Amended in Assembly August 15, 2016

Amended in Senate June 1, 2015

Amended in Senate April 20, 2015

Amended in Senate March 26, 2015

Amended in Senate March 12, 2015

Senate BillNo. 122


Introduced by Senators Jackson and Hill

(Coauthor: Senator Hertzberg)

January 15, 2015


An act to amend Sections 21082.1, 21091, 21159.9, and 21167.6 of, and to add Section 21167.6.2 to, the Public Resources Code, relating to environmental quality.

LEGISLATIVE COUNSEL’S DIGEST

SB 122, as amended, Jackson. California Environmental Quality Act: record of proceedings.

(1) The California Environmental Quality Act (CEQA) requires a lead agency, as defined, to prepare, or cause to be prepared, and certify the completion of, an environmental impact report (EIR) on a project that it proposes to carry out or approve that may have a significant effect on the environment or to adopt a negative declaration if it finds that the project will not have that effect. CEQA also requires a lead agency to prepare a mitigated negative declaration for a project that may have a significant effect on the environment if revisions in the project would avoid or mitigate that effect and there is no substantial evidence that the project, as revised, would have a significant effect on the environment. CEQA establishes a procedure for the preparation and certification of the record of proceedings upon the filing of an action or proceeding challenging a lead agency’s action on the grounds of noncompliance with CEQA.

This bill would require the lead agency, at the request of a project applicant and consent of the lead agency, to prepare a record of proceedings concurrently with the preparation of a negative declaration, mitigated negative declaration, EIR, or other environmental document for projects.

(2) CEQA requires the lead agency to submit to the State Clearinghouse a sufficient number of copies of specified environmental documents prepared pursuant to CEQA for review and comment by state agencies in certain circumstances and a copy of those documents in electronic form, as prescribed. CEQA requires the Office of Planning and Research to implement, utilizing existing resources, a public assistance program to, among other things, establish and maintain a database to assist in the preparation of environmental documents, establish and maintain a central repository for the collection, storage, retrieval, and dissemination of certain notices provided to the office, and provide to the California State Library copies of documents submitted in electronic format to the office pursuant to CEQA.

This bill would require a lead agency to submit to the State Clearinghouse those environmental documents in either a hard-copy or electronic form as prescribed by the office. The bill would instead require the office to establish and maintain a database for the collection, storage, retrieval, and dissemination of environmental documents and notices prepared pursuant to CEQA and to make the database available online to the public. The bill would eliminate the requirement to provide copies of documents to the California State Library. The bill would require the office to submit to the Legislature a report, by July 1,begin delete 2016,end deletebegin insert 2017,end insert describing the implementation of this requirement and a status report, by July 1,begin delete 2018.end deletebegin insert 2019.end insert

Vote: majority. Appropriation: no. Fiscal committee: yes. State-mandated local program: no.

The people of the State of California do enact as follows:

P2    1

SECTION 1.  

Section 21082.1 of the Public Resources Code
2 is amended to read:

3

21082.1.  

(a) A draft environmental impact report,
4environmental impact report, negative declaration, or mitigated
P3    1negative declaration prepared pursuant to the requirements of this
2division shall be prepared directly by, or under contract to, a public
3agency.

4(b) This section does not prohibit, and shall not be construed as
5prohibiting, a person from submitting information or other
6comments to the public agency responsible for preparing an
7environmental impact report, draft environmental impact report,
8negative declaration, or mitigated negative declaration. The
9information or other comments may be submitted in any format,
10shall be considered by the public agency, and may be included, in
11whole or in part, in any report or declaration.

12(c) The lead agency shall do all of the following:

13(1) Independently review and analyze any report or declaration
14required by this division.

15(2) Circulate draft documents that reflect its independent
16judgment.

17(3) As part of the adoption of a negative declaration or a
18mitigated negative declaration, or certification of an environmental
19impact report, find that the report or declaration reflects the
20independent judgment of the lead agency.

21(4) Submit a sufficient number of copies, in either a hard-copy
22or electronic form as required by the Office of Planning and
23Research, of the draft environmental impact report, proposed
24negative declaration, or proposed mitigated negative declaration
25to the State Clearinghouse for review and comment by state
26agencies, if any of the following apply:

27(A) A state agency is any of the following:

28(i) The lead agency.

