Amended in Senate May 12, 2015

Amended in Senate May 5, 2015

Amended in Senate April 20, 2015

Amended in Senate April 6, 2015

Senate BillNo. 119


Introduced by Senator Hill

January 14, 2015


An act to add Section 7110.7 to the Business and Professions Code, to amend Sections 4216, 4216.1, 4216.2, 4216.3, 4216.4, 4216.5, 4216.6, 4216.7, 4216.8, and 4216.9 of, and to add Sections 4216.10, 4216.11, 4216.12, 4216.13, 4216.14, 4216.15, 4216.16, 4216.17, 4216.18, 4216.19, 4216.20,begin delete and 4216.21end deletebegin insert 4216end insertbegin insert.21, and 4216.22end insert to, the Government Code, and to amend Section 1702.5 of, and to addbegin delete Section 320.5end deletebegin insert Sections 320.5 and 971end insert to, the Public Utilities Code, relating to excavations.

LEGISLATIVE COUNSEL’S DIGEST

SB 119, as amended, Hill. Protection of subsurface installations.

Existing law vests the Contractors’ State License Board with all functions and duties relating to the administration of the Contractors’ State License Law. Existing law authorizes the issuance of licenses to applicants for contractors’ licenses by written examination under rules and regulations adopted by the board.

This bill would require the board to adopt a program to enforce violations of provisions relating to excavation. The bill would authorize the board to require a contractor to undergo training, levy a fine, and suspend a contractor’s license for a violation.

Existing law requires every operator of a subsurface installation, except the Department of Transportation, to become a member of, participate in, and share in the costs of, a regional notification center. Existing law requires any person who plans to conduct any excavation to contact the appropriate regional notification center before commencing that excavation, as specified. Existing law defines a subsurface installation as any underground pipeline, conduit, duct, wire, or other structure. Existing law requires an operator of a subsurface installation, who receives notification of proposed excavation work, within 2 working days of that notification, excluding weekends and holidays, to mark the approximate location and number of subsurface installations that may be affected by the excavation or to advise that no subsurface installations operated by him or her would be affected. Existing law requires an operator of a subsurface installation that has failed to comply with these provisions to be liable to the excavator for damages, costs, and expenses.

This bill would declare the need to clarify and revise these provisions. The bill would define and redefine various terms relating to a regional notification center. The bill would expand the definition of a subsurface installation, to include an underground structure or submerged duct, pipeline, or structure, except as specified. This bill would also delete the exception for the Department of Transportation.

The bill would require an excavator planning to conduct an excavation to delineate the area to be excavated before notifying the appropriate regional notification center of the planned excavation, as provided. The bill would require an operator, before the legal start date and time of the excavation, to locate and field mark, within the area delineated for excavation, its subsurface installations. The bill would require an operator to maintain and preserve all plans and records for any subsurface installation owned by that operator as that information becomes known, as specified.

This bill would prohibit an excavator that damages a subsurface installation due to an inaccurate field mark, as defined, by an operator from being liable for damages, replacement costs, or other expenses arising from damage to the subsurface installation, provided that the excavator complied with the provisions described above. The bill would also authorize, in any action for reimbursement or indemnification for a claim arising from damage to a subsurface installation in which a court finds that the excavator complied with those provisions, the excavator to be awarded reasonable attorneys’ fees and expenses.

The bill would delete the existing exemptions pertaining to an owner of real property and would instead exempt an owner of residential real property who only uses hand tools for excavation work not requiring a permit on his or her residential real property that has no easement or right-of-way for a subsurface installation.

begin insert

The bill would require the operator of a high-priority subsurface installation to make specified notifications to a landowner if agricultural activities cannot safely be performed due to the depth of the subsurface installations and to mark the location and depth of those installations, as specified.

end insert

Existing law authorizes the Occupational Safety and Health Standards Board to adopt and to publish occupational safety and health standards.

This bill would require the board, on or before January 1, 2017, to revise these provisions to clarify best practices to be used by excavators when excavating near subsurface installations. The bill would also require the board to convene an advisory committee hearing to seek input from operators, regional notification centers, labor, and excavators on best practices to be used for excavating in urban areas, the appropriate frequency of potholing, and other best practices developed by various industry associations.

The bill would also authorize the Public Utilities Commission and the Office of the State Fire Marshal to enforce the requirement to locate and field mark subsurface installations and lines against operators of natural gas and electric underground infrastructure and hazardous liquid pipelines, unless these operators are municipal utilities.

This bill would create the California Underground Facilities Safe Excavation Authority. The bill would require the authority to enforce laws relating to the protection of underground infrastructure by hearing complaints and assessing civil penalties for violations of these provisions.

The authority would be composed of 9 members who would serve 2-year terms. The bill would authorize the authority to use compliance audits and investigations in enforcing these provisions and furthering its purposes. The bill would require the authority, on or before January 1, 2017, and each year thereafter, to report to the Governor and the Legislature on its activities and any recommendations.

The bill would create the Safe Energy Infrastructure and Excavation Fund in the State Treasury and would provide that moneys deposited into the fund are to be used to cover the administrative expenses of the authority, upon appropriation by the Legislature. The bill would authorize the commission to use excess moneys in the fund for specified purposes relating to the safety of underground utilities, upon appropriation by the Legislature.

begin insert

The Natural Gas Pipeline Safety Act of 2011, within the Public Utilities Act, designates the Public Utilities Commission as the state authority responsible for regulating and enforcing intrastate gas pipeline transportation and pipeline facilities pursuant to federal law, including the development, submission, and administration of a state pipeline safety program certification for natural gas. Existing federal law requires each operator of a buried gas pipeline to carry out a program to prevent damage to that pipeline from excavation activities, as specified.

end insert
begin insert

The bill would require each gas corporation, as part of its damage prevention program to collect specified information to inform its outreach activities and to report this information to the Public Utilities Commission, as specified.

end insert
begin insert

Under existing law, a violation of the Public Utilities Act or any order, decision, rule, direction, demand, or requirement of the commission is a crime.

end insert
begin insert

Because the requirements described above are within the act, a violation of these requirements would impose a state-mandated local program by creating a new crime.

end insert

Existing law requires the Public Utilities Commission to develop and implement a safety enforcement program that is applicable to gas corporations and electrical corporations and that includes procedures for monitoring, data tracking and analysis, and investigations, as well as issuance of citations by commission staff, under the direction of the executive director of the commission, for correction and punishment of safety violations. That law requires the commission to develop and implement an appeals process to govern issuance and appeal of citations, or resolution of corrective action orders. That law requires the commission to implement the safety enforcement program for gas safety by July 1, 2014, and for electrical safety by January 1, 2015.

This bill would require that moneys collected as a result of the issuance of citations to gas corporations and electrical corporations pursuant to the above-described law be deposited in the Safe Energy Infrastructure and Excavation Fund.

The bill would make other conforming changes.

begin insert

The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement.

end insert
begin insert

This bill would provide that no reimbursement is required by this act for a specified reason.

end insert

Vote: majority. Appropriation: no. Fiscal committee: yes. State-mandated local program: begin deleteno end deletebegin insertyesend insert.

The people of the State of California do enact as follows:

P5    1

SECTION 1.  

