Amended in Senate June 1, 2015

Amended in Senate May 12, 2015

Amended in Senate May 5, 2015

Amended in Senate April 20, 2015

Amended in Senate April 6, 2015

Senate BillNo. 119


Introduced by Senator Hill

January 14, 2015


An act to add Section 7110.7 to the Business and Professions Code, to amend Sections 4216, 4216.1, 4216.2, 4216.3, 4216.4, 4216.5, 4216.6, 4216.7, 4216.8, and 4216.9 of, and to add Sections 4216.10, 4216.11, 4216.12, 4216.13, 4216.14, 4216.15, 4216.16, 4216.17, 4216.18, 4216.19, 4216.20, 4216.21, and 4216.22 to, the Government Code, and to amend Section 1702.5 of, and to add Sections 320.5 and 971 to, the Public Utilities Code, relating to excavations.

LEGISLATIVE COUNSEL’S DIGEST

SB 119, as amended, Hill. Protection of subsurface installations.

Existing law vests the Contractors’ State License Board with all functions and duties relating to the administration of the Contractors’ State License Law. Existing law authorizes the issuance of licenses to applicants for contractors’ licenses by written examination under rules and regulations adopted by the board.

This bill would require the board to adopt a program to enforce violations of provisions relating to excavation. The bill would authorize the board to require a contractor to undergo training, levy a fine, and suspend a contractor’s license for a violation.

Existing law requires every operator of a subsurface installation, except the Department of Transportation, to become a member of, participate in, and share in the costs of, a regional notification center. Existing law requires any person who plans to conduct any excavation to contact the appropriate regional notification center before commencing that excavation, as specified. Existing law defines a subsurface installation as any underground pipeline, conduit, duct, wire, or other structure. Existing law requires an operator of a subsurface installation, who receives notification of proposed excavation work, within 2 working days of that notification, excluding weekends and holidays, to mark the approximate location and number of subsurface installations that may be affected by the excavation or to advise that no subsurface installations operated by him or her would be affected. Existing law requires an operator of a subsurface installation that has failed to comply with these provisions to be liable to the excavator for damages, costs, and expenses.

This bill would declare the need to clarify and revise these provisions. The bill would define and redefine various terms relating to a regional notification center. The bill would expand the definition of a subsurface installation, to include an underground structure or submerged duct, pipeline, or structure, except as specified.begin delete This bill would also delete the exception for the Department of Transportation.end delete

The bill would require an excavator planning to conduct an excavation to delineate the area to be excavated before notifying the appropriate regional notification center of the planned excavation, as provided. The bill would require an operator, before the legal start date and time of the excavation, to locate and field mark, within the area delineated for excavation, its subsurface installations. The bill would require an operator to maintain and preserve all plans and records for any subsurface installation owned by that operator as that information becomes known, as specified.

This bill would prohibit an excavator that damages a subsurface installation due to an inaccurate field mark, as defined, by an operator from being liable for damages, replacement costs, or other expenses arising from damage to the subsurface installation, provided that the excavator complied with the provisions described above. The bill would also authorize, in any action for reimbursement or indemnification for a claim arising from damage to a subsurface installation in which a court finds that the excavator complied with those provisions, the excavator to be awarded reasonablebegin delete attorneys’end deletebegin insert attorney’send insert fees and expenses.

The bill would delete the existing exemptions pertaining to an owner of real property and would instead exempt an owner of residential real property who only uses hand tools for excavation work not requiring a permit on his or her residential real property that has no easement or right-of-way for a subsurface installation.

The bill would require the operator of a high-priority subsurface installation to make specified notifications to a landowner if agricultural activities cannot safely be performed due to the depth of the subsurface installations and to mark the location and depth of those installations, as specified.

Existing law authorizes the Occupational Safety and Health Standards Board to adopt and to publish occupational safety and health standards.

This bill would require the board, on or before January 1, 2017, to revise these provisions to clarify best practices to be used by excavators when excavating near subsurface installations. The bill would also require the board to convene an advisory committee hearing to seek input from operators, regional notification centers, labor, and excavators on best practices to be used for excavating in urban areas, the appropriate frequency of potholing, and other best practices developed by various industry associations.

The bill would also authorize the Public Utilities Commission and the Office of the State Fire Marshal to enforce the requirement to locate and field mark subsurface installations and lines against operators of natural gas and electric underground infrastructure and hazardous liquid pipelines, unless these operators are municipal utilities.

This bill would create the California Underground Facilities Safe Excavation Authority. The bill would require the authority to enforce laws relating to the protection of underground infrastructure by hearing complaints and assessing civil penalties for violations of these provisions.

The authority would be composed of 9 members who would serve 2-year terms. The bill would authorize the authority to use compliance audits and investigations in enforcing these provisions and furthering its purposes. The bill would require the authority, on or before January 1, 2017, and each year thereafter, to report to the Governor and the Legislature on its activities and any recommendations.

The bill would create the Safe Energy Infrastructure and Excavation Fund in the State Treasury and would provide that moneys deposited into the fund are to be used to cover the administrative expenses of the authority, upon appropriation by the Legislature. The bill would authorize the commission to use excess moneys in the fund for specified purposes relating to the safety of underground utilities, upon appropriation by the Legislature.

The Natural Gas Pipeline Safety Act of 2011, within the Public Utilities Act, designates the Public Utilities Commission as the state authority responsible for regulating and enforcing intrastate gas pipeline transportation and pipeline facilities pursuant to federal law, including the development, submission, and administration of a state pipeline safety program certification for natural gas. Existing federal law requires each operator of a buried gas pipeline to carry out a program to prevent damage to that pipeline from excavation activities, as specified.

The bill would require each gas corporation, as part of its damage prevention program to collect specified information to inform its outreach activities and to report this information to the Public Utilities Commission, as specified.

Under existing law, a violation of the Public Utilities Act or any order, decision, rule, direction, demand, or requirement of the commission is a crime.

Because the requirements described above are within the act, a violation of these requirements would impose a state-mandated local program by creating a new crime.

Existing law requires the Public Utilities Commission to develop and implement a safety enforcement program that is applicable to gas corporations and electrical corporations and that includes procedures for monitoring, data tracking and analysis, and investigations, as well as issuance of citations by commission staff, under the direction of the executive director of the commission, for correction and punishment of safety violations. That law requires the commission to develop and implement an appeals process to govern issuance and appeal of citations, or resolution of corrective action orders. That law requires the commission to implement the safety enforcement program for gas safety by July 1, 2014, and for electrical safety by January 1, 2015.

This bill would require that moneys collected as a result of the issuance of citations to gas corporations and electrical corporations pursuant to the above-described law be deposited in the Safe Energy Infrastructure and Excavation Fund.

The bill would make other conforming changes.

The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement.

This bill would provide that no reimbursement is required by this act for a specified reason.

