BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON PUBLIC SAFETY
                             Senator Loni Hancock, Chair
                                2015 - 2016  Regular 

          Bill No:    SB 205        Hearing Date:    April 28, 2015    
          
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          |Author:    |Beall                                                |
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          |Version:   |April 9, 2015                                        |
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          |Urgency:   |No                     |Fiscal:    |Yes              |
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          |Consultant:|AA                                                   |
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                     Subject:  Proposition 47:  Evaluation Study



          HISTORY

          Source:   Author

          Prior Legislation:None

          Support:  California Council of Community Mental Health  
                    Agencies; Center for Evidence-Based Corrections at the  
                    University of California, Irvine: Golden State Bail  
                    Agents Association; San Diego State University; Mental  
                    Health America of California; University of  
                    California, Los Angeles; Association for Los Angeles  
                    Deputy Sheriffs; California Association of Code  
                    Enforcement Officers; California College and  
                    University Police Chiefs Association; California  
                    Correctional Supervisors Organization; California  
                    Narcotic Officers Association; California Chamber of  
                    Commerce; California District Attorneys Association;  
                    California Peace Officers Association; Crime Victims  
                    United of California

          Opposition:None Known

                                                









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          PURPOSE

          The purpose of this bill is to 1) have a university conduct a  
          4-year evaluation of Proposition 47 with respect to its impact,  
          costs, and affected offender population; and 2) require the  
          Department of Justice to collect data concerning incarceration  
          changes prompted by Proposition 47and recidivism data for  
          offenders resentenced pursuant to Proposition 47.  

          Current law reflects the provisions of Proposition 47, also  
          known as the Safe Neighborhoods and Schools Act, which was  
          approved by the voters in November 2014.  Proposition 47 reduced  
          the penalties for certain drug and property crimes and directed  
          that the resulting state savings be directed to mental health  
          and substance abuse treatment, truancy and dropout prevention,  
          and victims' services, as specified.  The initiative also made  
          additional changes to criminal laws.    (See Legislative  
          Analyst's Office analysis of Proposition 47,  
          http://www.lao.ca.gov/ ballot/2014/prop-47-110414.pdf.) 

          Current law, as enacted by Proposition 47, requires that by  
          August 15 of each fiscal year beginning in 2016, the Controller  
          shall disburse moneys deposited in the Safe Neighborhoods and  
          Schools Fund as follows:

             (1)  Twenty-five percent to the State Department of  
               Education, to administer a grant program to public agencies  
               aimed at improving outcomes for public school pupils in  
               kindergarten and grades 1 to 12, inclusive, by reducing  
               truancy and supporting students who are at risk of dropping  
               out of school or are victims of crime.
             (2)  Ten percent to the California Victim Compensation and  
               Government Claims Board, to make grants to trauma recovery  
               centers to provide services to victims of crime pursuant to  
               Section 13963.1 of the Government Code.
             (3)  Sixty-five percent to the Board of State and Community  
               Corrections, to administer a grant program to public  
               agencies aimed at supporting mental health treatment,  
               substance abuse treatment, and diversion programs for  
               people in the criminal justice system, with an emphasis on  
               programs that reduce recidivism of people convicted of less  
               serious crimes, such as those covered by this measure, and  
               those who have substance abuse and mental health problems.  









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               (Government Code § 7599.2(a).)

          Current law requires that, for each of these programs, the  
          agency responsible for administering the programs shall not  
          spend more than 5 percent of the total funds it receives from  
          the Safe Neighborhoods and Schools Fund on an annual basis for  
          administrative costs.

          Current law requires the controller to conduct an audit of these  
          grant programs "to ensure the funds are disbursed and expended  
          solely according to this chapter and shall report his or her  
          findings to the Legislature and the public," as specified.

          Current law requires that the funding established pursuant to  
          this act "be used to expand programs for public school pupils in  
          kindergarten and grades 1 to 12, inclusive, victims of crime,  
          and mental health and substance abuse treatment and diversion  
          programs for people in the criminal justice system. These funds  
          shall not be used to supplant existing state or local funds  
          utilized for these purposes."

