BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                    AB 2785


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          CONCURRENCE IN SENATE AMENDMENTS


          AB  
          2785 (O'Donnell)


          As Amended  August 1, 2016


          Majority vote


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          Original Committee Reference:  ED.


          SUMMARY:  Requires the California Department of Education (CDE)  
          to develop a manual providing guidance to local educational  
          agencies (LEAs) on identifying and supporting English learners  
          (ELs) with disabilities.  


          The Senate amendments:


          1)Make implementation of the professional development plan  
            contingent upon an appropriation for that purpose in the  
            annual Budget Act or other statute.


          2)Requires that the manual address the identification and  
            support of students with disabilities who may later be  
            classified as English learners.









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          3)Require that the manual address means of ensuring that English  
            learners with disabilities have access to instruction in the  
            core curriculum.


          4)Make technical and clarifying changes.


          FISCAL EFFECT:  According to the Senate Appropriations  
          Committee:


          1)Contract for manual:  CDE indicates that it would contract for  
            the development of the manual for such activities as  
            subcontracting with experts, compiling and analyzing resources  
            from other states, conducting stakeholder meetings, printing  
            necessary materials, filming stakeholder meetings, and travel.  
             The total amount of the contract is anticipated to be  
            $450,000 to cover the period from January 1, 2017 to July 1,  
            2018.  (Federal funds)


          2)Contract monitoring:  In addition, the CDE cites the need for  
            one limited-term position until July 1, 2018 at a cost of  
            $229,000 to oversee the contract and to act as the liaison  
            with the EL Division within the department.  (Federal funds)


          3)Manual Implementation:  This bill requires the state and LEAs  
            to collaborate in meeting the objectives of disseminating the  
            manual and providing professional development on its contents.  
             This creates a cost pressure to implement this plan which the  
            CDE indicates would result in ongoing costs of $154,000 for  
            one position to provide training and technical assistance to  
            LEAs.  However, staff notes that the need for this activity is  
            likely to diminish over time.  In addition, this creates a  
            local and state cost pressure to fund professional development  
            and other activities necessary to implement the guidance in  
            the manual.  Staff notes that the bill makes implementation of  
            that guidance contingent upon funding provided for that  
            purpose. 








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          4)The CDE indicates that one-time and ongoing federal special  
            education carryover funds would be available to support its  
            activities required by this bill.  This would require approval  
            through the annual budget process to ensure the availability  
            of funds and a subsequent increase the CDE's federal fund  
            spending authority.  


          COMMENTS:  


          Long-standing concerns about over/under identification of  
          English learners for special education.  The inappropriate  
          identification of English learners for special education has  
          been a concern since at least the 1960's.  Below is a summary of  
          relevant research, litigation, and policy related to this issue:


            1960's:  An article (Dunn, 1968) questioning the high rate of  
            students of color and English learners in special education  
            classes sparked a civil rights debate about disproportionate  
            enrollment in special education.  Research on the demographics  
            of special education enrollment in Riverside, California,  
            begun in the 1960's and ultimately published in 1973 found  
            that black and Spanish-surnamed children were overidentified  
            for special education.  It found that among children scoring  
            at low levels on IQ [intelligence quotient] tests,  
            Spanish-surnamed and low income students were more likely to  
            be placed in special classes, and that 81% of students placed  
            in special classes never returned to mainstream programs.  In  
            a 1969 report by the President's Committee on Mental  
            Retardation entitled "The Six Hour Retarded Child," the CDE  
            reported that Spanish-surnamed children were three times more  
            likely to be identified for special education as their peers.   



            1970's:  In the 1970 Diana v. California State Board of  
            Education case, the court reviewed the case of nine Mexican  
            American students placed in classes for "mentally retarded"  








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            students on the basis of I.Q. scores.  After being retested  
            bilingually, the students' scores no longer fell within the  
            disabled range.  The case was settled out of court, and the  
            settlement required testing in students' home language in the  
            assessment process.  Also in 1970 the U.S. [United States]  
            Office of Civil Rights issued a memorandum stating that school  
            districts "must not assign national origin, minority group  
            students to classes for the mentally retarded on the basis of  
            criteria which essentially measure or evaluate English  
            language skills."  


            1980's:  The U.S. Department of Education Office of Civil  
            Rights (OCR) began to produce estimates of the extent and  
            distribution of disproportionality in special education, which  
            was found to be consistent over time.  In response to the 1974  
            Lau v. Nichols Supreme Court decision, bilingual programs grew  
            in number.  According to a report published by the U.S.  
            Department of Education, "in an almost complete turnaround  
            from the days in which discriminatory overrepresentation of  
            minority language youngsters in special education classes was  
            the issue, there emerged a concern that minority language  
            youngsters who also needed special education were not being  
            appropriately screened or placed."