Vote: majority. Appropriation: no. Fiscal committee: yes. State-mandated local program: yes.

The people of the State of California do enact as follows:

P5    1

SECTION 1.  

The Legislature finds and declares the following:

2(a) Discussions that have taken place since Article 2
3(commencing with Section 4216) of Chapter 3.1 of Division 5 of
4Title 1 of the Government Code was added by Chapter 928 of the
5Statutes of 1989 have led to widespread agreement that many of
6the provisions of the article should be clarified.

7(b) Regional notification centers, or “one-call” centers, have
8developed means of electronic communication that improve the
9efficiency of the “one-call” process, and statutory barriers to using
10new methods of notification should be eliminated.

11(c) Electronic positive response is a means to communicate the
12status of responses to an excavator’s notice of excavation via the
13one-call center and provides the safety benefit that an excavator
14has an easy means to know whether or not all of the utilities within
15the excavation area have marked their underground facilities.

16(d) The delineation by an excavator of the area to be excavated
17in advance of the field location and marking by subsurface facility
18operators of their facilities aids the excavator in understanding
19where underground facilities were marked, and thus improves
20safety. This practice was recommended by the National
21Transportation Safety Board in its 1997 study “Protecting Public
22Safety through Excavation Damage Prevention” and is a best
23practice of the Common Ground Alliance.

24(e) Continuing an excavation after an excavation “ticket” has
25expired does not promote safety, and excavators should renew
26their ticket with the one-call center before expiration. Continuing
27excavation when markings are no longer visible does not promote
28safety, and excavators should stop work until the subsurface
29installations are remarked.

P6    1(f) The benefits of eliminating old field marks once an
2excavation project is complete are more than just aesthetic;
3eliminating old field marks helps prevent confusion for the next
4excavator to dig in that area.

5(g) Increased communication between subsurface installation
6operators and excavators before breaking ground has safety
7benefits.

8(h) Construction sites often have many parties conducting
9different, ongoing work, and so the inherent safety risks associated
10with that work can be increased by a failure of these parties to
11effectively communicate. Excavators, operators of subsurface
12 facilities, and locators have a responsibility to communicate with
13other parties before entering these worksites, which may require
14advance schedule coordination, and also have a responsibility to
15observe the safety requirements set for those worksites.

16(i) Abandoned subsurface installations can be mistaken for
17active subsurface installations that are marked, and thus present a
18safety risk to excavators and the public. Safety will be improved
19if subsurface facility operators identify these subsurface
20installations when their existence is known.

21(j) The ability of an operator of subsurface facilities to locate
22and mark affected facilities can be seriously impaired by a lack of
23high-quality records of those facilities, and thus operators should
24keep records of their facilities for as long as they are in the ground,
25whether or not they are in use.

26(k) Failure by an operator of subsurface facilities to mark the
27facilities within the required two-working-day period is a serious
28breach of duty.

29(l) While a utility operator has two working days after an
30excavator’s call to the one-call center to mark its underground
31facilities, failure of that utility to do so does not relieve the
32excavator of the safety responsibility to wait until the utility
33operator has marked before commencing excavation.

34(m) Mismarks by an operator place excavators and the public
35at great safety risk, and so operators who mismark their facilities
36are entitled to no award for any damages to those facilities.

37(n) Facilities that are embedded in pavement require more
38extensive communication to prevent them from being damaged.

39(o) Exemptions that allow a class of persons to excavate without
40calling 811 shall be made not based on convenience, but rather
P7    1permitted only if alternative procedures allow the excavation to
2take place without compromising safety.

begin delete

3(p) The exemption that permits the Department of Transportation
4not to submit its maps to the regional notification center and not
5to mark its underground facilities within 48 hours does not have
6a basis in safety.

end delete
begin insert

7(p) More communication is needed between the Department of
8Transportation and the regional notification centers, including
9the sharing of facility location information, so that excavators may
10be alerted of possible Department of Transportation subsurface
11installations in the area of planned excavation and of the need to
12seek a Department of Transportation encroachment permit.

end insert

13(q) Agricultural activities of less than 16 inches are not
14excavations, and high-priority subsurface natural gas and hazardous
15liquid pipeline installations are identified in rural areas with
16above-ground markers pursuant to Section 192.707 of Part 192
17and Section 195.410 of Part 195 of Title 49 of the Code of Federal
18Regulations, respectively, so the management of safety around
19underground facilities in agricultural operations must be different.

20(r) Prevention of boring through sewer laterals with natural gas
21and other subsurface installation services may be achieved through
22reasonable care in the use of trenchless excavating technologies.
23Indication of the location of sewer laterals can aid in prevention
24of these cross-bores.

25(s) The exemption that permits private property owners to dig
26on their property without calling a regional notification center to
27have the area marked for underground facilities does not have a
28basis in safety.

29(t) The exemption that permits homeowners to conduct
30excavation on their property with heavy machinery or when there
31is a utility easement on his or her property does not have a basis
32in safety.

33(u) Behaviors that are suspected to be unsafe, but upon which
34there is not widespread agreement as to the level of risk and,
35therefore, are unregulated, must be monitored to better assess the
36risk.

37(v) The Study on the Impact of Excavation Damage on Pipeline
38Safety, submitted by the United States Department of
39Transportation to Congress on October 9, 2014, reported that other
40states have found that exemption of landscape maintenance
P8    1activities of less than 12 inches deep, when performed with hand
2tools, do not appear to have a significant impact on safety. The
3report cautions, however, that while those activity-based
4exemptions may be acceptable, they should be supported by
5sufficient data.

6(w) Clarification is needed for excavators to understand best
7excavation practices, and this could be accomplished through
8clarification of the regulations on excavation by the Occupational
9Safety and Health Standards Board.

10(x) Other states have experienced a dramatic improvement in
11safety after implementing centralized administrative enforcement
12of one-call laws.

13(y) California should have a board, composed of excavation
14stakeholders, subject to oversight by the Legislature and the
15Department of Finance, to enforce the state’s safe excavation laws
16through field audits, incident investigations, and administrative
17hearings, and to promote safe excavation practices. Due to the size
18of the state, and in order to reduce costs, the board should meet in
19northern and southern California.

20(z) The board should not be funded through the General Fund,
21but should be funded by the community that will most directly
22benefit from the enforcement of the state’s safe excavation laws,
23including the participants in the state’s regional notification centers,
24and the board should also be funded by the fines it levies, instead
25of having those fines go to the General Fund.

26(aa) After a hearing before the board pursuant to the
27Administrative Procedure Act, a person found to be in violation
28of the state’s safe excavation laws could meet a variety of sanctions
29including a fine not exceeding a specified amount and the
30requirement to undergo relevant education.

31(ab) To preserve due process, the superior court should be
32available to an aggrieved party as a forum in which to challenge
33a board decision.