The Legislature finds and declares the following:

2(a) Discussions that have taken place since Article 2
3(commencing with Section 4216) of Chapter 3.1 of Division 5 of
4Title 1 of the Government Code was added by Chapter 928 of the
5Statutes of 1989 have led to widespread agreement that many of
6the provisions of the article should be clarified.

7(b) Regional notification centers, or “one-call” centers, have
8developed means of electronic communication that improve the
9efficiency of the “one-call” process, and statutory barriers to using
10new methods of notification should be eliminated.

11(c) Electronic positive response is a means to communicate the
12status of responses to an excavator’s notice of excavation via the
13one-call center and provides the safety benefit that an excavator
14has an easy means to know whether or not all of the utilities within
15the excavation area have marked their underground facilities.

16(d) The delineation by an excavator of the area to be excavated
17in advance of the field location and marking by subsurface facility
18operators of their facilities aids the excavator in understanding
19where underground facilities were marked, and thus improves
20safety. This practice was recommended by the National
21Transportation Safety Board in its 1997 study “Protecting Public
22Safety through Excavation Damage Prevention” and is a best
23practice of the Common Ground Alliance.

24(e) Continuing an excavation after an excavation “ticket” has
25expired does not promote safety, and excavators should renew
26their ticket with the one-call center before expiration. Continuing
27excavation when markings are no longer visible does not promote
28safety, and excavators should stop work until the subsurface
29installations are remarked.

30(f) The benefits of eliminating old field marks once an
31excavation project is complete are more than just aesthetic;
P6    1eliminating old field marks helps prevent confusion for the next
2excavator to dig in that area.

3(g) Increased communication between subsurface installation
4operators and excavators before breaking ground has safety
5benefits.

6(h) Construction sites often have many parties conducting
7different, ongoing work, and so the inherent safety risks associated
8with that work can be increased by a failure of these parties to
9effectively communicate. Excavators, operators of subsurface
10 facilities, and locators have a responsibility to communicate with
11other parties before entering these worksites, which may require
12advance schedule coordination, and also have a responsibility to
13observe the safety requirements set for those worksites.

14(i) Abandoned subsurface installations can be mistaken for
15active subsurface installations that are marked, and thus present a
16safety risk to excavators and the public. Safety will be improved
17if subsurface facility operators identify these subsurface
18installations when their existence is known.

19(j) The ability of an operator of subsurface facilities to locate
20and mark affected facilities can be seriously impaired by a lack of
21high-quality records of those facilities, and thus operators should
22keep records of their facilities for as long as they are in the ground,
23whether or not they are in use.

24(k) Failure by an operator of subsurface facilities to mark the
25facilities within the required two-working-day period is a serious
26breach of duty.

27(l) While a utility operator has two working days after an
28excavator’s call to the one-call center to mark its underground
29facilities, failure of that utility to do so does not relieve the
30excavator of the safety responsibility to wait until the utility
31operator has marked before commencing excavation.

32(m) Mismarks by an operator place excavators and the public
33at great safety risk, and so operators who mismark their facilities
34are entitled to no award for any damages to those facilities.

35(n) Facilities that are embedded in pavement require more
36extensive communication to prevent them from being damaged.
37begin delete Excavators should not be liable for damage to traffic loops.end delete

38(o) Exemptions that allow a class of persons to excavate without
39calling 811 shall be made not based on convenience, but rather
P7    1permitted only if alternative procedures allow the excavation to
2take place without compromising safety.

3(p) The exemption that permits the Department of Transportation
4not to submit its maps to the regional notification center and not
5to mark its underground facilities within 48 hours does not have
6a basis in safety.

begin insert

7(q) Agricultural activities of less than 16 inches are not
8excavations, and high-priority subsurface natural gas and
9hazardous liquid pipeline installations are identified in rural areas
10with above-ground markers pursuant to Section 192.707 of Part
11192 and Section 195.410 of Part 195 of Title 49 of the Code of
12Federal Regulations, respectively, so the management of safety
13around underground facilities in agricultural operations must be
14different.

end insert
begin insert

15(r) Prevention of boring through sewer laterals with natural
16gas and other subsurface installation services may be achieved
17through reasonable care in the use of trenchless excavating
18technologies. Indication of the location of sewer laterals can aid
19in prevention of these cross-bores.

end insert
begin delete

20(q)

end delete

21begin insert(s)end insert The exemption that permits private property owners to dig
22on their property without calling a regional notification center to
23have the area marked for underground facilities does not have a
24basis in safety.

begin delete

25(r)

end delete

26begin insert(t)end insert The exemption that permits homeowners to conduct
27excavation on their property with heavy machinery or when there
28is a utility easement on his or her property does not have a basis
29in safety.

begin delete

30(s)

end delete

31begin insert(u)end insert Behaviors that are suspected to be unsafe, but upon which
32there is not widespread agreement as to the level of risk and,
33therefore, are unregulated, must be monitored to better assess the
34risk.

begin insert

35(v) The Study on the Impact of Excavation Damage on Pipeline
36Safety, submitted by the United States Department of
37Transportation to Congress on October 9, 2014, reported that
38other states have found that exemption of landscape maintenance
39activities of less than 12 inches deep, when performed with hand
40tools, do not appear to have a significant impact on safety. The
P8    1report cautions, however, that while those activity-based
2exemptions may be acceptable, they should be supported by
3sufficient data.

end insert
begin delete

4(t)

end delete

5begin insert(w)end insert Clarification is needed for excavators to understand best
6excavation practices, and this could be accomplished through
7clarification of the regulations on excavation by the Occupational
8Safety and Health Standards Board.

begin delete

9(u)

end delete

10begin insert(x)end insert Other states have experienced a dramatic improvement in
11safety after implementing centralized administrative enforcement
12of one-call laws.

begin delete

13(v)

end delete

14begin insert(y)end insert California should have a board, composed of excavation
15stakeholders, subject to oversight by the Legislature and the
16Department of Finance, to enforce the state’s safe excavation laws
17through field audits, incident investigations, and administrative
18hearings, and to promote safe excavation practices. Due to the size
19of the state, and in order to reduce costs, the board should meet in
20northern and southern California.

begin delete

21(w)

end delete

22begin insert(z)end insert The board should not be funded through the General Fund,
23but should be funded by the community that will most directly
24benefit from the enforcement of the state’s safe excavation laws,
25including the participants in the state’s regional notification centers,
26and the board should also be funded by the fines it levies, instead
27of having those fines go to the General Fund.

begin delete

28(x)

end delete

29begin insert(aa)end insert After a hearing before the board pursuant to the
30Administrative Procedures Act, a person found to be in violation
31of the state’s safe excavation laws could meet a variety of sanctions
32including a fine not exceeding a specified amount and the
33requirement to undergo relevant education.

begin delete

34(y)

end delete

35begin insert(ab)end insert To preserve due process, the superior court should be
36available to an aggrieved party as a forum in which to challenge
37a board decision.

begin delete

38(z)

end delete

39begin insert(ac)end insert Most persons who would be subject to the board’s oversight
40are also subject to the oversight of other enforcement agencies,
P9    1and those agencies should also take steps to reduce the safety risks
2posed by violations of the state’s safe excavation laws.

