BILL ANALYSIS                                                                                                                                                                                                    Ó



          SENATE COMMITTEE ON EDUCATION
                              Senator Carol Liu, Chair
                                2015 - 2016  Regular 

          Bill No:             SB 499              
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          |Author:    |Liu and De León                                      |
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          |Version:   |April 9, 2015                               Hearing  |
          |           |Date:    April 22, 2015                              |
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          |Urgency:   |No                     |Fiscal:    |Yes              |
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          |Consultant:|Lenin Del Castillo                                   |
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          Subject:  Teachers:  best practices teacher evaluation system:   
          school administrator ????..evaluation

            SUMMARY
          
          This bill repeals and replaces various provisions of existing  
          law governing the evaluation of certificated employees and  
          beginning July 1, 2016, requires school districts to implement a  
          best practices teacher evaluation system, as specified.  This  
          bill also repeals and replaces provisions of existing law  
          regarding school administrator evaluations.

            BACKGROUND
          
          Stull Act
          
          Under existing law, the Stull Act expresses legislative intent  
          that school districts and county governing boards establish a  
          uniform system of evaluation and assessment of certificated  
          personnel.  With the exception of certificated personnel who are  
          employed on an hourly basis to teach adult education classes,  
          the Stull Act requires school districts to evaluate and assess  
          teacher performance as it reasonably relates to:  

             1.   Progress of pupils toward district-adopted and, if  
               applicable, state-adopted academic content standards as  
               measured by state-adopted criterion referenced tests; 

             2.   Instructional techniques and strategies used by the  
               employee; 







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             3.   The employee's adherence to curricular objectives; and

             4.   The establishment and maintenance of a suitable learning  
               environment within the scope of the employee's  
               responsibilities.  (Education Code § 44660, et. seq.)  

          Existing law requires an evaluation and assessment of the  
          performance of each certificated employee to be made at least  
          once each school year for probationary personnel, at least every  
          other year for personnel with permanent status, and at least  
          every five years for permanent employees who have been employed  
          with the district at least 10 years and were rated as meeting or  
          exceeding standards in their previous evaluation.  Teachers who  
          receive an unsatisfactory rating may be required to participate  
          in a program designed to improve the employee's performance and  
          to further pupil achievement and the instructional objectives of  
          the district.  However, if the district 
          participates in the Peer Assistance and Review (PAR) program,  
          then the teachers who receive an unsatisfactory rating are  
          required to participate in that program.  
          (Education Code § 44664) 

          Existing law establishes the PAR program for teachers by  
          authorizing school districts and the exclusive representative of  
          the certificated employees to develop and implement the program  
          locally.  The PAR programs are to include multiple observations  
          of a teacher during periods of classroom instruction and  
          sufficient staff development activities to assist a teacher in  
          improving his or her skills and knowledge.  The final evaluation  
          of a teacher's participation in the program is made available  
          for placement in his or her personnel file.  (Education Code §  
          44505)

          Federal requirements
          
          The U.S. Department of Education (DOE) has established a process  
          by which states may request flexibility on behalf of themselves,  
          local educational agencies, and schools, by applying for a  
          waiver from certain requirements of the No Child Left Behind Act  
          of 2001 (NCLB).  The waiver is intended to provide educators and  
          state and local leaders with flexibility regarding specific  
          requirements of NCLB (principally, the requirement that all  
          students be proficient in math and reading by 2014 and won't  








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          have to identify additional schools failing to meet targets) in  
          exchange for rigorous and comprehensive state-developed plans  
          designed to improve educational outcomes for all students, close  
          achievement gaps, increase equity, and improve the quality of  
          instruction.  

          Instructions provided by the DOE indicate that to receive the  
          flexibility, a state's educational agency and each local  
          educational agency must commit to develop, adopt, pilot and  
          implement, with the involvement of teachers and principals,  
          teacher and principal evaluation and support systems that:  (1)  
          will be used for continual improvement of instruction; (2)  
          meaningfully differentiate performance using at least three  
          performance levels; (3) use multiple valid measures in  
          determining performance levels, including as a significant  
          factor, data on student growth for all students (including  
          English Learners and students with disabilities), and other  
          measures of professional practice (which may be gathered through  
          multiple formats and sources, such as observations based on  
          rigorous teacher performance standards, teacher portfolios, and  
          student and parent surveys); (4) evaluate teachers and  
          principals on a regular basis; (5) provide clear, timely, and  
          useful feedback, including feedback that identifies needs and  
          guides professional development; and (6) will be used to inform  
          personnel decisions.  

