Amended in Assembly August 31, 2015

Amended in Assembly August 17, 2015

Amended in Assembly July 1, 2015

Amended in Assembly June 16, 2015

Amended in Senate June 1, 2015

Amended in Senate May 12, 2015

Amended in Senate May 5, 2015

Amended in Senate April 20, 2015

Amended in Senate April 6, 2015

Senate BillNo. 119


Introduced by Senator Hill

January 14, 2015


An act to amend Sections 4216, 4216.1, 4216.2, 4216.3, 4216.4, 4216.5, 4216.6, 4216.7, 4216.8, and 4216.9 of, and to add Sections 4216.12, 4216.13, 4216.14, 4216.15, 4216.16, 4216.17, 4216.18, 4216.19, 4216.20, 4216.21, and 4216.22 to, the Government Code, and to amend Section 1702.5 of, and to add Sectionsbegin delete 320.5end deletebegin insert 320.5, 911.2,end insert and 971 to, the Public Utilities Code, relating to excavations.

LEGISLATIVE COUNSEL’S DIGEST

SB 119, as amended, Hill. Protection of subsurface installations.

Existing law requires every operator of a subsurface installation, except the Department of Transportation, to become a member of, participate in, and share in the costs of, a regional notification center. Existing law requires any person who plans to conduct any excavation to contact the appropriate regional notification center before commencing that excavation, as specified. Existing law defines a subsurface installation as any underground pipeline, conduit, duct, wire, or other structure. Existing law requires an operator of a subsurface installation, who receives notification of proposed excavation work, within 2 working days of that notification, excluding weekends and holidays, to mark the approximate location and number of subsurface installations that may be affected by the excavation or to advise that no subsurface installations operated by him or her would be affected. Existing law requires an operator of a subsurface installation that has failed to comply with these provisions to be liable to the excavator for damages, costs, and expenses.

This bill would declare the need to clarify and revise these provisions. The bill would define and redefine various terms relating to a regional notification center. The bill would expand the definition of a subsurfacebegin delete installation,end deletebegin insert installationend insert to include an underground structure or submerged duct, pipeline, or structure, except as specified.

The bill would require an excavator planning to conduct an excavation to delineate the area to be excavated before notifying the appropriate regional notification center of the planned excavation, as provided. The bill would require an operator, before the legal start date and time of the excavation, to locate and field mark, within the area delineated for excavation, its subsurface installations. The bill would require an operator to maintain and preserve all plans and records for any subsurface installation owned by that operator as that information becomes known, as specified.

This bill would prohibit an excavator that damages a subsurface installation due to an inaccurate field mark, as defined, by an operator from being liable for damages, replacement costs, or other expenses arising from damage to the subsurface installation, provided that the excavator complied with the provisions described above. The bill would also authorize, in any action for reimbursement or indemnification for a claim arising from damage to a subsurface installation in which a court finds that the excavator complied with those provisions, the excavator to be awarded reasonable attorney’s fees and expenses.

The bill would delete the existing exemptions pertaining to an owner of real property and would instead exempt an owner of residential real property who, as part of improving his or her principal residence, is performing, or is having performed, an excavation using hand tools that does not require a permit, as specified.

The bill would also require the Public Utilities Commission and the Office of the State Fire Marshal to enforce the requirement to locate and field mark subsurface installations and lines against operators of natural gas and electric underground infrastructure and hazardous liquid pipelines, unless these operators are municipal utilities.

Thisbegin delete billend deletebegin insert bill, if specified funds are appropriated by the Legislature and authority to hire sufficient staff is granted to the Contractors’ State License Board,end insert would create the California Underground Facilities Safe Excavation Advisory Committee under, and assisted by the staff of, the Contractors’ State License Board, in the Department of Consumer Affairs. The bill would require the committee to coordinate education and outreach activities, develop standards, and investigate violations of the provisions described above, as specified.begin insert The bill would also require the advisory committee, by December 31, 2017, and in consultation with the Department of Food and Agriculture, to make recommendations, informed by a specified study, that addresses the long term treatment of agricultural activities in relation to subsurface excavation, and whether those provisions are appropriate or could be modified in ways to promote participation in safe agricultural practices around high priority subsurface installations, as specified.end insert

The advisory committee would be composed of 9 members who would serve 2-year terms, and one nonvoting ex officio member who may be invited by the appointed members of the committee. The bill would authorize the advisory committee, commencing on January 1, 2017, to use compliance audits in furthering the purposes of these provisions. The bill would require the advisory committee to conduct an annual meeting on or before February 1, 2017, and each year thereafter, to report to the Governor and the Legislature on its activities and any recommendations.

The bill would create the Safe Energy Infrastructure and Excavation Fund in the State Treasury and would provide that moneys deposited into the fund are to be used to cover the administrative expenses of the advisory committee, upon appropriation by the Legislature. The bill would authorize the commission to use excess moneys in the fund for specified purposes relating to the safety of underground utilities, upon appropriation by the Legislature.

The Natural Gas Pipeline Safety Act of 2011, within the Public Utilities Act, designates the Public Utilities Commission as the state authority responsible for regulating and enforcing intrastate gas pipeline transportation and pipeline facilities pursuant to federal law, including the development, submission, and administration of a state pipeline safety program certification for natural gas. Existing federal law requires each operator of a buried gas pipeline to carry out a program to prevent damage to that pipeline from excavation activities, as specified.

The bill would requirebegin insert the Public Utilities Commission, no later than February 1, 2019, to report to the Legislature and to the California Underground Facilities Safe Excavation Advisory Committee an analysis of excavation damage to commission-regulated pipeline facilities. The bill would also requireend insert each gas corporation, as part of its damage prevention program, to collectbegin delete specifiedend deletebegin insert certain end insert informationbegin insert until January 1, 2020,end insert to inform its outreachbegin delete activitiesend deletebegin insert activities,end insert and to report this informationbegin insert annually until January 1, 2020,end insert to the Public Utilitiesbegin delete Commission,end deletebegin insert Commission and the California Underground Facilities Safe Excavation Advisory Committee,end insert as specified.begin insert The bill would also require the each gas corporation to estimate Californians’ use of regional notification centers, as specified, and to provide this estimate to the commission and the advisory committee on or before July 1, 2016.end insert

Under existing law, a violation of the Public Utilities Act or any order, decision, rule, direction, demand, or requirement of the commission is a crime.

Because the requirements described above are within the act, a violation of these requirements would impose a state-mandated local program by creating a new crime.

Existing law requires the Public Utilities Commission to develop and implement a safety enforcement program that is applicable to gas corporations and electrical corporations and that includes procedures for monitoring, data tracking and analysis, and investigations, as well as issuance of citations by commission staff, under the direction of the executive director of the commission, for correction and punishment of safety violations. That law requires the commission to develop and implement an appeals process to govern issuance and appeal of citations, or resolution of corrective action orders. That law requires the commission to implement the safety enforcement program for gas safety by July 1, 2014, and for electrical safety by January 1, 2015.

This bill would require that moneys collected as a result of the issuance of citations to gas corporations and electrical corporations pursuant to the above-described law be deposited in the Safe Energy Infrastructure and Excavation Fund.

The bill would make other conforming changes.

The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement.

This bill would provide that no reimbursement is required by this act for a specified reason.

Vote: majority. Appropriation: no. Fiscal committee: yes. State-mandated local program: yes.

The people of the State of California do enact as follows:

P5    1

SECTION 1.  

The Legislature finds and declares all of the
2following:

3(a) For the state’s “one-call” law to be effective, it needs greater
4clarity and effective enforcement, and it must foster communication
5between operators of subsurface installations and the various types
6of excavators in California.

7(b) Regional notification centers, or “one-call” centers, have
8developed means of electronic communication that improve the
9efficiency of the “one-call” process, and statutory barriers to using
10new methods of notification should be eliminated.

11(c) Electronic positive response is a means to communicate the
12status of responses to an excavator’s notice of excavation via the
13one-call center and provides the safety benefit that an excavator
14has an easy means to know whether or not all of the utilities within
15the excavation area have marked their subsurface installations.

