BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                    AB 1975


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          Date of Hearing:  April 12, 2016
          Counsel:               David Billingsley


                         ASSEMBLY COMMITTEE ON PUBLIC SAFETY


                       Reginald Byron Jones-Sawyer, Sr., Chair





          AB  
                       1975 (Waldron) - As Amended  March 17, 2016




          SUMMARY:  Requires a court to impose an alcohol dependence  
          assessment, as specified, as a condition of probation for a  
          person in an 18-month or 30-month driving-under-the-influence  
          program, or for a first offender who had a specified blood  
          alcohol level.  Specifically, this bill:  
          1)Requires a court to impose an alcohol dependence assessment as  
            a condition of probation for a person in an 18-month or  
            30-month driving-under-the-influence program, or for a first  
            offender who had a blood alcohol content (BAC) of .16, or  
            above.

          2)States that the alcohol dependence assessment be based on the  
            administration of the American Society for Addiction Medicine  
            (ASAM) criteria.



          3)Requires the entity administering the assessment to advise the  
            person subject to the assessment of all of the following:



             a)   That the person should consult with his or her physician  








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               to discuss the results of the assessment, including any  
               medically necessary services;

             b)   If the person's physician determines that substance use  
               disorder treatment is medically necessary, that the person  
               should be referred to a licensed residential or certified  
               outpatient treatment program;



             c)   That there are medications approved by the Federal Drug  
               Administration that can address alcohol dependence;



             d)   The goal of the assessment required by subdivision (g)  
               is to assist persons participating in the program to  
               recognize their chemical dependency and to assist them in  
               their recovery.


          EXISTING LAW:  

          1)Defines "Driving-Under-the-Influence Program" as "a firm,  
            partnership, association, corporation, or local governmental  
            agency, which has been recommended by the county board of  
            supervisors and subsequently licensed by the Department, in  
            accordance with this Chapter, to provide alcohol and other  
            drug education and counseling services to specified  
            individuals, including those convicted of a DUI." (Code of  
            Regs, Title IX, § 9800, subd. (c).)

          2)Requires within the first 60 days of participation, the DUI  
            program to complete an assessment of each participant's  
            alcohol or drug use. (Code of Regs, Title IX, § 9849, subd.  
            (a).)

          3)Specifies the assessment shall address patterns and history of  
            alcohol and other drug use, addiction treatment history,  
            gender, age, work status, family substance abuse history,  
            legal history, and current health status. (Code of Regs, Title  
            IX, § 9849, subd. (a).)








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          4)States that the alcohol and drug assessments shall be  
            conducted by DUI program counselors who meet the specified  
            qualifications. (Code of Regs, Title IX, § 9849, subd. (b).)

          5)Requires the counselor conducting the assessment to discuss  
            the results of the alcohol or drug assessment with the  
            participant. (Code of Regs, Title IX, § 9849, subd. (c).)

          6)Requires as part of the assessment, that the counselor  
            recommend any ancillary services he/she thinks would be  
            potentially beneficial to the participant. (Code of Regs,  
            Title IX, § 9849, subd. (d).)

          7)States that the counselor shall record the results of the  
            participant's alcohol or drug assessment, the follow up  
            discussion, and the recommendations for ancillary services in  
            the participant's case record. (Code of Regs, Title IX, §  
            9849, subd. (d).)

          8)Requires the participant and the counselor to sign and date  
            the results of the assessment and follow up discussion. (Code  
            of Regs, Title IX, § 9849, subd. (e).)

          9)Specifies that if a person is convicted of a violation of  
            Section DUI or DUI with injury, the court shall consider a  
            concentration of alcohol in the person's blood of 0.15 percent  
            or more, by weight, or the refusal of the person to take a  
            chemical test, as a special factor that may justify enhancing  
            the penalties in sentencing, in determining whether to grant  
            probation, and, if probation is granted, in determining  
            additional or enhanced terms and conditions of probation.  
            (Veh. Code § 23578.)

          10)States that the court shall impose as a condition of  
            probation, upon conviction of a first DUI, that the driver  
            shall complete a DUI program, licensed as specified, in the  
            driver's county of residence or employment, as designated by  
            the court. (Veh. Code § 23538, subd. (b).)