34(ac) Most persons who would be subject to the board’s oversight
35are also subject to the oversight of other enforcement agencies,
36and those agencies should also take steps to reduce the safety risks
37posed by violations of the state’s safe excavation laws.

38

SEC. 2.  

Section 7110.7 is added to the Business and Professions
39Code
, to read:

P9    1

7110.7.  

(a) The Contractors’ State License Board shall adopt
2a program to enforce violations by contractors of subdivision (a)
3of Section 4216.2 of the Government Code.

4(b) The Contractors’ State License Board shall require
5contractors to undergo a training program relating to compliance
6with subdivision (a) of Section 4216.2 of the Government Code,
7as determined by the board, for an initial violation. The training
8program shall be conducted by a regional notification center, as
9defined in Section 4216 of the Government Code, or by a training
10program approved by a regional notification center.

11(c) If the contractor does not submit evidence of completion of
12a training program within 30 days of being notified of the
13requirement to do so, or fails to provide a reasonable explanation
14for his or her delay in scheduling that training in writing, the
15contractor shall be subject to further disciplinary action.

16(d) A subsequent violation within one calendar year of the first
17violation, failure to attend training, or failure to pay fines ultimately
18may result in suspension of the contractor’s license.

19(e) The board shall determine a graduated scale of fines
20consistent with Section 7099.2.

21

SEC. 3.  

Section 4216 of the Government Code is amended to
22read:

23

4216.  

As used in this article the following definitions apply:

24(a) “Abandoned subsurface installation” means a subsurface
25installation that is no longer in service and is physically
26disconnected from any active or inactive subsurface installation.

27(b) “Active subsurface installation” means a subsurface
28installation currently in use or currently carrying service.

29(c) “Authority” means the California Underground Facilities
30Safe Excavation Authority.

31(d) “Delineate” means to mark in white the location or path of
32the proposed excavation using the guidelines in Appendix B of
33the “Guidelines for Excavation Delineation” published in Best
34Practices Version 11.0 by the Common Ground Alliance. If there
35is a conflict between the marking practices in those guidelines and
36other provisions of this article, this article shall control.
37“Delineation” also includes physical identification of the area to
38be excavated using pink marking,begin insert ifend insert an excavator makes a
39determination that standard delineation may be misleading to those
40persons using affected streets and highways, or be misinterpreted
P10   1as a traffic or pedestrian control, and the excavator has contacted
2the regional notification center to advise the operators that the
3excavator will physically identify the area to be excavated using
4pink markings.

5(e) “Electronic positive response” means an electronic response
6from an operator to the regional notification center providing the
7status of an operator’s statutorily required response to a ticket.

8(f) (1) “Emergency” means a sudden, unexpected occurrence,
9involving a clear and imminent danger, demanding immediate
10action to prevent or mitigate loss of, or damage to, life, health,
11property, or essential public services.

12(2) “Unexpected occurrence” includes, but is not limited to, a
13fire, flood, earthquake or other soil or geologic movement, riot,
14accident, damage to a subsurface installation requiring immediate
15repair, or sabotage.

16(g) (1) “Excavation” means penetration of the plane between
17the air and the existing surface of the ground or pavement by any
18operation in which earth, rock, pavement, or other material below
19the existing grade is moved, removed, or otherwise displaced by
20means of tools, equipment, or explosives in any of the following
21ways: grading, trenching, digging, ditching, drilling, augering,
22tunneling, scraping, cable or pipe plowing and driving, gouging,
23crushing, jack hammering, saw cutting, or any other way.

24(2) For purposes of this article, “excavation” does not include
25any of the following:

26(A) Plowing, cultivating, planting, harvesting, or similar
27operations in connection with agricultural activities, unless the
28activity disturbs the soil to a depth of 16 inches or more.

29(B) Landscape maintenance activity that is performed with hand
30tools at a depth of more than 12 inches. Landscape maintenance
31activity includes all of the following:

32(i) Aeration, dethatching, and cutting of vegetation, including
33lawn edging.

34(ii) Installation or replacement of ground cover and plant life.

35(iii) Minor fixes to existing drainage and sprinkler systems.

36(C) begin deleteThis paragraph end deletebegin insertSubparagraph (B) end insertshall become inoperative
37on January 1, 2020.

38(3) The exclusion of the activities in paragraph (2) from the
39definition of “excavation” shall not be used to discourage a person
40planning to perform those activities from voluntarily notifying a
P11   1regional notification center pursuant to Section 4216.2, and does
2not relieve an operator of a subsurface installation from the
3obligation to locate andbegin insert fieldend insert mark pursuant to Section 4216.3
4following the notification.begin delete This paragraph shall become inoperative
5on January 1, 2020.end delete

6(h) Except as provided in Section 4216.8, “excavator” means
7any person, firm, contractor or subcontractor, owner, operator,
8utility, association, corporation, partnership, business trust, public
9agency, or other entity that performs any excavation.

10(i) “Hand tool” means a piece of equipment used for excavating
11that uses human power and is not powered by any motor, engine,
12hydraulic, or pneumatic device.

13(j) “High priority subsurface installation” means high-pressure
14natural gas pipelines with normal operating pressures greater than
15415kPA gauge (60psig), petroleum pipelines, pressurized sewage
16pipelines, high-voltage electric supply lines, conductors, or cables
17that have a potential to ground of greater than or equal to 60kv, or
18hazardous materials pipelines that are potentially hazardous to
19workers or the public if damaged.

20(k) “Inactive subsurface installation” means both of the
21following:

22(1) The portion of an underground subsurface installation that
23is not in use but is still connected to the subsurface installation, or
24to any other subsurface installation, that is in use or still carries
25service.

26(2) A new underground subsurface installation that has not been
27connected to any portion of an existing subsurface installation.

28(l) “Legal excavation start date and time” means at least two
29working days, not including the date of notification, or up to 14
30calendar days from the date of notification, if so specified by the
31excavator.

32(m) “Local agency” means a city, county, city and county,
33school district, or special district.

34(n) (1) “Locate and field mark” means to indicate the existence
35of any owned or maintained subsurface installations by using the
36guidelines in Appendix B of the “Guidelines forbegin delete Operator’send delete
37begin insert Operatorend insert Facility Field Delineation” published in Best Practices
38Version 11.0 by the Common Ground Alliance and in conformance
39with the uniform color code of the American Public Works
P12   1Association. If there is a conflict between the marking practices
2in the guidelines and this article, this article shall control.

3(2) “Locate and field mark” does not require an indication of
4the depth.

5(o) “Near miss” means an event in which damage did not occur,
6but a clear potential for damage was identified.

7(p) “Operator” means any person, corporation, partnership,
8business trust, public agency, or other entity that owns, operates,
9or maintains a subsurface installation. For purposes of Section
104216.1, an “operator” does not include an owner of real property
11where subsurface facilities are exclusively located if they are used
12exclusively to furnish services on that property and the subsurface
13facilities are under the operation and control of that owner.