          Current law provides that local agencies are not obligated to  
          provide programs or levels of service described in these  
          provisions above the level for which funding has been provided. 

          This bill would require a four-year evaluation of process,  
          outcomes and costs of Proposition 47, with the following  
          features and requirements:

          Scope and Provider of the Evaluation; Report

          This bill would require the Department of Finance to "select a  
          public or private university through a competitive process to  
          conduct a four-year evaluation assessing the process, outcomes,  
          and costs of Proposition 47, the Safe Neighborhood and Schools  
          Act." 

          This bill would require the selected university to "submit a  
          report to the Legislature, no later than January 1, 2017, and  
          annually by that date for the following three years. The report  
          shall include, but not be limited to, all of the following:

             (1)  A study of the implementation of the proposition and its  
               impact on incarceration costs, recidivism as compared to  









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               similar populations in the criminal justice system and  
               overall crime, prison and jail construction, and welfare  
               costs.

             (2)  The adequacy of funds appropriated for these purposes.

             (3)  The number and characteristics of participants served by  
               programs funded with grant moneys, (as specified) . . .  .   
               Because it may not be feasible to collect this data from  
               all 58 counties, this component of the report may be  
               limited to a small number of representative counties, to be  
               selected with input from relevant stakeholders serving as a  
               research oversight board."

          This bill would require that all data collected for the report  
          be made publically available.

          This bill would sunset these provisions on January 1, 2021.

          Data

          This bill would require the Department of Justice to gather and  
          compile the following data:

             (1)  The number of people released from state prisons and  
               county jails pursuant to the provisions of Proposition 47.

             (2)  The number of those released pursuant to Proposition 47  
               that are rearrested or re-incarcerated within three years  
               as compared to similar populations in the criminal justice  
               system.

          This bill would require that this information not include any  
          information that would identify an individual specifically.

          This bill would require that this information be made available,  
          upon request, to the public and to the public or private  
          university selected for the project described above.  

                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION

          For the past eight years, this Committee has scrutinized  
          legislation referred to its jurisdiction for any potential  
          impact on prison overcrowding.  Mindful of the United States  









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          Supreme Court ruling and federal court orders relating to the  
          state's ability to provide a constitutional level of health care  
          to its inmate population and the related issue of prison  
          overcrowding, this Committee has applied its "ROCA" policy as a  
          content-neutral, provisional measure necessary to ensure that  
          the Legislature does not erode progress in reducing prison  
          overcrowding.   

          On February 10, 2014, the federal court ordered California to  
          reduce its in-state adult institution population to 137.5% of  
          design capacity by February 28, 2016, as follows:   

                 143% of design bed capacity by June 30, 2014;

                 141.5% of design bed capacity by February 28, 2015; and,

                 137.5% of design bed capacity by February 28, 2016. 

          In February of this year the administration reported that as "of  
          February 11, 2015, 112,993 inmates were housed in the State's 34  
          adult institutions, which amounts to 136.6% of design bed  
          capacity, and 8,828 inmates were housed in out-of-state  
          facilities.  This current population is now below the  
          court-ordered reduction to 137.5% of design bed capacity."(  
          Defendants' February 2015 Status Report In Response To February  
          10, 2014 Order, 2:90-cv-00520 KJM DAD PC, 3-Judge Court, Coleman  
          v. Brown, Plata v. Brown (fn. omitted).

