BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON PUBLIC SAFETY
                             Senator Loni Hancock, Chair
                                2015 - 2016  Regular 

          Bill No:    SB 29         Hearing Date:    April 7, 2015    
          
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          |Author:    |Beall                                                |
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          |Version:   |March 23, 2015                                       |
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          |Urgency:   |No                     |Fiscal:    |Yes              |
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          |Consultant:|JRD                                                  |
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                  Subject:  Peace Officer Training:  Mental Health



          HISTORY

          Source:   Author

          Prior Legislation:None known

          Support:  The Arc and United Cerebral Palsy California  
                    Collaboration; Association of Regional Center  
                    Agencies; California Attorneys for Criminal Justice;  
                    California Medical Association; Disability Rights  
                    California; Steinberg Institute; United Domestic  
                    Workers of America

          Opposition:California State Sheriffs' Association
                      
          PURPOSE

          The purpose of this legislation is to require (1) law  
          enforcement field training officers to have 40 hours of  
          evidence-based behavioral health training, as specified; and,  
          (2) the field training program to include a 20-hour  
          evidence-based behavioral health training course relating to law  
          enforcement interaction with persons with mental illness or  
          intellectual disability.









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          Peace Officer Standards and Training 

          Existing law creates, in the Department of Justice, a Commission  
          on Peace Officer Standards and Training (POST).  The POST  
          commission consists of 15 members appointed by the Governor,  
          after consultation with, and with the advice of, the Attorney  
          General and with the advice and consent of the Senate.  Racial,  
          gender, and ethnic diversity shall be considered for all  
          appointments to the commission.  (Penal Code § 13500.)

          Existing law provides POST with the following powers:

                 To meet at those times and places as it may deem proper.

                 To employ an executive secretary and, pursuant to civil  
               service, those clerical and technical assistants as may be  
               necessary.

                 To contract with other agencies, public or private, or  
               persons as it deems necessary, for the rendition and  
               affording of those services, facilities, studies, and  
               reports to the commission as will best assist it to carry  
               out its duties and responsibilities.

                 To cooperate with and to secure the cooperation of  
               county, city, and other local law enforcement agencies in  
               investigating any matter within the scope of its duties and  
               responsibilities, and in performing its other functions.

                 To develop and implement programs to increase the  
               effectiveness of law enforcement and when those programs  
               involve training and education courses to cooperate with  
               and secure the cooperation of state-level officers,  
               agencies, and bodies having jurisdiction over systems of  
               public higher education in continuing the development of  
               college-level training and education programs.

                 To cooperate with and secure the cooperation of every  
               department, agency, or instrumentality in the state  
               government.

                 To do any and all things necessary or convenient to  
               enable it fully and adequately to perform its duties and to  
               exercise the power granted to it.









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                 The commission does not have the authority to adopt or  
               carry out a regulation that authorizes the withdrawal or  
               revocation of a certificate previously issued to a peace  
               officer.

                 Except as specifically provided by law, the commission  
               does not have the authority to cancel a certificate  
               previously issued to a peace officer.  (Penal Code §  
               13503.)

          Current law requires POST to endeavor to minimize costs of  
          administration so that a maximum of funds will be expended for  
          the purpose of providing training and other services to local  
          law enforcement agencies.  (Penal Code § 13505.)

          Existing law requires POST to adopt rules establishing minimum  
          standards relating to physical, mental, and moral fitness that  
          govern the recruitment of any city police officers, peace  
          officer members of a county sheriff's office, marshals or deputy  
          marshals, and other specified peace officers.  (Penal Code §  
          13510.)

          Peace Officer Field Training

          Existing regulations require any department which employs peace  
          officers to have a POST-approved Field Training Program.   
          Requests for approval of a department's Field Training Program  
          must be submitted to POST and signed by the department head  
          attesting to the adherence of the following program  
          requirements:

                 The Field Training Program is to be delivered over a  
               minimum of 10 weeks and based upon the structured learning  
               content as specified in the POST manual.