14(q) “Pavement” means a manmade surface material that cannot
15be removed with a conventional hand tool.

16(r) “Positive response” means the response from an operator
17directly to the excavator providing the status of an operator’s
18statutorily required response to a ticket.

19(s) “Qualified person” means a person who completes a training
20program in accordance with the requirements of Section 1509 of
21Title 8 of the California Code of Regulations, Injury and Illness
22Prevention Program, that meets the minimum locators training
23guidelines and practices published in Best Practices Version 11.0
24by the Common Ground Alliance.

25(t) “Regional notification center” means a nonprofit association
26or other organization of operators of subsurface installations that
27provides advance warning of excavations or other work close to
28existing subsurface installations, for the purpose of protecting
29those installations from damage, removal, relocation, or repair.

30(u) “State agency” means every state agency, department,
31division, bureau, board, or commission.

32(v) “Subsurface installation” means any underground or
33submerged duct, pipeline, or structure, including, but not limited
34to, a conduit, duct, line, pipe, wire, or other structure, except
35nonpressurized sewerlines, nonpressurized storm drains, or other
36nonpressurized drain lines.

37(w) “Ticket” means an excavation location request issued a
38number by the regional notification center.

39(x) “Tolerance zone” means 24 inches on either side of the field
40marking placed by the operator as follows:

P13   1(1) A single marking, assumed to be the centerline of the
2subsurface installation, 24 inches from either side of that marking.

3(2) A single marking with the size of installation specified as
424 inches plus one-half the specified size on either side from the
5single marking.

6(3) Multiple markings that graphically show the width of the
7installation 24 inches from the marking that graphically show the
8outside surface of the subsurface installation on a horizontal plane.

9(y) “Working day” for the purposes of determining excavation
10start date and time means a weekday Monday through Friday, from
117:00 a.m. to 5:00 p.m., except for federal holidays and state
12holidays, as defined in Section 19853 of the Government Code.

13

SEC. 4.  

Section 4216.1 of the Government Code is amended
14to read:

15

4216.1.  

Every operator of a subsurfacebegin delete installationend deletebegin insert installation,
16except the Department of Transportation,end insert
shall become a member
17of, participate in, and share in the costs of, a regional notification
18center. Operators of subsurface installations who are members of,
19participate in, and share in, the costs of a regional notification
20center, including, but not limited to, the Underground Service
21Alert--Northern California or the Underground Service
22Alert--Southern California are in compliance with this section
23and Section 4216.9.

24

SEC. 5.  

Section 4216.2 of the Government Code is amended
25to read:

26

4216.2.  

(a) Before notifying the appropriate regional
27notification center, an excavator planning to conduct an excavation
28shall delineate the area to be excavated. If the area is not delineated,
29an operator may, at the operator’s discretion, choose not to locate
30and field mark until the area to be excavated has been delineated.

31(b) Except in an emergency, an excavator planning to conduct
32an excavation shall notify the appropriate regional notification
33center of the excavator’s intent to excavate at least two working
34days, and not more than 14 calendar days, before beginning that
35excavation. The date of the notification shall not count as part of
36the two-working-day notice. If an excavator gives less notice than
37the legal excavation start date and time and the excavation is not
38an emergency, the regional notification center will take the
39information and provide a ticket, but an operator has until the legal
40excavation start date and time to respond.

P14   1(c) When the excavation is proposed within 10 feet of a high
2priority subsurface installation, the operator of the high priority
3subsurface installation shall notify the excavator of the existence
4of the high priority subsurface installation prior to the legal
5excavation start date and time, and set up an onsite meeting at a
6mutually agreed upon time to determine actions or activities
7required to verify the location and prevent damage to the high
8priority subsurface installation. The excavator shall not begin
9excavating until after the completion of the onsite meeting.

10(d) Except in an emergency, every excavator covered by Section
114216.8 planning to conduct an excavation on private property that
12does not require an excavation permit may contact the appropriate
13regional notification center if the private property is known, or
14reasonably should be known, to contain a subsurface installation
15other than the underground facility owned or operated by the
16excavator. Before notifying the appropriate regional notification
17center, an excavator shall delineate the area to be excavated. Any
18temporary marking placed at the planned excavation location shall
19be clearly seen, functional, and considerate to surface aesthetics
20and the local community. An excavator shall check if any local
21ordinances apply to the placement of temporary markings.

22(e) If an excavator gives less than the legal excavation start date
23and time and it is not an emergency, the regional notification center
24shall take the information and provide a ticket but an operator shall
25have until the legal excavation start date and time to respond.

26(f) The regional notification center shall provide a ticket to the
27person who contacts the center pursuant to this section and shall
28notify any member, if known, who has a subsurface installation
29in the area of the proposed excavation. A ticket shall be valid for
3028 days from the date of issuance. If work continues beyond 28
31days, the excavator shall update the ticket either by accessing the
32center’s Internet Web site or by calling “811” by the end of the
3328th day.

34(g) A record of all notifications by an excavator or operator to
35the regional notification center shall be maintained for a period of
36not less than three years. The record shall be available for
37inspection by the excavator and any member, or their
38representative, during normal working hours and according to
39guidelines for inspection as may be established by the regional
40notification centers.

P15   1(h) Unless an emergency exists, an excavator shall not begin
2excavation until the excavator receives a positive response from
3all known subsurface installations within the delineated boundaries
4of the proposed area of excavation.

5(i) If a site requires special access, an excavator shall request
6an operator to contact the excavator regarding that special access
7or give special instructions on the location request.

8(j) If a ticket obtained by an excavator expires but work is
9ongoing, the excavator shall call into the regional notification
10center and get a new ticket and wait a minimum of two working
11days, not including the date of call in, before restarting excavation.
12All excavation shall cease during the waiting period.

13(k) When the excavation is complete, the excavator shall
14eliminate or camouflage any temporary markings that remain for
1545 days or more, unless a local ordinance indicates otherwise.

16

SEC. 6.  

Section 4216.3 of the Government Code is amended
17to read:

18

4216.3.  

(a) (1) (A)  Unless the excavator and operator
19mutually agree to a later start date and time, or otherwise agree to
20the sequence and timeframe in which the operator will locate and
21field mark, an operator shall do one of the following before the
22legal excavation start date and time:

23(i) Locate and field mark within the area delineated for
24excavation and, where multiple subsurface installations of the same
25type are known to exist together, mark the number of subsurface
26installations.

27(ii) To the extent and degree of accuracy that the information
28is available, provide information to an excavator where the
29operator’s active or inactive subsurface installations are located.

30(iii) Advise the excavator it operates no subsurface installations
31in the area delineated for excavation.

32(B) An operator shall mark newly installed subsurface
33installations in areas with continuing excavation activity.

