BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON HEALTH
                          Senator Ed Hernandez, O.D., Chair

          BILL NO:                    SB 361    
           --------------------------------------------------------------- 
          |AUTHOR:        |Hill                                           |
          |---------------+-----------------------------------------------|
          |VERSION:       |February 24, 2015                              |
           --------------------------------------------------------------- 
           --------------------------------------------------------------- 
          |HEARING DATE:  |April 8, 2015  |               |               |
           --------------------------------------------------------------- 
           --------------------------------------------------------------- 
          |CONSULTANT:    |Vince Marchand                                 |
           --------------------------------------------------------------- 
          
           SUBJECT  :  Skilled nursing facilities:  antimicrobial stewardship  
          guidelines

           SUMMARY  :  Requires the Department of Public Health to develop  
          antimicrobial stewardship guidelines for skilled nursing  
          facilities by July 1, 2016.
          
          Existing law:
          1.Provides for the licensure and regulation of health facilities  
            by the Department of Public Health (DPH), including skilled  
            nursing facilities, which are defined as health facilities  
            that provide skilled nursing care and supportive care to  
            patients whose primary need is for availability of skilled  
            nursing care on an extended basis.

          2.Requires general acute care hospitals, by July 1, 2015, to  
            adopt and implement an antimicrobial stewardship policy in  
            accordance with guidelines established by the federal  
            government and professional organizations; develop a physician  
            supervised multidisciplinary antimicrobial stewardship  
            committee, subcommittee, or workgroup; and report  
            antimicrobial stewardship program activities to each  
            appropriate hospital committee undertaking clinical quality  
            improvement activities.
          
          This bill:
          1.Requires DPH, by July 1, 2016, to develop guidelines in  
            accordance with guidelines established by the federal  
            government and professional organizations, extending the  
            principles of antimicrobial stewardship in order to promote  
            the judicious use of antimicrobials in all skilled nursing  
            facilities, as defined.








          SB 361 (Hill)                                       Page 2 of ?
          
          
          2.Requires DPH to consult with long-term care organizations,  
            infection prevention experts, and other interested  
            stakeholders in the development of the antimicrobial  
            stewardship guidelines.

          3.Requires all skilled nursing facilities to comply with the  
            guidelines extending the principles of antimicrobial  
            stewardship, and specifies that failure to comply with DPH's  
            guidelines may subject the facility to citation and civil  
            penalty provisions in existing law.

          4.Contains an urgency clause that will make this bill effective  
            upon enactment.

           FISCAL  
          EFFECT  :  This bill has not been analyzed by a fiscal committee.

           COMMENTS  :
          1.Author's statement.  The overuse and misuse of antibiotics in  
            nursing homes can lead to the development of antibiotic  
            resistant infections. Antibiotic resistance is a national and  
            worldwide public health threat. The Centers for Disease  
            Control and Prevention (CDC) estimates that each year at least  
            2 million Americans are infected with - and at least 23,000  
            Americans die from - antibiotic resistant infections. Each  
            year, antibiotic resistant infections result in at least $20  
            billion in direct health care costs and at least $35 billion  
            in lost productivity in the United States.  A recent study  
            commissioned by the United Kingdom determined that by 2050,  
            worldwide, more people will die from antibiotic resistant  
            infections than from cancer. The overuse and misuse of  
            antibiotics in human medicine is a major driver of antibiotic  
            resistance. The CDC reports that "up to 50 percent of all the  
            antibiotics prescribed for people are not needed or are not  
            optimally effective as prescribed."  For example, antibiotics  
            are sometimes prescribed when no infection is present or the  
            wrong antibiotic may be given to treat a certain infection.  
            Nationwide, up to 70 percent of nursing home residents receive  
            an antibiotic every year and 27,000 acquire antibiotic  
            resistant infections. Studies suggest that between 25 and 75  
            percent of antibiotic use in long-term care settings may be  
            inappropriate, contributing to the prevalence of antibiotic  
            resistance. Antibiotic stewardship programs are an effective  
            way to promote judicious antibiotic use and reduce antibiotic  
            resistance. Last year, SB 1311 (Hill), Chapter 843, Statutes  








          SB 361 (Hill)                                       Page 3 of ?
          
          
            of 2014 was signed into law, requiring antibiotic stewardship  
            programs at all California hospitals. However, this  
            requirement does not extend to skilled nursing facilities.

