BILL ANALYSIS Ó AB 1975 Page 1 Date of Hearing: April 12, 2016 Counsel: David Billingsley ASSEMBLY COMMITTEE ON PUBLIC SAFETY Reginald Byron Jones-Sawyer, Sr., Chair AB 1975 (Waldron) - As Amended March 17, 2016 SUMMARY: Requires a court to impose an alcohol dependence assessment, as specified, as a condition of probation for a person in an 18-month or 30-month driving-under-the-influence program, or for a first offender who had a specified blood alcohol level. Specifically, this bill: 1)Requires a court to impose an alcohol dependence assessment as a condition of probation for a person in an 18-month or 30-month driving-under-the-influence program, or for a first offender who had a blood alcohol content (BAC) of .16, or above. 2)States that the alcohol dependence assessment be based on the administration of the American Society for Addiction Medicine (ASAM) criteria. 3)Requires the entity administering the assessment to advise the person subject to the assessment of all of the following: a) That the person should consult with his or her physician AB 1975 Page 2 to discuss the results of the assessment, including any medically necessary services; b) If the person's physician determines that substance use disorder treatment is medically necessary, that the person should be referred to a licensed residential or certified outpatient treatment program; c) That there are medications approved by the Federal Drug Administration that can address alcohol dependence; d) The goal of the assessment required by subdivision (g) is to assist persons participating in the program to recognize their chemical dependency and to assist them in their recovery. EXISTING LAW: 1)Defines "Driving-Under-the-Influence Program" as "a firm, partnership, association, corporation, or local governmental agency, which has been recommended by the county board of supervisors and subsequently licensed by the Department, in accordance with this Chapter, to provide alcohol and other drug education and counseling services to specified individuals, including those convicted of a DUI." (Code of Regs, Title IX, § 9800, subd. (c).) 2)Requires within the first 60 days of participation, the DUI program to complete an assessment of each participant's alcohol or drug use. (Code of Regs, Title IX, § 9849, subd. (a).) 3)Specifies the assessment shall address patterns and history of alcohol and other drug use, addiction treatment history, gender, age, work status, family substance abuse history, legal history, and current health status. (Code of Regs, Title IX, § 9849, subd. (a).) AB 1975 Page 3 4)States that the alcohol and drug assessments shall be conducted by DUI program counselors who meet the specified qualifications. (Code of Regs, Title IX, § 9849, subd. (b).) 5)Requires the counselor conducting the assessment to discuss the results of the alcohol or drug assessment with the participant. (Code of Regs, Title IX, § 9849, subd. (c).) 6)Requires as part of the assessment, that the counselor recommend any ancillary services he/she thinks would be potentially beneficial to the participant. (Code of Regs, Title IX, § 9849, subd. (d).) 7)States that the counselor shall record the results of the participant's alcohol or drug assessment, the follow up discussion, and the recommendations for ancillary services in the participant's case record. (Code of Regs, Title IX, § 9849, subd. (d).) 8)Requires the participant and the counselor to sign and date the results of the assessment and follow up discussion. (Code of Regs, Title IX, § 9849, subd. (e).) 9)Specifies that if a person is convicted of a violation of Section DUI or DUI with injury, the court shall consider a concentration of alcohol in the person's blood of 0.15 percent or more, by weight, or the refusal of the person to take a chemical test, as a special factor that may justify enhancing the penalties in sentencing, in determining whether to grant probation, and, if probation is granted, in determining additional or enhanced terms and conditions of probation. (Veh. Code § 23578.) 10)States that the court shall impose as a condition of probation, upon conviction of a first DUI, that the driver shall complete a DUI program, licensed as specified, in the driver's county of residence or employment, as designated by the court. (Veh. Code § 23538, subd. (b).) 11)Requires the court to order a first DUI offender whose blood-alcohol concentration was less than 0.20 percent, by AB 1975 Page 4 weight, to participate for at least three months or longer, as ordered by the court, in a licensed program that consists of at least 30 hours of program activities. (Veh. Code § 23538, subd. (b)(1).) 12)Requires the court to order a first DUI offender whose blood-alcohol concentration was 0.20 percent or more, by weight, or who refused to take a chemical test, to participate for at least nine months or longer, as ordered by the court, in a licensed program that consists of at least 60 hours of program activities. (Veh. Code § 23538, subd. (b)(2).) 13)States that the court shall advise the person at the time of sentencing that the driving privilege shall not be restored until proof satisfactory to the department of successful completion of a DUI program of the length required under this code that is licensed , as specified, has been received in the department's headquarters. (Veh. Code § 23538, subd. (b)(3).) 14)Specifies that instead the specified DUI education, a court may impose, as a condition of probation, that the person complete a live in program dealing with substance abuse, if the person consents and has been accepted into that program. (Veh. Code, § 23598.) 15) Requires the court to refer a first time DUI offender whose concentration of alcohol in his or her blood was less than 0.20 percent, by weight, to participate for at least three months or longer, as a condition of probation, in a licensed program that consists of at least 30 hours of program activities. (Health & Saf. Code § 11837, subd. (c)(1).) 