16(d) The delineation by an excavator of the area to be excavated
17in advance of the field location and marking by subsurface facility
18operators of their installations aids the excavator in understanding
19where subsurface installations were marked, and thus improves
20safety. This practice was recommended by the National
21 Transportation Safety Board in its 1997 study “Protecting Public
22Safety through Excavation Damage Prevention” and is a best
23practice of the Common Ground Alliance.

24(e) Continuing an excavation after an excavation “ticket” has
25expired does not promote safety, and excavators should renew
26their ticket with the one-call center before expiration. Continuing
27excavation when markings are no longer visible does not promote
28safety, and excavators should stop work until the subsurface
29installations are remarked.

P6    1(f) Increased communication between subsurface installation
2operators and excavators before breaking ground has safety
3benefits.

4(g) Construction sites often have many parties conducting
5different, ongoing work, and so the inherent safety risks associated
6with that work can be increased by a failure of these parties to
7effectively communicate. Excavators, operators of subsurface
8 installations, and locators have a responsibility to communicate
9with other parties before entering these worksites, which may
10require advance schedule coordination, and also have a
11responsibility to observe the safety requirements set for those
12worksites.

13(h) Abandoned subsurface installations can be mistaken for
14active subsurface installations that are marked, and thus present a
15safety risk to excavators and the public. Safety will be improved
16if subsurface facility operators identify these subsurface
17installations when their existence is known.

18(i) The ability of an operator of subsurface installations to locate
19and mark affected installations can be seriously impaired by a lack
20of high-quality records of those installations, and thus operators
21should keep records of their facilities for as long as they are in the
22ground, whether or not they are in use.

23(j) Failure by an operator of subsurface installations to mark
24the installations within the required two-working-day period is a
25serious breach of duty.

26(k) While an operator has two working days after an excavator’s
27call to the one-call center to mark its subsurface installations,
28failure of that operator to do so does not relieve the excavator of
29the safety responsibility to wait until the operator has marked
30before commencing excavation.

31(l) Mismarks by an operator place excavators and the public at
32great safety risk, and so operators who mismark their installations
33are entitled to no award for any damages to those installations.

34(m) Installations that are embedded in pavement require more
35extensive communication among operators, locators, and
36excavators to prevent the installations from being damaged.

37(n) Exemptions that allow a class of persons to excavate without
38calling 811 are to be permitted only if alternative procedures allow
39the excavation to take place without compromising safety.

P7    1(o) More communication is needed between the Department of
2Transportation and the regional notification centers, including the
3sharing of subsurface installation location information, so that
4excavators may be alerted of possible Department of Transportation
5subsurface installations in the area of planned excavation and, if
6the excavation is to take place in a Department of Transportation
7right-of-way, the need to seek a Department of Transportation
8encroachment permit.

9(p) Insufficient information exists on how to best achieve safety
10when conducting agricultural activities around subsurface
11begin delete installations.end deletebegin insert installations, and a study, informed by data collected
12about damages in agricultural areas is needed to determine
13effective and appropriate safety measures.end insert

14(q) Prevention of boring through sewer laterals with natural gas
15and other subsurface installation services may be achieved through
16reasonable care in the use of trenchless excavating technologies.
17Indication of the location of sewer laterals can aid in prevention
18of these cross-bores.

19(r) The exemption that permits private property owners to dig
20on their property without calling a regional notification center to
21have the area marked for subsurface installations does not have a
22 basis in safety.

23(s) The exemption that permits homeowners to conduct
24excavation on their property with heavy machinery or when there
25is a utility easement on his or her property does not have a basis
26 in safety.

27(t) Behaviors that are suspected to be unsafe, but upon which
28there is not widespread agreement as to the level of risk and,
29therefore, are unregulated, must be monitored to better assess the
30risk.

31(u) The Study on the Impact of Excavation Damage on Pipeline
32 Safety, submitted by the United States Department of
33Transportation to Congress on October 9, 2014, reported that other
34states have found that exemption of landscape maintenance
35activities of less than 12 inches deep, when performed with hand
36tools, does not appear to have a significant impact on safety. The
37report cautions, however, that while those activity-based
38exemptions may be acceptable, they should be supported by
39sufficient data.

P8    1(v) Insufficient data exists on the safety risks of the installation
2of temporary real estate signposts; therefore, it is important that
3natural gas distribution companies collect information on whether
4damages are caused by these signposts.

5(w) Gas corporations have ready access to information about
6damages that occur on their subsurface installations and should
7collect relevant data to inform future discussions regarding the
8risk of notification exemptions.

9(x) Other states have experienced a dramatic improvement in
10safety after implementing centralized administrative oversight of
11one-call laws.

12(y) California should have an advisory committee, composed
13of excavation stakeholders, subject to oversight by the Legislature
14and the Department of Finance, to perform three major tasks, which
15are to coordinate the diverse education and outreach efforts
16undertaken by state and local agencies, operators, and excavators
17throughout the state and issue grants for targeted efforts, to study
18excavation questions and develop standards that clarify best
19practices, and to investigate potential violations of the one-call
20law that inform both the standards it is to develop and potential
21enforcement actions. Due to the size of the state, and in order to
22reduce costs, the advisory committee should meet in northern and
23southern California.

24(z) The advisory committee should not be funded through the
25 General Fund, but should be funded through fines levied on gas
26and electric corporations for safety violations, instead of having
27those fines go to the General Fund.

28

SEC. 2.  

Section 4216 of the Government Code is amended to
29read:

30

4216.  

As used in this article the following definitions apply:

31(a) “Abandoned subsurface installation” means a subsurface
32installation that is no longer in service and is physically
33disconnected from any active or inactive subsurface installation.

34(b) “Active subsurface installation” means a subsurface
35installation currently in use or currently carrying service.

36(c) “Advisory Committee” means the California Underground
37Facilities Safe Excavation Advisory Committee.

38(d) “Delineate” means to mark in white the location or path of
39the proposed excavation using the guidelines in Appendix B of
40the “Guidelines for Excavation Delineation” published inbegin delete Best
P9    1Practices Version 11.0 byend delete
begin insert the most recent version of the Best
2Practices guide ofend insert
the Common Ground Alliance. If there is a
3conflict between the marking practices in those guidelines and
4other provisions of this article, this article shall control.
5“Delineation” also includes physical identification of the area to
6be excavated using pink marking, if an excavator makes a
7determination that standard delineation may be misleading to those
8persons using affected streets and highways, or be misinterpreted
9as a traffic or pedestrian control, and the excavator has contacted
10the regional notification center to advise the operators that the
11excavator will physically identify the area to be excavated using
12pink markings.

13(e) “Electronic positive response” means an electronic response
14from an operator to the regional notification center providing the
15status of an operator’s statutorily required response to a ticket.

16(f) (1) “Emergency” means a sudden, unexpected occurrence,
17involving a clear and imminent danger, demanding immediate
18action to prevent or mitigate loss of, or damage to, life, health,
19property, or essential public services.

20(2) “Unexpected occurrence” includes, but is not limited to, a
21fire, flood, earthquake or other soil or geologic movement, riot,
22accident, damage to a subsurface installation requiring immediate
23repair, or sabotage.

24(g) (1) “Excavation” means any operation in which earth, rock,
25 pavement, or other material in the ground is moved, removed, or
26otherwise displaced by means of tools, equipment, or explosives
27in any of the following ways: grading, trenching, digging, ditching,
28drilling, augering, tunneling, scraping, cable or pipe plowing and
29driving, gouging, crushing, jack hammering, saw cutting, or any
30other way.

31(2) For purposes of this article, “excavation” does not include
32any of the following:

33(A) Landscape maintenance activity that is performed with hand
34tools at a depth of no more than 12 inches. Landscape maintenance
35activity includes all of the following:

36(i) Aeration, dethatching, and cutting of vegetation, including
37lawn edging.

38(ii) Installation or replacement of ground cover and plant life.

39(iii) Minor fixes to existing drainage and sprinkler systems.

