BILL ANALYSIS                                                                                                                                                                                                    Ó






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          |SENATE RULES COMMITTEE            |                        SB 453|
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                                   THIRD READING 


          Bill No:  SB 453
          Author:   Pan (D)
          Amended:  4/28/15  
          Vote:     21  

           SENATE PUBLIC SAFETY COMMITTEE:  7-0, 4/21/15
           AYES:  Hancock, Anderson, Leno, Liu, McGuire, Monning, Stone

           SENATE APPROPRIATIONS COMMITTEE:  Senate Rule 28.8

           SUBJECT:   Prisons: involuntary medication


          SOURCE:    Union of American Physicians and Dentists

          DIGEST:  This bill 1) provides that where the treating  
          psychiatrist of a person who is incompetent to stand trial  
          concludes, based on the need to maintain the doctor-patient  
          relationship or prevent harm that another psychiatrist should be  
          designated to seek an order for involuntary medication, the  
          facility director may make such a designation; 2) requires the  
          treating psychiatrist to brief the designated psychiatrist about  
          the case; and 3) requires the designated prescribing  
          psychiatrist to examine the person as to whom the involuntary  
          medication order is sought.

          ANALYSIS:

          Existing law:

          1)States that a person cannot be tried or adjudged to punishment  
            while he or she is mentally incompetent (IST - incompetent to  
            stand trial).  A defendant is IST where he or she has a mental  








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            disorder or developmental disability that renders him or her  
            unable to understand the nature of the criminal proceedings or  
            assist counsel in his or her defense.  (Pen. Code § 1367,  
            subd. (a).)

          2)States that if the court has a doubt as to whether or not a  
            defendant is IST, the matter then proceeds as follows:

                 The court shall appoint a psychiatrist or psychologist  
               to examine the defendant. 

                 If the defendant objects to an IST finding, the court  
               shall appoint two psychiatrists or psychologists.

                 The examining expert or experts shall evaluate the  
               defendant's mental disorder, ability to understand the  
               proceedings or assist counsel in his or her a defense, and  
               opine whether medications are medically appropriate and  
               likely to restore the defendant to competency.  (Pen. Code  
               § 1369.)

          1)States that prior to committing an IST defendant for  
            treatment, the court shall determine whether the defendant  
            consents to the administration of antipsychotic medications.   
            (Pen. Code § 1370, subd. (a)(2)(B).)

                 If the defendant consents, the commitment order shall  
               confirm that medication may be given to the defendant. 

                 If the defendant does not consent to the administration  
               of medication, the court shall hear and determine whether  
               any of the following is true:

                o       Serious harm to the physical or mental health of  
                  the patient will result.  

                o       The defendant is a danger to others. 

                o       The defendant has been charged with a serious  
                  crime; involuntary administration of anti-psychotic  
                  medication is likely to render the defendant competent;  
                  the medication is unlikely to interfere with the  
                  defendant's defense and less intrusive treatments are  
                  ineffective.  (Pen. Code § 1370, subd.  







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                  (a)(2)(B)(ii)(I)-(III).); or,

                o       If any of these grounds are true, the court shall  
                  authorize the treatment facility to involuntarily  
                  administer anti-psychotic medication to the defendant  
                  when and as prescribed by the defendant's treating  
                  psychiatrist.  (Pen. Code § 1370, subd. (a)(2)(B)(iii).)

          1)Provides that where an IST in treatment withdraws consent for  
            administration of  medication, or if involuntary medication  
            was not ordered upon commitment, and the treating psychiatrist  
            believes that grounds for involuntary medication exist, the  
            following shall occur:

                 The treating psychiatrist may issue a certificate for  
               administration of medication for up to 21 days, until a  
               hearing before a court can be held.

                 The IST defendant shall have the right to a medication  
               review hearing before an administrative law judge (ALJ)  
               within 72 hours.If the ALJ agrees that grounds for  
               involuntary administration of medication exist, the  
               involuntary medication may continue until a court hearing  
               on the issue can be held. 

                 If the ALJ finds that grounds for involuntary  
               administration of medication have not been established,  
               medication may not be involuntarily administered until a  
               court decides the issue.  (Pen. Code § 1370, subd.  
               (a)(2)(C)-(D).)

          1)Provides that if the ALJ upholds the certification by the  
            treating psychiatrist for involuntary medication of the  
            defendant for 21 days, the psychiatrist shall file with the  
            court a copy of the certification and a petition for an order  
            authorizing involuntary medications:  

                 The court shall provide notice to the prosecutor and  
               counsel for the defendant of the pending hearing.

                 The court shall hold the hearing within 18 days of the  
               certification and determine if a formal order for  
               involuntary medication should be made.








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                 The court shall issue a decision within three calendar  
               days, but within the 21-day certification period.  (Pen.  
               Code § 1370, subd. (a)(2)(D).)

          1)Provides that an order for involuntary medication shall remain  
            valid at any facility housing the defendant for purposes of  
            return to competency and resumption of criminal proceedings,  
            if the medication is prescribed by the defendant's treating  
            psychiatrist.


          2)Provides that if an ALJ upholds the 21-day certification that  
            antipsychotic medication has become medically necessary, the  
            court may extend the certification and continue the hearing  
            for no more than 14 days, upon a showing of good cause or the  
            stipulation of the parties.  (Pen. Code § 1370, subd.  
            (a)(2)(D).)