          11)Requires the court to order a first DUI offender whose  
            blood-alcohol concentration was less than 0.20 percent, by  








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            weight, to participate for at least three months or longer, as  
            ordered by the court, in a licensed program that consists of  
            at least 30 hours of program activities. (Veh. Code § 23538,  
            subd. (b)(1).)

          12)Requires the court to order a first DUI offender whose  
            blood-alcohol concentration was 0.20 percent or more, by  
            weight, or who refused to take a chemical test, to participate  
            for at least nine months or longer, as ordered by the court,  
            in a licensed program that consists of at least 60 hours of  
            program activities. (Veh. Code § 23538, subd. (b)(2).)

          13)States that the court shall advise the person at the time of  
            sentencing that the driving privilege shall not be restored  
            until proof satisfactory to the department of successful  
            completion of a DUI program of the length required under this  
            code that is licensed , as specified, has been received in the  
            department's headquarters. (Veh. Code § 23538, subd. (b)(3).)

          14)Specifies that instead the specified DUI education, a court  
            may impose, as a condition of probation, that the person  
            complete a live in program dealing with substance abuse, if  
            the person consents and has been accepted into that program.  
            (Veh. Code, § 23598.)

          15) Requires the court to refer a first time DUI offender whose  
            concentration of alcohol in his or her blood was less than  
            0.20 percent, by weight, to participate for at least three  
            months or longer, as a condition of probation, in a licensed  
            program that consists of at least 30 hours of program  
            activities.  (Health & Saf. Code § 11837, subd. (c)(1).)

          16)States that the court shall require the person convicted of a  
            second DUI to do either of the following:


             a)   Enroll and participate, for at least 18 months  
               subsequent to the date of the underlying violation, in a  
               driving-under-the-influence program licensed, as specified,  
               as designated by the court; or (Veh. Code, § 23542, subd.  
               (b)(1).)









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             b)   Enroll and participate, for at least 30 months  
               subsequent to the date of the underlying violation and in a  
               manner satisfactory to the court, in a  
               driving-under-the-influence program licensed, as specified.  
               (Veh. Code, § 23542, subd. (b)(2).)
          17)Requires the court to order a first time DUI offender whose  
            concentration of alcohol in the person's blood was 0.20  
            percent or more, or the person refused to take a chemical  
            test, to participate, for at least nine months or longer, as  
            ordered by the court, in a licensed program that consists of  
            at least 60 hours of program activities, as a condition of  
            probation. Health & Saf. Code § 11837, subd. (c)(2).)

          18) States that each county alcohol program administrator or the  
            administrator's designee shall develop, implement, operate,  
            and administer an alcohol and drug problem assessment program  
            pursuant to this article for each person described in  
            subdivision (b). The alcohol and drug problem assessment  
            program may include a referral and client tracking component.  
            (Veh. Code, § 23646, subd. (a).) 

          19)Requires the court to order a person to participate in an  
            alcohol and drug problem assessment program, as specified, if  
            the person was convicted of a violation of DUI or DUI with  
            injury that occurred within 10 years of a separate conviction  
            of DUI or DUI with injury. (Veh. Code, § 23646, subd. (b)(1).)

          20)Allows a court may order a person convicted of a violation of  
            DUI or DUI with injury to attend an alcohol and drug problem  
            assessment program. (Veh. Code, § 23646, subd. (b)(2).)

          21)Authorizes a court to order a person convicted of a first DUI  
            or first DUI with injury, if the program assessment recommends  
            additional treatment, to order the person to enroll,  
            participate, and complete an enhanced treatment program. (Veh.  
            Code, § 23646, subd. (b)(3)(B).)

          22)Requires the court order a person convicted of a violation of  
            DUI or DUI with injury who has previously been convicted of a  
            violation of DUI or DUI with injury that occurred more than 10  
            years ago, or has been previously convicted of a specified  








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            substance abuse violation, to attend and complete an alcohol  
            and drug problem assessment. (Veh. Code, § 23646, subd.  
            (b)(3)(A).)

          23)States that the State Department of Health Care Services  
            shall establish minimum specifications for alcohol and other  
            drug problem assessments and reports. (Veh. Code, § 23646,  
            subd. (c).)

          24)Requires each county to prepare, or contract to be prepared,  
            an alcohol and drug problem assessment report on each person  
            required to get an assessment. (Veh. Code, § 23648, subd.  
            (a).)