29(ii) A responsible agency.

30(iii) A trustee agency.

31(B) A state agency otherwise has jurisdiction by law with respect
32to the project.

33(C) The proposed project is of sufficient statewide, regional, or
34areawide environmental significance as determined pursuant to
35the guidelines certified and adopted pursuant to Section 21083.

36

SEC. 2.  

Section 21091 of the Public Resources Code is
37amended to read:

38

21091.  

(a) The public review period for a draft environmental
39impact report shall not be less than 30 days. If the draft
40environmental impact report is submitted to the State Clearinghouse
P4    1for review, the review period shall be at least 45 days, and the lead
2agency shall provide a sufficient number of copies of the document,
3in either a hard-copy or electronic form as required by the Office
4of Planning and Research, to the State Clearinghouse for review
5and comment by state agencies.

6(b) The public review period for a proposed negative declaration
7or proposed mitigated negative declaration shall not be less than
820 days. If the proposed negative declaration or proposed mitigated
9negative declaration is submitted to the State Clearinghouse for
10review, the review period shall be at least 30 days, and the lead
11agency shall provide a sufficient number of copies of the document,
12in either a hard-copy or electronic form as required by the Office
13of Planning and Research, to the State Clearinghouse for review
14and comment by state agencies.

15(c) (1) Notwithstanding subdivisions (a) and (b), if a draft
16environmental impact report, proposed negative declaration, or
17proposed mitigated negative declaration is submitted to the State
18Clearinghouse for review and the period of review by the State
19Clearinghouse is longer than the public review period established
20pursuant to subdivision (a) or (b), whichever is applicable, the
21public review period shall be at least as long as the period of review
22and comment by state agencies as established by the State
23Clearinghouse.

24(2) The public review period and the state agency review period
25may, but are not required to, begin and end at the same time. Day
26one of the state agency review period shall be the date that the
27State Clearinghouse distributes the CEQA document to state
28agencies.

29(3) If the submittal of a CEQA document is determined by the
30State Clearinghouse to be complete, the State Clearinghouse shall
31distribute the document within three working days from the date
32of receipt. The State Clearinghouse shall specify the information
33that will be required in order to determine the completeness of the
34submittal of a CEQA document.

35(d) (1) The lead agency shall consider comments it receives on
36a draft environmental impact report, proposed negative declaration,
37or proposed mitigated negative declaration if those comments are
38received within the public review period.

39(2) (A) With respect to the consideration of comments received
40on a draft environmental impact report, the lead agency shall
P5    1 evaluate comments on environmental issues that are received from
2persons who have reviewed the draft and shall prepare a written
3response pursuant to subparagraph (B). The lead agency may also
4respond to comments that are received after the close of the public
5review period.

6(B) The written response shall describe the disposition of each
7significant environmental issue that is raised by commenters. The
8responses shall be prepared consistent with Section 15088 of Title
914 of the California Code of Regulations.

10(3) (A) With respect to the consideration of comments received
11on a draft environmental impact report, proposed negative
12declaration, proposed mitigated negative declaration, or notice
13pursuant to Section 21080.4, the lead agency shall accept comments
14via electronic mail and shall treat electronic-mail comments as
15equivalent to written comments.

16(B) Any law or regulation relating to written comments received
17on a draft environmental impact report, proposed negative
18declaration, proposed mitigated negative declaration, or notice
19received pursuant to Section 21080.4 shall also apply to
20electronic-mail comments received for those reasons.

21(e) (1) Criteria for shorter review periods by the State
22Clearinghouse for documents that must be submitted to the State
23Clearinghouse shall be set forth in the written guidelines issued
24by the Office of Planning and Research and made available to the
25public.

26(2) Those shortened review periods may not be less than 30
27days for a draft environmental impact report and 20 days for a
28negative declaration.

29(3) A request for a shortened review period shall only be made
30in writing by the decisionmaking body of the lead agency to the
31Office of Planning and Research. The decisionmaking body may
32designate by resolution or ordinance a person authorized to request
33a shortened review period. A designated person shall notify the
34decisionmaking body of this request.

