BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON APPROPRIATIONS
                             Senator Ricardo Lara, Chair
                            2015 - 2016  Regular  Session

          SB 253 (Monning) - Dependent children:  psychotropic medication
          
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          |Version: May 5, 2015            |Policy Vote: HUMAN S. 5 - 0,    |
          |                                |          JUD. 6 - 0            |
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          |Urgency: No                     |Mandate: No                     |
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          |Hearing Date: May 18, 2015      |Consultant: Jolie Onodera       |
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          This bill meets the criteria for referral to the Suspense File. 

          

          Bill  
          Summary:  SB 253 would provide that an order of the juvenile  
          court authorizing psychotropic medication shall require clear  
          and convincing evidence of specified conditions. This bill  
          prohibits the authorization of psychotropic medications without  
          a second independent medical opinion under specified  
          circumstances. It also prohibits the authorization of  
          psychotropic medications unless the court is provided  
          documentation that appropriate lab screenings, measurements, or  
          tests have been completed, as specified.


          Fiscal  
          Impact:  
            Judicial Council Forms/Rules of court :  One-time costs of  
            $77,000 (General Fund*).
            Additional review hearings  :  Annual costs ranging from $0.9  
            million to $1.8 million (General Fund*) for review hearings  
            for approximately 9,000 requests for psychotropic medication  
            authorizations each year (based on match of CWS/CMS data with  






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            DHCS pharmacy claims from FFY 2013).
            Document management  :  Annual costs of about $1 million  
            (General Fund*) for approximately 9,000 requests for  
            psychotropic medication authorizations per year.
            Child welfare services  :  Annual costs of about $1.3 million  
            (Federal Fund/General Fund**) for social workers to identify  
            cases that require a second opinion, make arrangements for the  
            youth to be examined by the second medical practitioner,  
            ensure the child's screenings, lab tests, and measurements  
            have occurred no more than 30 days from the date of the  
            request to the court, and attend the additional review  
            hearings. 
            Medical examinations, lab screenings, tests  :  Potentially  
            major increase in Medi-Cal program costs in the low millions  
            of dollars (Federal Funds/General Fund) annually to the extent  
            the provisions of this measure result in additional medical  
            examinations for second opinions, as well as an increase in  
            lab screenings, measurements, and tests completed that  
            otherwise would not occur under existing law. While the  
            estimated costs for second medical opinions may be less than  
            $1 million annually as it will not impact the entire caseload,  
            the requirement to have all appropriate lab screenings and  
            tests within 30 days prior to submission of the request to the  
            court will be required for each authorization. 
            Psychotropic medication authorizations  :  Potentially  
            significant off-setting decrease in Medi-Cal program costs  
            (Federal Funds/General Fund) to the extent the enhanced  
            oversight and monitoring process results in reduced  
            utilization of psychotropic medications for this population of  
            youth. To the extent the reduced utilization of these  
            medications are replaced with alternative treatment  
            options/psychosocial services could result in additional  
            offsetting costs. 

            Proposition 30**  :  Exempts the State from mandate  
            reimbursement for realigned programs, however, legislation  
            that has an overall effect of increasing the costs already  
            borne by a local agency for realigned programs, including  
            child welfare services, apply to local agencies only to the  
            extent that the State provides annual funding for the cost  
            increase.  

