BILL ANALYSIS Ó SENATE COMMITTEE ON BUSINESS, PROFESSIONS AND ECONOMIC DEVELOPMENT Senator Jerry Hill, Chair 2015 - 2016 Regular Bill No: SB 337 Hearing Date: April 20, 2015 ----------------------------------------------------------------- |Author: |Pavley | |----------+------------------------------------------------------| |Version: |April 13, 2015 | ----------------------------------------------------------------- ---------------------------------------------------------------- |Urgency: |No |Fiscal: |Yes | ---------------------------------------------------------------- ----------------------------------------------------------------- |Consultant|Sarah Huchel | |: | | ----------------------------------------------------------------- Subject: Physician assistants. SUMMARY: Establishes alternative means for a supervising physician to ensure adequate supervision of a physician assistant for routine care and the administration, provision, or issuance of a Schedule II drug. Existing law: 1) Declares that the Physician Assistant Practice Act (Act) is established to encourage the utilization of physician assistants (PAs) by physicians, and by physicians and podiatrists practicing in the same medical group, and to provide that existing legal constraints should not be an unnecessary hindrance to the more effective provision of health care services. It is also the purpose of the Act to allow for innovative development of programs for the education, training, and utilization of PAs. (Business and Professions Code (BPC) Section 3500) 2) Establishes the Physician Assistant Board (Board) within the jurisdiction of the Medical Board of California (MBC) to administer and enforce the Act. (BPC § 3504) 3) Requires a PA and his or her supervising physician to establish written guidelines for the adequate supervision of the PA, and the requirement may be satisfied by the supervising physician adopting protocols for some or all of SB 337 (Pavley) Page 2 of ? the tasks performed by the PA. (BPC § 3502 (c)(1)) 4) Requires a supervising physician to be available in person or by electronic communication at all times when the PA is caring for patients. (Title 16, California Code of Regulations (CCR) Section 1399.545 (a)) 5) Requires a supervising physician to delegate to a PA only those tasks and procedures consistent with the supervising physician's specialty or usual and customary practice and with the patient's health and condition, and requires the supervising physician to observe or review evidence of the PA's performance of all tasks and procedures to be delegated to the PA until assured of competency. (16 CCR § 1399.545 (b)(c)) 6) Requires the PA and supervising physician to establish in writing transport and back-up procedures for the immediate care of patients who are in need of emergency care beyond the PA's scope of practice for such times when a supervising physician is not on the premises. (16 CCR § 1399.545 (d)) 7) Requires a supervising physician to review, countersign, and date a sample consisting of, at a minimum, five percent of the medical records of patients treated by the PA within 30 days of the date of treatment. Requires the supervising physician to select for review those cases that by diagnosis, problem, treatment, or procedure represent the most significant risk to the patient. (BPC § 3502 (c)(2)) 8) Authorizes the MBC or the Board to establish other alternative mechanisms for the adequate supervision of the PA. (BPC § 3502 (c)(3)) 9) Requires a supervising physician who delegates the authority to issue a drug order to a PA to prepare and adopt a formulary and protocols that specify all criteria for the use of a particular drug of device, and any contraindications for the selection. Protocols for Schedule II controlled substances shall address the diagnosis of illness, injury, or condition for which the Schedule II controlled substance is being administered, provided, or issued. (BPC § 3502.1(a)(2)) SB 337 (Pavley) Page 3 of ? 10)Requires a supervising physician to review and countersign within seven days the record of any patient cared for by a PA for whom the PA's Schedule II drug order has been issued or carried out. (BPC § 3502.1 (e)) 11)Allows a PA to administer Schedule II - Schedule V drug orders without advance approval from a supervising physician if the PA has completed an education course that covers controlled substances and that meets standards, including pharmacological content, approved by the Board. The education course shall be provided either by an accredited continuing education provider or by an approved PA training program. If the PA will administer, provide, or issue a drug order for Schedule II controlled substances, the course shall contain a minimum of three hours exclusively on Schedule II controlled substances. (BPC § 3502.1 (c)(2)) 12)Requires PAs who are authorized by their supervising physician to issue drug orders for controlled substances to register with the United States Drug Enforcement Administration. (BPC § 3502.1 (f)) This bill: 1)Defines "medical records review meeting" as a meeting between the supervising physician and the PA during which a sample of medical records is reviewed to ensure adequate supervision of the PA functioning under protocols. The number of medical records and the specific issues to be reviewed shall be established in the delegation of services agreement. 