3

SEC. 2.  

Section 7110.7 is added to the Business and Professions
4Code
, to read:

5

7110.7.  

(a) The Contractors’ State License Board shall adopt
6a program to enforce violationsbegin delete of paragraph (1)end deletebegin insert by contractorsend insert
7 of subdivision (a) of Section 4216.2 of the Government Code.

8(b) The Contractors’ State License Board shall require
9contractors to undergobegin delete trainingend deletebegin insert a training programend insert relating to
10compliance withbegin delete paragraph (1) ofend delete subdivision (a) of Section 4216.2
11of the Government Code, as determined by the board, for an initial
12violation.begin insert The training program shall be conducted by a regional
13notification center, as defined in Section 4216 of the Government
14Code, or by a training program approved by a regional notification
15center.end insert

16(c) If the contractor does notbegin delete attend training within two monthsend delete
17begin insert submit evidence of completion of a training program within 30
18daysend insert
of being notified of the requirement to do so, or fails to
19provide a reasonable explanation for his or her delay in scheduling
20that training in writing, thebegin delete board shall, in addition, levy a fine.end delete
21begin insert contractor shall be subject to further disciplinary action.end insert

22(d) A subsequent violation within one calendar year of the first
23violation, failure to attend training, or failure to pay fines ultimately
24may result in suspension of the contractor’s license.

25(e) The board shall determine a graduated scale of fines
26begin delete considering the following factors:end deletebegin insert consistent with Section 7099.2.end insert

begin delete

27(1) Whether the regional notification center received a timely
28request for locate and field mark.

end delete
begin delete

29(2) The gravity of the violation.

end delete
begin delete

30(3) The good faith of the contractor.

end delete
begin delete

31(4) The contractor’s history of previous violations.

end delete
32

SEC. 3.  

Section 4216 of the Government Code is amended to
33read:

34

4216.  

As used in this article the following definitions apply:

35(a) “Abandoned subsurface installation” means a subsurface
36installation that is no longer in service and is physically
37disconnected from any active or inactive subsurface installation.

38(b) “Active subsurface installation” means a subsurface
39installation currently in use or currently carrying service.

P10   1(c) “Authority” means the California Underground Facilities
2Safe Excavation Authority.

3(d) “Delineate” means to mark in whitebegin delete paintend delete the location or
4path of the proposed excavation using the guidelines in Appendix
5B of the “Guidelines for Excavation Delineation” published in
6Best Practices Version 11.0 by the Common Ground Alliance. If
7there is a conflict between the marking practices in those guidelines
8and other provisions of this article, this article shall control.
9begin insert “Delineation” also includes physical identification of the areaend insertbegin insert to
10be excavated using pink marking, an excavator makes a
11determination that standard delineation may be misleading to
12those persons using affected streets and highways, or be
13misinterpreted as a traffic or pedestrian control, and the excavator
14has contacted the regional notification center to advise the
15operators that the excavator will physically identify the area to be
16excavated using pink markings.end insert

17(e) “Electronic positive response” means an electronic response
18from an operator to the regional notification center providing the
19status of an operator’s statutorily required response to a ticket.

20(f) (1) “Emergency” means a sudden, unexpected occurrence,
21involving a clear and imminent danger, demanding immediate
22action to prevent or mitigate loss of, or damage to, life, health,
23property, or essential public services.

24(2) “Unexpected occurrence” includes, but is not limited to, a
25fire, flood, earthquake or other soil or geologic movement, riot,
26accident, damage to a subsurface installation requiring immediate
27repair, or sabotage.

28(g) begin insert(1)end insertbegin insertend insert“Excavation” means penetration of the plane between
29the air and the existing surface of the ground or pavement by any
30operation in which earth, rock,begin insert pavement,end insert or other materialbegin insert below
31the existing gradeend insert
is moved, removed, or otherwise displaced by
32means of tools, equipment, or explosives in any of the following
33ways: grading, trenching, digging, ditching, drilling, augering,
34tunneling, scraping, cable or pipe plowing and driving, gouging,
35crushing, jack hammering, saw cutting, or any other way.

begin insert

36(2) For purposes of this article, “excavation” does not include
37any of the following:

end insert
begin insert

38(A) Plowing, cultivating, planting, harvesting, or similar
39operations in connection with agricultural activities, unless the
40activity disturbs the soil to a depth of 16 inches or more.

end insert
begin insert

P11   1(B) Landscape maintenance activity that is performed with hand
2tools at a depth of more than 12 inches. Landscape maintenance
3activity includes all of the following:

end insert
begin insert

4(i) Aeration, dethatching, and cutting of vegetation, including
5lawn edging.

end insert
begin insert

6(ii) Installation or replacement of ground cover and plant life.

end insert
begin insert

7(iii) Minor fixes to existing drainage and sprinkler systems.

end insert
begin insert

8(C) This paragraph shall become inoperative on January 1,
92020.

end insert
begin insert

10(3) The exclusion of the activities in paragraph (2) from the
11definition of “excavation” shall not be used to discourage a person
12planning to perform those activities from voluntarily notifying a
13regional notification center pursuant to Section 4216.2, and does
14not relieve an operator of a subsurface installation from the
15obligation to locate and mark pursuant to Section 4216.3 following
16the notification. This paragraph shall become inoperative on
17January 1, 2020.

end insert

18(h) Except as provided in Section 4216.8, “excavator” means
19any person, firm, contractor or subcontractor, owner, operator,
20utility, association, corporation, partnership, business trust, public
21agency, or other entity that performs any excavation.

22(i) “Hand tool” means a piece of equipment used for excavating
23that uses human power and is not powered by any motor, engine,
24hydraulic, or pneumatic device.

25(j) “High priority subsurface installation” means high-pressure
26natural gas pipelines with normal operating pressures greater than
27415kPA gauge (60psig), petroleum pipelines, pressurized sewage
28pipelines, high-voltage electric supply lines, conductors, or cables
29that have a potential to ground of greater than or equal to 60kv, or
30hazardous materials pipelines that are potentially hazardous to
31workers or the public if damaged.

32(k) “Inactive subsurface installation” means both of the
33following:

34(1) The portion of an underground subsurface installation that
35is not in use but is still connected to the subsurface installation, or
36to any other subsurface installation, that is in use or still carries
37service.

38(2) A new underground subsurface installation that has not been
39connected to any portion of an existing subsurface installation.

P12   1(l) “Legal excavation start date and time” means at least two
2working days, not including the date of notification, or up to 14
3calendar days from the date of notification, if so specified by the
4excavator.

5(m) “Local agency” means a city, county, city and county,
6school district, or special district.

7(n) (1) “Locate and field mark” means to indicate the existence
8of any owned or maintained subsurface installations by using the
9guidelines in Appendix B of the “Guidelines for Operator’s Facility
10Field Delineation” published in Best Practices Version 11.0 by the
11Common Ground Alliance and in conformance with the uniform
12color code of the American Public Works Association. If there is
13a conflict between the marking practices in the guidelines and this
14article, this article shall control.

15(2) “Locate and field mark” does not require an indication of
16the depth.

17(o) “Near miss” means an event in which damage did not occur,
18but a clear potential for damage was identified.