          While significant gains have been made in reducing the prison  
          population, the state now must stabilize these advances and  
          demonstrate to the federal court that California has in place  
          the "durable solution" to prison overcrowding "consistently  
          demanded" by the court.  (Opinion Re: Order Granting in Part and  
          Denying in Part Defendants' Request For Extension of December  
          31, 2013 Deadline, NO. 2:90-cv-0520 LKK DAD (PC), 3-Judge Court,  
          Coleman v. Brown, Plata v. Brown (2-10-14).  The Committee's  
          consideration of bills that may impact the prison population  
          therefore will be informed by the following questions:

                  Whether a proposal erodes a measure which has  
                 contributed to reducing the prison population;

                  Whether a proposal addresses a major area of public  
                 safety or criminal activity for which there is no other  









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                 reasonable, appropriate remedy;

                  Whether a proposal addresses a crime which is directly  
                 dangerous to the physical safety of others for which  
                 there is no other reasonably appropriate sanction; 

                  Whether a proposal corrects a constitutional problem or  
                 legislative drafting error; and

                  Whether a proposal proposes penalties which are  
                 proportionate, and cannot be achieved through any other  
                 reasonably appropriate remedy.



          COMMENTS

          1.Stated Need for This Bill

          The author states:

               By approving Proposition 47, California became the  
               largest state to enact serious sentencing reform  
               de-signed to reduce incarceration.  Proposition 47  
               reclassified minor drug and theft crimes from felonies  
               to misdemeanors.  Research from the Legislative  
               Analyst's Office indicates that Proposition 47 could  
               result in as many as 40,000 fewer jail and prison  
               sentences annually. 

               Similar sentencing reform enacted in Georgia and Texas  
               has produced substantial savings without increasing  
               the overall crime rates in those states.  More  
               controlled analyses have also shown that the benefits  
               of one-time prisoner releases and the downward  
               reclassification of certain offenses exceed the costs.  
                However, other states, such as Kentucky and Arkansas,  
               have reported mixed results after initiating similar  
               measures, suggesting that implementation factors are  
               important.

               Implementation varies between states, which makes  
               independent evaluations important to the success of  
               sentencing reform.  The evaluation of Proposition 47  









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               is paramount to the law's implementation and long-term  
               success.  This is precisely why the LAO-in its  
               analysis of the implementation Proposition  
               47-recommended the legislature require the evaluation  
               of grant recipients and the outcomes they achieve.

               SB 205 establishes an independent, formative  
               evaluation of Proposition 47 by a public or private  
               university selected by the Department of Finance  
               through a competitive process.  The bill requires four  
               annual studies starting in 2017 to evaluate the  
               effectiveness and financial impact of the programs  
               that are funded pursuant to the requirements of this  
               act, and submit those studies to the Legislature.  In  
               addition, the studies shall include, but not be  
               limited to: a study of the implementation process; a  
               review of lower incarcerations costs; reductions or  
               increases in crime; reduced prison and jail  
               construction; reduced welfare costs; the adequacy of  
               funds appropriated; the number and characteristics of  
               participants served as a result of this bill; and  
               other impacts or issues identified.

               SB 205 will ensure Proposition 47 is implemented  
               efficiently, while providing accountability and  
               efficient use of funds.

          2.What This Bill Would Do; LAO Recommendation

          This bill would require the Department of Finance to  
          identify a university to conduct a 4-year evaluation of  
          Proposition 47 generally with respect to its impact, costs,  
          and affected offender population.  The bill also would  
          require the Department of Justice to collect data  
          concerning incarceration changes prompted by Proposition 47  
          (resentencing effects on prison and jails) and recidivism  
          data for offenders resentenced pursuant to Proposition 47.   
          As noted by the author, in February of this year the  
          Legislative Analyst's Office published a report on the  
          implementation of Proposition 47.  That report included the  
          following:

               Proposition 47 makes two changes that will reduce the  
               state prison population. First, the reduction of  









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               certain felonies and wobblers to misdemeanors will  
               make fewer offenders eligible for state prison  
               sentences.  We estimate that this could result in an  
               ongoing reduction to the state prison population of  
               several thousand inmates within a few years.  Second,  
               the resentencing of inmates currently in state prison  
               could result in the release of several thousand  
               inmates, temporarily reducing the state prison  
               population for a few years.  The release of these  
               inmates will also result in a slight increase in the  
               state parole population of a couple thousand parolees  
               over a three-year period.   . . .