35(4) A request approved by the State Clearinghouse shall be
36consistent with the criteria set forth in the written guidelines of
37the Office of Planning and Research.

38(5) A shortened review period may not be approved by the
39Office of Planning and Research for a proposed project of
P6    1statewide, regional, or areawide environmental significance as
2determined pursuant to Section 21083.

3(6) An approval of a shortened review period shall be given
4prior to, and reflected in, the public notice required pursuant to
5Section 21092.

6(f) Prior to carrying out or approving a project for which a
7negative declaration has been adopted, the lead agency shall
8consider the negative declaration together with comments that
9were received and considered pursuant to paragraph (1) of
10 subdivision (d).

11

SEC. 3.  

Section 21159.9 of the Public Resources Code is
12amended to read:

13

21159.9.  

The Office of Planning and Research shall implement
14a public assistance and information program to ensure efficient
15and effective implementation of this division and to do both of the
16following:

17(a) Establish a public education and training program for
18planners, developers, and other interested parties to assist them in
19implementing this division.

20(b) (1) Establish and maintain a database for the collection,
21storage, retrieval, and dissemination of environmental documents,
22notices of exemption, notices of preparation, notices of
23determination, and notices of completion provided to the Office
24of Planning and Research. The database shall be available online
25to the public through the Internet. The Office of Planning and
26Research may coordinate with another state agency to host and
27maintain the online database.

28(2) The Office of Planning and Research may phase in the
29submission of electronic documents and use of the database by
30state and local public agencies.

31(3) (A) Pursuant to Section 9795 of the Government Code, the
32Office of Planning and Research shall, no later than July 1,begin delete 2016,end delete
33begin insert 2017,end insert submit to the Legislature a report describing how it plans to
34implement this subdivision, and shall provide an additional report
35to the Legislature no later than July 1,begin delete 2018,end deletebegin insert 2019,end insert describing the
36status of the implementation of this subdivision.

37(B) Pursuant to Section 10231.5 of the Government Code, this
38paragraph is inoperative on July 1,begin delete 2022.end deletebegin insert 2023.end insert

39

SEC. 4.  

Section 21167.6 of the Public Resources Code is
40amended to read:

P7    1

21167.6.  

Notwithstanding any other law, in all actions or
2proceedings brought pursuant to Section 21167, except as provided
3in Section 21167.6.2 or those involving the Public Utilities
4Commission, all of the following shall apply:

5(a) At the time that the action or proceeding is filed, the plaintiff
6or petitioner shall file a request that the respondent public agency
7prepare the record of proceedings relating to the subject of the
8action or proceeding. The request, together with the complaint or
9petition, shall be served personally upon the public agency not
10later than 10 business days from the date that the action or
11proceeding was filed.

12(b) (1) The public agency shall prepare and certify the record
13of proceedings not later than 60 days from the date that the request
14specified in subdivision (a) was served upon the public agency.
15Upon certification, the public agency shall lodge a copy of the
16record of proceedings with the court and shall serve on the parties
17notice that the record of proceedings has been certified and lodged
18with the court. The parties shall pay any reasonable costs or fees
19imposed for the preparation of the record of proceedings in
20conformance with any law or rule of court.

21(2) The plaintiff or petitioner may elect to prepare the record
22of proceedings or the parties may agree to an alternative method
23of preparation of the record of proceedings, subject to certification
24of its accuracy by the public agency, within the time limit specified
25in this subdivision.

26(c) The time limit established by subdivision (b) may be
27 extended only upon the stipulation of all parties who have been
28properly served in the action or proceeding or upon order of the
29court. Extensions shall be liberally granted by the court when the
30size of the record of proceedings renders infeasible compliance
31with that time limit. There is no limit on the number of extensions
32that may be granted by the court, but no single extension shall
33exceed 60 days unless the court determines that a longer extension
34is in the public interest.

35(d) If the public agency fails to prepare and certify the record
36within the time limit established in paragraph (1) of subdivision
37(b), or any continuances of that time limit, the plaintiff or petitioner
38may move for sanctions, and the court may, upon that motion,
39grant appropriate sanctions.

P8    1(e) The record of proceedings shall include, but is not limited
2to, all of the following items:

3(1) All project application materials.