            1990's:  The federal IDEA [Individuals with Disabilities  
            Education Act] reauthorization of 1997 required that states  
            collect data for the purpose of monitoring and reducing  
            disproportionality in special education, and as appropriate  
            provide for the revision of policies, procedures and practices  
            used in such identification.  Proposition 227 of 1998  
            dramatically reduced the number of bilingual education  
            programs operating in California schools.  


            2000's:  The federal IDEA reauthorization of 2004 expanded  
            requirements for the monitoring of disproportionality,  
            requiring that states have policies and procedures in place to  
            prevent inappropriate identification by race or ethnicity, and  
            requiring LEAs with significant disproportionality to devote  
            the maximum amount of Part B funds allowable (15%) to early  








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            intervening programs.  Disproportionality research began to  
            focus on the forces that shape and maintain disproportionate  
            representation.


            2010's:  The 2015 federal Every Student Succeeds Act (ESSA)  
            included new requirements to report on number and percentage  
            of ELs, disaggregated by disability, who meet state-determined  
            long-term goals and state academic standards, for four years  
            after being reclassified.  In 2015 the U.S. Department of  
            Education also called on states to create guidance on English  
            learners and special education for school districts (see  
            below).  A proposed federal rule (now pending) would also  
            standardize the methodology states must use to determine  
            whether significant disproportionality based on race and  
            ethnicity is occurring in the state and its LEAs, and require  
            that LEAs identify and address the factors contributing to  
            significant disproportionality.  An initiative on the  
            November, 2016 ballot proposes to repeal parts of Proposition  
            227, expanding bilingual program options for students. 


          Disproportionate representation of English learners in special  
          education in California.  Research on English learners and  
          special education identification in California shows that:


          1)According to the CDE, while 10% of California students  
            qualify for special education services, 9.1% of English  
            proficient students and 14.4% of English learners qualified  
            for these services in 2014-15.  This indicates that ELs are  
            identified for special education services at a rate that is  
            60% higher than for non-ELs.


          2)Data from the CDE suggest the underidentification of ELs for  
            special education in the early grades.  In 2014-15 English  
            learners were identified for special education at a slightly  
            lower rate in the early grades.  In first grade 7.7% of ELs  
            vs. 7.9% of non-ELs were identified as requiring special  
            education services, and in second grade the rates were 8.6%  
            for ELs vs. 9.0% for non-ELs.








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          3)Data from the CDE also show that beginning in the third grade  
            the identification rate for ELs becomes increasingly  
            disproportionate, and by the secondary grades the percentage  
            of ELs in special education rises to very high levels.  By  
            grade seven the rate of ELs in special education is more than  
            two and half times that of non-ELs (23.0% vs. 9.1% for  
            non-ELs), and by grade 12, 26.2% of ELs are in special  
            education, compared to 9.9% of non-ELs.  In grade twelve this  
            represents an EL identification rate of nearly 2.7 times that  
            of their non-EL peers.


          4)According to the CDE, approximately 1% of English learners  
            were provided test accommodations on the California Standards  
            Tests in 2009.  This rate declined from about 2% in 2006.


          5)California has an above average percentage of English  
            learners in special education compared to other states.  Data  
            reported by OCR indicate that in 2011-12 California  
            identified 13.3% of English learners, compared to a national  
            average rate of 11.9%.  OCR data also show that California  
            enrolls 35% of all English learners in special education in  
            the country.


          6)Research indicates that, of California students identified  
            for special education, English learners are overrepresented  
            in certain disability categories, particularly intellectual  
            disability, learning disabilities, and speech and language  
            impairment.  


          7)Older research (2000) indicates that California ELs receiving  
            the least language support were more likely to be placed in  
            special education programs, and that students receiving all  
            of their instruction in English were three times as likely to  
            be identified for special education services than those  
            receiving some primary language support.









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          The key issues:  language, reclassification, intervention,  
          referral, assessment, instruction.  What are the causes of this  
          long-standing problem?  The research points to some key issues,  
          most significantly:


          1)Inability to distinguish between a language learning need and  
            a disability.  Educators often face challenges determining  
            whether a student's difficulty progressing academically is a  
            result of a disability or a language barrier.  For example, in  
            the area of English language arts, teachers may confuse the  
            signs of learning disabilities with the development of  
            pronunciation, syntax, or semantic development.  Educators may  
            also be hesitant to refer a student with a possible disability  
            until their English proficiency improves.  Research has  
            identified this challenge as a key factor in both the  
            overidentification and underidentification of English learners  
            for special education services. 