          *Trial Court Trust Fund









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          Background:  Existing law provides that only a juvenile court judicial  
          officer shall have authority to make orders regarding the  
          administration of psychotropic medications for a minor who has  
          been adjudged a dependent of the court and removed from the  
          physical custody of his or her parent. Existing law also  
          requires the Judicial Council to adopt rules of court and  
          develop appropriate forms. (Welfare and Institutions Code §  
          369.5.)
          Pursuant to Rule of Court 5.640, the prescribing physician is  
          required to complete and submit an application to the court,  
          known as the "JV-220" form. The JV-220 requires the inclusion of  
          specific information, including: (1) the child's diagnosis; (2)  
          the specific medication with the recommended maximum daily  
          dosage and length of time this course of treatment will  
          continue; (3) the anticipated benefits to the child from the use  
          of the medication; (4) a list of any other medications,  
          prescription or otherwise, that the child is currently taking,  
          and a description of any effect these medications may produce in  
          combination with the psychotropic medication; and (5) a  
          statement that the child has been informed in an age-appropriate  
          manner of the recommended course of treatment, the basis for it,  
          and its possible results. The court is required, upon review of  
          the JV-220, to deny, grant, or modify the application for  
          authorization of psychotropic medication within seven days, or  
          to set the matter for hearing. The court may also set a date for  
          review of the child's progress and condition.


          As noted in the recent analysis of this measure by the Senate  
          Committee on Judiciary (April 28, 2015):


              Governing magazine recently noted that children in  
              the United States are on drugs for longer and more  
              often than kids in any other country. (Chris  
              Kardish, Bad Medicine: How states are  
              overmedicating low-income kids, Governing, March  
              2015.) Much of the concern stems from the fact that  
              the long-term effects of psychotropic drugs on  
              children are unknown, and the short term effects,  
              including obesity, diabetes, and tremors, can be  
              debilitating. Yet, many medical and child welfare  
              professionals agree that some foster youth may  
              benefit from these medications at some point in  
              their lives. These children, who have suffered  







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              abuse and neglect at the hands of family, often  
              have clinically significant emotional or behavioral  
              problems. However, when psychotropic medications  
              are prescribed to a foster child whose parent has  
              been found, at least temporarily, unfit to approve  
              the administration of the drugs, the question  
              arises as to whether the court is capable of making  
              the important inquiries that a parent should make  
              before administering any medication to his or her  
              child. (p.2)


          Proposed Law:  
           This bill requires the Judicial Council to adopt rules of court  
          and develop appropriate forms for implementation on or before  
          July 1, 2016, of the following:
                 Provides that whenever the court authorizes the  
               administration of a psychotropic medication, it shall  
               ensure that the administration of the psychotropic  
               medication is only one part of a comprehensive treatment  
               plan for the child that shall include and specify the  
               psychosocial services the child will receive in addition to  
               any authorized medication. 
                 Requires an order authorizing the administration of  
               psychotropic medications to only be granted on clear and  
               convincing evidence that administration of the medication  
               is in the best interest of the child, as specified.
                 Provides that an order authorizing the administration of  
               psychotropic medications shall only be granted if the court  
               determines  all  of the following:
                o       The court is provided documentation confirming the  
                  child's caregiver has been informed, and the child has  
                  been informed in an age and developmentally appropriate  
                  manner, about the recommended medications, the  
                  anticipated benefits, the nature, degree, duration, and  
                  probability of side effects and significant risks  
                  commonly known by the medical profession, and of  
                  psychosocial treatments to be considered concurrently  
                  with or as an alternative to the medication.
                o       The prescribing physician submitting the request  
                  for psychotropic medication confirms that he or she  
                  conducted a comprehensive examination of the child.
                o       Requires the prescribing physician to also confirm  
                  there are no less invasive and effective treatment  
                  options available to meet the needs of the child.