               Under Proposition 47, trial courts will experience a  
               one-time increase in costs resulting from the  
               processing of (1) resentencing petitions from  
               offenders currently serving felony sentences for the  
               crimes affected by Proposition 47 and (2)  
               reclassification petitions from individuals who have  
               already completed their sentences.  Resentencing  
               requests eligible under the proposition will be  
               resolved in judicial hearings.  Based on our  
               discussions with the courts, such resentencing  
               hearings could last minutes if the request is  
               uncontested or several hours if evidence and arguments  
               need to be presented.  In contrast, Proposition 47  
               authorizes the court to resolve reclassification  
               petitions without a hearing.  Finally, the proposition  
               requires that all petitions be filed within three  
               years of its enactment unless the petitioner can  
               demonstrate good cause for filing at a later date.  .  
               . .

               The reduction in penalties authorized in Proposition  
               47 will affect county jails and probation departments,  
               as well as various other county agencies (such as  
               public defenders and district attorneys' offices).  In  
               general, the proposition will significantly reduce  
               criminal justice workload for counties.  We estimate  
               that, prior to the passage of Proposition 47, counties  
               spent several hundred million dollars annually on  
               workload that will be eliminated by the measure.   
               However, local decisions on how to respond to this  
               workload reduction will determine whether it results  









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               in fiscal savings or improvements to the  
               administration of local criminal justice systems, such  
               as reduced jail overcrowding.  We discuss below the  
               specific effects of Proposition 47 on jails, probation  
               departments, and other county agencies.   . . .

               As discussed above, the reduction in penalties from  
               Proposition 47 will increase court workload associated  
               with resentencing and reclassification of offenders  
               over the next few years.  As a result, county district  
               attorneys' and public defenders' offices (who  
               participate in these processes) and county sheriffs  
               (who provide court security) could experience a  
               temporary increase in workload.  However, Proposition  
               47 will reduce on an ongoing basis the workload for  
               these local agencies associated with both felony  
               filings and other court hearings (such as for  
               offenders who break the rules of their community  
               supervision).  However, these effects on county  
               workload are unlikely to generate significant costs or  
               savings.

               In order to ensure that (Safe Neighborhoods and  
               Schools Fund) SNSF dollars are being used effectively,  
               we recommend that the Legislature require the  
               evaluation of recipients and the outcomes they  
               achieve.  This would serve two major purposes.  First,  
               it would ensure that programs are achieving the  
               intended recidivism reduction goals in a  
               cost-effective manner.  Second, it would allow  
               programs that have not previously been proven to  
               reduce recidivism cost-effectively to demonstrate  
               their ability to do so.  In order to facilitate such  
               evaluation, the Legislature could direct BSCC to  
               establish a periodic evaluation process for grant  
               recipients.  For example, BSCC could require grant  
               recipients to submit specific performance information,  
               including cost, participation, completion, and  
               recidivism reduction data.  The Legislature could have  
               BSCC periodically report on the outcomes achieved.   
               The BSCC could use the information gathered to inform  












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               future funding decisions.<1>

          WOULD THIS BILL PROVIDE AN EFFECTIVE METHOD FOR GATHERING  
          DATA AND SUPPORTING ANALYSIS ON THE EFFECT OF PROPOSITION  
          47?

          Members also may wish to discuss what infrastructure exists  
          now or may be required for the Department of Justice to  
          collect the recidivism data required by this bill.

          WOULD EXISTING DATA BASES AVAILABLE TO DOJ ALLOW FOR THE  
          RECIDIVISM DATA THIS BILL WOULD REQUIRE?

                                      -- END -





          


















          ---------------------------
          <1> The 2015-16 Budget: Implementation of Proposition 47  
          (Legislative Analyst's Office) (February 17, 2015)(  
          http://www.lao.ca.gov/reports/2015/budget/prop47/implementation-p 
          rop47-021715.aspx.)