          2.Background.  According to the CDC, antibiotic resistance is a  
            quickly growing, extremely dangerous problem. World health  
            leaders have described antibiotic-resistant bacteria as  
            "nightmare bacteria" that "pose a catastrophic threat" to  
            people in every country in the world.  Most infections occur  
            in the community, like skin infections with  
            Methicillin-resistant Staphylococcus aureus (MRSA) and  
            sexually transmitted diseases. However, most deaths related to  
            antibiotic resistance occur from drug-resistant infections  
            picked up in healthcare settings, such as hospitals and  
            nursing homes.  According to a February 2013 joint letter from  
            the Infectious Diseases Society of America (IDSA) and the  
            Society for Health Epidemiology of America (SHEA) to the  
            National Quality Forum, ample data exist from both inpatient  
            and outpatient settings demonstrating that antibiotics are  
            often prescribed sub-optimally or inappropriately. Antibiotics  
            are misused in a variety of ways. They are often administered  
            when they are not needed, continued when they are no longer  
            necessary, or prescribed at the wrong dose. Broad-spectrum  
            agents may be used unnecessarily against bacteria that are  
            very susceptible or the wrong antibiotic may be given to treat  
            a particular infection.  Over the past 30 years, bacteria that  
            are extremely resistant to traditional treatments or resistant  
            to multiple drugs have spread widely among patients in  
            healthcare settings. In some cases these pathogens have been  
            pan-resistant, meaning that they are resistant to all  
            available antibiotics. The unique nature of antibiotics, in  
            which the use of the drugs in one patient can impact the  
            effectiveness of the drug in a different patient, make  
            antibiotic overuse a serious patient safety issue and public  
            health threat.  The World Health Organization has  
            characterized antibiotic resistance as "a crisis that has been  
            building up over decades, so that today common and  
            life-threatening infections are becoming difficult or even  
            impossible to treat." Resistant infections not only result in  
            increased morbidity and mortality, but increased economic  
            burdens. For example, studies have shown that  
            antibiotic-resistant infections are associated with longer  
            lengths of stay and increased mortality, both in the hospital  
            and in intensive care units. 









          SB 361 (Hill)                                       Page 4 of ?
          
          
          3.Presidential Executive Order. In September of 2014, President  
            Obama issued an executive order, titled "Combating  
            Antibiotic-Resistant Bacteria." Among other things, this  
            executive order requires the Health and Human Services Agency,  
            by the end of calendar year 2016, to review existing  
            regulations and propose new regulations or other actions, as  
            appropriate, that require hospitals and other inpatient  
            healthcare delivery facilities to implement robust antibiotic  
            stewardship programs that adhere to best practices, such as  
            those identified by the CDC. The executive order also  
            established a federal task force that is required to, as  
            appropriate, define, promulgate, and implement stewardship  
            programs in other healthcare settings, including office-based  
            practices, outpatient settings, emergency departments, and  
            institutional and long-term care facilities, such as nursing  
            homes, pharmacies, and correctional facilities.

          4.California's program.   In February 2010, the DPH Healthcare  
            Associated Infection (HAI) Program developed a statewide  
            antimicrobial stewardship program (ASP) initiative in order to  
            strengthen and promote optimization of antimicrobial  
            utilization in California health care facilities. According to  
            DPH, the purpose of an antimicrobial stewardship program in a  
            healthcare facility is to measure and promote the appropriate  
            use of antimicrobials by selecting the appropriate agent,  
            dose, duration and route of administration in order to improve  
            patient outcomes, while minimizing toxicity and the emergence  
            of antimicrobial resistance. Although guidelines exist for  
            developing ASPs, there is limited information on practical  
            implementation of these guidelines, particularly in  
            resource-limited settings.  According to DPH, its partners in  
            this statewide initiative include the Division of Healthcare  
            Quality and Promotion at CDC, Infectious Disease Association  
            of California, and SHEA.  According to the DPH website,  
            current program activities include:

             a.   The HAI Program has launched a statewide Antimicrobial  
               Stewardship Program Collaborative, with the goal of  
               ensuring that all California hospitals have a functional  
               and robust ASP to promote patient safety and to decrease  
               antimicrobial resistance. The Collaborative will extend for  
               one year from January through December 2015;
             b.   Spotlight on ASP Project, which helps define  
               antimicrobial stewardship programs and activities, and  
               spotlights volunteer hospitals that want to highlight and  








          SB 361 (Hill)                                       Page 5 of ?
          
          
               share with others their ASP progress; 
             c.   Utilization of a statewide assessment of ASPs present in  
               California healthcare facilities (May 2010 - March 2011) to  
               develop evidence-based recommendations on how to implement  
               or strengthen ASPs given available resources and facility  
               attributes;  
             d.   Developing recommendations with the Antimicrobial  
               Stewardship Subcommittee of the California HAI Advisory  
               Committee;
             e.   Defining activities that comprise ASPs in California  
               hospitals; and,
             f.   The California Antibiogram Project, which collects  
               information on specific antimicrobial-organism combinations  
               across California general acute care hospitals.

          5.Prior legislation.  SB 1311 (Hill), Chapter 843, Statutes of  
            2014, requires general acute care hospitals, by July 1, 2015,  
            to adopt and implement an antimicrobial stewardship policy, as  
            specified; develop a physician supervised multidisciplinary  
            antimicrobial stewardship committee, subcommittee, or  
            workgroup; appoint at least one physician or pharmacist who  
            has attended training specifically on antimicrobial  
            stewardship to the committee, subcommittee, or workgroup, as  
            specified; and, report antimicrobial stewardship program  
            activities to appropriate hospital committees, as specified.
            