2)Requires the medical record to identify the physician who is responsible for the supervision of the PA for each episode of care for a patient. When a PA transmits an oral order, he or she shall also identify the name of the supervising physician responsible for the patient. 3)Provides two additional mechanisms for the supervising physician to choose from to ensure adequate PA supervision: a) The supervising physician and PA shall conduct and document a medical records review meeting at least 10 times annually which may occur in person or by electronic SB 337 (Pavley) Page 4 of ? communication. b) The supervising physician shall supervise the care provided by the PA through a review of those cases or patients deemed appropriate by the supervising physician. The review methods used shall be identified in the delegation of services agreement, and may occur in person or by electronic communication. 4)Deems that compliance by a PA and supervising physician with this bill shall also deem compliance with specified regulations. 5)Creates the following additional mechanism for a supervising physician to ensure adequate supervision of the administration, provision, or issuance by a PA of a Schedule II drug order. If the PA has documentation evidencing the successful completion of an education course that meets specified standards, the supervising physician shall review, countersign, and date, within seven days, a sample consisting of the medical records of at least 20 percent of the patients cared for by the PA for whom the PA's Schedule II drug order has been issued or carried out. FISCAL EFFECT: Unknown. This bill has been keyed "fiscal" by Legislative Counsel. COMMENTS: 1.Purpose. This bill is sponsored by the California Academy of Physician Assistants . According to the Author, "Existing law, promulgated over 30 years ago, narrowly defines documentation of required supervision in the form of medical record co-signature, established for use with paper medical charts, by the supervising physician for adequate supervision of the PA to be recorded. Existing law also authorizes either in-person or electronic supervision of a PA. Given this authorization, PAs are well suited to expand the access of care for the care team and may serve as the lead clinician on-site for the SB 337 (Pavley) Page 5 of ? delivery of care. While established criteria for documenting supervision works well is some settings, it does not reflect or allow for documentation of supervision in many current models of team-based care. "This bill is also needed to address an issue related to co-signatures on Schedule II medications. In August of 2014 the DEA published a final rule, effective October 6, 2014, following recommendations from the U.S. Food and Drug Administration (FDA) to up-schedule or reclassify hydrocodone combination products (HCP) from a Schedule III controlled substance to a Schedule II. The rescheduling of HCPs has had a significant impact, and unintended consequence, on some practices throughout California as existing law requires a 100% physician co-signature requirement on these medications within 7 days. This can be particularly challenging for practices that employ PAs to practice medicine in areas such as pain management, orthopedics, general surgery and several other practice types. The new ruling restricts the ability of a practice to fully utilize the PAs they employ as there is no other profession with prescribing privileges that has that level of mandate for documentation. Further, a co-signature mandate of 100% is overly burdensome for physicians in various practice types. "Existing law requires a supervising physician to be available in-person or through electronic communication at all times when a PA is providing care for a patient. Given the many models of team-based care supervising physicians and PA often practice at different locations and lead PA run clinics as well as assume significant administrative responsibilities. In this context, a 100% mandate on co-signatures creates a barrier to efficient team-based care and stands to jeopardize access to appropriate treatment of pain for those patients with legitimate need." 2.Background. A PA performs many of the same diagnostic, preventative and health maintenance services as a physician, but PAs are limited in practice to those duties delegated by a supervising physician. These services may include, but are not limited to, the following: Taking health histories. SB 337 (Pavley) Page 6 of ? Performing physical examinations. Ordering X-rays and laboratory tests. Ordering respiratory, occupational, or physical therapy treatments. Performing routine diagnostic tests. Establishing diagnoses. Treating and managing patient health problems. Administering immunizations and injections. Instructing and counseling patients. Providing continuing care to patients in the home, hospital, or extended care facility. Providing referrals within the health care system. Performing minor surgery. Providing preventative health care services. Acting as first or second assistants during surgery. Responding to life-threatening emergencies. SB 337 (Pavley) Page 7 of ? A PA must attend a specialized medical training program associated with a medical school that includes classroom studies and clinical experience. An academic degree and/or certificate is awarded upon graduation. Many PAs already have two- or four-year academic degrees before entering a PA training program. Most PA training programs require prior health care experience. As of June 2013, there were 9,101 active California PA licensees. 