          25)States that the assessment report shall include, if  
            applicable, a recommendation for any additional treatment and  
            the duration of the treatment and the assessment report shall  
            be submitted to the court not more than 14 days after the date  
            the assessment was conducted. (Veh. Code, § 23648, subd. (b).)

          26)Specifies that within 30 days of the receipt of the report,  
            the court shall order the person to complete the  
            recommendations set forth in the report in satisfaction of the  
            terms and conditions of probation.

          27)States that if the court elects not to order the completion  
            of the recommended plan, the court shall specify on the record  
            its reason for not adopting these recommendations. (Veh. Code,  
            § 23648, subd. (c).)

          FISCAL EFFECT:  Unknown

          COMMENTS:  

          1)Author's Statement:  According to the author, "The ASAM  
            assessment is a widely used and nationally recognized set of  
            guidelines to assess, place, and discharge persons with  
            addiction and co-occurring conditions. Under the federally  
            approved Drug Medi-Cal Organized Delivery System (DMC-ODS)  
            waiver, counties will be required to use the ASAM tool with  
            the Drug Medi-Cal population, a sign that the substance use  
            disorder treatment system is evolving and moving toward a more  








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            evidence-based set of practices.

          "This measure would incorporate for the DUI population most at  
            risk to reoffend an evidence-based practice that would  
            evaluate individuals' risks and needs. In consultation with  
            the person's medical provider, this important information  
            would lead to referrals to appropriate treatment for purposes  
            of addressing underlying addiction issues and identifying  
            appropriate courses of treatment."

          2)Existing Law Already Requires A Substance Abuse Assessment as  
            Part of DUI Programs:  Title IX of California's Code of  
            Regulations provides the requirements for DUI programs.  As  
            part of those requirements, Title IX mandates that DUI  
            programs include an alcohol and/or drug assessment.



          DUI programs are ordered by the courts as a condition of  
            probation when an individual is convicted of a DUI.  The DUI  
            programs ordered for a conviction of a DUI offense range from  
            a minimum of a 3 month program to a maximum of a 30 month  
            program.  An individual convicted of a first time DUI  
            generally attends a 3 month program, allow with specified  
            alcohol levels the first time DUI offender is required to  
            attend a 9 month program.  An individual that is convicted of  
            a second (or more) DUI offense within a 10 year period is  
            ordered to participate in an 18 or 30 month DUI program.

          These DUI programs are all required by Title IX to administer  
            substance abuse assessments to the individuals in the program.  
             Title IX specifies that the substance abuse assessments must  
            include the following:

             a)   Requires within the first 60 days of participation, the  
               DUI program to complete an assessment of each participant's  
               alcohol or drug use. (Code of Regs, Title IX, § 9849, subd.  
               (a).)

             b)   Specifies the assessment shall address patterns and  
               history of alcohol and other drug use, addiction treatment  
               history, gender, age, work status, family substance abuse  








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               history, legal history, and current health status. (Code of  
               Regs, Title IX, § 9849, subd. (a).)



             c)   States that the alcohol and drug assessments shall be  
               conducted by DUI program counselors who meet the specified  
               qualifications. (Code of Regs, Title IX, § 9849, subd.  
               (b).)



             d)   Requires the counselor conducting the assessment to  
               discuss the results of the alcohol or drug assessment with  
               the participant. (Code of Regs, Title IX, § 9849, subd.  
               (c).)



             e)   Requires as part of the assessment, that the counselor  
               recommend any ancillary services he/she thinks would be  
               potentially beneficial to the participant. (Code of Regs,  
               Title IX, § 9849, subd. (d).)



             f)   States that the counselor shall record the results of  
               the participant's alcohol or drug assessment, the follow up  
               discussion, and the recommendations for ancillary services  
               in the participant's case record. (Code of Regs, Title IX,  
               § 9849, subd. (d).)



             g)   Requires the participant and the counselor to sign and  
               date the results of the assessment and follow up  
               discussion. (Code of Regs, Title IX, § 9849, subd. (e).)



            In addition the assessment provided as part of the DUI  
            Programs, there are also provisions in current law that  








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            authorize a court to order an alcohol assessment when a  
            defendant has been convicted for a DUI and has additional  
            specified circumstances. (Veh. Code, §§ 23646 and 23648.)