                 A trainee must have successfully completed the Regular  
               Basic Course before participating in the Field Training  
               Program.

                 The Field Training Program must have a Field Training  
               Supervisor/Administrator/Coordinator (SAC) who:

                  o         Has been awarded or is eligible for the award  









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                    of a POST Supervisory Certificate, or has been  
                    appointed by the department head (or his/her  
                    designate).

                  o         Every peace officer promoted, appointed, or  
                    transferred to a supervisory or management position  
                    overseeing a field training program shall successfully  
                    complete a POST-certified Field Training  
                    Supervisor/Administrator/Coordinator Course prior to  
                    or within 12 months of the initial promotion,  
                    appointment, or transfer to such a position.

                 The Field Training Program must have Field Training  
               Officers (FTOs) who:

                  o         Have been awarded a POST Basic Certificate  
                    (not Specialized);

                  o         Have a minimum of one year general law  
                    enforcement uniformed patrol experience;

                  o         Have been selected based upon a  
                    department-specific selection process; and,

                  o         Meet the following training requirements:

                       §              Successfully complete a  
                         POST-certified Field Training Officer Course   
                         prior to training new officers; and,

                       §              Complete 24-hours of update training  
                         every three years following completion of the  
                         Field Training Officer Course.

                 Trainees must be supervised depending upon their  
               assignment:

                  o         A trainee assigned to general law enforcement  
                    uniformed patrol duties must be under the direct and  
                    immediate supervision (physical presence) of a  
                    qualified Field Training Officer.

                  o         A trainee temporarily assigned to  
                    non-enforcement, specialized function(s) for the  









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                    purpose of specialized training or orientation is not  
                    required to be in the immediate presence of a  
                    qualified Field Training Officer while performing the  
                    specialized function(s).

                 Trainee performance must be:

                  o         Documented daily through journaling, daily  
                    training notes, or Daily Observation Reports (DORs)  
                    and shall be reviewed with the trainee by the Field  
                    Training Officer; and,

                  o         Monitored by a Field Training Program SAC, or  
                    designee, by review and signing of the DORs or, by  
                    completing and/or signing weekly written summaries of  
                    performance (e.g., Supervisor's Weekly Report,  
                    Coaching and Training Reports) that are reviewed with  
                    the trainee.

                 The Field Training Officer's attestation of each  
               trainee's competence and successful completion of the Field  
               Training Program and a statement that releases the trainee  
               from the program, along with the signed concurrence of the  
               department head, or his or her designate, must be retained  
               in department records. 

          (11 C.C.R. 1005 (2015).)

          Existing regulation allows a department to request an exemption  
          of the Field Training Program requirement if:

                 The department does not provide general law enforcement  
               uniformed patrol services; or

                 The department hires only lateral entry officers  
               possessing a POST Basic Certificate and who have either:

                  o         Completed a POST-approved Field Training  
                    Program, or

                  o         One year previous experience performing  
                    general law enforcement uniformed patrol duties.

          (11 C.C.R. 1005 (2015).)









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          Existing procedures require a POST-Approved Field Training  
          Program to minimally include the following topics: (1) Agency  
          Orientation and Department Polices; (2) Officer Safety; (3)  
          Ethics; (4) Use of Force; (5) Patrol Vehicle Operations; (6)  
          Community Relations/Professional Demeanor (including Cultural  
          Diversity, Community Policing, and Problem Solving; (7) Radio  
          Communications; (8) Leadership; (9) California Codes and Law;  
          (10) Search and Seizure; (11)  Report Writing; (12) Control of  
          Persons, Prisoners, and Mentally Ill; (13) Patrol Procedures  
          (including Domestic Violence and Pedestrian and Vehicle Stops);  
          (14) Investigations/Evidence; (15) Tactical  
          Communications/Conflict Resolution; (16) Traffic (including  
          DUI);  (17) Self-Initiated Activity; (18) Additional  
          Agency-Specific Topics (may include Community Specific Problems,  
          Special Needs Groups, etc.).  (POST Administrative Manual,  
          Procedure D-13-3.) 