          3)Requires the court to review the order to administer  
            involuntary medication at the time of the review of the  
            initial competency report by the treating facility and at  
            review of the six-month progress reports.  (Pen. Code § 1370,  
            subd. (a)(2)(B).)


          4)Allows the district attorney, county counsel, or  
            representative of any facility where a defendant found  
            incompetent to stand trial is committed, within 60 days before  
            the expiration of the one-year involuntary medication order,  
            to petition the committing court for a renewal of the order,  
            subject to specified conditions and requirements. (Pen. Code §  
            1370, subd. (a)(7)(B).)

          This bill:

          1)Provides that the treating psychiatrist of an IST patient may  
            request the facility director to "designate another  
            psychiatrist to act" in his or her place for the purposes of  
            determining if an order for involuntary administration of  
            antipsychotic medication should be sought.  The request shall  
            be based on the need to do one of the following: 

                 Maintain doctor-patient   rapport; or







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                 Prevent harm;

          1)Requires the treating psychiatrist to "brief the acting  
            psychiatrist on the relevant facts of the case."


          2)Requires the designated prescribing psychiatrist to examine  
            the patient for whom an involuntary medication order is  
            sought.

          Background 


           Defendants who are incompetent to stand trial are often  
          committed to the Department of State Hospitals (DSH) subject to  
          court order that they be involuntarily medicated with  
          antipsychotic medication.  The grounds for involuntary  
          medication include that the defendant is gravely disabled -  
          unable to care for oneself - or a danger to self or others.   
          Where a defendant withdraws consent for medication, or where  
          treating clinicians believe that the defendant needs medication,  
          the treating clinician will seek an involuntary medication  
          order.  DSH has reported that defendants who do not want to be  
          medicated can become upset and distrustful of a clinician who  
          seeks a medication order.  This can lead to breakdown of the  
          patient-psychotherapist relationship and angry reactions by the  
          defendant.  DSH clinicians have reported being assaulted after  
          testifying in medication hearings.


          This bill authorizes the facility medical director to designate  
          another psychiatrist to seek the involuntary medication order,  
          stabilizing or improving the relationship between the defendant  
          and the clinician and likely maintaining a more calm hospital  
          environment.  The treating clinician must brief the designated  
          psychiatrist.  As amended in the Senate Public Safety Committee,  
          the bill requires the designated psychiatrist to examine the  
          defendant.












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          The recent amendments address concerns that authorizing a  
          non-treating psychiatrist to seek a medication order could  
          result in ineffective results, harmful medication errors and  
          problematic side-effects.  In addition to the harm experienced  
          by the IST defendant, medication errors and problematic  
          side-effects could delay the defendant's return to competency  
          and subject DSH, and perhaps the involved psychiatrists, to  
          liability.  Requiring the prescribing psychiatrist to examine  
          the IST defendant will reduce the chances that inappropriate  
          medication will be prescribed to him or her.  This should result  
          in better health for the IST defendant and timely returns to  
          competency.

          FISCAL EFFECT:   Appropriation:    No          Fiscal  
          Com.:YesLocal:   No


          SUPPORT:   (Verified 5/12/15)


          Union of American Physicians and Dentists (source)
          American Federation of State, County and Municipal Employees




          OPPOSITION:   (Verified5/12/15)




          Legal Services for Prisoners with Children




          ARGUMENTS IN SUPPORT:     


          The author argues:

          "Under current law, a defendant must be competent to stand  
          trial.  If the defendant is not competent, they may be placed on  
          antipsychotic medication, if certain standards met and findings  







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          made.  The treating physician must first attempt to obtain  
          consent from the defendant.  If these efforts fail, and it is  
          deemed medically necessary and appropriate, the treating  
          physician can seek a judicial order for involuntary medication.   
          A hearing is held in which the treating psychiatrist certifies  
          and testifies that the antipsychotic drugs are necessary. If the  
          judge agrees with the certification, the court issues an order  
          for involuntary administration of medication.

          "Through 2013 and 2014, it became apparent that DSH  
          psychiatrists were being assaulted or seriously injured  
          following their testimony in involuntary medication hearings.   
          This bill will allow a non-treating psychiatrist to testify in  
          the hearings, thereby helping preserving the relationship  
          between the clinician and the IST defendant and reducing or  
          eliminating reprisals against clinicians for seeking an order  
          the IST defendant angrily opposes."



          ARGUMENTS IN OPPOSITION:     Legal Services for Prisoners with  
          Children argues:  This bill will allow a psychiatrist who is not  
          fully informed about an IST defendant to testify at a hearing  
          concerning involuntary medication.  The treating psychiatrist is  
          the best person to make the certification at an involuntary  
          medication hearing because the treating physician well knows the  
          patient's circumstances and condition.  The treating  
          psychiatrist can thus can be adequately examined and  
          cross-examined about the issue. 


          This bill will not improve doctor safety or doctor-patient  
          relationships because the patient will know that his or her  
          treating psychiatrist was working toward getting the patient  
          medicated.  Further, doctors are not routinely attacked at  
          medication hearings.


          Prepared by:Jerome McGuire / PUB. S. / 
          5/13/15 17:26:17


                                   ****  END  ****








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