4(2) All staff reports and related documents prepared by the
5respondent public agency with respect to its compliance with the
6substantive and procedural requirements of this division and with
7respect to the action on the project.

8(3) All staff reports and related documents prepared by the
9respondent public agency and written testimony or documents
10submitted by any person relevant to any findings or statement of
11overriding considerations adopted by the respondent agency
12pursuant to this division.

13(4) Any transcript or minutes of the proceedings at which the
14decisionmaking body of the respondent public agency heard
15testimony on, or considered any environmental document on, the
16project, and any transcript or minutes of proceedings before any
17advisory body to the respondent public agency that were presented
18to the decisionmaking body prior to action on the environmental
19documents or on the project.

20(5) All notices issued by the respondent public agency to comply
21with this division or with any other law governing the processing
22and approval of the project.

23(6) All written comments received in response to, or in
24connection with, environmental documents prepared for the project,
25including responses to the notice of preparation.

26(7) All written evidence or correspondence submitted to, or
27transferred from, the respondent public agency with respect to
28compliance with this division or with respect to the project.

29(8) Any proposed decisions or findings submitted to the
30 decisionmaking body of the respondent public agency by its staff,
31or the project proponent, project opponents, or other persons.

32(9) The documentation of the final public agency decision,
33including the final environmental impact report, mitigated negative
34declaration, or negative declaration, and all documents, in addition
35to those referenced in paragraph (3), cited or relied on in the
36findings or in a statement of overriding considerations adopted
37pursuant to this division.

38(10) Any other written materials relevant to the respondent
39public agency’s compliance with this division or to its decision on
40the merits of the project, including the initial study, any drafts of
P9    1any environmental document, or portions thereof, that have been
2released for public review, and copies of studies or other documents
3relied upon in any environmental document prepared for the project
4and either made available to the public during the public review
5period or included in the respondent public agency’s files on the
6project, and all internal agency communications, including staff
7notes and memoranda related to the project or to compliance with
8this division.

9(11) The full written record before any inferior administrative
10decisionmaking body whose decision was appealed to a superior
11administrative decisionmaking body prior to the filing of litigation.

12(f) In preparing the record of proceedings, the party preparing
13the record shall strive to do so at reasonable cost in light of the
14scope of the record.

15(g) The clerk of the superior court shall prepare and certify the
16clerk’s transcript on appeal not later than 60 days from the date
17that the notice designating the papers or records to be included in
18the clerk’s transcript was filed with the superior court, if the party
19or parties pay any costs or fees for the preparation of the clerk’s
20transcript imposed in conformance with any law or rules of court.
21Nothing in this subdivision precludes an election to proceed by
22appendix, as provided in Rule 8.124 of the California Rules of
23Court.

24(h) Extensions of the period for the filing of any brief on appeal
25may be allowed only by stipulation of the parties or by order of
26the court for good cause shown. Extensions for the filing of a brief
27on appeal shall be limited to one 30-day extension for the
28preparation of an opening brief and one 30-day extension for the
29preparation of a responding brief, except that the court may grant
30a longer extension or additional extensions if it determines that
31there is a substantial likelihood of settlement that would avoid the
32necessity of completing the appeal.

33(i) At the completion of the filing of briefs on appeal, the
34appellant shall notify the court of the completion of the filing of
35briefs, whereupon the clerk of the reviewing court shall set the
36appeal for hearing on the first available calendar date.

37

SEC. 5.  

Section 21167.6.2 is added to the Public Resources
38Code
, to read:

39

21167.6.2.  

(a) (1) Notwithstanding Section 21167.6, upon
40the written request of a project applicant received no later than 30
P10   1days after the date that the lead agency makes a determination
2pursuant to subdivision (a) of Section 21080.1, Section 21094.5,
3or Chapter 4.2 (commencing with Section 21155) and with the
4consent of the lead agency as provided in subdivision (e), the lead
5agency shall prepare and certify the record of proceedings in the
6following manner:

7(A) The lead agency for the project shall prepare the record of
8proceedings pursuant to this division concurrently with the
9administrative process.