19(p) “Operator” means any person, corporation, partnership,
20business trust, public agency, or other entity that owns, operates,
21or maintains a subsurface installation. For purposes of Section
224216.1, an “operator” does not include an owner of real property
23where subsurface facilities are exclusively located if they are used
24exclusively to furnish services on that property and the subsurface
25facilities are under the operation and control of that owner.

26(q) “Pavement” means a manmade surface material that cannot
27be removed with a conventional hand tool.

28(r) “Positive response” means the response from an operator
29directly to the excavator providing the status of an operator’s
30statutorily required response to a ticket.

31(s) “Qualified person” means a person who completes a training
32program in accordance with the requirements of Section 1509 of
33Title 8 of the California Code of Regulations, Injury and Illness
34Prevention Program, that meets the minimum locators training
35guidelines and practices published in Best Practices Version 11.0
36by the Common Ground Alliance.

37(t) “Regional notification center” means a nonprofit association
38or other organization of operators of subsurface installations that
39provides advance warning of excavations or other work close to
P13   1existing subsurface installations, for the purpose of protecting
2those installations from damage, removal, relocation, or repair.

3(u) “State agency” means every state agency, department,
4division, bureau, board, or commission.

5(v) “Subsurface installation” means any underground or
6submerged duct, pipeline, or structure, including, but not limited
7to, a conduit, duct, line, pipe, wire, or other structure, except
8nonpressurized sewerlines, nonpressurized storm drains, or other
9nonpressurized drain lines.

10(w) “Ticket” means an excavation location request issued a
11number by the regional notification center.

12(x) “Tolerance zone” means 24 inches on either side of the field
13marking placed by the operator as follows:

14(1) A single marking, assumed to be the centerline of the
15subsurface installation, 24 inches from either side of that marking.

16(2) A single marking with the size of installation specified as
1724 inches plus one-half the specified size on either side from the
18 single marking.

19(3) Multiple markings that graphically show the width of the
20installation 24 inches from the marking that graphically show the
21outside surface of the subsurface installation on a horizontal plane.

22(y) “Working day” for the purposes of determining excavation
23start date and time means a weekday Monday through Friday, from
247:00 a.m. to 5:00 p.m., except for federal holidays and state
25holidays, as defined in Section 19853 of the Government Code.

26

SEC. 4.  

Section 4216.1 of the Government Code is amended
27to read:

28

4216.1.  

Every operator of a subsurface installation shall become
29a member of, participate in, and share in the costs of, a regional
30notification center. Operators of subsurface installations who are
31members of, participate in, and share in, the costs of a regional
32notification center, including, but not limited to, the Underground
33Service Alert--Northern California or the Underground Service
34Alert--Southern California are in compliance with this section
35and Section 4216.9.

36

SEC. 5.  

Section 4216.2 of the Government Code is amended
37to read:

38

4216.2.  

(a) Before notifying the appropriate regional
39notification center, an excavator planning to conduct an excavation
40shall delineate the area to be excavated. If the area is not delineated,
P14   1an operator may, at the operator’s discretion, choose not to locate
2and field mark until the area to be excavated has been delineated.

3(b) Except in an emergency, an excavator planning to conduct
4an excavation shall notify the appropriate regional notification
5center of the excavator’s intent to excavate at least two working
6days, and not more than 14 calendar days, before beginning that
7excavation. The date of the notification shall not count as part of
8the two-working-day notice. If an excavator gives less notice than
9the legal excavation start date and time and the excavation is not
10an emergency, the regional notification center will take the
11information and provide a ticket, but an operator has until the legal
12excavation start date and time to respond.

13(c) When the excavation is proposed within 10 feet of a high
14priority subsurface installation, the operator of the high priority
15subsurface installation shall notify the excavator of the existence
16of the high priority subsurface installation prior to the legal
17excavation start date and time, and set up an onsite meeting at a
18mutually agreed upon time to determine actions or activities
19required to verify the location and prevent damage to the high
20priority subsurface installation. The excavator shall not begin
21excavating until after the completion of the onsite meeting.

22(d) Except in an emergency, every excavator covered by Section
234216.8 planning to conduct an excavation on private property that
24does not require an excavation permit may contact the appropriate
25regional notification center if the private property is known, or
26reasonably should be known, to contain a subsurface installation
27other than the underground facility owned or operated by the
28excavator. Before notifying the appropriate regional notification
29center, an excavator shall delineate the area to be excavated. Any
30temporary marking placed at the planned excavation location shall
31be clearly seen, functional, and considerate to surface aesthetics
32and the local community. An excavator shall check if any local
33ordinances apply to the placement of temporary markings.

34(e) If an excavator gives less than the legal excavation start date
35and time and it is not an emergency, the regional notification center
36shall take the information and provide a ticket but an operator shall
37have until the legal excavation start date and time to respond.

38(f) The regional notification center shall provide a ticket to the
39person who contacts the center pursuant to this section and shall
40notify any member, if known, who has a subsurface installation
P15   1in the area of the proposed excavation. A ticket shall be valid for
228 days from the date of issuance. If work continues beyond 28
3days, the excavator shall update the ticket either by accessing the
4center’s Internet Web site or by calling “811” by the end of the
528th day.

6(g) A record of all notifications by an excavator or operator to
7the regional notification center shall be maintained for a period of
8not less than three years. The record shall be available for
9inspection by the excavator and any member, or their
10representative, during normal working hours and according to
11guidelines for inspection as may be established by the regional
12notification centers.

13(h) Unless an emergency exists, an excavator shall not begin
14excavation until the excavator receives a positive response from
15all known subsurface installations within the delineated boundaries
16of the proposed area of excavation.

17(i) If a site requires special access, an excavator shall request
18an operator to contact the excavator regarding that special access
19or give special instructions on the location request.

20(j) If a ticket obtained by an excavator expires but work is
21ongoing, the excavator shall call into the regional notification
22center and get a new ticket and wait a minimum of two working
23days, not including the date of call in, before restarting excavation.
24All excavation shall cease during the waiting period.

25(k) When the excavation is complete, the excavator shall
26eliminate or camouflage any temporary markings that remain for
2745 days or more, unless a local ordinance indicates otherwise.

28

SEC. 6.  

Section 4216.3 of the Government Code is amended
29to read:

30

4216.3.  

(a) (1) (A)  Unless the excavator and operator
31mutually agree to a later start date and time, or otherwise agree to
32the sequence and timeframe in which the operator will locate and
33field mark, an operator shall do one of the following before the
34legal excavation start date and time:

35(i) Locate and field mark within the area delineated for
36excavation and, where multiple subsurface installations of the same
37type are known to exist together, mark the number of subsurface
38installations.

P16   1(ii) To the extent and degree of accuracy that the information
2is available, provide information to an excavator where the
3operator’s active or inactive subsurface installations are located.

4(iii) Advise the excavator it operates no subsurface installations
5in the area delineated for excavation.

6(B) An operator shall mark newly installed subsurface
7installations in areas with continuing excavation activity.

8(C) An operator shall indicate with an “A” inside a circle the
9presence of any abandoned subsurface installations within the
10delineated area. The markings are to make an excavator aware that
11there are abandoned subsurface installations within that delineated
12work area.