          Existing procedures require that the POST-certified Field  
          Training Officer Course be a minimum of 40 hours.  In order to  
          meet local needs, flexibility to present additional curriculum  
          may be authorized with prior POST approval.  Instructional  
          methodology is at the discretion of individual course presenters  
          unless specified otherwise in a training specification document  
          developed for the course.  The Field Training Officer Course  
          curriculum must  include the following topics: (1) Field  
          Training Program Goals and Objectives; (2) Keys to Successful  
          Field Training Programs; (3) Field Training Program  
          Management/Roles of Program Personnel; (4) Teaching and Training  
          Skills Development; (5)  The Professional Relationship between  
          the FTO and the Trainee; (6) Evaluation/Documentation; (7)  
          Expectations and Roles of the FTO; (8) Driver Safety; (9)  
          Officer Safety; (10) Intervention; (11)  
          Remediation/Testing/Scenarios; (12) Trainee Termination; (13)  
          Legal Issues and Liabilities; (14) Review of the Regular Basic  
          Course Training; and, (15) Competency Expectations.  (POST  
          Administrative Manual, Procedure D-13-4.) 


          This bill would require POST to require the field training  
          program to include a 20-hour evidence-based behavioral health  
          training course relating to law enforcement interaction with  
          persons with mental illness or intellectual disability.









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          This bill would require POST to require field training officers  
          to have 40 hours of evidence-based behavioral health training,  
          as specified. 

                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION
                                          
          For the past eight years, this Committee has scrutinized  
          legislation referred to its jurisdiction for any potential  
          impact on prison overcrowding.  Mindful of the United States  
          Supreme Court ruling and federal court orders relating to the  
          state's ability to provide a constitutional level of health care  
          to its inmate population and the related issue of prison  
          overcrowding, this Committee has applied its "ROCA" policy as a  
          content-neutral, provisional measure necessary to ensure that  
          the Legislature does not erode progress in reducing prison  
          overcrowding.   

          On February 10, 2014, the federal court ordered California to  
          reduce its in-state adult institution population to 137.5% of  
          design capacity by February 28, 2016, as follows:   

                 143% of design bed capacity by June 30, 2014;
                 141.5% of design bed capacity by February 28, 2015; and,
                 137.5% of design bed capacity by February 28, 2016. 

          In February of this year the administration reported that as "of  
          February 11, 2015, 112,993 inmates were housed in the State's 34  
          adult institutions, which amounts to 136.6% of design bed  
          capacity, and 8,828 inmates were housed in out-of-state  
          facilities.  This current population is now below the  
          court-ordered reduction to 137.5% of design bed capacity."(  
          Defendants' February 2015 Status Report In Response To February  
          10, 2014 Order, 2:90-cv-00520 KJM DAD PC, 3-Judge Court, Coleman  
          v. Brown, Plata v. Brown   (fn. omitted).

          While significant gains have been made in reducing the prison  
          population, the state now must stabilize these advances and  
          demonstrate to the federal court that California has in place  
          the "durable solution" to prison overcrowding "consistently  
          demanded" by the court.  (Opinion Re: Order Granting in Part and  
          Denying in Part Defendants' Request For Extension of December  
          31, 2013 Deadline, NO. 2:90-cv-0520 LKK DAD (PC), 3-Judge Court,  









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          Coleman v. Brown, Plata v. Brown (2-10-14).  The Committee's  
          consideration of bills that may impact the prison population  
          therefore will be informed by the following questions:

              Whether a proposal erodes a measure which has contributed  
               to reducing the prison population;
              Whether a proposal addresses a major area of public safety  
               or criminal activity for which there is no other  
               reasonable, appropriate remedy;
              Whether a proposal addresses a crime which is directly  
               dangerous to the physical safety of others for which there  
               is no other reasonably appropriate sanction; 
              Whether a proposal corrects a constitutional problem or  
               legislative drafting error; and
              Whether a proposal proposes penalties which are  
               proportionate, and cannot be achieved through any other  
               reasonably appropriate remedy.
          