P10   1(B) Operator maintenance activities that are performed with
2hand tools around an operator’s facilities that traverse from above
3the ground to below ground in areas known, or reasonably believed,
4to contain only the operator’s facilities. Operator maintenance
5activities include all of the following:

6(i) Clearing soil, debris, or vegetation from around or inside
7vaults, casings, and other in-ground structures that house an
8operator’s facilities.

9(ii) Moving, removing, or displacing soil for the specific purpose
10of mitigating or preventing corrosion to pipeline facilities such as
11gas meters, risers, pipes, and valves located above ground or inside
12vaults, casings, and other in-ground structures.

13(iii) Replacing or repairing an operator’s facilities located above
14ground or inside vaults, casings, and other in-ground structures.

15(iv) Repairing or replacing vaults, casings, and other in-ground
16structures that house an operator’s facilities.

17(C) Subparagraph (A) shall become inoperative on January 1,
182020.

19(3) The exclusion of the activities in paragraph (2) from the
20definition of “excavation” shall not be used to discourage a person
21planning to perform those activities from voluntarily notifying a
22regional notification center pursuant to Section 4216.2, and does
23 not relieve an operator of a subsurface installation from the
24obligation to locate and field mark pursuant to Section 4216.3
25following the notification. The exclusion of activities in paragraph
26(2) does not relieve a person performing those activities from a
27duty of reasonable care to prevent damage to subsurface
28 installations, and failure to exercise reasonable care may result in
29liability for damage to a subsurface installation that is proximately
30caused by those activities.

31(h) Except as provided in Section 4216.8, “excavator” means
32any person, firm, contractor or subcontractor, owner, operator,
33utility, association, corporation, partnership, business trust, public
34agency, or other entity that, with his, her, or its own employees or
35equipment, performs any excavation.

36(i) “Hand tool” means a piece of equipment used for excavating
37that uses human power and is not powered by any motor, engine,
38hydraulic, or pneumatic device.

39(j) “High priority subsurface installation” means high-pressure
40natural gas pipelines with normal operating pressures greater than
P11   1415kPA gauge (60psig), petroleum pipelines, pressurized sewage
2pipelines, high-voltage electric supply lines, conductors, or cables
3that have a potential to ground of greater than or equal to 60kv, or
4hazardous materials pipelines that are potentially hazardous to
5workers or the public if damaged.

6(k) “Inactive subsurface installation” means both of the
7following:

8(1) The portion of an underground subsurface installation that
9is not in use but is still connected to the subsurface installation, or
10to any other subsurface installation, that is in use or still carries
11service.

12(2) A new underground subsurface installation that has not been
13connected to any portion of an existing subsurface installation.

14(l) “Legal excavation start date and time” means at least two
15working days, not including the date of notification, or up to 14
16calendar days from the date of notification, if so specified by the
17excavator.

18(m) “Local agency” means a city, county, city and county,
19school district, or special district.

20(n) (1) “Locate and field mark” means to indicate the existence
21of any owned or maintained subsurface installations by using the
22guidelines in Appendix B of the “Guidelines for Operator Facility
23Field Delineation” published inbegin delete Best Practices Version 11.0 byend deletebegin insert the
24most recent version of the Best Practices guide ofend insert
the Common
25Ground Alliance and in conformance with the uniform color code
26of the American Public Works Association. If there is a conflict
27between the marking practices in the guidelines and this article,
28this article shall control.

29(2) “Locate and field mark” does not require an indication of
30the depth.

31(o) “Near miss” means an event in which damage did not occur,
32but a clear potential for damage was identified.

33(p) “Operator” means any person, corporation, partnership,
34business trust, public agency, or other entity that owns, operates,
35or maintains a subsurface installation. For purposes of Section
364216.1, an “operator” does not include an owner of real property
37where subsurface installations are exclusively located if they are
38used exclusively to furnish services on that property and the
39subsurface facilities are under the operation and control of that
40owner.

P12   1(q) “Pavement” means a manmade surface material that cannot
2be removed with a conventional hand tool.

3(r) “Positive response” means the response from an operator
4directly to the excavator providing the status of an operator’s
5statutorily required response to a ticket.

6(s) “Qualified person” means a person who completes a training
7program in accordance with the requirements of Section 1509 of
8Title 8 of the California Code of Regulations, Injury and Illness
9Prevention Program, that meets the minimum locators training
10guidelines and practices published inbegin delete Best Practices Version 11.0
11byend delete
begin insert the most recent version of the Best Practices guide ofend insert the
12Common Ground Alliance.

13(t) “Regional notification center” means a nonprofit association
14or other organization of operators of subsurface installations that
15provides advance warning of excavations or other work close to
16existing subsurface installations, for the purpose of protecting
17those installations from damage, removal, relocation, or repair.

18(u) “State agency” means every state agency, department,
19division, bureau, board, or commission.

20(v) “Subsurface installation” means any underground or
21submerged duct, pipeline, or structure, including, but not limited
22to, a conduit, duct, line, pipe, wire, or other structure, except
23nonpressurized sewerlines, nonpressurized storm drains, or other
24nonpressurized drain lines.

25(w) “Ticket” means an excavation location request issued a
26number by the regional notification center.

27(x) “Tolerance zone” means 24 inches on each side of the field
28marking placed by the operator in one of the following ways:

29(1) Twenty-four inches from each side of a single marking,
30assumed to be the centerline of the subsurface installation.

31(2) Twenty-four inches plus one-half the specified size on each
32side of a single marking with the size of installation specified.

33(3) Twenty-four inches from each outside marking that
34graphically shows the width of the outside surface of the subsurface
35installation on a horizontal plane.

36(y) “Working day” for the purposes of determining excavation
37start date and time means a weekday Monday through Friday, from
387:00 a.m. to 5:00 p.m., except for federal holidays and state
39holidays, as defined in Sectionbegin delete 19853 of the Government Code.end delete
P13   1begin insert 19853, or as otherwise posted on the Internet Web site of the
2regional notification center.end insert

3

SEC. 3.  

Section 4216.1 of the Government Code is amended
4to read:

5

4216.1.  

Every operator of a subsurface installation, except the
6Department of Transportation, shall become a member of,
7participate in, and share in the costs of, a regional notification
8center. Operators of subsurface installations who are members of,
9participate in, and share in, the costs of a regional notification
10center, including, but not limited to, the Underground Service
11Alert--Northern California or the Underground Service
12Alert--Southern California are in compliance with this section
13and Section 4216.9.

14

SEC. 4.  

Section 4216.2 of the Government Code is amended
15to read:

16

4216.2.  

(a) Before notifying the appropriate regional
17notification center, an excavator planning to conduct an excavation
18shall delineate the area to be excavated. If the area is not delineated,
19an operator may, at the operator’s discretion, choose not to locate
20and field mark until the area to be excavated has been delineated.

21(b) Except in an emergency, an excavator planning to conduct
22an excavation shall notify the appropriate regional notification
23center of the excavator’s intent to excavate at least two working
24days, and not more than 14 calendar days, before beginning that
25excavation. The date of the notification shall not count as part of
26the two-working-day notice. If an excavator gives less notice than
27the legal excavation start date and time and the excavation is not
28an emergency, the regional notification center will take the
29information and provide a ticket, but an operator has until the legal
30excavation start date and time to respond.

31(c) When the excavation is proposed within 10 feet of a high
32priority subsurface installation, the operator of the high priority
33subsurface installation shall notify the excavator of the existence
34of the high priority subsurface installation prior to the legal
35excavation start date and time, and set up an onsite meeting at a
36mutually agreed upon time to determine actions or activities
37required to verify the location and prevent damage to the high
38priority subsurface installation. The excavator shall not begin
39excavating until after the completion of the onsite meeting.

P14   1(d) Except in an emergency, every excavator covered by Section
24216.8 planning to conduct an excavation on private property that
3does not require an excavation permit may contact the appropriate
4regional notification center if the private property is known, or
5reasonably should be known, to contain a subsurface installation
6other than the underground facility owned or operated by the
7excavator. Before notifying the appropriate regional notification
8center, an excavator shall delineate the area to be excavated. Any
9temporary marking placed at the planned excavation location shall
10be clearly seen, functional, and considerate to surface aesthetics
11and the local community. An excavator shall check if any local
12ordinances apply to the placement of temporary markings.

