BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                    AB 1848


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          Date of Hearing:  April 5, 2016
          Consultant:           Matt Dean


                         ASSEMBLY COMMITTEE ON PUBLIC SAFETY


                       Reginald Byron Jones-Sawyer, Sr., Chair





          AB  
                        1848 (Chiu) - As Amended  March 15, 2016




          SUMMARY:  Requires local law enforcement agencies to  
          periodically update the Sexual Assault Forensic Evidence  
          Tracking database (SAFE-T) on the disposition of all sexual  
          assault evidence kits (rape kits) in their custody.   
          Specifically, this bill:  

          1)Finds and declares that there is a significant public interest  
            in knowing whether rape kits have been tested and if the kits  
            have not been tested, the reasons why they were not tested.

          2)Requires participation by law enforcement agencies in the  
            SAFE-T database.

          3)Requires law enforcement agencies, on a schedule set by the  
            Department of Justice (DOJ) to submit via SAFE-T the:  

             a)   Number of rape kits collected during the set period, 

             b)   Number of kits where biological evidence was submitted  
               to a DNA laboratory for analysis, 

             c)   Number of kits from which a DNA profile hit was  
               generated, and 








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             d)   Reasons why a particular rape kit was not submitted to a  
               DNA laboratory for testing.

          4)Requires DNA laboratories to enter into SAFE-T, every 120  
            days, and the reasons why any particular rape kit has not been  
            tested.

          5)States that SAFE-T shall not contain any identifying  
            information about a victim or a suspect, any DNA profiles, or  
            any information that would impair a pending criminal  
            investigation.

          6)Requires DOJ to report to the Legislature quarterly a summary  
            of the information entered into SAFE-T.

          7)States that, beside the required report to the Legislature,  
            all contents of SAFE-T shall be confidential, and no law  
            enforcement agency or laboratory may be compelled in a civil  
            or criminal proceeding to disclose the contents of SAFE-T  
            unless the contents contain exculpatory evidence for a  
            criminal defendant.

          8)Finds and declares that it is necessary to keep SAFE-T's  
            contents confidential in order to protect victims of crime. 

          EXISTING LAW: 

          1)Requires an adult arrested for or charged with a felony and a  
            juvenile adjudicated for a felony to submit deoxyribonucleic  
            acid (DNA) samples.  (Pen. Code, § 296.)

          2)Establishes the DNA and Forensic Identification Database and  
            Data Bank Program to assist federal, state, and local criminal  
            justice and law enforcement agencies within and outside  
            California in the expeditious and accurate detection and  
            prosecution of individuals responsible for sex offenses and  
            other crimes, the exclusion of suspects who are being  
            investigated for these crimes, and the identification of  
            missing and unidentified persons, particularly abducted  
            children.  (Pen. Code, §§ 295, 295.1.)









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          3)Encourages DNA analysis of rape kits within the statute of  
            limitations, which states that a criminal complaint must be  
            filed within one year after the identification of the suspect  
            by DNA evidence, and that DNA evidence must be analyzed within  
            two years of the offense for which it was collected.  (Pen.  
            Code, § 680, subd. (b)(6).)

          4)Encourages law enforcement agencies to submit rape kits to  
            crime labs within 20 days after the kit is booked into  
            evidence.  (Pen. Code, § 680, subd. (b)(7)(A)(i).)

          5)Encourages the establishment of rapid turnaround DNA programs,  
            where the rape kit is sent directly from the facility where it  
            was collected to the lab for testing within five days.  (Pen.  
            Code, § 680, subds. (b)(7)(A)(ii) and (E).)

          6)Encourages crime labs to do one of the following:

             a)   Process rape kits, create DNA profiles when possible,  
               and upload qualifying DNA profiles into CODIS within 120  
               days of receipt of the rape kit; or

             b)   Transmit the rape kit to another crime lab within 30  
               days to create a DNA profile, and then upload the profile  
               into CODIS within 30 days of being notified about the  
               presence of DNA.  (Pen. Code, § 680, subd. (b)(7)(B).)