          

          
          COMMENTS
          
          1.  Need for Legislation

          According to the author: 

               Day by day there is a growing recognition throughout  
               law enforcement nationwide of the value of behavioral  
               health training for officers.  SB 29 and its companion  
               bill, SB 11, respond to the public's heightened  
               distrust by mandating stronger evidence-based  
               behavioral health training that has proven to reduce  
               volatile confrontations between peace officers and  
               people with mental illnesses or intellectual  
               disabilities.  Equally important, the bills recognize  
               California's cultural diversity and require training  
               to be culturally appropriate. 

               Specifically, SB 29:

                          Mandates 40 hours of evidence-based  









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                 behavioral health training for all Field Officer  
                 Trainers;

                          Mandates an additional 20 hours of  
                 evidence-based behavioral health training for new  
                 officers.  Training must be completed during the  
                 employing department's field training and  
                 probationary period but in no case later than 24  
                 months after employee's appointment as an officer;  
                 and

                          Furthermore, SB 29 increases an officers'  
                 ability to communicate effectively and efficiently.   
                 The bill calls for training to overcome the  
                 stigmatization of mental illness.  It also requires  
                 the instruction of officers of cultural differences  
                 to increase awareness of attitudes and behaviors,  
                 and to appreciate the commonalities that exist  
                 across diverse cultures.

               SB 29 recognizes a basic tenet in law enforcement:   
               officers ultimately rely on their training to cope  
               with emergencies.  Therefore the key to an officer's  
               preparation are Field Training officers.  Over time,  
               the new training mandated by SB 29 offers a way to  
               phase in behavioral health training in law enforcement  
               agencies.  It increases training for newly hired  
               officers while targeting existing officers who are in  
               a supervisory role.  SB 29 recognizes that new  
               officers' look-up to Field Training officers; and over  
               time, Field Training Officers typically are promoted  
               creating a steady flow of new officers to replace them  
               who will need to be trained. . .

               POST has a certified Field Training Program guide that  
               includes 18 competencies that must be completed during  
               a new officer's Field Training.  Mental illness and  
               intellectual and physical disabilities competencies  
               are under Section 12.6 and 12.7.  POST does not  
               mandate hours for any of the 18 competencies.   
               Recently, the California Highway Patrol mandated FTO  
               trainers to spend at least 10 hours to educate new  
               officers on Section 12.6 and 12.7 competencies.  
               (Instructor led training). . .









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          2.  Effect of Legislation: Field Training Requirements

          All field training requirements are regulatory.  As  
          discussed above, POST requires an officer be provided a  
          minimum of 10 weeks of field training.  This training must  
          cover 18 different competency requirements, including a  
          component relating to "Control of Persons, Prisoners, and  
          Mentally Ill."  Under POST's Field Training model, trainees  
          are required, for example, to demonstrate competency in the  
          following:<1> 
                                                  
               12.6.02. Behavior Due to Disabilities.  The trainee  
               shall acknowledge that some disabilities (including  
               intellectual disabilities, cerebral palsy, epilepsy,  
               autism and other neurological conditions) are not  
               readily apparent and that sometimes people with  
               developmental or cognitive disabilities may have  
               little or no conscious ability to control their  
               behavior. 

               12.6.03. Dealing with Cognitive Impairment.  The  
               trainee shall recognize and demonstrate effective  
               communications for person with cognitive impairments  
               to minimally include:
                              
                         A. Give one direction or ask one question at  
               a time

                    B.  Allow the person to process what you have  
                    said and respond (10-15     
                          seconds, then repeat)

                    C.  Avoid questions that tell the person the  
                    answer you expect (avoid 
                          questions with yes/no answers)

                         D.  Repeat questions from a slightly  
               different perspective, if necessary



               ----------------------
          <1> The POST Field Training model can be found in its entirety  
          at https://www.post.ca.gov/field-training-program.aspx. 








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                    E.  Avoid questions about time, complex  
                    sequences, or reasons for  
                         behavior

                         F.  Use concrete terms and ideas; avoid  
               jargon or figures or speech

               12.7.01. State Law and Agency.  The trainee shall  
               review and explain state law and agency policy  
               regarding mental health cases. 