1.Supervision. Existing law has very specific requirements for a supervising physician to delegate practice authority to a PA, and the supervising physician must be physically or electronically available to his or her PA at the time of treatment. In addition to this, a supervising physician must review, countersign, and date a sample of at least five percent of a PA's cases within 30 days of treatment. The Author argues that the five percent review requirement is outdated and unnecessary, given the close working relationship between PAs and physicians and existing delegation of service agreements and protocols. This bill provides two additional mechanisms for the supervising physician to choose from to ensure adequate PA supervision: a) The supervising physician and PA shall conduct and document a medical records review meeting at least 10 times annually, which may occur in person or by electronic communication; or, b) The supervising physician shall supervise the care provided by the PA through a review of those cases or patients deemed appropriate by the supervising physician. The review methods used shall be identified in the delegation of services agreement, and may occur in person or by electronic communication. This bill also establishes an additional method to supervise a PA's furnishing of Schedule II drugs. Current law requires a supervising physician to review and countersign a medical record within seven days of each PA's issuance of a Schedule SB 337 (Pavley) Page 8 of ? II drug order. According to the Author, this practice is also unduly burdensome and proposes that, if a PA has documentation evidencing the successful completion of an education course that meets specified Board standards, the supervising physician may instead review, countersign, and date, within seven days, a sample of at least 20 percent of the medical records for patients cared for by the PA for whom the PA's Schedule II drug order has been issued. 2.Arguments in Support. The Sponsor of this bill, the California Academy of Physician Assistants , write, "With the implementation of the Patient Protection and Affordable Care Act, Covered California reported enrolling 3.4 million (1.4 through Covered CA plans and 1.9 in Medi-Cal) previously uninsured people in the first open enrollment year (2014). This bill recognizes the need to increase access to high quality, cost-effective and efficient team-based practice across all medical settings in order to meet the rising demand for health care services throughout the state. "The physician/PA team is unique as PAs are licensed health professionals who practice medicine as members of a physician-led team, delivering a broad range of medical and surgical services at the direction of and under the supervision of his or her supervising physician. The supervising physician delegates to a PA specified medical tasks and procedures, consistent with his or her scope of practice, based on education, training and experience. "Established over 30 years ago, existing law stipulates supervision criteria between a supervising physician and surgeon and the Physician Assistant (PA). It narrowly defines documentation of this required supervision in the form of the supervising physician co-signature on the medical record. SB 377 increases the options for documenting supervision between a supervising physician and PA would allow for flexibility at the practice level to reflect current models of team-based care." 3.Prior Related Legislation. SB 1069 (Pavley, Chapter 512, Statutes of 2010) authorized a PA, pursuant to a delegation of services agreement, to order durable medical equipment, certify unemployment insurance disability, and for individuals receiving home health services or personal care services, SB 337 (Pavley) Page 9 of ? after consultation with the supervising physician, approve, sign, modify, or add to a plan of treatment or plan of care. This bill also authorized PAs to conduct specified medical examinations and sign corresponding medical certificates for various individuals. AB 3 (Bass, Chapter 376, Statutes of 2007) created the "California Team Practice Improvement Act" which deleted the prohibition on the authority of a PA to issue a drug order for specified classes of controlled substances if the PA has completed a specified education course, required a PA and his or her supervising physician to establish written supervisory guidelines and protocols, increased to four the number of PAs a physician may supervise, and specified that services provided by a PA are included as covered benefits under the Medi-Cal program. AB 2626 (Plescia, Chapter 452, Statutes of 2004) removed the requirement for the supervising physician to review, co-sign and date each prescription written by a PA and limited the co-signature requirement to each Schedule II drug order written by a PA. SUPPORT AND OPPOSITION: Support: California Academy of Physician Assistants (Sponsor) Numerous individuals Opposition: None on file as of April 14, 2015. -- END --