            SB 158 (Florez), Chapter 294, Statutes of 2008, established an  
            infection surveillance, prevention, and control program within  
            DPH to provide oversight of hospital prevention and reporting  
            of general acute care hospital-associated infections, expanded  
            the responsibilities of DPH's HAI Advisory Committee, and  
            requires all hospitals to institute a patient safety plan for  
            the purpose of improving the health and safety of patients and  
            reducing preventable patient safety events.

            SB 1058 (Alquist), Chapter 296, Statutes of 2008, established  
            the Medical Facility Infection Control and Prevention Act,  
            which requires hospitals to implement specified procedures for  
            screening, prevention, and reporting specified health care  
            associated infections also known as HAIs. Requires hospitals  
            to report positive MRSA and other HAI test results to DPH and  
            requires DPH to make specified information public on its  
            website.
            
            SB 739 (Speier), Chapter 526, Statutes of 2006, created a  








          SB 361 (Hill)                                       Page 6 of ?
          
          
            state HAI advisory committee to make recommendations regarding  
            reporting cases of HAI in hospitals.  Requires each general  
            acute care hospital, after January 1, 2008, to implement and  
            annually report to DPH its implementation of infection  
            surveillance and infection prevention process measures that  
            have been recommended by CDC Healthcare Infection Control  
            Practices Advisory Committee, as suitable for a mandatory  
            public reporting program. Required, initially, these process  
            measures to include the CDC guidelines for central line  
            insertion practices, surgical antimicrobial prophylaxis, and  
            influenza vaccination of patients and healthcare personnel.  
            Requires DPH, in consultation with the HAI advisory committee,  
            to make this information public no later than six months after  
            receiving the data. Required that general acute care hospitals  
            develop a process for evaluating the judicious use of  
            antibiotics, the results of which shall be monitored jointly  
            by appropriate representatives and committees involved in  
            quality improvement activities.
          
            SB 1487 (Speier), of 2004, would have required specified  
            hospitals to have written infection control plans and report  
            to Office of Statewide Health Planning and Development (OSHPD)  
            data, including the rate of HAIs and risk-adjusted infection  
            rate data according to the risk-adjustment methodology  
            determined by CDC.  SB 1487 was vetoed by then Governor  
            Schwarzenegger, who's  veto message suggested that it was  
            unnecessary because of other national efforts, which could  
            call into question the quality and validity of the data  
            without proper auditing, and because it would impose  
            significant costs to hospitals and OSHPD.
          
          6.Support.  This bill is supported by CALPIRG, which states that  
            70 percent of nursing home residents nationwide receive an  
            antibiotic every year, and 27,000 residents acquire antibiotic  
            resistant infections. According to CALPIRG, studies suggest  
            that between 25 and 75 percent of antibiotics prescribed in  
            long-term care facilities may be inappropriate. CALPIRG states  
            that it is hopeful that the development and enforcement of  
            these guidelines will reduce the unnecessary use of  
            antibiotics in nursing homes, helping to prevent the spread of  
            antibiotic resistant bacteria. Blue Shield of California  
            states in support that it has been well document by the CDC  
            that antibiotics are being grossly overused in nursing homes.  
            Blue Shield notes that antibiotic resistant infections require  
            prolonged and costlier treatments, extend hospital stays,  








          SB 361 (Hill)                                       Page 7 of ?
          
          
            necessitate additional doctor visits and healthcare use, and  
            result in greater disability and death compared with  
            infections that are easily treatable with antibiotics. The  
            California Long-Term Care Ombudsman Association states that  
            the current practice of giving residents medications prior to  
            confirmation or test results recommending such medications  
            puts residents at risk due to an increase in antimicrobial  
            resistant infections, and this bill is an appropriate solution  
            to this problem.

          7.Author's amendments. The author has offered amendments in  
            mock-up form that revise this bill as follows:

               a.     Delete the requirement that DPH develop guidelines  
                 by July 1, 2016, and instead require that skilled nursing  
                 facilities adopt and implement an ASP by January 1, 2017.
               b.     Require the ASP to be based on existing guidelines  
                 for other facilities established by the federal  
                 government or professional organizations until such time  
                 when guidelines specific to skilled nursing facilities  
                 are established by the federal government or professional  
                 organizations. Within three months of the establishment  
                 of guidelines specific to skilled nursing facilities,  
                 facilities would be required to amend their ASPs to be  
                 consistent with the newly established guidelines.
          
           SUPPORT AND OPPOSITION  :
          Support:  Blue Shield of California
                    California Long-Term Care Ombudsman Association
                    CALPIRG
          
          Oppose:   None received

                                      -- END --