13(2) Only a qualified person shall perform subsurface installation
14locating activities.

15(3) A qualified person performing subsurface installation
16 locating activities on behalf of an operator shall use a minimum
17of a single-frequency utility locating device and shall have access
18to alternative sources for verification, if necessary.

19(4) An operator shall amend, update, maintain, and preserve all
20plans and records for its subsurface installations as that information
21becomes known. If there is a change in ownership of a subsurface
22installation, the records shall be turned over to the new operator.
23Records on abandoned subsurface installations shall be kept
24beginning on January 1, 2016.

25(b) If the field marks are no longer reasonably visible, an
26excavator shall renotify the regional notification center with a
27request for remarks that can be for all or a portion of the
28excavation. Excavation shall cease in the area to be remarked. If
29the area to be remarked is not the full extent of the original
30excavation, the excavator shall delineate the portion to be remarked.
31If the delineation markings are no longer reasonably visible, the
32excavator shall redelineate the area to be remarked. If remarks are
33requested, the operator shall have two working days, not including
34the date of request, to remark the subsurface installation.
35Excavation shall cease in the area where the remarks are requested.
36If the area to be remarked is not the full extent of the original
37excavation, the excavator shall delineate the portion to be remarked
38and provide a description of the area requested to be remarked on
39the ticket. The excavator shall provide a description for the area
P17   1to be remarked that falls within the area of the original location
2request.

3(c) Every operator may supply an electronic positive response
4through the regional notification center before the legal excavation
5start date and time. The regional notification center shall make
6those responses available.

7(d) The excavator shall notify the appropriate regional
8notification center of the failure of an operator to identify
9subsurface installations pursuant to subparagraph (A) or (B) of
10paragraph (1) of subdivision (a), or subdivision (b). The notification
11shall include the ticket issued by the regional notification center.
12A record of all notifications received pursuant to this subdivision
13shall be maintained by the regional notification center for a period
14of not less than three years. The record shall be available for
15inspection pursuant to subdivision (h) of Section 4216.2.

16(e) If an operator or local agency knows that it has a subsurface
17installation embedded or partially embedded in the pavement that
18is not visible from the surface, the operator or local agency shall
19contact the excavator before pavement removal to communicate
20and determine a plan of action to protect that subsurface installation
21and excavator.

22

SEC. 7.  

Section 4216.4 of the Government Code is amended
23to read:

24

4216.4.  

(a) (1) Except as provided in paragraph (2), if an
25excavation is within the approximate location of a subsurface
26installation, the excavator shall expose with hand tools to the depth
27of the excavation within the tolerance zone, including any
28applicable clearance requirements, for the full length of the project.

29(2) (A) An excavator may use a vacuum excavation device to
30expose subsurface installations within the tolerance zone if the
31operator has marked the subsurface installation, the excavator has
32contacted any operator whose subsurface installations may be in
33conflict with the excavation, and the operator has agreed to the
34use of a vacuum excavation device. An excavator shall inform the
35regional notification center of his or her intent to use a vacuum
36excavation device when obtaining a ticket.

37(B) An excavator may use power-operated or boring equipment
38for the removal of any existing pavement only if there is no known
39subsurface installation contained in the pavement.

P18   1(b) If the exact location of the subsurface installation cannot be
2determined by hand excavating in accordance with subdivision
3(a), the excavator shall request the operator to provide additional
4information to the excavator, to the extent that information is
5available to the operator, to enable the excavator to determine the
6exact location of the installation. If the excavator has questions
7about the markings that an operator has placed, the excavator may
8contact the notification center to send a request to have the operator
9contact the excavator directly. The regional notification center
10shall provide the excavator with the contact telephone number of
11the subsurface installation operator.

12(c) An excavator discovering or causing damage to a subsurface
13installation, including all breaks, leaks, nicks, dents, gouges,
14grooves, or other damage to subsurface installation lines, conduits,
15coatings, or cathodic protection, shall immediately notify the
16subsurface installation operator. The excavator may contact the
17regional notification center to obtain the contact information of
18the subsurface installation operator. If high priority subsurface
19installations are damaged and the operator cannot be contacted
20immediately, the excavator shall call 911 emergency services.

21(d) Each excavator, operator, or locator shall communicate with
22each other and respect the appropriate safety requirements and
23ongoing activities of the other parties, if known, at an excavation
24 site.

25

SEC. 8.  

Section 4216.5 of the Government Code is amended
26to read:

27

4216.5.  

The requirements of this article apply to state agencies
28and to local agencies that own or operate subsurface installations.
29A local agency that is required to provide the services described
30in Section 4216.3 may charge a fee in an amount sufficient to cover
31the cost of providing that service.

32

SEC. 9.  

Section 4216.6 of the Government Code is amended
33to read:

34

4216.6.  

(a) (1) Any operator or excavator who negligently
35violates this article is subject to a civil penalty in an amount not
36to exceed ten thousand dollars ($10,000).

37(2) Any operator or excavator who knowingly and willfully
38violates any of the provisions of this article is subject to a civil
39penalty in an amount not to exceed fifty thousand dollars ($50,000).

P19   1(3) Except as otherwise specifically provided in this article, this
2section is not intended to affect any civil remedies otherwise
3provided by law for personal injury or for property damage,
4including any damage to subsurface installations, nor is this section
5intended to create any new civil remedies for those injuries or that
6 damage.

7(4) This article shall not be construed to limit any other provision
8of law granting governmental immunity to state or local agencies
9or to impose any liability or duty of care not otherwise imposed
10by law upon any state or local agency.

11(b) An action may be brought by the Attorney General, the
12district attorney, or the local or state agency that issued the permit
13to excavate, for the enforcement of the civil penalty pursuant to
14this section either in a civil action brought in the name of the people
15of the State of California or in an administrative hearing before
16the authority pursuant to Sectionbegin delete 4216.19.end deletebegin insert 4216.20.end insert If penalties
17are collected as a result of a civil suit brought by a state or local
18agency for collection of those civil penalties, the penalties imposed
19shall be paid to the general fund of the agency. If more than one
20agency is involved in enforcement, the penalties imposed shall be
21apportioned among them by the court in a manner that will fairly
22offset the relative costs incurred by the state or local agencies, or
23both, in collecting these fees.

24(c) The requirements of this article may also be enforced as
25follows:

26(1) The Contractors’ State License Board shall enforce paragraph
27(1) of subdivision (a) of Section 4216.2 as specified in Section
287110.7 of the Business and Professions Code.

29(2) The Public Utilities Commission may enforce subdivisions
30(a) and (b) of Section 4216.3 against operators of natural gas and
31electric underground infrastructure, unless those operators are
32municipal utilities.

33(3) The Office of the State Fire Marshal may enforce
34subdivisions (a) and (b) of Section 4216.3 against operators of
35hazardous liquid pipelines, unless those operators are municipal
36utilities.

37(d) Statewide information provided by operators and excavators
38regarding facility events shall be compiled and made available in
39an annual report by regional notification centers and posted on the
40Internet Web sites of the regional notification centers.

P20   1(e) For purposes of subdivision (d), the following terms have
2the following meanings:

3(1) “Facility event” means the occurrence of excavator
4downtime, damages, near misses, and violations.