          7)Requires law enforcement agencies to inform victims in writing  
            if they intend to destroy a rape kit 60 days prior to the  
            destruction of the rape kit, when the case is unsolved and the  
            statute of limitations has not run.  (Pen. Code, §§ 680,  
            subds. (e) and (f), 803.)

          FISCAL EFFECT:  Unknown

          COMMENTS:  

          1)Author's Statement:  According to the author, "When tested,  
            DNA evidence can be an incredibly powerful tool to solve and  
            prevent crime. It can identify an unknown assailant and  
            confirm the presence of a known suspect. It can affirm the  








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            survivor's account of the attack and discredit the suspect. It  
            can connect the suspect to other crime scenes. It can  
            exonerate innocent suspects.

          "However, as we've seen over the past few years, there has been  
            widespread mismanagement of DNA evidence in sexual assault  
            cases in many jurisdictions.  Survivors of sexual assault who  
            are submitting sexual assault evidence kits aren't getting the  
            answers they need and deserve. 

          "To accomplish these things, however, rape kits must be tested.  
            Right now, some kits are analyzed, but a vast majority is not.  
            In California, we know there is a backlog of over 6,100 kits -  
            but we don't know how long they've been sitting on the shelf,  
            or if there were or were not legitimate reasons why they were  
            not tested. 

          "Currently, there is no comprehensive data on how many rape kits  
            are collected and the reasons why kits are not tested. To get  
            at the crux of the backlog problem, we need to know how many  
            kits are collected each year, and if they're not analyzed, we  
            need to know why. 

          "AB 1848 aims to solve this problem by directing law enforcement  
            agencies to track how many sexual assault evidence kits they  
            collect and the number of kits they analyze each year, and  
            further directing agencies to report annually to DOJ their  
            reasons for not analyzing sexual assault evidence kits. 

          "Data and transparency are a necessary part of the solution. The  
            data collected through AB 1848 could help policy makers  
            consider whether law enforcement agencies' current approaches  
            in this area need to change or whether or not law enforcement  
            needs additional resources to better manage the processing of  
            these kits."

          2)CODIS and SAFE-T:  According to background submitted by the  
            author, "The local law enforcement investigator may request  
            that a crime lab analyze the sexual assault evidence kit to  
            try to match the DNA profile to a suspect in the  
            investigation. The lab can then upload the profile to the  
            combined DNA Index System (CODIS), a network of local, state,  








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            and federal databases that allows law enforcement agencies to  
            test DNA profiles against one another. Through this process,  
            labs will sometimes obtain the name of a previously unknown  
            suspect or match multiple cases where the suspect remains  
            unknown. 

            "The value of DNA evidence in the investigation and  
            prosecution of sexual assault crimes makes these evidence kits  
            critical for law enforcement. 


            "Even in instances where the identity of assailants is known,  
            forensic analysis often helps identify repeat offenders.  
            However, there is no state or federal law that requires  
            agencies to request analysis of every sexual assault evidence  
            kit."

            SAFE-T was created by DOJ in 2015 in part to help track how  
            many rape kits were not being tested and why, to help  
            determine the scope of the problem and to determine if  
            mandatory testing may lead to the apprehension of more repeat  
            offenders or the exoneration of more criminal defendants.  

          3)Tracking of Rape Kit Tests:  A recent report by the California  
            State Auditor found that law enforcement agencies rarely  
            document reasons for not analyzing sexual assault evidence  
            kits.  (California State Auditor, Sexual Assault Evidence Kits  
            (Oct. 2014).)   
            <  https://www.bsa.ca.gov/pdfs/reports/2014-109.pdf  >   
            Specifically, the report found that "[i]n 45 cases . . .  
            reviewed in which investigators at the three agencies we  
            visited did not request a kit analysis, the investigators  
            rarely documented their decisions. As a result, we often could  
            not determine with certainty why investigators decided that  
            kit analysis was not needed.  Among the 15 cases we reviewed  
            at each of the three locations, we found no examples of this  
            documentation at either the Sacramento Sheriff or the San  
            Diego Police Department, and we found only six documented  
            explanations at the Oakland Police Department.  Investigative  
            supervisors at both the Sacramento Sheriff and the San Diego  
            Police Department indicated that their departments do not  
            require investigators to document a decision not to analyze a  








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            sexual assault evidence kit. The lieutenant at the Oakland  
            Police Department's Special Victims Section stated that,  
            during the period covered by our review, the section expected  
            such documentation from its investigators in certain  
            circumstances, but that it was not a formal requirement at  
            that time."  (Id. at p. 23.)