16)States that the court shall require the person convicted of a second DUI to do either of the following: a) Enroll and participate, for at least 18 months subsequent to the date of the underlying violation, in a driving-under-the-influence program licensed, as specified, as designated by the court; or (Veh. Code, § 23542, subd. (b)(1).) AB 1975 Page 5 b) Enroll and participate, for at least 30 months subsequent to the date of the underlying violation and in a manner satisfactory to the court, in a driving-under-the-influence program licensed, as specified. (Veh. Code, § 23542, subd. (b)(2).) 17)Requires the court to order a first time DUI offender whose concentration of alcohol in the person's blood was 0.20 percent or more, or the person refused to take a chemical test, to participate, for at least nine months or longer, as ordered by the court, in a licensed program that consists of at least 60 hours of program activities, as a condition of probation. Health & Saf. Code § 11837, subd. (c)(2).) 18) States that each county alcohol program administrator or the administrator's designee shall develop, implement, operate, and administer an alcohol and drug problem assessment program pursuant to this article for each person described in subdivision (b). The alcohol and drug problem assessment program may include a referral and client tracking component. (Veh. Code, § 23646, subd. (a).) 19)Requires the court to order a person to participate in an alcohol and drug problem assessment program, as specified, if the person was convicted of a violation of DUI or DUI with injury that occurred within 10 years of a separate conviction of DUI or DUI with injury. (Veh. Code, § 23646, subd. (b)(1).) 20)Allows a court may order a person convicted of a violation of DUI or DUI with injury to attend an alcohol and drug problem assessment program. (Veh. Code, § 23646, subd. (b)(2).) 21)Authorizes a court to order a person convicted of a first DUI or first DUI with injury, if the program assessment recommends additional treatment, to order the person to enroll, participate, and complete an enhanced treatment program. (Veh. Code, § 23646, subd. (b)(3)(B).) 22)Requires the court order a person convicted of a violation of DUI or DUI with injury who has previously been convicted of a violation of DUI or DUI with injury that occurred more than 10 years ago, or has been previously convicted of a specified AB 1975 Page 6 substance abuse violation, to attend and complete an alcohol and drug problem assessment. (Veh. Code, § 23646, subd. (b)(3)(A).) 23)States that the State Department of Health Care Services shall establish minimum specifications for alcohol and other drug problem assessments and reports. (Veh. Code, § 23646, subd. (c).) 24)Requires each county to prepare, or contract to be prepared, an alcohol and drug problem assessment report on each person required to get an assessment. (Veh. Code, § 23648, subd. (a).) 25)States that the assessment report shall include, if applicable, a recommendation for any additional treatment and the duration of the treatment and the assessment report shall be submitted to the court not more than 14 days after the date the assessment was conducted. (Veh. Code, § 23648, subd. (b).) 26)Specifies that within 30 days of the receipt of the report, the court shall order the person to complete the recommendations set forth in the report in satisfaction of the terms and conditions of probation. 27)States that if the court elects not to order the completion of the recommended plan, the court shall specify on the record its reason for not adopting these recommendations. (Veh. Code, § 23648, subd. (c).) FISCAL EFFECT: Unknown COMMENTS: 1)Author's Statement: According to the author, "The ASAM assessment is a widely used and nationally recognized set of guidelines to assess, place, and discharge persons with addiction and co-occurring conditions. Under the federally approved Drug Medi-Cal Organized Delivery System (DMC-ODS) waiver, counties will be required to use the ASAM tool with the Drug Medi-Cal population, a sign that the substance use disorder treatment system is evolving and moving toward a more AB 1975 Page 7 evidence-based set of practices. "This measure would incorporate for the DUI population most at risk to reoffend an evidence-based practice that would evaluate individuals' risks and needs. In consultation with the person's medical provider, this important information would lead to referrals to appropriate treatment for purposes of addressing underlying addiction issues and identifying appropriate courses of treatment." 2)Existing Law Already Requires A Substance Abuse Assessment as Part of DUI Programs: Title IX of California's Code of Regulations provides the requirements for DUI programs. As part of those requirements, Title IX mandates that DUI programs include an alcohol and/or drug assessment. DUI programs are ordered by the courts as a condition of probation when an individual is convicted of a DUI. The DUI programs ordered for a conviction of a DUI offense range from a minimum of a 3 month program to a maximum of a 30 month program. An individual convicted of a first time DUI generally attends a 3 month program, allow with specified alcohol levels the first time DUI offender is required to attend a 9 month program. An individual that is convicted of a second (or more) DUI offense within a 10 year period is ordered to participate in an 18 or 30 month DUI program. These DUI programs are all required by Title IX to administer substance abuse assessments to the individuals in the program. Title IX specifies that the substance abuse assessments must include the following: a) Requires within the first 60 days of participation, the DUI program to complete an assessment of each participant's alcohol or drug use. (Code of Regs, Title IX, § 9849, subd. (a).) b) Specifies the assessment shall address patterns and history of alcohol and other drug use, addiction treatment history, gender, age, work status, family substance