BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON INSURANCE
                             Senator Richard Roth, Chair
                                2015 - 2016  Regular 

          Bill No:             SB 260         Hearing Date:    April 8,  
          2015
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          |Author:    |Monning                                              |
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          |Version:   |February 18, 2015                                    |
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          |Urgency:   |No                     |Fiscal:    |Yes              |
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          |Consultant:|Hugh Slayden                                         |
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                Subject:  Insurance:  reports:  electronic submission


           SUMMARY     Establishes standards and procedures applicable to electronic  
          copies of reports or studies required under the Insurance Code  
          that are submitted directly to legislative committees.

           
          DIGEST
            
          Existing law
            
           1.  Provides that any report required by law to be submitted to  
              the Legislature generally shall instead be submitted as a  
              printed copy to the Secretary of the Senate, as an  
              electronic copy to the Chief Clerk of the Assembly, and as  
              an electronic or printed copy to the Legislative Counsel.   
              (Government Code § 9795.)

           2.  Requires the Legislative Counsel to publish an electronic  
              list of all reports to be submitted to the Legislature,  
              Governor, or both. The list includes a description of the  
              subject of the report, the date on which the report is to be  
              filed, the date the report was filed with the Legislative  
              Counsel, and a hyperlink to any reports posted on the  
              Internet. (Government Code § 10242.5.)

           3.  Requires various entities to submit certain reports  
              directly to specified committees or officers of the  
              Legislature, some of which are authorized to be submitted  







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              electronically. 
          

          This bill

            1.  Requires any report required to be submitted to a  
              legislative committee, rather than the Legislature  
              generally, by the Insurance Code to also be submitted to  
              Legislative Counsel.

           2.  Provides that specified reports may be submitted to  
              electronically.

           3.  Requires that if a report is submitted to a committee  
              electronically, it must be provided in one of the following  
              ways:
               a.     Directly to a person or an account designated by the  
                 committee to receive reports.
               b.     On permanent media by first class mail.
               c.     By placing the on the entity's website and notifying  
                 the committee as provided.

           4.  Requires reports submitted electronically to be provided in  
              a standard format accessible by software that is provided  
              without charge.


           COMMENTS
            
          1.  Purpose of the bill   Existing law does not provide guidance  
              as to the format and process to submit reports required  
              under the Insurance Code to legislative committees.   
              Additionally, some reporting requirements permit or mandate  
              submission by electronic means, while others require a  
              hardcopy.  This bill would establish a consistent policy  
              regarding electronic reports that also reflects individual  
              committee preferences and processes.

           2.  Background   California law requires a multitude of reports  
              from various agencies and entities.  Standards for reports  
              submitted to the Legislature are established under  
              Government Code Section 9795 and 10242.5.  Legislative  
              Counsel tracks those reports and posts relevant information,  
              including the submission date, on a dedicated website at  








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               http://agencyreports.ca.gov/  .  The journals of each house  
              also note receipt.  But these procedures do not apply to a  
              report submitted directly to a committee; there is no  
              long-term or system-wide means of tracking reporting  
              requirement compliance.  This bill would establish  
              procedures specific to some reports that usually bypass  
              Government Code procedures because they are submitted  
              directly to a committee.

              Additionally, those reporting requirements that allow or  
              require reports to be submitted electronically do not  
              provide standards or guidance related to how or to whom the  
              report should be submitted.  For example, a report submitted  
              by mail is automatically processed by the appropriate  
              committee staff whether it is addressed to that staff person  
              or not, but email must be specifically and appropriately  
              addressed.  This bill establishes minimum standards for the  
              electronic submission of reports.

              This committee heard a similar bill, SB 1065 (Monning), last  
              year, but when that bill left the committee it provided a  
              blanket authorization for reports to be submitted  
              electronically (exempting specified reports) and did not  
              require that reports be filed with the Legislative Counsel.   
              The author was unable to complete discussions among various  
              committees and the entities impacted by the bill while the  
              bill was in the Assembly.  This bill picks up where SB 1065  
              left off.


           3.  Support   The American Federation of State, County, and  
              Municipal Employees (AFSCME) supports this bill because it  
              would facilitate the availability of reports and increase  
              government transparency.

           4.  Opposition   None received.
           















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          5.  Prior and Related Legislation   

              a.    1365 (J. Perez), Chapter 192, Statutes of 2013,  
                revised the standards and procedures related to reports  
                required by state and local agencies that are directed to  
                the Legislature when the report is submitted to the  
                Legislative Counsel in electronic format.

              b.    SB 71 (Leno), Chapter 728, Statutes of 2012, modified  
                various requirements of certain reports by requiring  
                specified reports be placed on the Internet Web site of  
                the reporting agency rather than submitted to the  
                Legislature or other state agencies.

              c.    AB 1585 (Huber), Chapter 7, Statutes of 2010,  
                eliminated obsolete reports and revised the procedure for  
                mandatory reporting requirements.  Also revised the report  
                requirement so that a report must be submitted to the  
                Chief Clerk of the Assembly as an electronic copy.

           
          POSITIONS
            
          Support
           
          American Federation of State, County, and Municipal Employees  
              (AFSCME)  

          Oppose
               
          None received.

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