            Upon a more in-depth review of the individual cases, the  
            report found that analysis of the kits would not have been  
            likely to further the investigation of those cases. The  
            "decisions not to request sexual assault evidence kit analysis  
            in the individual cases we reviewed appeared reasonable  
            because kit analysis would be unlikely to further the  
            investigation of those cases. We reviewed specific cases at  
            each agency in which investigators did not request analysis.  
            Our review included 15 cases from each of the three agencies  
            we visited with offenses that occurred from 2011 through 2013,  
            for a total of 45 cases. In those cases, we did not identify  
            any negative effects on the investigations as a result of  
            decisions not to request analysis. We based our conclusions on  
            the circumstances present in the individual cases we reviewed,  
            as documented in the files for the 45 cases and as discussed  
            with the investigative supervisors." (Id. at p. 21.)

            Even though the individual reasons for not testing the kits  
            was found to be reasonable, the report still stressed the need  
            for more information about why agencies decide to send some  
            kits but not others.  It would benefit not only investigators,  
            but the public as well, because requiring investigators to  
            document their reasons for not requesting kit analysis would  
            assist agencies in responding to the public concern about  
            unanalyzed kits. Doing so would allow for internal review and  
            would increase accountability to the public. (Id. at pp.  
            23-24.)  

          4)Argument in Support:  According to Attorney General Kamala  
            Harris, "There is no doubt that forensic evidence is one of  
            the most powerful investigatory tools made available to law  
            enforcement in the last century. Analysis of DNA collected at  
            crime scenes can dramatically enhance investigations into  
            previously unsolvable cases, and this technology has led to  
            countless more offenders held accountable. However, when a  








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            crime scene is the body of a woman who has been sexually  
            assaulted, the collection of this evidence often comes at the  
            cost of significant retraumatization. Forensic examination  
            using what is referred to as a 'rape kit' typically involves a  
            number of highly invasive procedures and can last several  
            hours. This process is nevertheless worthwhile when it helps  
            bring justice to the victim. 


          "Recent years have seen a loudening outcry over a so-called  
            'rape kit backlog' in California and nationwide - allegations  
            that many sexual assault evidence kits, possibly thousands,  
            remain untested. There is no doubt that when evidence that  
            could lead to the identification of an unknown assailant goes  
            unanalyzed without good cause, some miscarriage of justice has  
            occurred. At the same time, there are myriad reasons why a  
            local agency a sample may not be tested-many of which may well  
            be legitimate-including resource limitations and decisions  
            made as part of the prosecutorial process. In order to  
            effectively address any perceived epidemic unanalyzed kits, we  
            must better understand the reasons why kits are not tested. 

          "A 2014 report by the California State Auditor into this issue  
            identified two critical areas where data is severely lacking  
            within the state: First, 'no comprehensive information is  
            currently available about the number of sexual assault  
            evidence kits that local law enforcement agencies collect  
            annually or how many of those kits are analyzed.' Second, 'no  
            comprehensive data exist about the reasons some sexual assault  
            evidence kits in California are not analyzed.'

          "In response to this audit, the Attorney General's Bureau of  
            Forensic Services affirmatively created what is known as the  
            Sexual Assault Forensic Evidence Tracking (SAFE-T) system,  
            which allows for the collection of precisely this information.  
            However, there is no requirement that the system be utilized  
            by local law enforcement. 