abuse AB 1975 Page 8 history, legal history, and current health status. (Code of Regs, Title IX, § 9849, subd. (a).) c) States that the alcohol and drug assessments shall be conducted by DUI program counselors who meet the specified qualifications. (Code of Regs, Title IX, § 9849, subd. (b).) d) Requires the counselor conducting the assessment to discuss the results of the alcohol or drug assessment with the participant. (Code of Regs, Title IX, § 9849, subd. (c).) e) Requires as part of the assessment, that the counselor recommend any ancillary services he/she thinks would be potentially beneficial to the participant. (Code of Regs, Title IX, § 9849, subd. (d).) f) States that the counselor shall record the results of the participant's alcohol or drug assessment, the follow up discussion, and the recommendations for ancillary services in the participant's case record. (Code of Regs, Title IX, § 9849, subd. (d).) g) Requires the participant and the counselor to sign and date the results of the assessment and follow up discussion. (Code of Regs, Title IX, § 9849, subd. (e).) In addition the assessment provided as part of the DUI Programs, there are also provisions in current law that AB 1975 Page 9 authorize a court to order an alcohol assessment when a defendant has been convicted for a DUI and has additional specified circumstances. (Veh. Code, §§ 23646 and 23648.) 3)Unclear Who Pays the Cost for the Assessment Required by This Bill: Although this bill mandates that the assessment takes place when the defendant is placed on probation for specified DUI offenses, this bill does not indicate who is expected to pay for the assessment. If the defendant is required to pay for the assessment, this bill does not make any allowance for economic hardship when a defendant does not have the means to pay the costs of the substance abuse assessment. Requiring the defendant to pay for the costs of an assessment regardless of their economic can result in a responsibility the individual simply does not have an ability to meet. The assessment model established by this bill might not be sustainable without a reliable source of funding to pay for the assessments. 4)ASAM Assessment Criteria: The American Society of Addiction Medicine (ASAM) Criteria are the most widely used guidelines for assessment, service planning, placement, continued stay and discharge of patients with addictive disorders. ( http://www.naadac.org/understandingthenewasamcriteria ) ASAM's treatment criteria provide separate placement criteria for adolescents and adults to create comprehensive and individualized treatment plans. Adolescent and adult treatment plans are developed through a multidimensional patient assessment over five broad levels of treatment that are based on the degree of direct medical management provided, the structure, safety and security provided and the intensity of treatment services provided. The multidimensional assessment is meant to address the patient's needs, obstacles and liabilities, as well as the patient's strengths, assets, resources and support structure. ( http://www.asam.org/quality-practice/guidelines-and-consensus- documents/the-asam-criteria/about ) AB 1975 Page 10 5)Argument in Support: According to Alcohol Justice, "Alcohol-impaired driving is a serious problem. According to the California Office of traffic Safety over a quarter of traffic fatalities involve alcohol-impaired driving. In 2014, nearly 900 deaths were reported as a result of alcohol-impaired driving in the state. In addition to the incredible emotional toll on families, the state estimates that the average alcohol-impaired fatality costs $3.8 million, including $1 million in monetary costs and $2.8 million in quality of life losses. "The National Highway Traffic Safety Administration reports that a majority of drinking drivers involved in crashes involving fatalities had a BAC of .15 or higher. Furthermore, the California Department of Motor Vehicle reported that over a quarter of all DUI arrests in California re of repeat offenders in 2014 and that the BAC level for these offenders was typically higher than that of first time offenders. "AB 1975 would direct treatment and services to those most at risk of driving with high BAC levels; helping to reduce alcohol-impaired traffic fatalities. Along with the eventual lowering of the Blood Alcohol Limits to .05 BAC in California, this will be an important addition to reducing acute alcohol-related harm. We enthusiastically support its passage." 6)Related Legislation: a) AB 2367 (Cooley), would allow courts to order a defendant convicted of two or more DUIs within a 10 year period to attend a 24/7 sobriety program as a condition of probation. AB 2367 is awaiting hearing in the Assembly Appropriations Committee. b) SB 1046 (Hill), would require a person who has been convicted of DUI, as specified, to install an ignition interlock device on all vehicles that he or she owns or operates for a specified period of time; and would authorize a person, if all other requirements are satisfied, including the installation of an ignition interlock device, to apply for a restricted driver's AB 1975 Page 11 license without completing a period of license suspension or revocation. SB 1046 is awaiting hearing in the Senate Appropriations Committee 7)Prior Legislation: SB 1694 (Torlakson), Chapter 550, Statutes of 2004, requires a court to order a person who has previously been convicted of either a DUI offense that occurred over 10 years ago or disorderly conduct based on being found in a public place under the influence of alcohol or drugs, and who is currently convicted of a DUI offense to attend and complete that program. Authorizes a court, if the program assessment recommends additional treatment, to order the person to enroll, participate, and complete an enhanced treatment program. REGISTERED SUPPORT / OPPOSITION: Support Alcohol Justice Opposition None Analysis Prepared by: David Billingsley / PUB. S. / (916) 319-3744