13(e) If an excavator gives less than the legal excavation start date
14and time and it is not an emergency, the regional notification center
15shall take the information and provide a ticket but an operator shall
16have until the legal excavation start date and time to respond.

17(f) The regional notification center shall provide a ticket to the
18person who contacts the center pursuant to this section and shall
19notify any member, if known, who has a subsurface installation
20in the area of the proposed excavation. A ticket shall be valid for
2128 days from the date of issuance. If work continues beyond 28
22days, the excavator shall update the ticket either by accessing the
23center’s Internet Web site or by calling “811” by the end of the
2428th day.

25(g) A record of all notifications by an excavator or operator to
26the regional notification center shall be maintained for a period of
27not less than three years. The record shall be available for
28inspection by the excavator and any member, or their
29representative, during normal working hours and according to
30guidelines for inspection as may be established by the regional
31notification centers.

32(h) Unless an emergency exists, an excavator shall not begin
33excavation until the excavator receives a positive response from
34all known subsurface installations within the delineated boundaries
35of the proposed area of excavation.

36(i) If a site requires special access, an excavator shall request
37an operator to contact the excavator regarding that special access
38or give special instructions on the location request.

39(j) If a ticket obtained by an excavator expires but work is
40ongoing, the excavator shall call into the regional notification
P15   1center and get a new ticket and wait a minimum of two working
2days, not including the date of call in, before restarting excavation.
3All excavation shall cease during the waiting period.

4

SEC. 5.  

Section 4216.3 of the Government Code is amended
5to read:

6

4216.3.  

(a) (1) (A)  Unless the excavator and operator
7mutually agree to a later start date and time, or otherwise agree to
8the sequence and timeframe in which the operator will locate and
9field mark, an operator shall do one of the following before the
10legal excavation start date and time:

11(i) Locate and field mark within the area delineated for
12excavation and, where multiple subsurface installations of the same
13type are known to exist together, mark the number of subsurface
14installations.

15(ii) To the extent and degree of accuracy that the information
16is available, provide information to an excavator where the
17operator’s active or inactive subsurface installations are located.

18(iii) Advise the excavator it operates no subsurface installations
19in the area delineated for excavation.

20(B) An operator shall mark newly installed subsurface
21installations in areas with continuing excavation activity.

22(C) An operator shall indicate with an “A” inside a circle the
23presence of any abandoned subsurface installations, if known,
24within the delineated area. The markings are to make an excavator
25aware that there are abandoned subsurface installations within that
26delineated work area.

27(2) Only a qualified person shall perform subsurface installation
28locating activities.

29(3) A qualified person performing subsurface installation
30 locating activities on behalf of an operator shall use a minimum
31of a single-frequency utility locating device and shall have access
32to alternative sources for verification, if necessary.

33(4) An operator shall amend, update, maintain, and preserve all
34plans and records for its subsurface installations as that information
35becomes known. If there is a change in ownership of a subsurface
36installation, the records shall be turned over to the new operator.
37Commencing January 1, 2016, records on abandoned subsurface
38installations, to the extent that those records exist, shall be retained.

39(b) If the field marks are no longer reasonably visible, an
40excavator shall renotify the regional notification center with a
P16   1request for remarks that can be for all or a portion of the
2excavation. Excavation shall cease in the area to be remarked. If
3the area to be remarked is not the full extent of the original
4excavation, the excavator shall delineate the portion to be remarked.
5If the delineation markings are no longer reasonably visible, the
6excavator shall redelineate the area to be remarked. If remarks are
7requested, the operator shall have two working days, not including
8the date of request, to remark the subsurface installation.
9Excavation shall cease in the area where the remarks are requested.
10If the area to be remarked is not the full extent of the original
11excavation, the excavator shall delineate the portion to be remarked
12and provide a description of the area requested to be remarked on
13the ticket. The excavator shall provide a description for the area
14to be remarked that falls within the area of the original location
15request.

16(c) Every operator may supply an electronic positive response
17through the regional notification center before the legal excavation
18start date and time. The regional notification center shall make
19those responses available.

20(d) The excavator shall notify the appropriate regional
21notification center of the failure of an operator to identify
22subsurface installations pursuant to subparagraph (A) or (B) of
23paragraph (1) of subdivision (a), or subdivision (b). The notification
24shall include the ticket issued by the regional notification center.
25A record of all notifications received pursuant to this subdivision
26shall be maintained by the regional notification center for a period
27of not less than three years. The record shall be available for
28inspection pursuant to subdivision (h) of Section 4216.2.

29(e) If an operator or local agency knows that it has a subsurface
30installation embedded or partially embedded in the pavement that
31is not visible from the surface, the operator or local agency shall
32contact the excavator before pavement removal to communicate
33and determine a plan of action to protect that subsurface installation
34and excavator.

35

SEC. 6.  

Section 4216.4 of the Government Code is amended
36to read:

37

4216.4.  

(a) (1) Except as provided in paragraph (2), if an
38excavation is within the approximate location of a subsurface
39installation, the excavator shall determine the exact location of the
40subsurface installations within the tolerance zone using hand tools
P17   1before using any power-driven excavation or boring equipment
2within the tolerance zone of the subsurface installations. In all
3cases the excavator shall use reasonable care to prevent damaging
4subsurface installations.

5(2) (A) An excavator may use a vacuum excavation device to
6expose subsurface installations within the tolerance zone if the
7operator has marked the subsurface installation, the excavator has
8contacted any operator whose subsurface installations may be in
9conflict with the excavation, and the operator has agreed to the
10use of a vacuum excavation device. An excavator shall inform the
11regional notification center of his or her intent to use a vacuum
12excavation device when obtaining a ticket.

13(B) An excavator may use power-operated or boring equipment
14for the removal of any existing pavement only if there is no known
15subsurface installation contained in the pavement.

16(3) An excavator shall presume all subsurface installations to
17be active, and shall use the same care around subsurface
18installations that may be inactive as the excavator would use around
19active subsurface installations.

20(b) If the exact location of the subsurface installation cannot be
21determined by hand excavating in accordance with subdivision
22(a), the excavator shall request the operator to provide additional
23information to the excavator, to the extent that information is
24available to the operator, to enable the excavator to determine the
25exact location of the installation. If the excavator has questions
26about the markings that an operator has placed, the excavator may
27contact the notification center to send a request to have the operator
28contact the excavator directly. The regional notification center
29shall provide the excavator with the contact telephone number of
30the subsurface installation operator.

31(c) An excavator discovering or causing damage to a subsurface
32installation, including all breaks, leaks, nicks, dents, gouges,
33grooves, or other damage to subsurface installation lines, conduits,
34coatings, or cathodic protection, shall immediately notify the
35subsurface installation operator. The excavator may contact the
36regional notification center to obtain the contact information of
37the subsurface installation operator. If high priority subsurface
38installations are damaged and the operator cannot be contacted
39immediately, the excavator shall call 911 emergency services.

P18   1(d) Each excavator, operator, or locator shall communicate with
2each other and respect the appropriate safety requirements and
3ongoing activities of the other parties, if known, at an excavation
4 site.

5

SEC. 7.  

Section 4216.5 of the Government Code is amended
6to read:

7

4216.5.  

The requirements of this article apply to state agencies
8and to local agencies that own or operate subsurface installations,
9except as otherwise provided in Section 4216.1. A local agency
10that is required to provide the services described in Section 4216.3
11may charge a fee in an amount sufficient to cover the cost of
12providing that service.

13

SEC. 8.  

Section 4216.6 of the Government Code is amended
14to read:

15

4216.6.  

(a) (1) Any operator or excavator who negligently
16violates this article is subject to a civil penalty in an amount not
17to exceed ten thousand dollars ($10,000).

18(2) Any operator or excavator who knowingly and willfully
19violates any of the provisions of this article is subject to a civil
20penalty in an amount not to exceed fifty thousand dollars ($50,000).

21(3) Except as otherwise specifically provided in this article, this
22section is not intended to affect any civil remedies otherwise
23provided by law for personal injury or for property damage,
24including any damage to subsurface installations, nor is this section
25intended to create any new civil remedies for those injuries or that
26 damage.