34(C) An operator shall indicate with an “A” inside a circle the
35presence of any abandoned subsurface installations within the
36delineated area. The markings are to make an excavator aware that
37there are abandoned subsurface installations within that delineated
38work area.

39(2) Only a qualified person shall perform subsurface installation
40locating activities.

P16   1(3) A qualified person performing subsurface installation
2 locating activities on behalf of an operator shall use a minimum
3of a single-frequency utility locating device and shall have access
4to alternative sources for verification, if necessary.

5(4) An operator shall amend, update, maintain, and preserve all
6plans and records for its subsurface installations as that information
7becomes known. If there is a change in ownership of a subsurface
8installation, the records shall be turned over to the new operator.
9Records on abandoned subsurface installations shall be kept
10beginning on January 1, 2016.

11(b) If the field marks are no longer reasonably visible, an
12excavator shall renotify the regional notification center with a
13request for remarks that can be for all or a portion of the
14excavation. Excavation shall cease in the area to be remarked. If
15the area to be remarked is not the full extent of the original
16excavation, the excavator shall delineate the portion to be remarked.
17If the delineation markings are no longer reasonably visible, the
18excavator shall redelineate the area to be remarked. If remarks are
19requested, the operator shall have two working days, not including
20the date of request, to remark the subsurface installation.
21Excavation shall cease in the area where the remarks are requested.
22If the area to be remarked is not the full extent of the original
23excavation, the excavator shall delineate the portion to be remarked
24and provide a description of the area requested to be remarked on
25the ticket. The excavator shall provide a description for the area
26to be remarked that falls within the area of the original location
27request.

28(c) Every operator may supply an electronic positive response
29through the regional notification center before the legal excavation
30start date and time. The regional notification center shall make
31those responses available.

32(d) The excavator shall notify the appropriate regional
33notification center of the failure of an operator to identify
34subsurface installations pursuant to subparagraph (A) or (B) of
35paragraph (1) of subdivision (a), or subdivision (b). The notification
36shall include the ticket issued by the regional notification center.
37A record of all notifications received pursuant to this subdivision
38shall be maintained by the regional notification center for a period
39of not less than three years. The record shall be available for
40inspection pursuant to subdivision (h) of Section 4216.2.

P17   1(e) If an operator or local agency knows that it has a subsurface
2installation embedded or partially embedded in the pavement that
3is not visible from the surface, the operator or local agency shall
4contact the excavator before pavement removal to communicate
5and determine a plan of action to protect that subsurface installation
6and excavator.

7

SEC. 7.  

Section 4216.4 of the Government Code is amended
8to read:

9

4216.4.  

(a) (1) Except as provided in paragraph (2), if an
10excavation is within the approximate location of a subsurface
11installation, the excavator shall expose with hand tools to the depth
12of the excavation within the tolerance zone, including any
13applicable clearance requirements, for the full length of the project.

14(2) (A) An excavator may use a vacuum excavation device to
15expose subsurface installations within the tolerance zone if the
16operator has marked the subsurface installation, the excavator has
17contacted any operator whose subsurface installations may be in
18conflict with the excavation, and the operator has agreed to the
19use of a vacuum excavation device. An excavator shall inform the
20regional notification center of his or her intent to use a vacuum
21excavation device when obtaining a ticket.

22(B) An excavator may use power-operated or boring equipment
23for the removal of any existing pavement only if there is no known
24subsurface installation contained in the pavement.

25(b) If the exact location of the subsurface installation cannot be
26determined by hand excavating in accordance with subdivision
27(a), the excavator shall request the operator to provide additional
28information to the excavator, to the extent that information is
29available to the operator, to enable the excavator to determine the
30exact location of the installation. If the excavator has questions
31about the markings that an operator has placed, the excavator may
32contact the notification center to send a request to have the operator
33contact the excavator directly. The regional notification center
34shall provide the excavator with the contact telephone number of
35the subsurface installation operator.

36(c) An excavator discovering or causing damage to a subsurface
37installation, including all breaks, leaks, nicks, dents, gouges,
38grooves, or other damage to subsurface installation lines, conduits,
39coatings, or cathodic protection, shall immediately notify the
40subsurface installation operator. The excavator may contact the
P18   1regional notification center to obtain the contact information of
2the subsurface installation operator. If high priority subsurface
3installations are damaged and the operator cannot be contacted
4immediately, the excavator shall call 911 emergency services.

5(d) Each excavator, operator, or locator shall communicate with
6each other and respect the appropriate safety requirements and
7ongoing activities of the other parties, if known, at an excavation
8 site.

9

SEC. 8.  

Section 4216.5 of the Government Code is amended
10to read:

11

4216.5.  

The requirements of this article apply to state agencies
12and to local agencies that own or operate subsurfacebegin delete installations.end delete
13begin insert installations, except as otherwise provided in Section 4216.1.end insert A
14local agency that is required to provide the services described in
15Section 4216.3 may charge a fee in an amount sufficient to cover
16the cost of providing that service.

17

SEC. 9.  

Section 4216.6 of the Government Code is amended
18to read:

19

4216.6.  

(a) (1) Any operator or excavator who negligently
20violates this article is subject to a civil penalty in an amount not
21to exceed ten thousand dollars ($10,000).

22(2) Any operator or excavator who knowingly and willfully
23violates any of the provisions of this article is subject to a civil
24penalty in an amount not to exceed fifty thousand dollars ($50,000).

25(3) Except as otherwise specifically provided in this article, this
26section is not intended to affect any civil remedies otherwise
27provided by law for personal injury or for property damage,
28including any damage to subsurface installations, nor is this section
29intended to create any new civil remedies for those injuries or that
30 damage.

31(4) This article shall not be construed to limit any other provision
32of law granting governmental immunity to state or local agencies
33or to impose any liability or duty of care not otherwise imposed
34by law upon any state or local agency.

35(b) An action may be brought by the Attorney General, the
36district attorney, or the local or state agency that issued the permit
37to excavate, for the enforcement of the civil penalty pursuant to
38this section either in a civil action brought in the name of the people
39of the State of California or in an administrative hearing before
40the authority pursuant to Section 4216.20. If penalties are collected
P19   1as a result of a civil suit brought by a state or local agency for
2collection of those civil penalties, the penalties imposed shall be
3paid to the general fund of the agency. If more than one agency is
4involved in enforcement, the penalties imposed shall be
5apportioned among them by the court in a manner that will fairly
6offset the relative costs incurred by the state or local agencies, or
7both, in collecting these fees.

8(c) The requirements of this article may also be enforced as
9follows:

10(1) The Contractors’ State License Board shall enforce paragraph
11(1) of subdivision (a) of Section 4216.2 as specified in Section
127110.7 of the Business and Professions Code.

13(2) The Public Utilities Commission may enforce subdivisions
14(a) and (b) of Section 4216.3 against operators of natural gas and
15electric underground infrastructure, unless those operators are
16municipal utilities.

