BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON APPROPRIATIONS
                             Senator Ricardo Lara, Chair
                            2015 - 2016  Regular  Session

          SB 238 (Mitchell) - Foster care:  psychotropic medication
          
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          |Version: April 7, 2015          |Policy Vote: HUMAN S. 5 - 0,    |
          |                                |          JUD. 6 - 0            |
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          |Urgency: No                     |Mandate: Yes                    |
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          |Hearing Date: May 11, 2015      |Consultant: Jolie Onodera       |
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          This bill meets the criteria for referral to the Suspense File. 

          

          Bill  
          Summary:  SB 238 would require additional training, oversight,  
          and data collection and reporting by specified entities involved  
          in the process of the administration of psychotropic medication  
          in the foster care system. This bill would require the Judicial  
          Council, on or before July 1, 2016, in consultation with various  
          stakeholders, to develop updates to the forms required to  
          implement the bill's provisions, as specified.


          Fiscal  
          Impact:  
            Training development  :  Potentially significant one-time costs  
            (General Fund) to DSS for the development of the training  
            component for licensed foster parents, group home  
            administrators, relative and nonrelative extended family  
            members, court-appointed counsel, child protective services  
            staff, and mandated reporters. 
            Periodic oversight  :  Annual costs to the courts of $1.6  







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            million (General Fund*) for workload associated with document  
            management of monthly reports. Associated costs for county  
            workers are noted under 'Child Welfare Services'. Staff notes  
            costs would be dependent on the meaning of "periodic," which  
            is undefined in the bill but assumed to be specified in the  
            rules of court to be adopted by the Judicial Council.  
           Judicial Council Forms/Updates  :  One-time costs of $77,000  
            (General Fund*). 
            Individualized monthly report  :  Potentially moderate one-time  
            costs in the low hundreds of thousands of dollars (General  
            Fund) for DSS to develop the monthly report and associated  
            form, to the extent DSS and DHCS are able to utilize  
            pre-existing data from their respective databases to develop  
            the report.
            Automatic alert system  :  Unknown, but potentially major  
            one-time costs potentially in the millions of dollars (General  
            Fund) for DSS to develop or ensure access to a system that  
            automatically alerts social workers when psychotropic  
            medication has been prescribed to youth, subject to specified  
            conditions.  
            Child welfare services  :  Major costs potentially in the tens  
            of millions of dollars  (General Fund**) annually for  
            increased costs incurred by county social workers, public  
            health nurses, and other county staff for time to attend  
            additional training, complete more comprehensive court forms,  
            facilitate periodic oversight hearings, respond to automatic  
            alerts, provide notifications, and provide additional  
            follow-up. While the magnitude of workload required to meet  
            the mandates in this bill are unknown at this time, for  
            context, even two additional hours per month of social worker  
            time for the 6,100 youth authorized to receive psychotropic  
            medications would result in costs of over $10.7 million. 
            Proposition 30**  :  Exempts the State from mandate  
            reimbursement for realigned programs, however, legislation  
            that has an overall effect of increasing the costs already  
            borne by a local agency for realigned programs, including  
            child welfare services, apply to local agencies only to the  
            extent that the State provides annual funding for the cost  
            increase.  
           
           *Trial Court Trust Fund


          Background:  Existing law provides that only a juvenile court judicial  








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          officer shall have authority to make orders regarding the  
          administration of psychotropic medications for a minor who has  
          been adjudged a dependent of the court and removed from the  
          physical custody of his or her parent. Existing law also  
          requires the Judicial Council to adopt rules of court and  
          develop appropriate forms. (Welfare and Institutions Code §  
          369.5.)
          Pursuant to Rule of Court 5.640, the prescribing physician is  
          required to complete and submit an application to the court,  
          known as the "JV-220" form. The JV-220 requires the inclusion of  
          specific information, including: (1) the child's diagnosis; (2)  
          the specific medication with the recommended maximum daily  
          dosage and length of time this course of treatment will  
          continue; (3) the anticipated benefits to the child from the use  
          of the medication; (4) a list of any other medications,  
          prescription or otherwise, that the child is currently taking,  
          and a description of any effect these medications may produce in  
          combination with the psychotropic medication; and (5) a  
          statement that the child has been informed in an age-appropriate  
          manner of the recommended course of treatment, the basis for it,  
          and its possible results. The court is required, upon review of  
          the JV-220, to deny, grant, or modify the application for  
          authorization of psychotropic medication within seven days, or  
          to set the matter for hearing. The court may also set a date for  
          review of the child's progress and condition.