27(4) This article shall not be construed to limit any other provision
28of law granting governmental immunity to state or local agencies
29or to impose any liability or duty of care not otherwise imposed
30by law upon any state or local agency.

31(b) An action may be brought by the Attorney General, the
32district attorney, or the local or state agency that issued the permit
33to excavate, for the enforcement of the civil penalty pursuant to
34this sectionbegin delete eitherend delete in a civil action brought in the name of the people
35of the State of California. If penalties are collected as a result of
36a civil suit brought by a state or local agency for collection of those
37civil penalties, the penalties imposed shall be paid to the general
38fund of the agency. If more than one agency is involved in
39enforcement, the penalties imposed shall be apportioned among
40them by the court in a manner that will fairly offset the relative
P19   1costs incurred by the state or local agencies, or both, in collecting
2these fees.

3(c) The requirements of this article may also be enforced
4following a recommendation of the California Underground
5Facilities Safe Excavation Advisory Committee by a state or local
6agency, which may include the Attorney General or a district
7attorney, with jurisdiction over the activity or business undertaken
8in commission of the violation. The following agencies shall act
9to accept, amend, or reject the recommendations of the advisory
10committee as follows:

11(1) The Registrar of Contractors of the Contractors’ State
12License Board shall enforce the provisions of this article on
13contractors, as defined in Article 2 of Chapter 9 of Division 3 of
14the Business and Professions Code.

15(2) The Public Utilities Commission shall enforce the provisions
16of this article on gas corporations, as defined in Section 222 of the
17Public Utilities Code, and electrical corporations, as defined in
18Section 218 of the Public Utilities Code.

19(3) The Office of the State Fire Marshal shall enforce the
20provisions of this article on operators of hazardous liquid pipeline
21facilities, as defined in Section 60101 of Chapter 601 of Subtitle
22VIII of Title 49 of the United States Code.

23(d) Statewide information provided by operators and excavators
24regarding facility events shall be compiled and made available in
25an annual report by regional notification centers and posted on the
26Internet Web sites of the regional notification centers.

27(e) For purposes of subdivision (d), the following terms have
28the following meanings:

29(1) “Facility event” means the occurrence of excavator
30downtime, damages, near misses, and violations.

31(2) “Statewide information” means information submitted by
32operators and excavators using the California Regional Common
33Ground Alliance’s Virtual Private Damage Information Reporting
34Tool. Supplied data shall comply with the Damage Information
35 Reporting Tool’s minimum essential information as listed inbegin delete Best
36Practices Version 11.0 byend delete
begin insert the most recent version of the Best
37Practices guide ofend insert
the Common Ground Alliance.

38

SEC. 9.  

Section 4216.7 of the Government Code is amended
39to read:

P20   1

4216.7.  

(a) If a subsurface installation is damaged by an
2excavator as a result of failing to comply with Section 4216.2 or
34216.4, or subdivision (b) of Section 4216.3, or as a result of failing
4to comply with the operator’s requests to protect the subsurface
5installation as specified by the operator before the start of
6excavation, the excavator shall be liable to the operator of the
7subsurface installation for resulting damages, costs, and expenses
8to the extent the damages, costs, and expenses were proximately
9caused by the excavator’s failure to comply.

10(b) If an operator has failed to become a member of, participate
11in, or share in the costs of, a regional notification center, that
12operator shall forfeit his or her claim for damages to his or her
13subsurface installation arising from an excavation against an
14excavator who has complied with this article to the extent damages
15were proximately caused by the operator’s failure to comply with
16this article.

17(c) If an operator of a subsurface installation has failed to
18comply with the provisions of Section 4216.3, including, but not
19limited to, the requirement to field mark the appropriate location
20of subsurface installations within two working days of notification,
21has failed to comply with paragraph (2) of subdivision (a) of
22Section 4216.2, or has failed to comply with subdivision (b) of
23Section 4216.4, the operator shall be liable to the excavator who
24has complied with Sections 4216.2 and 4216.4 for damages,
25including liquidated damages, liability, losses, costs, and expenses
26resulting from the operator’s failure to comply with these specified
27requirements to the extent the damages, costs, and expenses were
28proximately caused by the operator’s failure to comply.

29(d) An excavator who damages a subsurface installation due to
30an inaccurate field mark by an operator, or by a third party under
31contract to perform field marking for the operator, shall not be
32liable for damages, replacement costs, or other expenses arising
33from damages to the subsurface installation if the excavator
34complied with Sections 4216.2 and 4216.4.

35This section is not intended to create any presumption or to affect
36the burden of proof in any action for personal injuries or property
37damage, other than damage to the subsurface installation, nor is
38this section intended to affect, create, or eliminate any remedy for
39personal injury or property damage, other than damage to the
40subsurface installation.

P21   1(e) In any actions for reimbursement or indemnification for a
2claim arising from damage to a subsurface installation in which a
3court finds that the excavator complied with the requirements of
4this article, the excavator may be awarded reasonable attorney’s
5fees and expenses.

39 6(f) For the purposes of this section, “inaccurate field mark”
7means a mark, or set of markings, made pursuant to Section 4216.3,
8that did not correctly indicate the approximate location of a
9subsurface installation affected by an excavation and includes the
10actual physical location of a subsurface installation affected by an
11excavation that should have been marked pursuant to Section
124216.3 but was not.

6 13(g) Nothing in this section shall be construed to do any of the
14following:

15(1) Affect claims including, but not limited to, third-party claims
16brought against the excavator or operator by other parties for
17damages arising from the excavation.

18(2) Exempt the excavator or operator from his or her duty to
19mitigate any damages as required by common or other applicable
20law.

21(3) Exempt the excavator or operator from liability to each other
22or third parties based on equitable indemnity or comparative or
23contributory negligence.

24

SEC. 10.  

Section 4216.8 of the Government Code is amended
25to read:

26

4216.8.  

This article does not apply to either of the following
27persons:

28(a) An owner of residential real property, not engaged as a
29contractor or subcontractor licensed pursuant to Article 5
30(commencing with Section 7065) of Chapter 9 of Division 3 of
31the Business and Professions Code, who, as part of improving his
32or her principal residence or an appurtenance thereto, is performing
33or is having an excavation performed using hand tools, including
34thebegin delete installationsend deletebegin insert installationend insert of temporary real estate signposts,
35that does not require a permit issued by a state or local agency. A
36person described in this subdivision is not an “excavator” as
37defined in subdivision (h) of Section 4216, however this
38subdivision shall not discourage a person from voluntarily notifying
39a regional notification center pursuant to Section 4216.2, and does
40not relieve an operator of a subsurface facility from the obligation
P22   1to locate and field mark pursuant to Section 4216.3 following the
2notification. Notwithstanding Section 4216.2, an owner of real
3residential property is not required to wait until 14 calendar days
4before the beginning of an excavation to notify the regional
5notification center, but rather may do so at any time to learn the
6locations of subsurface installations on his or her property. This
7subdivision does not relieve a person performing excavation
8 activities from a duty of reasonable care to prevent damage to
9subsurface installations, and failure to exercise reasonable care
10may result in liability for damage to a subsurface installation that
11is proximately caused by those activities.

12(b) Any person or private entity that leases or rents power
13operated or power-driven excavating or boring equipment,
14regardless of whether an equipment operator is provided for that
15piece of equipment or not, to a contractor or subcontractor licensed
16pursuant to Article 5 (commencing with Section 7065) of Chapter
179 of Division 3 of the Business and Professions Code, if the signed
18rental agreement between the person or private entity and the
19contractor or subcontractor contains the following provision:
20


21“It is the sole responsibility of the lessee or renter to follow
22the requirements of the regional notification center law
23pursuant to Article 2 (commencing with Section 4216) of
24Chapter 3.1 of Division 5 of Title 1 of the Government Code.
25By signing this contract, the lessee or renter accepts all
26liabilities and responsibilities contained in the regional
27notification center law.”


29

SEC. 11.  

Section 4216.9 of the Government Code is amended
30to read:

31

4216.9.  