10(B) All documents and other materials placed in the record of
11 proceedings shall be posted on, and be downloadable from, an
12Internet Web site maintained by the lead agency commencing with
13the date of the release of the draft environmental document for the
14project. If the lead agency cannot maintain an Internet Web site
15with the information required pursuant to this section, the lead
16agency shall provide a link on the agency’s Internet Web site to
17that information.

18(C) The lead agency shall make available to the public in a
19readily accessible electronic format the draft environmental
20document for the project, and all other documents submitted to,
21cited by, or relied on by the lead agency, in the preparation of the
22draft environmental document for the project.

23(D) A document prepared by the lead agency or submitted by
24the applicant after the date of the release of the draft environmental
25document for the project that is a part of the record of the
26proceedings shall be made available to the public in a readily
27accessible electronic format within 5 business days after the
28document is released or received by the lead agency.

29(E) The lead agency shall encourage written comments on the
30project to be submitted in a readily accessible electronic format,
31and shall make any comment available to the public in a readily
32accessible electronic format within 5 business days of its receipt.

33(F) Within 7 business days after the receipt of any comment
34that is not in an electronic format, the lead agency shall convert
35that comment into a readily accessible electronic format and make
36it available to the public in that format.

37(G) The lead agency shall certify the record of proceedings
38within 30 days after the filing of the notice required pursuant to
39Section 21108 or 21152.

P11   1(2) This subdivision does not require the disclosure or posting
2of any trade secret as defined in Section 6254.7 of the Government
3Code, information about the location of archaeological sites or
4sacred lands, or any other information that is subject to the
5disclosure restrictions of Section 6254 of the Government Code.

6(b) Any dispute regarding the record of proceedings prepared
7pursuant to this section shall be resolved by the court in an action
8or proceeding brought pursuant to subdivision (b) or (c) of Section
921167.

10(c) The content of the record of proceedings shall be as specified
11in subdivision (e) of Section 21167.6.

12(d) The negative declaration, mitigated negative declaration,
13draft and final environmental impact report, or other environmental
14document shall include a notice in no less than 12-point type stating
15the following:


17“THIS DOCUMENT IS SUBJECT TO SECTION 21167.6.2
18OF THE PUBLIC RESOURCES CODE, WHICH REQUIRES
19THE RECORD OF PROCEEDINGS FOR THIS PROJECT TO
20BE PREPARED CONCURRENTLY WITH THE
21ADMINISTRATIVE PROCESS; DOCUMENTS PREPARED
22BY, OR SUBMITTED TO, THE LEAD AGENCY TO BE
23POSTED ON THE LEAD AGENCY’S INTERNET WEB SITE;
24AND THE LEAD AGENCY TO ENCOURAGE WRITTEN
25COMMENTS ON THE PROJECT TO BE SUBMITTED TO THE
26LEAD AGENCY IN A READILY ACCESSIBLE ELECTRONIC
27FORMAT.”


29(e) (1) The lead agency shall respond to a request by the project
30applicant within 10 business days from the date that the request
31pursuant to subdivision (a) is received by the lead agency.

32(2) A project applicant and the lead agency may mutually agree,
33in writing, to extend the time period for the lead agency to respond
34pursuant to paragraph (1), but they shall not extend that period
35beyond the commencement of the public review period for the
36proposed negative declaration, mitigated negative declaration,
37draft environmental impact report, or other environmental
38document.

39(3) The request to prepare a record of proceedings pursuant to
40this section shall be deemed denied if the lead agency fails to
P12   1respond within 10 business days of receiving the request or within
2the time period agreed upon pursuant to paragraph (2), whichever
3ends later.

4(f) The written request of the applicant submitted pursuant to
5subdivision (a) shall include an agreement to pay all of the lead
6agency’s costs of preparing and certifying the record of proceedings
7pursuant to this section and complying with the requirements of
8this section, in a manner specified by the lead agency.

9(g) The costs of preparing the record of proceedings pursuant
10to this section and complying with the requirements of this section
11are not recoverable costs pursuant to Section 1032 of the Code of
12Civil Procedure.

13(h) Pursuant to subdivision (f) and Section 21089, the lead
14agency may charge and collect a reasonable fee from the person
15making the request pursuant to subdivision (a) to recover the costs
16incurred by the lead agency in preparing the record of proceedings
17pursuant to this section.



O

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