          As noted in the recent analysis of this measure by the Senate  
          Committee on Judiciary (April 28, 2015):


              Governing magazine recently noted that children in  
              the United States are on drugs for longer and more  
              often than kids in any other country. (Chris  
              Kardish, Bad Medicine: How states are  
              overmedicating low-income kids, Governing, March  
              2015.) Much of the concern stems from the fact that  
              the long-term effects of psychotropic drugs on  
              children are unknown, and the short term effects,  
              including obesity, diabetes, and tremors, can be  
              debilitating. Yet, many medical and child welfare  
              professionals agree that some foster youth may  
              benefit from these medications at some point in  
              their lives. These children, who have suffered  








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              abuse and neglect at the hands of family, often  
              have clinically significant emotional or behavioral  
              problems. However, when psychotropic medications  
              are prescribed to a foster child whose parent has  
              been found, at least temporarily, unfit to approve  
              the administration of the drugs, the question  
              arises as to whether the court is capable of making  
              the important inquiries that a parent should make  
              before administering any medication to his or her  
              child. (p.2)


          Proposed Law:  
           This bill would provide for various reforms to the process of  
          the administration of psychotropic medication in the foster care  
          system by requiring additional training, oversight, and data  
          collection, as specified. This bill would require the Judicial  
          Council, in consultation with various stakeholders, to implement  
          the provisions of this bill. Specifically, this bill:
           Requires trainings for the following groups to additionally  
            include the authorization, uses, risks, benefits,  
            administration, oversight, and monitoring of psychotropic  
            medication, and trauma, behavioral health, and other available  
            behavioral health treatments, for children receiving child  
            welfare services, including how to access those treatments:
             o    Group home administrator certification;
             o    Initial pre-placement training of licensed foster  
               parents;
             o    Post-training of licensed foster parents;
             o    Training required to be made available to relative and  
               nonrelative extended family members through community  
               college districts;
             o    Judicial Council-developed training for dependency  
               judges;
             o    Training of court-appointed counsel of a child or  
               nonminor dependent;
             o    Training provided to specified county child protective  
               services social workers, agencies under contract with  
               county welfare departments to provide child welfare  
               services, and persons defined as mandated reporters  
               pursuant to the Child Abuse and Neglect Reporting Act.
           Requires the Judicial Council, on or before July 1, 2016, in  
            consultation with DSS, the Department of Health Care Services  
            (DHCS), and specified stakeholders to implement and develop  








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            updates to the required forms pertaining to this bill.
           Requires a process for periodic oversight by the court, that  
            is to be facilitated by the county social worker, public  
            health nurse, or other appropriate county staff, of orders  
            regarding the administration of psychotropic medications that  
            includes the following:
             o    The child and his or her caregiver and court-appointed  
               special advocate, if any, have a meaningful opportunity to  
               provide input on the medications being prescribed;
             o    Information regarding the child's overall behavioral  
               health assessment and treatment plan is provided to the  
               court;
             o    Information regarding the rationale for the proposed  
               medication, including information on other pharmacological  
               and non-pharmacological treatments that have been utilized  
               and the child's response, and an explanation how the  
               psychotropic medication being prescribed is expected to  
               improve the symptoms;
             o    Guidance is provided to the court on how to evaluate the  
               request for authorization, including how to proceed if  
               information, otherwise required to be included in a request  
               for authorization, is not included in a request.
           Requires DSS, in consultation with DHCS, the County Welfare  
            Directors Association (CWDA) and other stakeholders to develop  
            and provide an individualized monthly report to each county  
            child welfare services agency that includes the following for  
            each child receiving child welfare services:
             o    Psychotropic medications that have been authorized for  
               the child by the court;
             o    Data for medications that have been dispensed to the  
               child, including both psychotropic and non-psychotropic  
               medication;
             o    Durational information relating to the child's  
               authorized psychotropic medication, including, but not  
               limited to, the length of time a medication has been  
               authorized and the length of time for which a medication  
               has been dispensed by a pharmacy;
             o    Claims paid for behavioral health services provided to  
               the child, other than claims paid for psychotropic  
               medication; and
             o    The dosages of psychotropic medications that have been  
               authorized for the child and that have been dispensed.
           Requires DSS, in consultation with DHCS, CDWA and other  
            stakeholders, to develop a form, to be used by a county child  








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            welfare services agency on a monthly basis, to share with the  
            juvenile court, the child's attorney, and the court-appointed  
            special advocate, if one has been appointed, the above  
            information regarding a child receiving child welfare services  
            authorized to receive one or more psychotropic medication.
           Requires DSS in consultation with DHCS, CWDA, and other  
            stakeholders to develop, or ensure access to, a system that  
            automatically alerts a social worker of a child receiving  
            child welfare services when psychotropic medication has been  
            prescribed that fits the following descriptions:
             o    Is prescribed in combination with another psychotropic  
               medication and the combination is unusual or has the  
               potential for a dangerous interaction;
             o    Is prescribed in a dosage that is unusual for a child of  
               that age; and
             o    Is not typically indicated for a child of that age.
           Requires a child's social worker, upon receipt of an alert, to  
            indicate to the court that the alert has been received by the  
            child's attorney, the child's caregiver, and the child's court  
            appointed special advocate, if one has been appointed
          
          Related Legislation:  SB 253 (Monning) 2015 provides that an  
          order of the juvenile court authorizing psychotropic medication  
          shall require clear and convincing evidence of specified  
          conditions. This bill prohibits the authorization of  
          psychotropic medications without a second independent medical  
          opinion under specified circumstances. It also prohibits the  
          authorization of psychotropic medications unless the court is  
          provided documentation that appropriate lab screenings,  
          measurements, or tests have been completed, as specified. This  
          bill is pending hearing in this Committee.