(a) A permit to excavate issued by any local agency,
32as defined in Section 4216, or any state agency, shall not be valid
33unless the applicant has been provided an initial ticket by a regional
34notification center pursuant to Section 4216.2. For purposes of
35this section, “state agency” means every state agency, department,
36division, bureau, board, or commission, including the Department
37of Transportation.

38(b) This article does not exempt any person or corporation from
39Sections 7951, 7952, and 7953 of the Public Utilities Code.

P23   1

SEC. 12.  

Section 4216.12 is added to the Government Code,
2to read:

3

4216.12.  

(a) The California Underground Facilities Safe
4Excavation Advisory Committee is hereby created under, and shall
5be assisted by the staff of, the Contractors’ State License Board
6in the Department of Consumer Affairs.

7(b) The advisory committee shall perform the following tasks:

8(1) Coordinate education and outreach activities that encourage
9safe excavation practices, as described in Section 4216.17.

10(2) Develop standards, as described in Section 4216.18.

11(3) Investigate possible violations of this article, as described
12in Section 4216.19.

13(c) Notwithstanding any other law, the repeal of this section
14renders the advisory committee subject to review by the appropriate
15policy committees of the Legislature.

16(d) This section shall remain in effect so long as, pursuant to
17subdivision (c) of Section 7000.5 of the Business and Professions
18Code, there is in the Department of Consumer Affairs a
19Contractors’ State License Board.

begin insert

20(e) This section shall become operative only if the Legislature
21appropriates moneys from the Safe Energy Infrastructure and
22Excavation Fund to the California Underground Facilities Safe
23Excavation Advisory Committee for the purposes of this section
24and grants authority to the Contractors’ State License Board to
25hire sufficient staff.

end insert
26

SEC. 13.  

Section 4216.13 is added to the Government Code,
27to read:

28

4216.13.  

(a) The advisory committee shall be composed of
29nine members, of which four shall be appointed by the Governor,
30three shall be appointed by the Contractors’ State License Board,
31one shall be appointed by the Speaker of the Assembly, and one
32shall be appointed by the Senate Committee on Rules.

33(b) The four members appointed by the Governor shall be
34appointed, as follows:

35(1) Three members shall have knowledge and expertise in the
36operation of subsurface installations. Of those three members, one
37shall have knowledge and expertise in the operation of the
38subsurface installations of a municipal utility. At least one of the
39three members shall have knowledge and experience in the
40operation of high priority subsurface installations.

P24   1(2) One member shall have knowledge and expertise in
2subsurface installation location and marking and shall not be under
3the direct employment of an operator.

4(c) The three members appointed by the Contractors’ State
5License Board shall have knowledge and experience in contract
6excavation for employers who are not operators of subsurface
7installations. Of the three members, one member shall be a general
8engineering contractor, one member shall be a general building
9contractor, and one member shall be a specialty contractor. For
10the purposes of this section, the terms “general engineering
11contractor,” “general building contractor,” and “specialty
12contractor” shall have the meanings given in Article 4
13(commencing with Section 7055) of Chapter 9 of Division 3 of
14the Business and Professions Code.

15(d) The member appointed by the Speaker of the Assembly shall
16have knowledge and expertise in representing in safety matters
17the workers employed by contract excavators.

18(e) The member appointed by the Senate Committee on Rules
19shall have knowledge and expertise in managing the underground
20installations on one’s own property, and may be drawn from
21agricultural, commercial, or residential, or other, property sectors.

22(f) The advisory committee may invite one director of operations
23of a regional notification center to be a nonvoting ex officio
24member of the advisory committee.

25

SEC. 14.  

Section 4216.14 is added to the Government Code,
26to read:

27

4216.14.  

(a) The term of a member of the advisory committee
28is two years. Of the first members of the advisory committee, four
29members, determined by lot, shall serve for one year so that the
30terms of the members shall be staggered.

31(b) A member shall not be appointed for more than two
32consecutive full terms.

33(c) To the extent possible, the appointing power shall fill any
34vacancy in the membership of the advisory committee within 60
35days after the vacancy occurs.

36(d) Upon the recommendation of the advisory committee, the
37Governor may remove a member appointed by the Governor for
38incompetence or misconduct.

P25   1(e) The advisory committee shall select a chairperson from
2among its members at the first meeting of each calendar year or
3when a vacancy in the chair exists.

4(f) Subject to subdivision (g), the manner in which the
5chairperson is selected and the chairperson’s term of office shall
6be determined by the advisory committee.

7(g) A member of the advisory committee shall not serve more
8than two consecutive years as the chairperson of the advisory
9committee.

10

SEC. 15.  

Section 4216.15 is added to the Government Code,
11to read:

12

4216.15.  

The advisory committee shall meet at least once every
13three months. The advisory committee shall hold meetings in
14Sacramento and Los Angeles, and in other locations in the state it
15deems necessary.

16

SEC. 16.  

Section 4216.16 is added to the Government Code,
17to read:

18

4216.16.  

The advisory committee may obtain funding for its
19operational expenses from:

20(a) The Safe Energy Infrastructure and Excavation Fund, created
21in Section 320.5 of the Public Utilities Code.

22(b) A federal or state grant.

23(c) A fee charged to members of the regional notification centers
24not to exceed the reasonable regulatory cost incident to enforcement
25of this article.

26(d) A filing or administrative fee to hear a complaint pursuant
27to Section 4216.20.

28(e) Any other source.

29

SEC. 17.  

Section 4216.17 is added to the Government Code,
30to read:

31

4216.17.  

(a) In order to understand the needs for education
32and outreach, including of those groups with the highest awareness
33and education needs, such as homeowners, and to facilitate
34discussion on how to coordinate those efforts, the advisory
35committee shall annually convene a meeting with state and local
36government agencies, California operators, regional notification
37centers, and trade associations that fund outreach and education
38programs that encourage safe excavation practices.

39(b) The advisory committee shall use the annual meeting
40described in subdivision (a) to determine the areas in which
P26   1additional education and outreach efforts should be targeted. The
2advisory committee shall grant the use of the moneys that may be
3apportioned to it by the Public Utilities Commission pursuant to
4paragraph (1) of subdivision (b) of Section 320.5 of the Public
5Utilities Code to fund public education and outreach programs
6designed to promote excavation safety around subsurface
7installations and target towards specific excavator groups, giving
8priority to those with the highest awareness and education needs,
9such as homeowners.

10

SEC. 18.  

Section 4216.18 is added to the Government Code,
11to read:

12

4216.18.  

(a) The advisory committee shall develop a standard
13or set of standards relevant to safety practices in excavating around
14subsurface installations and procedures and guidance in
15encouraging those practices.begin insert When possible, standards should be
16informed by public ly available data, such as that collected by
17state and federal agencies and by the regional notification centers
18pursuant to subdivision (d) of Section 4216.6, and the advisory
19committee should refrain from using data about facility events not
20provided either to a state or federal agency or as statewide
21information, as defined in paragraph (2) of subdivision (e) of
22Section 4216.6.end insert
The standard or set of standards are not intended
23to replace other relevant standards, including the best practices of
24the Common Ground Alliance, but are to inform areas currently
25without established standards. The standard or set of standards
26shall address all of the following:

27(1) Evidence necessary for excavators and operators to
28demonstrate compliance with Sections 4216.2, 4216.3, and 4216.4.

29(2) Guidance for recommended sanctions against excavators
30and operators for violations of the article designed to improve
31safety. Sanctions may include notification and information letters,
32direction to attend relevant education, and financial penalties. The
33guidance shall state the circumstances under which the
34investigation and a recommendation for sanction shall be
35 transmitted to a state or local agency, which may include the
36Attorney General or a district attorney, for enforcement pursuant
37to subdivision (b) of Section 4216.20 and may allow for a decision
38not to transmit if the investigation was initiated by a complaint,
39the parties have settled the matter, and the advisory committee has
40determined that further enforcement is not necessary as a deterrent
P27   1to maintain the integrity of subsurface installations and to protect
2the safety of excavators and the public. Recommendations for
3sanctions shall be graduated and shall consider all of the following:

4(A) The type of violation and its gravity.