          2)Poor reclassification practices.  As noted above, the  
            percentage of ELs in special education increases through the  
            grades, becoming increasingly disproportionate relative to  
            non-ELs, especially in the secondary grades.  For some  
            students with disabilities this is likely due to their  
            inability - due to their disability - to meet one of the  
            criteria for reclassification:  proficiency in English  
            language arts.  The manual for the California English Language  
            Development Test (CELDT) states that "students with  
            disabilities?are to be provided with the same opportunity to  
            be reclassified as students without disabilities." This  
            guidance also 1) states that multiple criteria may be used in  
            concert with the four reclassification criteria authorized in  
            statute, and 2) authorizes Individualized Education Program  
            (IEP) teams to determine appropriate measures of English  
            proficiency which would be equivalent to an English-proficient  
            peer with similar disabilities.  But based on the above data  
            showing significant disproportionality in the secondary grades  
            it would appear that these authorizations are not effectively  
            or consistently used.  









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          3)Insufficient use of assessment accommodations.  Assessment  
            accommodations, such as primary language support, English  
            language reference materials, and the option for oral response  
            in English are a few of the ways in which educators can get a  
            more accurate picture of an EL's abilities.  Research suggests  
            that overreliance on standardized tests to identify ELs with  
            learning disabilities results in underidentification in the  
            early elementary grades and overidentification in the  
            subsequent grades.  The use of accommodations is viewed as a  
            critical part of the accurate identification of ELs for  
            special education services, but as noted above, in 2009 only  
            1% California's ELs were provided language accommodations on  
            state assessments.   


          4)Poorly designed and implemented referral strategies.  In a  
            2015 report the Regional Educational Laboratory West (WestEd)  
            identified poorly designed and implemented referral strategies  
            as a major barrier to accurate identification and appropriate  
            services for ELs.  They note an absence of systematic referral  
            processes for ELs in which, for example, educators know when  
            and under which circumstances to refer, student study teams  
            have protocols for review of multiple and extrinsic factors,  
            and administrators have established processes for  
            interpretation and translation for parents in special  
            education proceedings.  Another such issue, the makeup of IEP  
            teams, was highlighted in a 2015 report by Policy Analysis for  
            California Education (PACE), which noted that referral teams  
            should include EL specialists and special education  
            specialists who are trained to assess EL students.  


          5)Lack of intervention strategies.  Early intervention can  
            reduce referrals for special education services, and  
            strategies such as response to intervention (a multi-tiered  
            structure of increasingly intensive and focused instruction,  
            assessment, and intervention) are increasingly employed by  
            schools.  Some schools also use pre-referral strategies such  
            as a child study team to make instructional modifications and  
            provide supports before a student is referred for assessment.   
            But research indicates that the absence of consistent  








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            intervention strategies remains an issue in the identification  
            and instruction of ELs with disabilities.


          6)Inappropriate instructional practices.  ELs with disabilities  
            require specialized instruction in order to progress  
            academically both prior to referral and after qualifying for  
            services.  But research indicates that educators have  
            difficulty providing consistent, adequate services to ELs with  
            disabilities, in part due to gaps in skills required to meet  
            both sets of needs.  Research also points to lack of  
            consistent monitoring of student progress across EL and  
            special education systems.


          These and other topics, such as strategies for working with  
          families and guidance on the development of IEPs, are required  
          to be included in the manual proposed by this bill.  


          What works to address concerns about English learners and  
          special education?  In 2015 WestEd published a review of  
          guidelines and protocols used by the 20 states with the largest  
          populations of ELs, and identified five guiding principles  
          states should have in place to meet the needs of EL students  
          with disabilities: 


          1)Have a clear policy statement that additional considerations  
            will be used in placing EL students in special education  
            programs 


          2)Provide test accommodations for EL students 


          3)Employ exit criteria for English language support programs for  
            EL students in special education 


          4)Assess EL students' language and disability needs using a  
            response to intervention approach 








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          5)Provide publicly available manuals to aid educators in  
            identifying and supporting EL students who have learning  
            disabilities 


          Analysis Prepared by:                                             
                          Tanya Lieberman / ED. / (916) 319-2087  FN:  
          0004221