17(3) The Office of the State Fire Marshal may enforce
18subdivisions (a) and (b) of Section 4216.3 against operators of
19 hazardous liquid pipelines, unless those operators are municipal
20utilities.

21(d) Statewide information provided by operators and excavators
22regarding facility events shall be compiled and made available in
23an annual report by regional notification centers and posted on the
24Internet Web sites of the regional notification centers.

25(e) For purposes of subdivision (d), the following terms have
26the following meanings:

27(1) “Facility event” means the occurrence of excavator
28downtime, damages, near misses, and violations.

29(2) “Statewide information” means information submitted by
30operators and excavators using the California Regional Common
31Ground Alliance’s Virtual Private Damage Information Reporting
32Tool. Supplied data shall comply with the Damage Information
33 Reporting Tool’s minimum essential information as listed in Best
34Practices Version 11.0 by the Common Ground Alliance.

35

SEC. 10.  

Section 4216.7 of the Government Code is amended
36to read:

37

4216.7.  

(a) If a subsurface installation is damaged by an
38excavator as a result of failing to comply with Section 4216.2 or
394216.4,begin insert or subdivision (b) of Section 4216.3,end insert or as a result of failing
40to comply with the operator’s requests to protect the subsurface
P20   1installation as specified by the operator before the start of
2excavation, the excavator shall be liable to the operator of the
3subsurface installation for resulting damages, costs, and expenses
4to the extent the damages, costs, and expenses were proximately
5caused by the excavator’s failure to comply.

6(b) If an operator has failed to become a member of, participate
7in, or share in the costs of, a regional notification center, that
8operator shall forfeit his or her claim for damages to his or her
9subsurface installation arising from an excavation against an
10excavator who has complied with this article to the extent damages
11were proximately caused by the operator’s failure to comply with
12this article.

13(c) If an operator of a subsurface installation has failed to
14comply with the provisions of Section 4216.3, including, but not
15limited to, the requirement to field mark the appropriate location
16of subsurface installations within two working days of notification,
17has failed to comply with paragraph (2) of subdivision (a) of
18Section 4216.2, or has failed to comply with subdivision (b) of
19Section 4216.4, the operator shall be liable to the excavator who
20has complied with Sections 4216.2 and 4216.4 for damages,
21including liquidated damages, liability, losses, costs, and expenses
22resulting from the operator’s failure to comply with these specified
23requirements to the extent the damages, costs, and expenses were
24proximately caused by the operator’s failure to comply.

25(d) An excavator who damages a subsurface installation due to
26an inaccurate field mark by an operator, or by a third party under
27contract to perform field marking for the operator, shall not be
28liable for damages, replacement costs, or other expenses arising
29from damages to the subsurface installation if the excavator
30complied with Sections 4216.2 and 4216.4.

31This section is not intended to create any presumption or to affect
32the burden of proof in any action for personal injuries or property
33damage, other than damage to the subsurface installation, nor is
34this section intended to affect, create, or eliminate any remedy for
35personal injury or property damage, other than damage to the
36subsurface installation.

37(e) In any actions for reimbursement or indemnification for a
38claim arising from damage to a subsurface installation in which a
39court finds that the excavator complied with the requirements of
P21   1this article, the excavator may be awarded reasonable attorney’s
2fees and expenses.

3(f) For the purposes of this section, “inaccurate field mark”
4means a mark, or set of markings, made pursuant to Section 4216.3,
5that did not correctly indicate the approximate location of a
6subsurface installation affected by an excavation and includes the
7actual physical location of a subsurface installation affected by an
8excavation that should have been marked pursuant to Section
94216.3 but was not.

10(g) Nothing in this section shall be construed to do any of the
11following:

12(1) Affect claims including, but not limited to, third-party claims
13brought against the excavator or operator by other parties for
14damages arising from the excavation.

15(2) Exempt the excavator or operator from his or her duty to
16mitigate any damages as required by common or other applicable
17law.

18(3) Exempt the excavator or operator from liability to each other
19or third parties based on equitable indemnity or comparative or
20contributory negligence.

21

SEC. 11.  

Section 4216.8 of the Government Code is amended
22to read:

23

4216.8.  

This article does not apply to either of the following
24persons:

25(a) An owner of residential real property doing work not
26requiring a permit issued by a state or local agency on his or her
27residential real property that has no easement or right-of-way for
28a subsurface installation who only uses hand tools for excavation.
29A person described in this subdivision is not an “excavator” as
30defined in subdivision (h) of Section 4216, however this
31subdivision shall not discourage a person from voluntarily notifying
32a regional notification center pursuant to Section 4216.2, and does
33not relieve an operator of a subsurface facility from the obligation
34to locate and field mark pursuant to Section 4216.3 following the
35notification.

36(b) Any person or private entity that leases or rents power
37operated or power-driven excavating or boring equipment,
38regardless of whether an equipment operator is provided for that
39piece of equipment or not, to a contractor or subcontractor licensed
40pursuant to Article 5 (commencing with Section 7065) of Chapter
P22   19 of Division 3 of the Business and Professions Code, if the signed
2rental agreement between the person or private entity and the
3contractor or subcontractor contains the following provision:
4


5“It is the sole responsibility of the lessee or renter to follow
6the requirements of the regional notification center law
7pursuant to Article 2 (commencing with Section 4216) of
8Chapter 3.1 of Division 5 of Title 1 of the Government Code.
9By signing this contract, the lessee or renter accepts all
10liabilities and responsibilities contained in the regional
11notification center law.”


13

SEC. 12.  

Section 4216.9 of the Government Code is amended
14to read:

15

4216.9.  

(a) A permit to excavate issued by any local agency,
16as defined in Section 4216, or any state agency, shall not be valid
17unless the applicant has been provided an initial ticket by a regional
18notification center pursuant to Section 4216.2. For purposes of
19this section, “state agency” means every state agency, department,
20division, bureau, board, or commission, including the Department
21of Transportation.

22(b) This article does not exempt any person or corporation from
23Sections 7951, 7952, and 7953 of the Public Utilities Code.

24

SEC. 13.  

Section 4216.10 is added to the Government Code,
25to read:

26

4216.10.  

If the operator of a high-priority subsurface
27installation finds that the depth of the subsurface installation subject
28to agricultural activities described in subparagraph (A) of paragraph
29(2) of subdivision (g) of Section 4216 is insufficient to safely
30 perform those activities, the operator of the high-priority subsurface
31installation shall send notification, by registered mail, to the
32landowner of the potential hazard and, within ___ days of that
33notification, shall access the site at a date agreed upon by the
34operator and the landowner to identify with permanent markers
35the location and depth of the high-priority subsurface installation.

36

SEC. 14.  

Section 4216.11 is added to the Government Code,
37to read:

38

4216.11.  