5(B) The degree of culpability.

6(C) The operator’s or excavator’s history of violations.

7(D) The operator’s or excavator’s history of work conducted
8without violations.

9(E) The efforts taken by the violator to prevent violation, and,
10once the violation occurred, the efforts taken to mitigate the safety
11consequences of the violation.

begin insert

12(F) That homeowners have high awareness and education needs,
13and for this reason, financial penalties shall not be recommended
14except in cases in which a person’s violations have been willful,
15repeated, and flagrant.

end insert

16(3) What constitutes reasonable care, as required by paragraph
17(1) of subdivision (a) of Section 4216.4, in conducting deep
18excavations within the tolerance zone, considering the need to
19balance the protection of subsurface installations by the use of
20hand tools within the tolerance zone with the safety concerns of
21trench work.

22(4) What constitutes reasonable care, as required by paragraph
23(1) of subdivision (a) of Section 4216.4, in grading activities on
24road shoulders and dirt roads which may include standards for
25potholing.

26(b) The advisory committee shall develop and recommend a
27standard or set of standards requiring all newbegin delete subsurface
28installations,end delete
nonpressurized sewerlines, nonpressurized storm
29drains, and other nonpressurizedbegin delete linesend deletebegin insert drains that connect from
30building structures to the public right-of-wayend insert
to include the
31installation of tracer tape or wire to aid in detection and tracing of
32these subsurface installations, nonpressurized sewerlines,
33nonpressurized storm drains, and other nonpressurizedbegin delete linesend deletebegin insert drainsend insert
34 for adoption by the California Building Standards Commission as
35mandatory building standards.

begin insert

36(c) On or before December 31, 2017, the advisory committee
37shall, in consultation with the Department of Food and Agriculture
38and after an agricultural stakeholder process, make
39recommendations for long term treatment of agricultural activities
40that include determining whether the notification requirements of
P28   1Section 4216.2, the locate and field mark requirements of Section
24216.3, and the excavation requirements of Section 4216.4 are
3appropriate for all types of agricultural activities, or whether they
4could be modified in ways to promote participation in safe
5agricultural practices around high priority subsurface installations.

end insert
begin insert

6(1) The recommendations shall be informed by a study that
7includes, but is not limited to, the following:

end insert
begin insert

8(A) A review of past damages attributable to agricultural
9activities, including information provided by gas corporations
10pursuant to subdivision (b) of Section 971 of the Public Utilities
11Code.

end insert
begin insert

12(B) Estimations of the use of regional notification centers by
13persons involved in agricultural activities provided by gas
14corporations, including the methodology used for the development
15of, the sources of error in, and confidence intervals for the
16estimations, pursuant to subdivision (c) of Section 971 of the Public
17Utilities Code.

end insert
begin insert

18(C) A review of the outreach and education practices of
19operators of high priority subsurface installations toward persons
20who undertake agricultural activities and measures of the successes
21of those practices, with an explanation of how the measure of
22success is defined.

end insert
begin insert

23(D) A review of existing standards for operator communication
24with excavators, such as Recommended Practice 1162 by the
25American Petroleum Institute.

end insert
begin insert

26(2) The recommendations shall address the following questions:

end insert
begin insert

27(A) Do agricultural activities differ from common types of
28excavation in ways that may affect the applicability of Sections
294216.2, 4216.3, and 4216.4 to agricultural activities?

end insert
begin insert

30(B) Should a person notify the regional notification center before
31undertaking agricultural activities that are not in the vicinity of
32subsurface installations? What is a sufficient means by which a
33 person would know if there are subsurface installations in the
34vicinity?

end insert
begin insert

35(C) What is the benefit of the requirement in subdivision (c) of
36Section 4216.2 for an onsite meeting in advance of the performance
37of agricultural activities in the vicinity of high priority subsurface
38installations? Under what circumstances is an onsite meeting
39appropriate in advance of the performance of agricultural
40activities, and how far in advance of the performance of
P29   1agricultural activities does the onsite meeting requirement retain
2its benefit? What is the most convenient and expedient means to
3initiate an onsite meeting in advance of the performance of
4agricultural activities?

end insert
begin insert

5(D) What outreach and education activities on the part of
6operators of high priority subsurface installations are important
7to promote safety in performing agricultural activities? What
8actions should the outreach and education activities induce in
9persons performing agricultural activities, and how can success
10be measured?

end insert
begin insert

11(E) How should the success of the advisory committee’s
12recommendations be measured?

end insert
13

SEC. 19.  

Section 4216.19 is added to the Government Code,
14to read:

15

4216.19.  

(a) The advisory committee shall investigate possible
16violations of this article, including complaints from affected parties
17and members of the public.

18(b) In furthering the purposes of this article, the advisory
19committee may authorize staff allocated to it by the Contractors’
20State License Board to use compliance audits, including field
21audits, and investigations of incidents and near-misses.

22(c) This section shall become operative on January 1, 2017.

23

SEC. 20.  

Section 4216.20 is added to the Government Code,
24to read:

25

4216.20.  

(a) Upon the completion of an investigation of a
26possible violation of this article, the advisory committee shall
27inform the following parties of the result of the investigation,
28including any findings of probable violation:

29(1) The party or parties whose activities were the subject of the
30investigation.

31(2) The complainant, if the investigation was initiated because
32of a complaint.

33(3) Any excavator or operator whose activities or subsurface
34installations were involved in the incident investigated.

35(b) If the advisory committee, upon the completion of an
36investigation, finds a probable violation of the article, the advisory
37committee may transmit the investigation results and any
38recommended penalty to the state or local agency with jurisdiction
39over the activity or business undertaken in commission of the
40violation.

P30   1

SEC. 21.  

Section 4216.21 is added to the Government Code,
2to read:

3

4216.21.  

(a) For an investigation that the advisory committee
4undertakes as a result of a complaint of a violation of Sections
54216.2, 4216.3, or 4216.4, the complainant shall not file an action
6in court for damages based on those violations until the
7investigation is complete, or for 120 days after the investigation
8begins, whichever comes first, during which time, applicable
9statutes of limitation shall be tolled.

10(b) If a complainant files an action in court against a person for
11damages based upon violations of Sections 4216.2, 4216.3, or
124216.4, after the completion of an advisory committee investigation
13in which the person was found not to have violated the article, the
14complainant shall also notify the advisory committee when the
15action is filed.

16(c) This section only applies to a claim for damages to a
17subsurface installation.

18

SEC. 22.  

Section 4216.22 is added to the Government Code,
19to read:

20

4216.22.  

(a) Notwithstanding Section 10231.5, the advisory
21committee shall report to the Governor and the Legislature on or
22before February 1, 2017, and each year thereafter, on the activities
23of the advisory committee and any recommendations of the
24advisory committee.

25(b) A report to be submitted pursuant to subdivision (a) shall
26be submitted in compliance with Section 9795.

27

SEC. 23.  

Section 320.5 is added to the Public Utilities Code,
28to read:

29

320.5.  

(a) The Safe Energy Infrastructure and Excavation Fund
30is hereby established in the State Treasury. Moneys deposited into
31the fund shall be used to cover the administrative expenses of the
32California Underground Facilities Safe Excavation Advisory
33Committee, upon appropriation by the Legislature. Additionally,
34the moneys may be used as described in subdivision (b).

35(b) Up to five hundred thousand dollars ($500,000) of moneys
36in the fund that are in excess of the moneys necessary for the
37administrative expenses of the California Underground Facilities
38Safe Excavation Advisory Committee may, upon appropriation
39by the Legislature, be apportioned by the commission for the
40following purposes:

P31   1(1) The California Underground Facilities Safe Excavation
2Advisory Committee, to fund public education and outreach
3programs designed to promote excavation safety around subsurface
4installations and targeted toward specific excavator groups.