5(2) “Statewide information” means information submitted by
6operators and excavators using the California Regional Common
7Ground Alliance’s Virtual Private Damage Information Reporting
8Tool. Supplied data shall comply with the Damage Information
9Reporting Tool’s minimum essential information as listed in Best
10Practices Version 11.0 by the Common Ground Alliance.

11

SEC. 10.  

Section 4216.7 of the Government Code is amended
12to read:

13

4216.7.  

(a) If a subsurface installation is damaged by an
14excavator as a result of failing to comply with Section 4216.2 or
154216.4, or as a result of failing to comply with the operator’s
16requests to protect the subsurface installation as specified by the
17operator before the start of excavation, the excavator shall be liable
18to the operator of the subsurface installation for resulting damages,
19costs, and expenses to the extent the damages, costs, and expenses
20were proximately caused by the excavator’s failure to comply.

21(b) If an operator has failed to become a member of, participate
22in, or share in the costs of, a regional notification center, that
23operator shall forfeit his or her claim for damages to his or her
24subsurface installation arising from an excavation against an
25excavator who has complied with this article to the extent damages
26were proximately caused by the operator’s failure to comply with
27this article.

28(c) If an operator of a subsurface installation has failed to
29comply with the provisions of Section 4216.3, including, but not
30limited to, the requirement to field mark the appropriate location
31of subsurface installations within two working days of notification,
32has failed to comply with paragraph (2) of subdivision (a) of
33Section 4216.2, or has failed to comply with subdivision (b) of
34Section 4216.4, the operator shall be liable to the excavator who
35has complied with Sections 4216.2 and 4216.4 for damages,
36including liquidated damages, liability, losses, costs, and expenses
37resulting from the operator’s failure to comply with these specified
38requirements to the extent the damages, costs, and expenses were
39proximately caused by the operator’s failure to comply.

P21   1(d) An excavator who damages a subsurface installation due to
2an inaccurate field mark by an operator, or by a third party under
3contract to perform field marking for the operator, shall not be
4liable for damages, replacement costs, or other expenses arising
5from damages to the subsurface installation if the excavator
6complied with Sections 4216.2 and 4216.4.

7This section is not intended to create any presumption or to affect
8the burden of proof in any action for personal injuries or property
9damage, other than damage to the subsurface installation, nor is
10this section intended to affect, create, or eliminate any remedy for
11personal injury or property damage, other than damage to the
12subsurface installation.

13(e) In any actions for reimbursement or indemnification for a
14claim arising from damage to a subsurface installation in which a
15court finds that the excavator complied with the requirements of
16this article, the excavator may be awarded reasonable attorney’s
17fees and expenses.

18(f) For the purposes of this section, “inaccurate field mark”
19means a mark, or set of markings, made pursuant to Section 4216.3,
20that did not correctly indicate the approximate location of a
21subsurface installation affected by an excavation and includes the
22actual physical location of a subsurface installation affected by an
23excavation that should have been marked pursuant to Section
244216.3 but was not.

25(g) Nothing in this section shall be construed to do any of the
26following:

27(1) Affect claims including, but not limited to, third-party claims
28brought against the excavator or operator by other parties for
29damages arising from the excavation.

30(2) Exempt the excavator or operator from his or her duty to
31mitigate any damages as required by common or other applicable
32law.

33(3) Exempt the excavator or operator from liability to each other
34or third parties based on equitable indemnity or comparative or
35contributory negligence.

36

SEC. 11.  

Section 4216.8 of the Government Code is amended
37to read:

38

4216.8.  

This article does not apply to either of the following
39persons:

P22   1(a) An owner of residential real property doing work not
2requiring a permit issued by a state or local agency on his or her
3residential real property that has no easement or right-of-way for
4a subsurface installation who only uses hand tools for excavation.
5begin insert A person described in this subdivision is not an “excavator” as
6defined in subdivision (h) of Section 4216, however this subdivision
7shall not discourage a person from voluntarily notifying a regional
8notification center pursuant to Section 4216.2, and does not end insert
begin insertrelieve
9 an operator of a subsurface facility from the obligation to locate
10and field mark pursuant to Section 4216.3 following the
11notification.end insert

12(b) Any person or private entity that leases or rents power
13operated or power-driven excavating or boring equipment,
14regardless of whether an equipment operator is provided for that
15piece of equipment or not, to a contractor or subcontractor licensed
16pursuant to Article 5 (commencing with Section 7065) of Chapter
179 of Division 3 of the Business and Professions Code, if the signed
18rental agreement between the person or private entity and the
19contractor or subcontractor contains the following provision:
20


21“It is the sole responsibility of the lessee or renter to follow
22the requirements of the regional notification center law
23pursuant to Article 2 (commencing with Section 4216) of
24 Chapter 3.1 of Division 5 of Title 1 of the Government Code.
25By signing this contract, the lessee or renter accepts all
26liabilities and responsibilities contained in the regional
27notification center law.”


29

SEC. 12.  

Section 4216.9 of the Government Code is amended
30to read:

31

4216.9.  

(a) A permit to excavate issued by any local agency,
32as defined in Section 4216, or any state agency, shall not be valid
33unless the applicant has been provided an initial ticket by a regional
34notification center pursuant to Section 4216.2. For purposes of
35this section, “state agency” means every state agency, department,
36division, bureau, board, or commission, including the Department
37of Transportation.

38(b) This article does not exempt any person or corporation from
39Sections 7951, 7952, and 7953 of the Public Utilities Code.

P23   1begin insert

begin insertSEC. 13.end insert  

end insert

begin insertSection 4216.10 is added to the end insertbegin insertGovernment Codeend insertbegin insert,
2to read:end insert

begin insert
3

begin insert4216.10.end insert  

If the operator of a high-priority subsurface
4installation finds that the depth of the subsurface installation
5subject to agricultural activities described in subparagraph (A)
6of paragraph (2) of subdivision (g) of Section 4216 is insufficient
7to safely perform those activities, the operator of the high-priority
8subsurface installation shall send notification, by registered mail,
9to the landowner of the potential hazard and, within ___ days of
10that notification, shall access the site at a date agreed upon by the
11operator and the landowner to identify with permanent markers
12the location and depth of the high-priority subsurface installation.

end insert
13

begin deleteSEC. 13.end delete
14begin insertSEC. 14.end insert  

Sectionbegin delete 4216.10end deletebegin insert 4216.11end insert is added to the Government
15Code
, to read:

16

begin delete4216.10.end delete
17begin insert4216.11.end insert  

(a) On or before January 1, 2017, the Occupational
18Safety and Health Standards Board shall revise subdivision (b) of
19Section 1541 of Title 8 of the California Code of Regulations to
20clarify best practices to be used by excavators when excavating
21near subsurface installations.

22(b) The board shall convene an advisory committee hearing to
23seek input from operators, regional notification centers, labor, and
24excavators on best practices to be used by excavators when
25excavating in urban areas where there is a high density of
26subsurface installations, the appropriate frequency of potholing,
27and other best practices developed by various industry associations,
28including the Common Ground Alliance.