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                 A plan is in place for regular monitoring of the child's  
               medication and psychosocial treatment plan, the  
               effectiveness of the medication and psychosocial treatment,  
               and any potential side effects of the medication, by the  
               physician in consultation with the caregiver, mental health  
               care provider, and others who have contact with the child,  
               as appropriate.
                 Prohibits a court from issuing an order authorizing the  
               administration of psychotropic medications for a child  
               unless a second independent medical opinion is obtained  
               from a child psychiatrist or a psychopharmacologist if one  
               or more of specified circumstances exist.
                 Prohibits a court from authorizing the administration of  
               the psychotropic medication unless the court is provided  
               documentation that all of the appropriate lab screenings,  
               measurements, or tests for the child have been completed in  
               accordance with accepted medical guidelines no more than 30  
               days prior to submission of the request to the court.
                 Requires a review hearing no later than 60 days after  
               the authorization of a new psychotropic medication is  
               granted or at the next review hearing scheduled for the  
               child, as specified, if scheduled no earlier than 45 days  
               after the authorization of a new psychotropic medication to  
               determine:
                  o         Whether the child is taking the medication or  
                    medications.
                  o         Whether psychosocial services and other  
                    aspects of the child's treatment plan have been  
                    provided to the child.
                  o         To what extent the symptoms for which the  
                    medication or medications were authorized have been  
                    alleviated.
                  o         Whether more time is needed to evaluate the  
                    effectiveness of the medication or medications.
                  o         What, if any, adverse effects the child has  
                    suffered.
                  o         The date or dates of follow-up visits with the  
                    prescribing physician since the medication or  
                    medications were authorized.
                 Provides that if based upon this review, the court  
               determines that the proffered benefits of the medication  
               have not been demonstrated or that the risks of the  
               medication outweigh the benefits, the court shall  
               reconsider, modify, or revoke its authorization for the  
               administration of medication.







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                 Provides that psychotropic medications may be  
               administered without court authorization in an emergency,  
               as specified.


          Related  
          Legislation:  SB 238 (Mitchell) 2015 would require additional  
          training, oversight, and data collection and reporting by  
          specified entities involved in the process of the administration  
          of psychotropic medication in the foster care system. This bill  
          would require the Judicial Council, on or before July 1, 2016,  
          in consultation with various stakeholders, to develop updates to  
          the forms required to implement the bill's provisions, as  
          specified. This bill is pending on the Suspense File of this  
          Committee.
          SB 319 (Beall) 2015 would expand the duties of the foster care  
          public health nurse (PHN) to include monitoring and oversight of  
          the administration of psychotropic medication to foster  
          children, as specified. It also requires counties to provide  
          child welfare PHN services by contracting with the community  
          child health and disability prevention program established by  
          the county. This bill is scheduled to be heard today in this  
          Committee.

          SB 484 (Beall) 2015 would require DSS to publish and make  
          available to interested persons specified information regarding  
          the administration of psychotropic medication in residential  
          facilities serving dependent children. Additionally, it requires  
          DSS to inspect facilities at least once per year if the facility  
          is determined to have a higher than average rate of psychotropic  
          medication authorization for children residing in the facility  
          and to monitor corrective action plans, as specified. This bill  
          is scheduled to be heard today in this Committee.


          Staff  
          Comments:  This bill strengthens the oversight and monitoring  
          process of the administration of psychotropic medications to  
          foster care youth. This bill imposes new activities on the  
          courts and social workers that will increase workload costs on  
          an ongoing basis as reflected in the Fiscal Impact section of  
          this analysis. This bill is also estimated to result in both  
          increases and decreases in Medi-Cal program costs: cost  
          increases for additional medical examinations, lab screenings,  
          and tests prior to medication authorization, and cost decreases  







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          to the extent the enhanced oversight and monitoring results in  
          the reduced utilization of these medications. 
          Proposition 30, passed by the voters in November 2012, among  
          other provisions, eliminated any potential mandate funding  
          liability for any new program or higher level of service  
          provided by counties related to realigned programs. Although the  
          provisions increasing social worker activities are a mandate on  
          local agencies, any increased costs would not be subject to  
          reimbursement by the state. Rather, Proposition 30 specifies  
          that for legislation enacted after September 30, 2012, that has  
          an overall effect of increasing the costs already borne by a  
          local agency for realigned programs such as child welfare  
          services, the provisions shall apply to local agencies only to  
          the extent that the state provides annual funding for the cost  
          increase. 

          While the potential costs of this measure are substantial, the  
          provision of increased monitoring and oversight over the process  
          of the authorization of psychotropic medications would promote  
          further protection of the health and well-being of youth in the  
          child welfare system, and ultimately result in more positive  
          long-term outcomes for these youth.


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