5(2) The commission, to further a workforce development
6program, which shall be consistent with its equal employment
7opportunity program, that recruits and trains safety staff to perform
8the highest quality gas and electric utility inspections, audits,
9accident investigations, and data tracking and analysis. Moneys
10used for training purposes may not be used to fulfill existing federal
11or state training requirements but, instead, shall only be used for
12training in addition to those requirements. The commission may
13only apportion moneys for this purpose upon commission approval
14of the workforce development program at a meeting of the
15commission. No more than one hundred fifty thousand dollars
16($150,000) of the Safe Energy Infrastructure and Excavation Fund
17may be used for this purpose.

18(c) Any moneys not allocated pursuant to subdivisions (a) and
19(b) shall be deposited into the General Fund.

20begin insert

begin insertSEC. 24.end insert  

end insert

begin insertSection 911.2 is added to the end insertbegin insertPublic Utilities Codeend insertbegin insert,
21to read:end insert

begin insert
22

begin insert911.2.end insert  

No later than February 1, 2019, the commission shall
23report to the Legislature and to the California Underground
24Facilities Safe Excavation Advisory Committee an analysis of
25excavation damage to commission-regulated pipeline facilities.
26The report shall include analyses of the types of damage and other
27information described in Section 971.

end insert
28

begin deleteSEC. 24.end delete
29begin insertSEC. 25.end insert  

Section 971 is added to the Public Utilities Code, to
30read:

31

971.  

(a) As a part of its damage prevention program carried
32out pursuant to Section 192.614 of Part 192 of Title 49 of the Code
33of Federal Regulations, each gas corporation shall collect data to
34inform its outreach activities.begin delete Theend deletebegin insert Until January 1, 2020,end insertbegin insert theend insert data
35shall include all of the following:

36(1) begin deleteDamages end deletebegin insertDamage end insertto underground commission-regulated
37pipeline facilities that occurred during the performance of
38landscaping activities. Each gas corporation shall note in its
39investigation of excavation damage incidents the approximate
40depth of the gas facility at the time of damage, the type of excavator
P32   1involved, which may include “homeowner,” “licensed contractor,”
2or “unlicensed contractor,” and whether the excavator had called
3the regional notification center before performing the excavation.
4begin delete This paragraph shall become inoperative on January 1, 2020.end delete

5(2) All claims filed by the gas corporation against an excavator
6for damage to commission-regulated pipeline facilities.

7(3) Damages to underground commission-regulated pipeline
8facilities that occurred in the installation of temporary real estate
9signposts. Each gas corporation shall note in its investigation of
10excavation damage incidents the type of signpost installed and the
11method of installation, including the types of tools used.

begin insert

12(4) Damage to underground commission-regulated pipeline
13facilities that occurred during agricultural activities, including
14the type of activity performed and the type of tool involved in the
15damage.

end insert
begin delete

36 16(4)

end delete

17begin insert(5)end insert Any other information that the commission shall require.

18(b)  begin deleteEach end delete begin insertUntil January 1, 2020, each end insertgas corporation shall
19annually report to the commissionbegin insert and to the California
20Underground Facilities Safe Excavation Advisory Committeeend insert

21 excavation damage data and analysesbegin insert contained in subdivision (a)end insert
22 in a format of the commission’s choosing.

begin delete

23(c) No later than February 1, 2019, the commission shall report
24to the Legislature an analysis of excavation damages to
25commission-regulated pipeline facilities. The report shall include
26analyses of the types of damages and other information described
27in subdivision (a).

end delete
begin insert

28(c) As a part of its damage prevention program carried out
29pursuant to Section 192.614 of Part 192 of Title 49 of the Code of
30Federal Regulations, each gas corporation shall estimate
31Californians’ use of regional notification centers, as defined in
32Section 4216 of the Government Code, before conducting
33agricultural activities. This estimation shall consider the use of
34regional notification centers before conducting agricultural
35activities that are both in the vicinity of its natural gas transmission
36pipelines and not in the vicinity of its natural gas transmission
37pipelines. Each gas corporation shall provide this estimate to the
38commission and to the California Underground Facilities Safe
39Excavation Advisory Committee on or before July 1, 2016. In
P33   1performing this estimation, each gas corporation shall do all of
2the following:

end insert
begin insert

3(1) Estimate the amount and locations of agricultural activity
4being performed by using relevant publically available information,
5such as maps prepared pursuant to the Farmland Mapping and
6Monitoring Program of the California Natural Resources Agency,
7information from the National Agricultural Statistics Service, and
8information available from assessor parcel numbers.

end insert
begin insert

9(2) Determine the number and locations of notifications to
10regional notification centers for excavation activities on
11agricultural land by using information from its own mark and
12locate activities and, to the extent the information is available,
13from the regional notification centers or other sources.

end insert
begin insert

14(3) For notifications in the vicinity of its natural gas
15transmission pipelines, determine the average number of
16notifications on agricultural land per transmission pipeline mile
17per year as well as a histogram to describe the number of
18transmission pipeline intervals Y, in units of the best available
19precision, on which X notifications occurred, where X increases
20from zero.

end insert
begin insert

21(4) Describe the methodology used for the development of any
22estimates and identify sources of error in the estimation and a
23confidence interval for the estimation.

end insert
24

begin deleteSEC. 25.end delete
25begin insertSEC. 26.end insert  

Section 1702.5 of the Public Utilities Code is amended
26to read:

27

1702.5.  

(a) The commission shall, in an existing or new
28proceeding, develop and implement a safety enforcement program
29applicable to gas corporations and electrical corporations that
30includes procedures for monitoring, data tracking and analysis,
31and investigations, as well as issuance of citations by commission
32staff, under the direction of the executive director. The enforcement
33program shall be designed to improve gas and electrical system
34safety through the enforcement of applicable law, or order or rule
35of the commission related to safety using a variety of enforcement
36mechanisms, including the issuance of corrective actions, orders,
37and citations by designated commission staff, and recommendations
38for action made to the commission by designated commission staff.

39(1) When considering the issuance of citations and assessment
40of penalties, the commission staff shall take into account voluntary
P34   1reporting of potential violations, voluntary removal or resolution
2efforts undertaken, the prior history of violations, the gravity of
3the violation, and the degree of culpability.

4(2) The procedures shall include, but are not limited to,
5providing notice of violation within a reasonable period of time
6after the discovery of the violation.

7(3) The commission shall adopt an administrative limit on the
8amount of monetary penalty that may be set by commission staff.

9(b) The commission shall develop and implement an appeals
10process to govern the issuance and appeal of citations or resolution
11of corrective action orders issued by the commission staff. The
12appeals process shall provide the respondent a reasonable period
13of time, upon receiving a citation, to file a notice of appeal, shall
14afford an opportunity for a hearing, and shall require the hearing
15officer to expeditiously provide a draft disposition.

16(c) The commission shall, within a reasonable time set by the
17commission, conclude a safety enforcement action with a finding
18of violation, a corrective action order, a citation, a determination
19of no violation, approval of the corrective actions undertaken by
20the gas corporation or electrical corporation, or other action. The
21commission may institute a formal proceeding regarding the alleged
22violation, potentially resulting in additional enforcement action,
23regardless of any enforcement action taken at the commission staff
24level.

25(d) The commission shall implement the safety enforcement
26program for gas safety by July 1, 2014, and implement the safety
27 enforcement program for electrical safety no later than January 1,
282015.

29(e) This section does not apply to an exempt wholesale
30generator, a qualifying small power producer, or qualifying
31cogenerator, as defined in Section 796 of Title 16 of the United
32States Code and the regulations enacted pursuant thereto. Nothing
33in this section affects the commission’s authority pursuant to
34Section 761.3.

35(f) Notwithstanding any other law, moneys collected as a result
36of the issuance of citations pursuant to this section shall be
37deposited in the Safe Energy Infrastructure and Excavation Fund.

38

begin deleteSEC. 26.end delete
39begin insertSEC. 27.end insert  

No reimbursement is required by this act pursuant to
40Section 6 of Article XIII B of the California Constitution because
P35   1the only costs that may be incurred by a local agency or school
2district will be incurred because this act creates a new crime or
3infraction, eliminates a crime or infraction, or changes the penalty
4for a crime or infraction, within the meaning of Section 17556 of
5the Government Code, or changes the definition of a crime within
6the meaning of Section 6 of Article XIII B of the California
7Constitution.



O

    90