          The DOE has granted waivers to over 30 states.  In June 2012,  
          California submitted a request to set aside specific  
          requirements of the NCLB and requested that the DOE allow the  
          state to use its own accountability system to ensure that all  
          schools improve.  California's request differs from those filed  
          by other states that agreed to several additional federally  
          required policies in exchange for the NCLB waiver.  The request  
          was denied in December 2012.  

            ANALYSIS
          
          This bill recasts various provisions of the law governing the  
          evaluation of certificated employees.  Specifically, this bill:

          1.   Makes inoperative as of July 1, 2016, and repeals as of  
               January 1, 2017, the following Stull Act requirements:  

               A.        Legislative intent that governing boards  








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                    establish a uniform system for evaluation and  
                    assessment.  (EC § 44660)

               B.        The requirement that a governing board, in the  
                    development and adoption of evaluation guidelines and  
                    procedures avail itself of the advice of the  
                    certificated instructional personnel in the district  
                    as part of a locally negotiated collective bargaining  
                    agreement.  (EC § 44661)

               C.        The authorization that a school district may  
                    include standards from the National Board of  
                    Professional Teaching Standards (NBPTS) or the  
                    California Standards for the Teaching Profession  
                    (CSTP) in its evaluation and assessment guidelines.   
                    (EC § 44661.5)

               D.        The requirement that the governing board of each  
                    school district:  

                    (1)            Establish standards of expected pupil  
                         achievement at each grade level in each area of  
                         study, and 

                    (2)            Evaluate and assess certificated  
                         employee performance as it reasonably relates to  
                         the progress of pupils on those standards and  
                         applicable state adopted content standards as  
                         measured by state adopted criterion referenced  
                         assessments and other specified criteria.  (EC §  
                         44662)  

          2.   Makes findings and declarations regarding teaching, the  
               characteristics of effective teaching, and the importance  
               of teachers in influencing student academic success.   
               Declares that the primary purpose of an evaluation system  
               is to ensure that teachers meet the highest professional  
               standards of effective teaching, thereby resulting in  
               higher levels of pupil learning.  Declares that the  
               attributes of the best practices teacher evaluation system  
               (BPTES) established pursuant to this bill are based on the  
               CSTP and that the system of evaluation for school  
               administrators is based on the California Professional  
               Standards for Educational Leaders, as specified.








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          3.   Requires, beginning July 1, 2016, the governing board of  
               each school district to adopt and implement a BPTES.   
               Requires the BPTES to be locally negotiated pursuant to the  
               Educational Employment Relations Act; specifies that if the  
               certificated employees of the school district do not have  
               an exclusive bargaining representative, the governing board  
               must adopt objective evaluation and support components, as  
               applicable.  

          4.   Requires a BPTES to include but not be limited to the  
               following attributes:  

               A.        Each teacher is evaluated on the degree to which  
                    he or she accomplishes the following objectives:  

                    (1)            Engages and supports all pupils in  
                         learning, evidence of which may include, but is  
                         not limited to, evidence of high expectations and  
                         active pupil engagement for each pupil.  

                    (2)            Creates and maintains effective  
                         environments for pupil learning, to the extent  
                         that those environments are within the teacher's  
                         control.  

                    (3)            Understands and organizes subject  
                         matter for pupil learning, evidence of which may  
                         include, but is not limited to, extensive subject  
                         matter, content standards, and curriculum  
                         competence.  

                    (4)            Plans instruction and designs learning  
                         experiences for pupils, evidence of which may  
                         include use of differential instruction and  
                         practices and use of culturally responsive  
                         instruction, such as incorporation of  
                         multicultural information and content into the  
                         delivery of curriculum, to eliminate the  
                         achievement gap.  

                    (5)            Uses pupil assessment information to  
                         inform instruction and to improve learning,  
                         evidence of which shall include, but is not  








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                         limited to, use of formative and summative  
                         assessments to adjust instructional practices to  
                         meet the needs of individual pupils.  For  
                         certificated employees who directly instruct  
                         English learner pupils in acquiring English  
                         language fluency, the assessment information  
                         shall include the results of the English language  
                         development test.  

                    (6)            Develops as a professional educator,  
                         evidence of which may include, but is not limited  
                         to, consistent and positive relationships with  
                         pupils, parents, staff, and administrators, use  
                         of collaborative professional practices for  
                         improving instructional strategies, participation  
                         in identified professional growth opportunities,  
                         and use of meaningful self-assessment to improve  
                         as a professional educator.  