(a) On or before January 1, 2017, the Occupational
39Safety and Health Standards Board shall revise subdivision (b) of
40Section 1541 of Title 8 of the California Code of Regulations to
P23   1clarify best practices to be used by excavators when excavating
2near subsurface installations.

3(b) The board shall convene an advisory committee hearing to
4seek input from operators, regional notification centers, labor, and
5excavators on best practices to be used by excavators when
6excavating in urban areas where there is a high density of
7subsurface installations, the appropriate frequency of potholing,
8and other best practices developed by various industry associations,
9including the Common Ground Alliance.

10

SEC. 15.  

Section 4216.12 is added to the Government Code,
11to read:

12

4216.12.  

(a) The California Underground Facilities Safe
13Excavation Authority is hereby created.

14(b) The authority shall enforce this article and further its
15purposes, and thus has the same powers as are conferred upon
16heads of departments of the state by Article 1 (commencing with
17Section 11150) of Chapter 2 of Part 1 of Division 3 of Title 2 in
18the Government Code. Notwithstanding Section 11152, the
19authority shall not adopt rules or regulations.

20(c) The authority may hold hearings and conduct any
21investigations necessary to carry out its powers and duties
22prescribed by this article and, for those purposes, has the same
23powers as are conferred upon heads of departments of the state by
24 Article 2 (commencing with Section 11180) of Chapter 2 of Part
251 of Division 3 of Title 2.

26

SEC. 16.  

Section 4216.13 is added to the Government Code,
27to read:

28

4216.13.  

(a) The authority shall be composed of nine members,
29of which seven shall be appointed by the Governor, one shall be
30appointed by the Speaker of the Assembly, and one shall be
31appointed by the Senate Committee on Rules.

32(b) The seven members appointed by the Governor shall be
33appointed, as follows:

34(1) Three members shall have knowledge and expertise in
35managing underground. Of those three members, one shall have
36knowledge and expertise in managing the underground institutions
37of a municipal utility.

38(2) Two members shall have knowledge and expertise in contract
39excavation.

P24   1(3) One member shall have knowledge and expertise in
2subsurface installation location and marking.

3(4) One member shall have knowledge and expertise in operating
4a regional notification center.

5(c) The member appointed by the Speaker of the Assembly shall
6have knowledge and expertise in representing in safety matters
7the workers employed by contract excavators.

8(d) The member appointed by the Senate Committee on Rules
9shall have knowledge and expertise in managing the underground
10installations on one’s own property, and may be drawn from
11agricultural, commercial, or residential, or other, property sectors.

12

SEC. 17.  

Section 4216.14 is added to the Government Code,
13to read:

14

4216.14.  

(a) The term of a member of the authority is two
15years. Of the first members of the authority, four members,
16determined by lot, shall serve for one year so that the terms of the
17members shall be staggered.

18(b) A member shall not be appointed for more than two
19consecutive full terms.

20(c) To the extent possible, the Governor shall fill any vacancy
21in the membership of the authority within 60 days after the vacancy
22occurs.

23(d) Upon the recommendation of the authority, the Governor
24may remove a member appointed by the Governor for
25incompetence or misconduct.

26

SEC. 18.  

Section 4216.15 is added to the Government Code,
27to read:

28

4216.15.  

(a) The authority shall select a chairperson from
29among its members at the first meeting of each calendar year or
30when a vacancy in the chair exists.

31(b) Subject to subdivision (c), the manner in which the
32chairperson is selected and the chairperson’s term of office shall
33be determined by the authority.

34(c) A member of the authority shall not serve more than two
35consecutive years as the chairperson of the authority.

36

SEC. 19.  

Section 4216.16 is added to the Government Code,
37to read:

38

4216.16.  

The authority shall meet at least once every three
39months. The authority shall hold meetings in Sacramento and Los
40Angeles, and in other locations in the state it deems necessary.

P25   1

SEC. 20.  

Section 4216.17 is added to the Government Code,
2to read:

3

4216.17.  

(a) In addition to other powers specified in this article,
4the authority may do any of the following:

5(1) Apply for and accepts grants, contributions, and
6appropriations, and award grants consistent with the goals and
7objectives of a program or activity the authority is authorized to
8implement or administer.

9(2) Contract for professional services if the work or services
10cannot be satisfactorily performed by its employees or by any other
11state agency.

12(3) Sue and be sued.

13(4) Request and utilize the advice and services of all federal,
14state, local, and regional agencies.

15(5) Conduct public education and outreach programs consistent
16with this article, promote the development of safety procedures
17for excavation and demolition projects constructed in the area of
18underground facilities, or make grants to local governments or
19private entities to do so.

20(b) Notwithstanding Section 11152, the authority shall not adopt
21rules or regulations.

22

SEC. 21.  

Section 4216.18 is added to the Government Code,
23to read:

24

4216.18.  

The authority may obtain funding for its operational
25expenses from:

26(a) A federal or state grant.

27(b) A fee charged to members of the regional notification centers
28not to exceed the reasonable regulatory cost incident to enforcement
29of this article.

30(c) A fine assessed pursuant to Section 4216.20.

31(d) A filing or administrative fee to hear a complaint pursuant
32to Section 4216.20.

33(e) Any other source.

34

SEC. 22.  

Section 4216.19 is added to the Government Code,
35to read:

36

4216.19.  

In the enforcement of this article, and furtherance of
37its purposes, the authority may authorize staff to use compliance
38audits, including field audits, and investigations of incidents and
39near-misses.

P26   1

SEC. 23.  

Section 4216.20 is added to the Government Code,
2to read:

3

4216.20.  

(a) After providing opportunity for hearing pursuant
4to the administrative adjudication provisions of the Administrative
5Procedure Act (Chapter 4.5 (commencing with Section 11400) of
6Part 1 of Division 3 of Title 2), the authority, upon making a
7finding of violation, may:

8(1) Assess a civil penalty of no more than ____ dollars ($____).

9(2) Reach a settlement in lieu of assessing a civil penalty.

10(3) Require remedial education relevant to the violation.

11(b) The authority may do both of the following:

12(1) Use the services of a third party to collect civil penalties.

13(2) If the authority determines that an individual cannot afford
14to pay a penalty imposed pursuant to this section, the authority
15may exempt the individual from payment of the penalty in whole
16or in part.

17

SEC. 24.  

Section 4216.21 is added to the Government Code,
18to read:

19

4216.21.  

(a) A person aggrieved by a decision of the authority
20may, within 30 days after receiving the decision, request judicial
21review of the decision in superior court.

22(b) In accordance with the judicial review and appeals process
23under the Administrative Procedure Act (Chapter 3.5 (commencing
24with Sectionbegin delete 1140),end deletebegin insert 11340),end insert and Chapter 5 (commencing with
25Section 11500), of Part 1 of Division 3 of Title 2), the court shall
26hear and determine all matters connected with the decision of the
27authority for which judicial review is requested.

