BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON
          BUSINESS, PROFESSIONS AND ECONOMIC DEVELOPMENT
                              Senator Jerry Hill, Chair
                                2015 - 2016  Regular 

          Bill No:            SB 337          Hearing Date:    April 20,  
          2015
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          |Author:   |Pavley                                                |
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          |Version:  |April 13, 2015                                        |
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          |Urgency:  |No                     |Fiscal:    |Yes              |
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          |Consultant|Sarah Huchel                                          |
          |:         |                                                      |
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                           Subject:  Physician assistants.


          SUMMARY:  Establishes alternative means for a supervising physician to  
          ensure adequate supervision of a physician assistant for routine  
          care and the administration, provision, or issuance of a  
          Schedule II drug.  

          Existing law:
          
          1) Declares that the Physician Assistant Practice Act (Act) is  
             established to encourage the utilization of physician  
             assistants (PAs) by physicians, and by physicians and  
             podiatrists practicing in the same medical group, and to  
             provide that existing legal constraints should not be an  
             unnecessary hindrance to the more effective provision of  
             health care services.  It is also the purpose of the Act to  
             allow for innovative development of programs for the  
             education, training, and utilization of PAs.  (Business and  
             Professions Code (BPC) Section 3500)

          2) Establishes the Physician Assistant Board (Board) within the  
             jurisdiction of the Medical Board of California (MBC) to  
             administer and enforce the Act.  (BPC § 3504)

          3) Requires a PA and his or her supervising physician to  
             establish written guidelines for the adequate supervision of  
             the PA, and the requirement may be satisfied by the  
             supervising physician adopting protocols for some or all of  







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             the tasks performed by the PA.  (BPC § 3502 (c)(1))

          4) Requires a supervising physician to be available in person or  
             by electronic communication at all times when the PA is  
             caring for patients.  (Title 16, California Code of  
             Regulations (CCR) Section 1399.545 (a))

          5) Requires a supervising physician to delegate to a PA only  
             those tasks and procedures consistent with the supervising  
             physician's specialty or usual and customary practice and  
             with the patient's health and condition, and requires the  
             supervising physician to observe or review evidence of the  
             PA's performance of all tasks and procedures to be delegated  
             to the PA until assured of competency.
          (16 CCR § 1399.545 (b)(c))

          6) Requires the PA and supervising physician to establish in  
             writing transport and back-up procedures for the immediate  
             care of patients who are in need of emergency care beyond the  
             PA's scope of practice for such times when a supervising  
             physician is not on the premises. (16 CCR § 1399.545 (d))

          7) Requires a supervising physician to review, countersign, and  
             date a sample consisting of, at a minimum, five percent of  
             the medical records of patients treated by the PA within 30  
             days of the date of treatment.  Requires the supervising  
             physician to select for review those cases that by diagnosis,  
             problem, treatment, or procedure represent the most  
             significant risk to the patient.  (BPC § 3502 (c)(2))

          8) Authorizes the MBC or the Board to establish other  
             alternative mechanisms for the adequate supervision of the  
             PA.  (BPC § 3502 (c)(3))  

          9) Requires a supervising physician who delegates the authority  
             to issue a drug order to a PA to prepare and adopt a  
             formulary and protocols that specify all criteria for the use  
             of a particular drug of device, and any contraindications for  
             the selection.  Protocols for Schedule II controlled  
             substances shall address the diagnosis of illness, injury, or  
             condition for which the Schedule II controlled substance is  
             being administered, provided, or issued.  (BPC §  
             3502.1(a)(2))









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          10)Requires a supervising physician to review and countersign  
             within seven days the record of any patient cared for by a PA  
             for whom the PA's Schedule II drug order has been issued or  
             carried out.  (BPC § 3502.1 (e))

          11)Allows a PA to administer Schedule II - Schedule V drug  
             orders without advance approval from a supervising physician  
             if the PA has completed an education course that covers  
             controlled substances and that meets standards, including  
             pharmacological content, approved by the Board. The education  
             course shall be provided either by an accredited continuing  
             education provider or by an approved PA training program.  If  
             the PA will administer, provide, or issue a drug order for  
             Schedule II controlled substances, the course shall contain a  
             minimum of three hours exclusively on Schedule II controlled  
             substances.  (BPC § 3502.1 (c)(2)) 

          12)Requires PAs who are authorized by their supervising  
             physician to issue drug orders for controlled substances to  
             register with the United States Drug Enforcement  
             Administration.  (BPC § 3502.1 (f)) 

          This bill:

          1)Defines "medical records review meeting" as a meeting between  
            the supervising physician and the PA during which a sample of  
            medical records is reviewed to ensure adequate supervision of  
            the PA functioning under protocols.  The number of medical  
            records and the specific issues to be reviewed shall be  
            established in the delegation of services agreement.