          3)Unclear Who Pays the Cost for the Assessment Required by This  
            Bill:  Although this bill mandates that the assessment takes  
            place when the defendant is placed on probation for specified  
            DUI offenses, this bill does not indicate who is expected to  
            pay for the assessment.  

          If the defendant is required to pay for the assessment, this  
            bill does not make any allowance for economic hardship when a  
            defendant does not have the means to pay the costs of the  
            substance abuse assessment.  Requiring the defendant to pay  
            for the costs of an assessment regardless of their economic  
            can result in a responsibility the individual simply does not  
            have an ability to meet.  The assessment model established by  
            this bill might not be sustainable without a reliable source  
            of funding to pay for the assessments.
          4)ASAM Assessment Criteria:  The American Society of Addiction  
            Medicine (ASAM) Criteria are the most widely used guidelines  
            for assessment, service planning, placement, continued stay  
            and discharge of patients with addictive disorders.   
            (  http://www.naadac.org/understandingthenewasamcriteria  )

          ASAM's treatment criteria provide separate placement criteria  
            for adolescents and adults to create comprehensive and  
            individualized treatment plans.  Adolescent and adult  
            treatment plans are developed through a multidimensional  
            patient assessment over five broad levels of treatment that  
            are based on the degree of direct medical management provided,  
            the structure, safety and security provided and the intensity  
            of treatment services provided.

          The multidimensional assessment is meant to address the  
            patient's needs, obstacles and liabilities, as well as the  
            patient's strengths, assets, resources and support structure.  
            (  http://www.asam.org/quality-practice/guidelines-and-consensus- 
            documents/the-asam-criteria/about  )









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          5)Argument in Support:  According to Alcohol Justice,  
            "Alcohol-impaired driving is a serious problem.  According to  
            the California Office of traffic Safety over a quarter of  
            traffic fatalities involve alcohol-impaired driving.  In 2014,  
            nearly 900 deaths were reported as a result of  
            alcohol-impaired driving in the state.  In addition to the  
            incredible emotional toll on families, the state estimates  
            that the average alcohol-impaired fatality costs $3.8 million,  
            including $1 million in monetary costs and $2.8 million in  
            quality of life losses.

          "The National Highway Traffic Safety Administration reports that  
            a majority of drinking drivers involved in crashes involving  
            fatalities had a BAC of .15 or higher.  Furthermore, the  
            California Department of Motor Vehicle reported that over a  
            quarter of all DUI arrests in California re of repeat  
            offenders in 2014 and that the BAC level for these offenders  
            was typically higher than that of first time offenders.

          "AB 1975 would direct treatment and services to those most at  
            risk of driving with high BAC levels; helping to reduce  
            alcohol-impaired traffic fatalities.  Along with the eventual  
            lowering of the Blood Alcohol Limits to .05 BAC in California,  
            this will be an important addition to reducing acute  
            alcohol-related harm.  We enthusiastically support its  
            passage."

          6)Related Legislation:  

             a)   AB 2367 (Cooley), would allow courts to order a  
               defendant convicted of two or more DUIs within a 10 year  
               period to attend a 24/7 sobriety program as a condition of  
               probation.  AB 2367 is awaiting hearing in the Assembly  
               Appropriations Committee.

             b)   SB 1046 (Hill), would require a person who has been  
               convicted of DUI, as specified, to install an ignition  
               interlock device on all vehicles that he or she owns or  
               operates for a specified period of time; and would  
               authorize a person, if all other requirements are  
               satisfied, including the installation of an ignition  
               interlock device, to apply for a restricted driver's  








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               license without completing a period of license suspension  
               or revocation.  SB 1046 is awaiting hearing in the Senate  
               Appropriations Committee

          7)Prior Legislation:  SB 1694 (Torlakson), Chapter 550, Statutes  
            of 2004, requires a court to order a person who has previously  
            been convicted of either a DUI offense that occurred over 10  
            years ago or disorderly conduct based on being found in a  
            public place under the influence of alcohol or drugs, and who  
            is currently convicted of a DUI offense to attend and complete  
            that program. Authorizes a court, if the program assessment  
            recommends additional treatment, to order the person to  
            enroll, participate, and complete an enhanced treatment  
            program.

          REGISTERED SUPPORT / OPPOSITION:

          Support

          Alcohol Justice

          Opposition
          
          None
          
          Analysis Prepared  
          by:              David Billingsley / PUB. S. / (916) 319-3744