          "AB 1848 will enable state lawmakers to bring data-driven  
            solutions to a highly emotional issue. The bill would simply  
            direct local agencies to report to the California Department  
            of Justice how many kits they collect, and how many they  








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            analyze. In addition, agencies would be required to provide  
            the state with vital information on why kits are not submitted  
            to labs or analyzed. The Attorney General would regularly  
            report on this information to the Legislature, providing  
            meaningful illumination to the realities of sexual assault  
            investigations.

          "The Attorney General is proud to support of AB 1848 as a  
            continuation of her long history of working in support of  
            forensic analysis. In 2012, this office announced that the  
            backlog of untested DNA evidence in state labs had been  
            eliminated for the first time ever; since then, our Bureau of  
            Forensic Services has assisted counties in clearing their own  
            backlogs. In 2014, the Attorney General's innovative RADS  
            program received the United States Department of Justice's  
            Award for Professional Innovation in Victim Services, and in  
            2015 the program was awarded a $1.6 million grant to test  
            sexual assault evidence kits at local laboratories."
          5)Argument in Opposition:  According to the California State  
            Sheriffs' Association, "We share your intent that sexual  
            assaults are investigated and perpetrators not go unpunished.   
            In 2014, CSSA worked with Assembly Member Nancy Skinner to  
            amend her AB 1517 into a final product that will help achieve  
            those goals without being overly burdensome.  However, by  
            requiring law enforcement agencies to provide statistics to  
            DOJ, AB 1848 will create another unfunded mandate and would  
            place significant cost burdens on these agencies in terms of  
            resources and personnel.


          "Existing law permits law enforcement to notify a victim about  
            the status of his or her rape kit upon the victim's request as  
            well as requires law enforcement to notify a victim if his or  
            her rape kit is going to be disposed or not tested.  We do not  
            feel that this balanced approach requires alteration.

          "Local law enforcement agencies are still dealing with the  
            effects of significant budget cuts over the last several years  
            while trying to maintain critical services.  Adding an  
            additional reporting requirement would divert limited  
            resources away from providing current services."
          6)Related Legislation: 








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             a)   AB 909 (Quirk), would require a law enforcement agency  
               responsible for taking or processing rape kit evidence to  
               annually report, by July 1 of each year, to the Department  
               of Justice information pertaining to the processing of rape  
               kits, including the number of rape kits the law enforcement  
               agency collects, the number of those rape kits that are  
               tested, and the number of those rape kits that are not  
               tested. For those rape kits that are not tested, the bill  
               would require the law enforcement agency to also report the  
               reason the rape kit was not tested.  This bill is being  
               held under submission in the Assembly Committee on  
               Appropriations.

             b)   AB 2499 (Maienschein), would update the SAFE-T database  
               to allow victims of sexual assault to have secure access to  
               the location and information regarding their sexual assault  
               evidence kits.  This bill has been set for hearing in the  
               Assembly Committee on Public Safety for April 12, 2016.

          7)Prior Legislation:  

             a)   AB 1517 (Skinner), Chapter 874, Statutes of 2014,  
               encourages law enforcement agencies to submit sexual  
               assault forensic evidence received by the agency to a crime  
               lab within 20 days after it is booked into evidence, and  
               ensure that a rapid turnaround DNA program is in place to  
               submit forensic evidence collected from the victim of a  
               sexual assault to a crime lab within 5 days after the  
               evidence is obtained from the victim.

             b)   AB 558 (Portantino), of the 2009 2010, would have  
               required local law enforcement agencies responsible for  
               taking or collecting rape kit evidence to annually report  
               to the Department of Justice statistical information  
               pertaining to the testing and submission for DNA analysis  
               of rape kits.  This bill was vetoed by Governor  
               Schwarzenegger.  

          REGISTERED SUPPORT / OPPOSITION:

          Support








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          Department of Justice (Sponsor)
          Alameda County District Attorney's Office
          California Coalition Against Sexual Assault
          California Partnership to End Domestic Violence
          National Council of Jewish Women - California
          Planned Parenthood Affiliates of California

          Opposition
          
          California State Sheriff's Association  

          Analysis Prepared  
          by:              Matt Dean / PUB. S. / (916) 319-3744