          2)Requires the medical record to identify the physician who is  
            responsible for the supervision of the PA for each episode of  
            care for a patient.  When a PA transmits an oral order, he or  
            she shall also identify the name of the supervising physician  
            responsible for the patient. 


          3)Provides two additional mechanisms for the supervising  
            physician to choose from to ensure adequate PA supervision:

             a)   The supervising physician and PA shall conduct and  
               document a medical records review meeting at least 10 times  
               annually which may occur in person or by electronic  








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               communication.  

             b)   The supervising physician shall supervise the care  
               provided by the PA through a review of those cases or  
               patients deemed appropriate by the supervising physician.   
               The review methods used shall be identified in the  
               delegation of services agreement, and may occur in person  
               or by electronic communication.

          4)Deems that compliance by a PA and supervising physician with  
            this bill shall also deem compliance with specified  
            regulations.


          5)Creates the following additional mechanism for a supervising  
            physician to ensure adequate supervision of the  
            administration, provision, or issuance by a PA of a Schedule  
            II drug order.  If the PA has documentation evidencing the  
            successful completion of an education course that meets  
            specified standards, the supervising physician shall review,  
            countersign, and date, within seven days, a sample consisting  
            of the medical records of at least 20 percent of the patients  
            cared for by the PA for whom the PA's Schedule II drug order  
            has been issued or carried out.


          
          FISCAL  
          EFFECT:  Unknown.  This bill has been keyed "fiscal" by  
          Legislative Counsel.  

          
          COMMENTS:
          
          1.Purpose.  This bill is sponsored by the  California Academy of  
            Physician Assistants  .  According to the Author, "Existing law,  
            promulgated over 30 years ago, narrowly defines documentation  
            of required supervision in the form of medical record 
          co-signature, established for use with paper medical charts, by  
            the supervising physician for adequate supervision of the PA  
            to be recorded. Existing law also authorizes either in-person  
            or electronic supervision of a PA.  Given this authorization,  
            PAs are well suited to expand the access of care for the care  
            team and may serve as the lead clinician on-site for the  








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            delivery of care.  While established criteria for documenting  
            supervision works well is some settings, it does not reflect  
            or allow for documentation of supervision in many current  
            models of team-based care.

            "This bill is also needed to address an issue related to  
            co-signatures on Schedule II medications.  In August of 2014  
            the DEA published a final rule, effective October 6, 2014,  
            following recommendations from the U.S. Food and Drug  
            Administration (FDA) to up-schedule or reclassify hydrocodone  
            combination products (HCP) from a Schedule III controlled  
            substance to a Schedule II.  The rescheduling of HCPs has had  
            a significant impact, and unintended consequence, on some  
            practices throughout California as existing law requires a  
            100% physician co-signature requirement on these medications  
            within 7 days.  This can be particularly challenging for  
            practices that employ PAs to practice medicine in areas such  
            as pain management, orthopedics, general surgery and several  
            other practice types.  The new ruling restricts the ability of  
            a practice to fully utilize the PAs they employ as there is no  
            other profession with prescribing privileges that has that  
            level of mandate for documentation.  Further, a co-signature  
            mandate of 100% is overly burdensome for physicians in various  
            practice types. 

            "Existing law requires a supervising physician to be available  
            in-person or through electronic communication at all times  
            when a PA is providing care for a patient. Given the many  
            models of team-based care supervising physicians and PA often  
            practice at different locations and lead PA run clinics as  
            well as assume significant administrative responsibilities.   
            In this context, a 100% mandate on co-signatures creates a  
            barrier to efficient team-based care and stands to jeopardize  
            access to appropriate treatment of pain for those patients  
            with legitimate need." 

          2.Background.  A PA performs many of the same diagnostic,  
            preventative and health maintenance services as a physician,  
            but PAs are limited in practice to those duties delegated by a  
            supervising physician.  These services may include, but are  
            not limited to, the following:

                 Taking health histories.









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                 Performing physical examinations.


                 Ordering X-rays and laboratory tests.


                 Ordering respiratory, occupational, or physical therapy  
               treatments.


                 Performing routine diagnostic tests.


                 Establishing diagnoses.


                 Treating and managing patient health problems.


                 Administering immunizations and injections.


                 Instructing and counseling patients.


                 Providing continuing care to patients in the home,  
               hospital, or extended care facility.


                 Providing referrals within the health care system.


                 Performing minor surgery.


                 Providing preventative health care services.


                 Acting as first or second assistants during surgery.


                 Responding to life-threatening emergencies. 