               12.7.02. Considerations When Handling or Dealing with  
               Mentally Ill/Emotionally Disturbed Persons.  The  
               training shall identify considerations to be made when  
               handling and dealing with mentally ill or emotionally  
               disturbed persons, to minimally include: 
                         
                         A. Ignoring verbal abuse

                         B.  Avoiding excitement

                         C.  Avoiding unnecessary deception

                         D.  Requesting backup to minimize resistance

                         E.   Requesting an ambulance prior to  
               confronting subject, if necessary

                         F.   Keeping the disturbed person in sight  
               constantly

                         G.  Continual alertness

                         H.   Seizing firearms for safekeeping

               12.7.03. Mental Health Facility or Regional Center.   
               The trainee shall identify the appropriate mental  
               health facility or regional center within the agency's  
               jurisdiction to be used for evaluation, treatment,  
               counseling, or referral. 

               12.7.08. Demonstrating Knowledge of Proper Procedure.   
               Given a scenario or an actual incident involving a  
               mentally ill or emotionally disturbed person, the  









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               trainee shall take all necessary precautions in  
               dealing with the person, safely that the person into  
               custody (if necessary), assure safe transportation of  
               the person, and properly complete all necessary forms  
               and reports.  

          A trainee can demonstrate competency by performing these  
          functions in the field, through role playing, or by taking a  
          verbal or written test.  Both the Field Training Officer and the  
          trainee have to sign a form stating that training was received  
                                and competency was demonstrated for each of the training  
          components.  

          While behavioral health training is included in field training,  
          there is currently no hour requirement.<2>  This legislation  
          would specify how many hours of behavioral health training an  
          officer must have by requiring the field training program  
          include a 20-hour evidence-based behavioral health training  
          course relating to law enforcement interaction with persons with  
          mental illness or intellectual disability.
            
          According to the author:

               The Memphis Crisis Intervention Team (CIT) is a  
               nationally recognized training for police officers and  
               first responders to effectively interact with those in  
               a mental illness crisis.  The Memphis model calls for  
               40 hours of intense training to learn interventions  
               such as de-escalation, shown to be effective when  
               responding to individuals with mental illnesses.

               SB 29 builds on the 20 hours of training provided in the  
               Academy under SB 11. Taken together, SB 11 and SB 29  
               provide the full 40 hours of training strongly recommended  
               under the Memphis Model. 

          This legislation, as drafted, would preclude an officer from  
          getting hourly credit for time spent in the field.  Members may  
          wish to consider recommending an amendment that would allow an  
          ---------------------------


          <2> Aside from the requirement that Field Training be over a ten  
          week period, POST's Field Training Model is component and skill  
          based rather than hourly based.  The author, however, does note  
          that California Highway Patrol is requiring 10 hours of  
          behavioral-health training during field training. 






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          officer to receive hourly credit for the time he or she spends  
          on behavioral health issues in the field.  


          SHOULD OFFICERS BE REQUIRED TO HAVE A SPECIFIC NUMBER OF  
          TRAINING HOURS RELATING TO MENTAL HEALTH DURING FIELD TRAINING? 


          3.  Effect of Legislation: Field Training Officer  
          Requirements 
          
          Field Training Officers must have a POST Basic Training  
          Certificate and one year general law enforcement uniformed  
          patrol experience.<3>  Field Training Officers are additionally  
          required to have a minimum of 40 hours of training on a variety  
          of topics, including: (1) Field Training Program Goals and  
          Objectives; (2) Keys to Successful Field Training Programs; (3)  
          Field Training Program Management/Roles of Program Personnel;  
          (4) Teaching and Training Skills Development; (5)  The  
          Professional Relationship between the FTO and the Trainee; (6)  
          Evaluation/Documentation; (7) Expectations and Roles of the FTO;  
          (8) Driver Safety; (9) Officer Safety; (10) Intervention; (11)  
          Remediation/Testing/Scenarios; (12) Trainee Termination; (13)  
          Legal Issues and Liabilities; (14) Review of the Regular Basic  
          Course Training; and, (15) Competency Expectations.  There is  
          currently no requirement behavioral health training requirement.  
           This legislation would require an additional 40 hours of  
          evidence-based behavioral health training.