29

begin deleteSEC. 14.end delete
30begin insertSEC. 15.end insert  

Sectionbegin delete 4216.11end deletebegin insert 4216.12end insert is added to the Government
31Code
, to read:

32

begin delete4216.11.end delete
33begin insert4216.12.end insert  

(a) The California Underground Facilities Safe
34Excavation Authority is hereby created.

35(b) The authority shall enforce this article and further its
36purposes, and thus has the same powers as are conferred upon
37heads of departments of the state by Article 1 (commencing with
38Section 11150) of Chapter 2 of Part 1 of Division 3 of Title 2 in
39the Government Code. Notwithstanding Section 11152, the
40authority shall not adopt rules or regulations.

P24   1(c) The authority may hold hearings and conduct any
2investigations necessary to carry out its powers and duties
3prescribed by this article and, for those purposes, has the same
4powers as are conferred upon heads of departments of the state by
5Article 2 (commencing with Section 11180) of Chapter 2 of Part
61 of Division 3 of Title 2.

7

begin deleteSEC. 15.end delete
8begin insertSEC. 16.end insert  

Sectionbegin delete 4216.12end deletebegin insert 4216.13end insert is added to the Government
9Code
, to read:

10

begin delete4216.12.end delete
11begin insert4216.13.end insert  

(a) The authority shall be composed of nine members,
12of which seven shall be appointed by the Governor, one shall be
13appointed by the Speaker of the Assembly, and one shall be
14appointed by the Senate Committee on Rules.

15(b) The seven members appointed by the Governor shall be
16appointed, as follows:

17(1) Three members shall have knowledge and expertise in
18managing underground. Of those three members, one shall have
19knowledge and expertise in managing the underground institutions
20of a municipal utility.

21(2) Two members shall have knowledge and expertise in contract
22excavation.

23(3) One member shall have knowledge and expertise in
24subsurface installation location and marking.

25(4) One member shall have knowledge and expertise in operating
26a regional notification center.

27(c) The member appointed by the Speaker of the Assembly shall
28have knowledge and expertise in representing in safety matters
29the workers employed by contract excavators.

30(d) The member appointed by the Senate Committee on Rules
31shall have knowledge and expertise in managing the underground
32installations on one’s own property, and may be drawn from
33agricultural, commercial, or residential, or other, property sectors.

34

begin deleteSEC. 16.end delete
35begin insertSEC. 17.end insert  

Sectionbegin delete 4216.13end deletebegin insert 4216.14end insert is added to the Government
36Code
, to read:

37

begin delete4216.13.end delete
38begin insert4216.14.end insert  

(a) The term of a member of the authority is two
39years. Of the first members of the authority, four members,
P25   1determined by lot, shall serve for one year so that the terms of the
2members shall be staggered.

3(b) A member shall not be appointed for more than two
4consecutive full terms.

5(c) To the extent possible, the Governor shall fill any vacancy
6in the membership of the authority within 60 days after the vacancy
7occurs.

8(d) Upon the recommendation of the authority, the Governor
9may remove a member appointed by the Governor for
10incompetence or misconduct.

11

begin deleteSEC. 17.end delete
12begin insertSEC. 18.end insert  

Sectionbegin delete 4216.14end deletebegin insert 4216.15end insert is added to the Government
13Code
, to read:

14

begin delete4216.14.end delete
15begin insert4216.15.end insert  

(a) The authority shall select a chairperson from
16among its members at the first meeting of each calendar year or
17when a vacancy in the chair exists.

18(b) Subject to subdivision (c), the manner in which the
19chairperson is selected and the chairperson’s term of office shall
20be determined by the authority.

21(c) A member of the authority shall not serve more than two
22consecutive years as the chairperson of the authority.

23

begin deleteSEC. 18.end delete
24begin insertSEC. 19.end insert  

Sectionbegin delete 4216.15end deletebegin insert 4216.16end insert is added to the Government
25Code
, to read:

26

begin delete4216.15.end delete
27begin insert4216.16.end insert  

The authority shall meet at least once every three
28months. The authority shall hold meetings in Sacramento and Los
29Angeles, and in other locations in the state it deems necessary.

30

begin deleteSEC. 19.end delete
31begin insertSEC. 20.end insert  

Sectionbegin delete 4216.16end deletebegin insert 4216.17end insert is added to the Government
32Code
, to read:

33

begin delete4216.16.end delete
34begin insert4216.17.end insert  

(a) In addition to other powers specified in this article,
35the authority may do any of the following:

36(1) Apply for and accepts grants, contributions, and
37appropriations, and award grants consistent with the goals and
38objectives of a program or activity the authority is authorized to
39implement or administer.

P26   1(2) Contract for professional services if the work or services
2cannot be satisfactorily performed by its employees or by any other
3state agency.

4(3) Sue and be sued.

5(4) Request and utilize the advice and services of all federal,
6state, local, and regional agencies.

7(5) Conduct public education and outreach programs consistent
8with this article, promote the development of safety procedures
9for excavation and demolition projects constructed in the area of
10underground facilities, or make grants to local governments or
11private entities to do so.

12(b) Notwithstanding Section 11152, the authority shall not adopt
13rules or regulations.

14

begin deleteSEC. 20.end delete
15begin insertSEC. 21.end insert  

Sectionbegin delete 4216.17end deletebegin insert 4216.18end insert is added to the Government
16Code
, to read:

17

begin delete4216.17.end delete
18begin insert4216.18.end insert  

The authority may obtain funding for its operational
19expenses from:

20(a) A federal or state grant.

21(b) A fee charged to members of the regional notification centers
22not to exceed the reasonable regulatory cost incident to enforcement
23of this article.

24(c) A fine assessed pursuant to Sectionbegin delete 4216.19.end deletebegin insert 4216.20.end insert

25(d) A filing or administrative fee to hear a complaint pursuant
26to Sectionbegin delete 4216.19.end deletebegin insert 4216.20.end insert

27(e) Any other source.

28

begin deleteSEC. 21.end delete
29begin insertSEC. 22.end insert  

Sectionbegin delete 4216.18end deletebegin insert 4216.19end insert is added to the Government
30Code
, to read:

31

begin delete4216.18.end delete
32begin insert4216.19.end insert  

In the enforcement of this article, and furtherance of
33its purposes, the authority may authorize staff to use compliance
34audits, including field audits, and investigations of incidents and
35near-misses.

36

begin deleteSEC. 22.end delete
37begin insertSEC. 23.end insert  

Sectionbegin delete 4216.19end deletebegin insert 4216.20end insert is added to the Government
38Code
, to read:

P27   1

begin delete4216.19.end delete
2begin insert4216.20.end insert  

(a) After providing opportunity for hearing pursuant
3to the administrative adjudication provisions of the Administrative
4Procedure Act (Chapter 4.5 (commencing with Section 11400) of
5Part 1 of Division 3 of Title 2), the authority, upon making a
6finding of violation, may:

7(1) Assess a civil penalty of no more than ____ dollars ($____).

8(2) Reach a settlement in lieu of assessing a civil penalty.

9(3) Require remedial education relevant to the violation.

10(b) The authority may do both of the following:

11(1) Use the services of a third party to collect civil penalties.

12(2) If the authority determines that an individual cannot afford
13to pay a penalty imposed pursuant to this section, the authority
14may exempt the individual from payment of the penalty in whole
15or in part.