          SB 484 (Beall) 2015 requires the CDSS to publish and make  
          available to interested persons specified information regarding  
          the administration of psychotropic medication in residential  
          facilities serving dependent children. Additionally, it requires  
          DSS to inspect facilities at least once per year, as specified,  
          if the facility is determined to have a higher than average rate  
          of psychotropic medication authorization for children residing  
          in the facility and to monitor corrective action plans, as  
          specified. This bill is pending hearing in this Committee.

          SB 319 (Beall) 2015 expands the duties of the foster care public  
          health nurse (PHN) to include monitoring and oversight of the  








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          administration of psychotropic medication to foster children, as  
          specified. It also requires counties to provide child welfare  
          PHN services by contracting with the community child health and  
          disability prevention program established by the county. This  
          bill is pending hearing in this Committee.


          Staff  
          Comments:  The Judicial Council has indicated three major costs  
          points associated with the provisions of this bill upon the  
          trial courts and the judicial branch: updating and creating  
          rules of court and forms to update provisions related to the  
          prescription of psychotropic medications ($77,000 one-time);  
          document management associated with the "sharing" of specified  
          information on a monthly basis regarding an individual child  
          receiving child welfare services ($1.6 million annually); and  
          training for judicial officers who are authorized to make orders  
          regarding the administration of psychotropic medications for a  
          dependent child or ward who has been removed from the physical  
          custody of his or her parent ($6,000 one-time for training  
          development). 
          Staff notes that the mandated periodic oversight process to be  
          facilitated by social workers, public health nurses, or other  
          county staff would also increase trial court workload, the  
          magnitude of which would be dependent on the frequency and  
          duration of the "periodic" oversight prescribed in the adopted  
          rules of court. 


          This bill imposes new duties on the DSS as detailed above in the  
          "Proposed Law" section of this analysis. The DSS would incur  
          one-time, potentially significant workload for the development  
          of the training component to be completed in consultation with  
          various stakeholders. It is estimated that DSS would incur  
          potentially moderate one-time costs in the low hundreds of  
          thousands of dollars to develop the individualized monthly  
          report and associated form. This estimated cost assumes DSS and  
          DHCS are able to utilize pre-existing data from their respective  
          databases to develop the report. It is estimated that the  
          one-time cost to DSS to develop, or ensure access to, a system  
          that automatically alerts a social worker of a child receiving  
          child welfare services when psychotropic medication has been  
          prescribed, could be substantial, potentially in excess of  
          several million dollars. There would likely be additional costs  








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          for ongoing maintenance and operation of the system.

          This bill imposes activities on social workers, public health  
          nurses, and other county staff that could significantly increase  
          the time associated with the provision of child welfare services  
          for this population of youth. Potential workload increases could  
          be incurred by county social workers, public health nurses, and  
          other county staff for various activities, including time to  
          attend additional training, complete more comprehensive court  
          forms, facilitate periodic oversight hearings, respond to  
          automatic alerts, provide notifications, and provide additional  
          follow-up. While the magnitude of workload required to meet the  
          mandates in this bill are unknown at this time, for context,  
          even two additional hours per month of social worker time for  
          the 6,100 youth authorized to receive psychotropic medications  
          would result in costs of over $10.7 million. 

          Proposition 30, passed by the voters in November 2012, among  
          other provisions, eliminated any potential mandate funding  
          liability for any new program or higher level of service  
          provided by counties related to realigned programs. Although the  
          provisions of this bill are a mandate on local agencies, any  
          increased costs would not be subject to reimbursement by the  
          state. Rather, Proposition 30 specifies that for legislation  
          enacted after September 30, 2012, that has an overall effect of  
          increasing the costs already borne by a local agency for  
          realigned programs such as child welfare services, the  
          provisions shall apply to local agencies only to the extent that  
          the state provides annual funding for the cost increase. 

          While the potential costs of this measure are substantial, the  
          provision of increased system-wide training, monitoring, and  
          oversight over the process of the prescription of psychotropic  
          medications would promote further protection of the health and  
          well-being of youth in the child welfare system, and ultimately  
          result in more positive long-term outcomes for these youth.


                                      -- END --

          











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