance of the indices of the county recorder. Permits the Department of Public Health (DPH) to suspend the use of any security feature required under existing law if necessary to supply an applicant with a certified copy of a birth, death, or marriage record. Requires DPH, in consultation with the County Recorders' Association of California and other stakeholders, to study all security features for paper used to print vital records, and to submit a report to the Legislature. Existing law: 1)Requires the Director of the DPH, acting as the State Registrar, to administer the registration of births, deaths, fetal deaths, and marriages. 2)Establishes the Office of Vital Records within DPH to maintain a uniform system for registration and a permanent central registry with a comprehensive and continuous index for all birth, death, fetal death, marriage and dissolution certificates registered for vital events which occur in California. 3)Requires that specified birth, death, and marriage record indices prepared or maintained by local registrars and county recorders be kept confidential. Permits the State Registrar, at his or her discretion, to release vital record indices to a government agency. Requires, notwithstanding this requirement, local registrars and county recorders to release, when requested, vital record indices to the State Registrar. AB 1546 (Olsen) Page 2 of ? 4)Requires that each certified copy of a birth, death, or marriage record contain specified information and be printed on sensitized security paper with specified security features, including: intaglio print; latent image; fluorescent, consecutive numbering with matching barcode; microprint line; prismatic printing; watermark; void pantograph, fluorescent security threads; fluorescent fibers; and, any other security features deemed necessary by the State Registrar. This bill: 1)Permits local registrars to release their comprehensive birth and death record indices to the county recorder within its jurisdiction for purposes of the preparation or maintenance of the indices of the county recorder. 2)Permits DPH to suspend the use of any security feature described in 4) of existing law above if necessary to enable the department, a local registrar, county recorder, or county clerk to supply an applicant with a certified copy of a birth, death, or marriage record. 3)Requires DPH, in consultation with the County Recorders' Association of California and other stakeholders, to study all security features for paper used to print vital records, or alternative security features that are equal to or better than those that are currently mandated. Requires DPH, on or before January 1, 2018, to submit to the Legislature a report that contains the findings of the study and legislative recommendations pertaining to those findings, as specified. 4)Contains an urgency clause that will make this bill effective upon enactment. FISCAL EFFECT : According to the Assembly Appropriations Committee, minor and absorbable costs to DPH to complete the report (Health Statistics fund). PRIOR VOTES : ----------------------------------------------------------------- |Assembly Floor: |79 - 0 | |------------------------------------+----------------------------| |Assembly Appropriations Committee: |17 - 0 | AB 1546 (Olsen) Page 3 of ? |------------------------------------+----------------------------| |Assembly Health Committee: |19 - 0 | | | | ----------------------------------------------------------------- COMMENTS : 1)Author's statement. According to the author, vital records are required to be used in a myriad of important tasks, such as proving identity and managing estates, so it is essential that Californians have access to copies of their documents. However, the fact that our state's security paper relies solely on one company is an enormous risk. AB 1546 will call upon the State Registrar to study the feasibility of our state's vital record security measures. To ensure that county offices can continue to provide citizens with vital records, this bill will authorize the State Registrar to suspend security features in an emergency. AB 1546 also allows a local health registrar to share vital records data with its local recorder for the purposes of creating and maintaining an index of issued certificates, and delivering these important documents quickly and securely to the public. AB 1546 will bring California's vital records into the 21st century and ensure that our constituents can receive their most precious documents. 2)Background. The Office of Vital Records within DPH is charged with maintaining a uniform system for registration and a permanent central registry with a comprehensive and continuous index for all birth, death, fetal death, marriage, and dissolution certificates registered for vital events which occur in California, which are over one million events each year. Certified copies of vital records are available from DPH, 58 county recorders, and 61 local health jurisdictions. According to DPH, it maintains, and can provide, birth and death records from 1905 to the present. For marriage records, DPH maintains and can provide those from 1946 to the present, with some years excluded. At the local level, birth and death records for current-year events and one year prior are available from the county health department; records for all years are maintained by the county recorder. Public marriage records may be obtained from the county recorder; confidential marriage records are available only through the county clerk of the county where the license was issued. 