          Requiring evidence-based training could limit the use of  
          high-quality, promising behavioral health training.<4>  Members  
          may wish to recommend an amendment that would allow POST to  
          provide "promising evidence-based or evidence-based training."

          SHOULD FIELD TRAINING OFFICERS BE REQUIRED TO HAVE 40 HOURS  
          -------------------------
          <3> Officers receive mental health training during their  
          coursework to obtain a Basic Training Certificate and during  
          field training. 
          <4> U.S. Department of Health and Human Services (HHS) has  
          defined a promising practice as one with at least preliminary  
          evidence of effectiveness in small-scale interventions or for  
          which there is potential for generating data that will be useful  
          for making decisions about taking the intervention to scale and  
          generalizing the results to diverse populations and settings.  








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          OF MENTAL HEALTH TRAINING? 

          4.  Argument in Support


           According to County Behavioral Health Directors  
          Association:

               The existing California Peace Officer Standards and  
               Training (POST) curriculum for officers does not  
               mandate a prescribed number of hours of behavioral  
               health training in the Field Training program.   
               According to POST representatives, although training  
               resources exists, there is no standardized behavioral  
               health training curriculum statewide, and this lack of  
               uniformity creates a patchwork of training programs  
               offered by California law enforcement agencies. 

               SB 29 mandates 40 hours of evidence-based behavioral  
               health training for all Field Officer Trainers, and 20  
               additional hours of evidence-based behavioral health  
               training for trainees in Field Training programs.  The  
               bill also calls for the training to address issues  
               related to stigma, and instruct officers on culturally  
               appropriate procedures when responding to individuals  
               experiencing a behavioral health crisis.  



          5.  Argument in Opposition
          
          According to the California State Sheriffs' Association: 

               On behalf of the California State Sheriffs'  
               Association (CSSA), we must respectfully oppose Senate  
               Bill 29, which would mandate increased training for  
               law enforcement officers on mental health issues.

               To be clear, CSSA recognizes the importance of  
               appropriate training of law enforcement officers.  We  
               also acknowledge that mental health issues have grown  
               in significance in recent years. California peace  
               officers are among the best trained in the nation  
               because of the rigorous and comprehensive education  









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               and training regimen overseen by the Commission on  
               Peace Officer Standards and Training (POST).  Proper  
               training prepares officers for the daily dangers of  
               their jobs, builds trust with the community members  
               protected by law enforcement, and provides appropriate  
               standards for peace officer behavior.

               Currently, significant training on mental health  
               issues is required of prospective and employed peace  
               officers.  The basic POST academy includes mandatory  
               training on mental health issues and includes a  
               scenario-based test that must be passed in order to  
               graduate from an academy.  Additionally, law  
               enforcement agencies around the state offer ongoing  
               POST-certified crisis intervention training on mental  
               health and require their officers to complete  
               additional mental health training in addition to the  
               state-mandated minimums.

               SB 29 would require 40 hours of training on mental  
               health issues for field training officers and 20  
               additional hours of training on mental health issues  
               for new officers during their field training period.   
               While CSSA does not necessarily oppose alterations to  
               training requirements, this bill simply adds a  
               time-based requirement without the benefit of knowing  
               where gaps and deficiencies in existing training  
               mandates may exist.  More training for the sake of  
               more training may not be beneficial and may come at  
               the expense of other, more necessary training.

               POST, in conjunction with law enforcement, is in the  
               process of examining mental health training courses  
               and requirements to ascertain if there are issues that  
               need to be addressed.  Although we appreciate the  
               desire to improve interactions between law enforcement  
               and persons with mental health issues, SB 29  
               represents a premature, unfunded mandate that offers  
               no guarantee of providing the appropriate training to  
               the right officers.


                                      -- END --
          









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