                    (7)            Contributes to pupil academic growth  
                         based on multiple measures.  Requires multiple  
                         measures to include state and local formative and  
                         summative assessments in the grade levels and  
                         subjects that these assessments are administered  
                         and authorizes the inclusion of other evidence  
                         such as classroom work, pupil grades, classroom  
                         participation, presentations and performances,  
                         and projects and portfolios.  States the intent  
                         of the Legislature that assessments developed by  
                         a national consortium and adopted by the State  
                         Board of Education (SBE) and used for best  
                         practices teacher evaluation system (BPTES), meet  
                         statistical and psychometric standards.  Also  
                         requires:  

                         (a)                Measures used for assessing  
                              certificated employees who directly instruct  
                              English learner pupils in acquiring English  
                              to 


                              include the degree to which pupils acquire  
                              the English language development standards  
                              adopted by the State Board of Education as  








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                              specified.  

                         (b)                Pupil data used for purposes  
                              of teacher evaluation to be confidential in  
                              the same manner as all other elements of a  
                              teacher's personnel file.  

               B.        Multiple observations of instructional and other  
                    professional practices conducted by evaluators who  
                    have been appropriately trained and calibrated to  
                    ensure consistency and who have demonstrated  
                    competence in teaching evaluation, as determined by  
                    the school district.  

                    (8)            Specifies that the multiple  
                         observations may include but are not limited to  
                         classroom observations, one-on-one discussions,  
                         and review of classroom materials and course of  
                         study, and requires observations to be conducted  
                         using a uniform observational tool that is  
                         appropriate to the teacher's assignment.  

                    (9)            Requires observers to meet with the  
                         teacher to discuss the purpose of the observation  
                         prior to each formal observation and meet with  
                         the teacher after each formal observation to  
                         discuss recommendations as necessary, with regard  
                         to areas of improvement in the performance of the  
                         teacher.  

                    (10)           Provides that evaluators are not  
                         prohibited from conducting unscheduled classroom  
                         visits.

               C.        Has at least three performance levels.  

          5.   Permits a locally negotiated evaluation process to  
               designate certificated employees to conduct, or participate  
               in, evaluations of other certificated employees for  
               purposes of determining needs for professional development  
               or providing corrective advice for the certificated  
               employee being evaluated; specifies that non-supervisory  
               certificated employees who conduct or participate in an  
               evaluation are not deemed to be exercising a management or  








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               supervisory function, as specified.  

          6.   Provides that the best practices teacher evaluation system  
               (BPTES) shall not apply to certificated employees who hold  
               an administrative services credential.

          7.   Authorizes the State Board of Education, in consultation  
               with the Superintendent of Public Instruction and  
               appropriate education stakeholder groups, to adopt  
               non-regulatory guidance to support the implementation of  
               the BPTES for:  

               A.        Model evaluation systems that may be used to  
                    inform school districts' implementation of the  
                    evaluation system.  

               B.        Model processes for implementing observations.  

               C.        Model processes for defining calibration for the  
                    purposes of training evaluators.  

               D.        Model processes for developing the observation  
                    tool.  

               E.        Model processes for determining and defining the  
                    performance levels for the evaluation of teacher  
                    performance.

          8.   Repeals and replaces, beginning July 1, 2016, the  
               requirement that school district governing boards establish  
               and define job responsibilities for certificated  
               non-instructional personnel, including, but not limited to,  
               supervisory and administrative personnel, whose  
               responsibilities cannot be evaluated appropriately under  
               the best practices teacher evaluation system; maintains the  
               current requirement that school districts evaluate and  
               assess the performance of non-instructional certificated  
               employees as it reasonably relates to the fulfillment of  
               those responsibilities.  

          9.   Requires, on or before May 1, 2016, or May 1 of the year  
               that precedes the year in which an existing collective  
               bargaining contract will expire, whichever is later,  
               governing boards to seek comment on the development and  








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               implementation of a best practices teacher evaluation  
               system (BPTES) and use the comments received to guide the  
               development and implementation of the BPTES.  Requires  
               governing boards to disclose the provisions of the  
               evaluation system at a regularly scheduled public hearing.   
               Requires governing boards to seek public comment by May 1  
               of each year prior to negotiations on the BPTES.  Also  
               requires governing boards to seek public comment on the  
               BPTES both during local negotiations and before the final  
               agreement of local negotiations.