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            A PA must attend a specialized medical training program  
            associated with a medical school that includes classroom  
            studies and clinical experience.  An academic degree and/or  
            certificate is awarded upon graduation.  Many PAs already have  
            two- or four-year academic degrees before entering a PA  
            training program.  Most PA training programs require prior  
            health care experience.


            As of June 2013, there were 9,101 active California PA  
            licensees. 

          1.Supervision.  Existing law has very specific requirements for  
            a supervising physician to delegate practice authority to a  
            PA, and the supervising physician must be physically or  
            electronically available to his or her PA at the time of  
            treatment.  In addition to this, a supervising physician must  
            review, countersign, and date a sample of at least five  
            percent of a PA's cases within 30 days of treatment. 
          
            The Author argues that the five percent review requirement is  
            outdated and unnecessary, given the close working relationship  
            between PAs and physicians and existing delegation of service  
            agreements and protocols.  This bill provides two additional  
            mechanisms for the supervising physician to choose from to  
            ensure adequate PA supervision:

             a)   The supervising physician and PA shall conduct and  
               document a medical records review meeting at least 10 times  
               annually, which may occur in person or by electronic  
               communication; or,  

             b)   The supervising physician shall supervise the care  
               provided by the PA through a review of those cases or  
               patients deemed appropriate by the supervising physician.   
               The review methods used shall be identified in the  
               delegation of services agreement, and may occur in person  
               or by electronic communication.

            This bill also establishes an additional method to supervise a  
            PA's furnishing of Schedule II drugs.  Current law requires a  
            supervising physician to review and countersign a medical  
            record within seven days of each PA's issuance of a Schedule  








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            II drug order.  According to the Author, this practice is also  
            unduly burdensome and proposes that, if a PA has documentation  
            evidencing the successful completion of an education course  
            that meets specified Board standards, the supervising  
            physician may instead review, countersign, and date, within  
            seven days, a sample of at least 20 percent of the medical  
            records for patients cared for by the PA for whom the PA's  
            Schedule II drug order has been issued.

          2.Arguments in Support.  The Sponsor of this bill, the  
             California Academy of Physician Assistants  , write, "With the  
            implementation of the Patient Protection and Affordable Care  
            Act, Covered California reported enrolling 3.4 million (1.4  
            through Covered CA plans and 1.9 in Medi-Cal) previously  
            uninsured people in the first open enrollment year (2014).   
            This bill recognizes the need to increase access to high  
            quality, cost-effective and efficient team-based practice  
            across all medical settings in order to meet the rising demand  
            for health care services throughout the state. 

            "The physician/PA team is unique as PAs are licensed health  
            professionals who practice medicine as members of a  
            physician-led team, delivering a broad range of medical and  
            surgical services at the direction of and under the  
            supervision of his or her supervising physician.  The  
            supervising physician delegates to a PA specified medical  
            tasks and procedures, consistent with his or her scope of  
            practice, based on education, training and experience.  

            "Established over 30 years ago, existing law stipulates  
            supervision criteria between a supervising physician and  
            surgeon and the Physician Assistant (PA).  It narrowly defines  
            documentation of this required supervision in the form of the  
            supervising physician co-signature on the medical record.  SB  
            377 increases the options for documenting supervision between  
            a supervising physician and PA would allow for flexibility at  
            the practice level to reflect current models of team-based  
            care." 

          3.Prior Related Legislation.   SB 1069  (Pavley, Chapter 512,  
            Statutes of 2010) authorized a PA, pursuant to a delegation of  
            services agreement, to order durable medical equipment,  
            certify unemployment insurance disability, and for individuals  
            receiving home health services or personal care services,  








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            after consultation with the supervising physician, approve,  
            sign, modify, or add to a plan of treatment or plan of care.   
            This bill also authorized PAs to conduct specified medical  
            examinations and sign corresponding medical certificates for  
            various individuals.  
            
             AB 3  (Bass, Chapter 376, Statutes of 2007) created the  
            "California Team Practice Improvement Act" which deleted the  
            prohibition on the authority of a PA to issue a drug order for  
            specified classes of controlled substances if the PA has  
            completed a specified education course, required a PA and his  
            or her supervising physician to establish written supervisory  
            guidelines and protocols, increased to four the number of PAs  
            a physician may supervise, and specified that services  
            provided by a PA are included as covered benefits under the  
            Medi-Cal program.

             AB 2626  (Plescia, Chapter 452, Statutes of 2004) removed the  
            requirement for the supervising physician to review, co-sign  
            and date each prescription written by a PA and limited the  
            co-signature requirement to each Schedule II drug order  
            written by a PA.
          

          SUPPORT AND OPPOSITION:
          
           Support:  

          California Academy of Physician Assistants (Sponsor)
          Numerous individuals

           Opposition:  

          None on file as of April 14, 2015.


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