16

begin deleteSEC. 23.end delete
17begin insertSEC. 24.end insert  

Sectionbegin delete 4216.20end deletebegin insert 4216.21end insert is added to the Government
18Code
, to read:

19

begin delete4216.20.end delete
20begin insert4216.21.end insert  

(a) A person aggrieved by a decision of the authority
21may, within 30 days after receiving the decision, request judicial
22review of the decision in superior court.

23(b) In accordance with the judicial review and appeals process
24under the Administrative Procedure Act (Chapter 3.5 (commencing
25with Section 1140), and Chapter 5 (commencing with Section
2611500), of Part 1 of Division 3 of Title 2), the court shall hear and
27determine all matters connected with the decision of the authority
28for which judicial review is requested.

29

begin deleteSEC. 24.end delete
30begin insertSEC. 25.end insert  

Sectionbegin delete 4216.21end deletebegin insert 4216.22end insert is added to the Government
31Code
, to read:

32

begin delete4216.21.end delete
33begin insert4216.22.end insert  

(a) Notwithstanding Section 10231.5, the authority
34shall report to the Governor and the Legislature on or before
35January 1, 2017, and each year thereafter, on the activities of the
36authority and any recommendations of the authority.

37(b) A report to be submitted pursuant to subdivision (a) shall
38be submitted in compliance with Section 9795.

P28   1

begin deleteSEC. 25.end delete
2begin insertSEC. 26.end insert  

Section 320.5 is added to the Public Utilities Code,
3to read:

4

320.5.  

(a) The Safe Energy Infrastructure and Excavation Fund
5is hereby established in the State Treasury. Moneys deposited into
6the fund shall be used to cover the administrative expenses of the
7California Underground Facilities Safe Excavation Authority, upon
8appropriation by the Legislature.

9(b) Any excess moneys in the fund that are not necessary for
10the administrative expenses of the California Underground
11Facilities Safe Excavation Authority may, upon appropriation by
12the Legislature, be apportioned by the commission for the following
13purposes:

14(1) The California Underground Facilities Safe Excavation
15Authority, for the purpose of the education and training of persons
16who violate Article 2 (commencing with Section 4216) of Chapter
173.1 of Division 5 of Title 1 of the Government Code.

18(2) Regional notification centers, as defined in Section 4216 of
19the Government Code, to cover the cost of public education and
20outreach programs designed to promote excavation safety around
21underground facilities.

22(3) The commission, to further a workforce development
23program, which shall be consistent with its equal employment
24opportunity program, that recruits and trains safety staff to perform
25the highest quality gas and electric utility inspections, audits,
26accident investigations, and data tracking and analysis. The
27commission may only apportion moneys for this purpose upon
28commission approval of the workforce development program at a
29meeting of the commission.

30begin insert

begin insertSEC. 27.end insert  

end insert

begin insertSection 971 is added to the end insertbegin insertPublic Utilities Codeend insertbegin insert, to
31read:end insert

begin insert
32

begin insert971.end insert  

(a) As a part of its damage prevention program carried
33out pursuant to Section 192.614 of Part 192 of Title 49 of the Code
34of Federal Regulation, each gas corporation shall collect data to
35inform its outreach activities. The data shall include all of the
36following:

37(1) Damages that occurred during the performance of
38landscaping activities. Each gas corporation shall note in its
39investigation of excavation damage incidents the approximate
40depth of the gas facility at the time of damage, the type of excavator
P29   1involved, which may include “homeowner,” “licensed contractor,”
2or “unlicensed contractor,” and whether the excavator had called
3the regional notification center before performing the excavation.
4This paragraph shall become inoperative on January 1, 2020.

5(2) Any other information that the commission shall require.

6(b) Each gas corporation shall annually report to the
7commission excavation damage data and analyses in a format of
8the commission’s choosing.

9(c) No later than February 1, 2019, the commission shall report
10to the Legislature an analysis of excavation damages to
11commission-regulated pipeline facilities. The report shall include
12analyses of the types of damages described in subdivision (a).

end insert
13

begin deleteSEC. 26.end delete
14begin insertSEC. 28.end insert  

Section 1702.5 of the Public Utilities Code is amended
15to read:

16

1702.5.  

(a) The commission shall, in an existing or new
17proceeding, develop and implement a safety enforcement program
18applicable to gas corporations and electrical corporations that
19includes procedures for monitoring, data tracking and analysis,
20and investigations, as well as issuance of citations by commission
21staff, under the direction of the executive director. The enforcement
22program shall be designed to improve gas and electrical system
23safety through the enforcement of applicable law, or order or rule
24of the commission related to safety using a variety of enforcement
25mechanisms, including the issuance of corrective actions, orders,
26and citations by designated commission staff, and recommendations
27for action made to the commission by designated commission staff.

28(1) When considering the issuance of citations and assessment
29of penalties, the commission staff shall take into account voluntary
30reporting of potential violations, voluntary removal or resolution
31efforts undertaken, the prior history of violations, the gravity of
32the violation, and the degree of culpability.

33(2) The procedures shall include, but are not limited to,
34providing notice of violation within a reasonable period of time
35after the discovery of the violation.

36(3) The commission shall adopt an administrative limit on the
37amount of monetary penalty that may be set by commission staff.

38(b) The commission shall develop and implement an appeals
39process to govern the issuance and appeal of citations or resolution
40of corrective action orders issued by the commission staff. The
P30   1appeals process shall provide the respondent a reasonable period
2of time, upon receiving a citation, to file a notice of appeal, shall
3afford an opportunity for a hearing, and shall require the hearing
4officer to expeditiously provide a draft disposition.

5(c) The commission shall, within a reasonable time set by the
6commission, conclude a safety enforcement action with a finding
7of violation, a corrective action order, a citation, a determination
8of no violation, approval of the corrective actions undertaken by
9the gas corporation or electrical corporation, or other action. The
10commission may institute a formal proceeding regarding the alleged
11violation, potentially resulting in additional enforcement action,
12regardless of any enforcement action taken at the commission staff
13level.

14(d) The commission shall implement the safety enforcement
15program for gas safety by July 1, 2014, and implement the safety
16 enforcement program for electrical safety no later than January 1,
172015.

18(e) This section does not apply to an exempt wholesale
19generator, a qualifying small power producer, or qualifying
20cogenerator, as defined in Section 796 of Title 16 of the United
21States Code and the regulations enacted pursuant thereto. Nothing
22in this section affects the commission’s authority pursuant to
23Section 761.3.

24(f) Moneys collected as a result of the issuance of citations
25pursuant to this section shall be deposited in the Safe Energy
26Infrastructure and Excavation Fund.

27begin insert

begin insertSEC. 29.end insert  

end insert
begin insert

No reimbursement is required by this act pursuant
28to Section 6 of Article XIII B of the California Constitution because
29the only costs that may be incurred by a local agency or school
30district will be incurred because this act creates a new crime or
31infraction, eliminates a crime or infraction, or changes the penalty
32for a crime or infraction, within the meaning of Section 17556 of
33the Government Code, or changes the definition of a crime within
34the meaning of Section 6 of Article XIII B of the California
35Constitution.

end insert


O

    95