3)Printing of vital records. California statute requires vital records to be printed on chemically sensitized security paper AB 1546 (Olsen) Page 4 of ? containing nine specific security features [as specified in 4) of "Existing law" above]. In early 2015, DPH and local jurisdictions were aware of only one company (Sekuworks) in the U.S. that manufactured paper which met the security requirement for vital records, specifically, intaglio printing. "Intaglio printing" is a security feature in which the image is incised into a surface, and the incised line or sunken area holds the ink. In June 2015 Sekuworks unexpectedly shut down operations. Local jurisdictions and DPH were unable to immediately find another company within the U.S. capable of printing suitably secure paper. However, paper with appropriate security features was purchased for these purposes from a Canadian company, Canadian Bank Note. However, later that month, VeriTrack, Inc. announced it had purchased the security label and vital documents production equipment, including intaglio printing, formerly owned by Sekuworks, and was able to begin producing custom intaglio printed documents and labels, anti-counterfeit & tamper-indicating labels, tapes & seals in October 2015. According to DPH, all jurisdictions either out or in short supply received supplies of banknote security paper in October and November 2015 from either Canadian Bank Note or VeriTrack. While the shortage of banknote security has been mitigated, it has raised concerns among the sponsors of this bill, the California State Association of Counties and the County Recorders Association of California, that reliance on a very small number of companies for the state's security paper could pose a serious future risk. 4)Related legislation. AB 1238 (Linder), permits, if a request for a certified copy of a birth, death, or marriage record is made electronically, an official to accept an electronic acknowledgment verifying the identity of the requestor using a remote identity proofing process to ensure the requester is an authorized person. AB 1238 was held on the Assembly Appropriations Committee suspense file. 5)Support. The California Association of Clerks and Election Officials writes that when the lone company capable of supplying paper with intaglio print closed its doors, California counties discovered the vulnerability that exists in attempting to comply with the current requirements. The California State Association of Counties writes that California is only one of two states which require intaglio printing, and when Sekuworks closed, the counties were left with declining amounts of secure paper and limited options for AB 1546 (Olsen) Page 5 of ? purchasing more. The County Recorders' Association of California state that the sudden closure of the only business in the U.S. to produce Intaglio print paper left California's local governments scrambling to produce vital records paper that meets the state's mandated security standards, and the delay in identifying a vendor to provide the certificate paper resulted in some counties having to limit the number of certificates that customers could purchase. The Rural County Representatives of California writes that while counties have been able to secure temporary resolution, this bill would help to provide a permanent solution to this problem. The Health Officers Association of California writes that though the shortage has been resolved, this disruption of services exposed a vulnerability in California's vital records system, and relying on one company to produce these security papers is a tremendous risk. 6)Oppose unless amended. DPH writes that this bill includes an urgency clause to ensure individuals have access to their vital records in an emergency banknotes shortage; however, the original basis for the declaration or urgency statute has been alleviated, and the jurisdictions in California that were impacted by the banknote paper shortage have since received supplies of banknote. DPH requests two amendments, described below, to permit them to act quickly in unforeseen banknote shortage circumstances and to remove conflicts with privacy protections around vital records in existing law. 7)Policy comment. It is unclear whether DPH would use the authority to suspend one or more of the vital records that are issued. If DPH did allow for the suspension of a security feature, the lack of a uniform document format during that time could result in a person's vital record being deemed unacceptable to agencies that require them for services. The author may consider, if California is one of only a few states to still require intaglio print, and there is only one U.S. manufacturer that makes paper with it, just deleting that requirement from the law. 8)Amendments. The author has requested that the Committee approve the following amendments to address concerns raised by DPH: a) This bill permits local registrars to release comprehensive birth and death record indices directly to county recorders, however currently law permits DPH to AB 1546 (Olsen) Page 6 of ? release these indices to government agencies for official government business, and provides privacy protections. According to DPH, this provision of this bill conflicts with privacy protections found in existing law, which restrict access to the confidential portion of the birth certificate and confidential electronic birth parent linkage data contained in the comprehensive birth index data file. On page 3 beginning on line 15, insert: The comprehensive birth indices released to the county recorder shall be subject to the same restrictions as the confidential portion of a birth certificate in Section 102430. b) This bill provides DPH the authority to suspend the use of any security feature to ensure that they, local registrars, county recorders and county clerks are able to provide uninterrupted supply of certified copies to individuals in case of a shortage. DPH is neutral on the intent of this provision, but points out that as currently drafted, DPH would be required to seek emergency regulations to exercise the proposed authority, which could take up to two years to enact, making it uncertain if the provision would ever be utilized. DPH suggests an amendment to permit implementation this provision administratively, by means of All County Letter . On page 7, line 23, insert: (d) Notwithstanding the rulemaking provisions of the Administrative Procedure Act (Chapter 3.5 (commencing with Section 11340) of Part 1 of Division 3 of Title 2 of the Government Code), the department may implement and administer this section through an all-county letter or similar instructions from the Director or State Registrar without taking regulatory action. SUPPORT AND OPPOSITION : Support: California State Association of Counties (cosponsor) County Recorders Association of California (cosponsor) California Association of Clerks and Election Officials County Health Executives Association of California County Recorders' Association of California Health Officers Association of California Orange County Board of Supervisors Rural County Representatives of California AB 1546 (Olsen) Page 7 of ? Oppose: California Department of Public Health (unless amended) -- END -