28

SEC. 25.  

Section 4216.22 is added to the Government Code,
29to read:

30

4216.22.  

(a) Notwithstanding Section 10231.5, the authority
31shall report to the Governor and the Legislature on or before
32January 1, 2017, and each year thereafter, on the activities of the
33authority and any recommendations of the authority.

34(b) A report to be submitted pursuant to subdivision (a) shall
35be submitted in compliance with Section 9795.

36

SEC. 26.  

Section 320.5 is added to the Public Utilities Code,
37to read:

38

320.5.  

(a) The Safe Energy Infrastructure and Excavation Fund
39is hereby established in the State Treasury. Moneys deposited into
40the fund shall be used to cover the administrative expenses of the
P27   1California Underground Facilities Safe Excavation Authority, upon
2appropriation by the Legislature.

3(b) begin deleteAny end deletebegin insertUp to five hundred thousand dollars ($500,000) in end insert
4excess moneys in thebegin delete fund thatend deletebegin insert fund, if the fundsend insert are not necessary
5for the administrative expenses of the California Underground
6Facilities Safe Excavation Authority may, upon appropriation by
7the Legislature, be apportioned by the commission for the following
8purposes:

9(1) The California Underground Facilities Safe Excavation begin delete10 Authority, for the purpose of the education and training of persons
11who violate Article 2 (commencing with Section 4216) of Chapter
123.1 of Division 5 of Title 1 of the Government Code.end delete

13begin delete(2)end deletebegin deleteend deletebegin deleteRegional notification centers, as defined in Section 4216 of
14the Government Code, to cover the cost ofend delete
begin insert Authority, to fundend insert public
15education and outreach programs designed to promote excavation
16safety around undergroundbegin delete facilities.end deletebegin insert facilities and targeted to
17make specific excavator groups.end insert

begin delete

18(3)

end delete

19begin insert(2)end insert The commission, to further a workforce development
20program, which shall be consistent with its equal employment
21opportunity program, that recruits and trains safety staff to perform
22the highest quality gas and electric utility inspections, audits,
23accident investigations, and data tracking and analysis.begin insert Moneys
24used for training purposes may not be used to fulfill existing federal
25or state training requirements but, instead, shall only be used for
26training in addition to those requirements.end insert
The commission may
27only apportion moneys for this purpose upon commission approval
28of the workforce development program at a meeting of the
29commission.begin insert No more than one hundred fifty thousand dollars
30($150,000) of the Safe Energy Infrastructure and Excavation Fund
31may be used for this purpose.end insert

begin insert

32(c) Any moneys not allocated pursuant to subdivisions (a) and
33(b) shall be deposited into the General Fund.

end insert
34

SEC. 27.  

Section 971 is added to the Public Utilities Code, to
35read:

36

971.  

(a) As a part of its damage prevention program carried
37out pursuant to Section 192.614 of Part 192 of Title 49 of the Code
38of Federal Regulations, each gas corporation shall collect data to
39inform its outreach activities. The data shall include all of the
40following:

P28   1(1) Damages that occurred during the performance of
2landscaping activities. Each gas corporation shall note in its
3investigation of excavation damage incidents the approximate
4depth of the gas facility at the time of damage, the type of excavator
5involved, which may include “homeowner,” “licensed contractor,”
6or “unlicensed contractor,” and whether the excavator had called
7the regional notification center before performing the excavation.
8This paragraph shall become inoperative on January 1, 2020.

9(2) Any other information that the commission shall require.

10(b) Each gas corporation shall annually report to the commission
11excavation damage data and analyses in a format of the
12commission’s choosing.

13(c) No later than February 1, 2019, the commission shall report
14to the Legislature an analysis of excavation damages to
15commission-regulated pipeline facilities. The report shall include
16analyses of the types of damages described in subdivision (a).

17

SEC. 28.  

Section 1702.5 of the Public Utilities Code is
18amended to read:

19

1702.5.  

(a) The commission shall, in an existing or new
20proceeding, develop and implement a safety enforcement program
21applicable to gas corporations and electrical corporations that
22includes procedures for monitoring, data tracking and analysis,
23and investigations, as well as issuance of citations by commission
24staff, under the direction of the executive director. The enforcement
25program shall be designed to improve gas and electrical system
26safety through the enforcement of applicable law, or order or rule
27of the commission related to safety using a variety of enforcement
28mechanisms, including the issuance of corrective actions, orders,
29and citations by designated commission staff, and recommendations
30for action made to the commission by designated commission staff.

31(1) When considering the issuance of citations and assessment
32of penalties, the commission staff shall take into account voluntary
33reporting of potential violations, voluntary removal or resolution
34efforts undertaken, the prior history of violations, the gravity of
35the violation, and the degree of culpability.

36(2) The procedures shall include, but are not limited to,
37providing notice of violation within a reasonable period of time
38after the discovery of the violation.

39(3) The commission shall adopt an administrative limit on the
40amount of monetary penalty that may be set by commission staff.

P29   1(b) The commission shall develop and implement an appeals
2process to govern the issuance and appeal of citations or resolution
3of corrective action orders issued by the commission staff. The
4appeals process shall provide the respondent a reasonable period
5of time, upon receiving a citation, to file a notice of appeal, shall
6afford an opportunity for a hearing, and shall require the hearing
7officer to expeditiously provide a draft disposition.

8(c) The commission shall, within a reasonable time set by the
9commission, conclude a safety enforcement action with a finding
10of violation, a corrective action order, a citation, a determination
11of no violation, approval of the corrective actions undertaken by
12the gas corporation or electrical corporation, or other action. The
13commission may institute a formal proceeding regarding the alleged
14violation, potentially resulting in additional enforcement action,
15regardless of any enforcement action taken at the commission staff
16level.

17(d) The commission shall implement the safety enforcement
18program for gas safety by July 1, 2014, and implement the safety
19 enforcement program for electrical safety no later than January 1,
202015.

21(e) This section does not apply to an exempt wholesale
22generator, a qualifying small power producer, or qualifying
23cogenerator, as defined in Section 796 of Title 16 of the United
24States Code and the regulations enacted pursuant thereto. Nothing
25in this section affects the commission’s authority pursuant to
26Section 761.3.

27(f) Moneys collected as a result of the issuance of citations
28pursuant to this section shall be deposited in the Safe Energy
29Infrastructure and Excavation Fund.

30

SEC. 29.  

No reimbursement is required by this act pursuant to
31Section 6 of Article XIII B of the California Constitution because
32the only costs that may be incurred by a local agency or school
33district will be incurred because this act creates a new crime or
34infraction, eliminates a crime or infraction, or changes the penalty
35for a crime or infraction, within the meaning of Section 17556 of
36the Government Code, or changes the definition of a crime within
37the meaning of Section 6 of Article XIII B of the California
38Constitution.



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