          10.  Provides that if, by mutual agreement between a school  
               district and the collective bargaining unit, an  
               intermediate mid-year agreement is reached regarding a  
               BPTES, the negotiation timeline shall allow time for the  
               governing board to hold a public hearing to seek comment.  

          11.  Requires governing boards to disclose the provisions of the  
               BPTES at a regularly scheduled public hearing, as  
               specified.  

          12.  Commencing July 1, 2016, provides an unspecified amount to  
               school districts for the purpose of implementing a BPTES,  
               as specified.  Requires school districts to use the funds  
               for planning and implementation efforts at the eligible  
               school sites, including training evaluators to ensure  
               calibration and consistency and to development of the  
               uniform observation tool.  

          13.  Specifies that where a locally negotiated evaluation system  
               is in effect, the evaluation system remains in effect until  
               the parties to the contract negotiate a successor  
               agreement.  Provides that memorandum of understanding shall  
               not extend the adoption of a locally negotiated teacher  
               evaluation system that is in effect at the time this  
               requirement becomes operative.

          14.  Recasts requirements governing evaluation cycles for  
               certificated employees and unsatisfactory performance:  

               A.        Maintains existing requirement that probationary  
                    personnel be evaluated at least once each school year  
                    and that personnel with permanent status be evaluated  
                    at least every other year.  








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               B.        Beginning July 1, 2016, changes the frequency of  
                    evaluations for personnel with permanent status who  
                    have been employed at least 10 years with a school  
                    district who are highly qualified and who were rated  
                    as meeting or exceeding standards at the previous  
                    evaluation.  Specifically, this bill changes the  
                    frequency from at least every five years to at least  
                    every three years.  

               C.        Maintains existing requirements for evaluations:   


                    (1)            Requires the evaluation to include  
                         recommendations, if necessary, as to areas of  
                         improvement.  

                    (2)            Requires the employing authority to  
                         notify an employee in writing if the employee is  
                         not performing his or her duties in a  
                         satisfactory manner and to describe the  
                         unsatisfactory performance.  Requires the  
                         employing authority to confer with the employee  
                         and make specific recommendations as to areas of  
                         improvement, and requires an annual evaluation  
                         until the employee achieves a positive evaluation  
                         or is separated from the district.  

                    (3)            Specifies an employee evaluation that  
                         contains an unsatisfactory rating of an  
                         employee's performance may include a requirement  
                         that the certificated employee participate in a  
                         program designed to improve appropriate areas of  
                         the employee's performance, as specified, and  
                         requires any certificated employee who receives  
                         an unsatisfactory rating on an evaluation to  
                         participate in a Peer Assistance and Review  
                         Program for Teachers if the district has such a  
                         program.  

          15.  Requires the employing authority, if an employee has  
               received an unsatisfactory evaluation, to provide  
                                                                             professional development based on the specific  
               recommendations as to areas of improvement in the  








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               employee's performance.

          16.  Maintains the existing requirement that hourly and  
               temporary hourly employees are excluded by the provisions  
               governing the teacher evaluation system, and provides that  
               substitute teachers may be excluded at the discretion of  
               the governing board.  

          17.  Repeals the existing provisions of law governing  
               administrator evaluations effective January 1, 2016, and  
               requires governing boards to establish a new system of  
               evaluation for school administrators to guide their growth  
               and performance with the purpose of supporting them as  
               instructional leaders in order to raise pupil achievement.   
               Requires the evaluation system to include, but not be  
               limited to, all of the following attributes:

               A.        Promoting the success of all pupils by  
                    facilitating the development and implementation of a  
                    vision of pupil learning, as specified.

               B.        Advocating and supporting a safe, nurturing  
                    school culture that sustains a quality instructional  
                    program conducive to pupil learning and staff  
                    professional growth, including, but not limited to:

                   (1)          Promoting equity, fairness, and respect  
                        among staff, pupils, and members of the school  
                        community with acknowledgment of the role cultural  
                        attributes have in pupil learning.

                   (2)          Supporting professional development  
                        opportunities for staff that encourage  
                        collaboration and effective instructional practice  
                        with the goal of improving outcomes for all  
                        pupils.  

               C.        Ensuring the management, organization, and  
                    operation of a safe and successful learning  
                    environment as evidenced by the establishment of  
                    effective practices for personnel and resource  
                    management, campus safety, and school climate,  
                    including, but not limited to, supporting curricular  
                    and management leadership in all of these areas and  








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                    successfully implementing the best practice teacher  
                    evaluation system proposed by this bill.  

               D.        Collaborating with parents and the community to  
                    establish an inclusive school environment, including,  
                    but not limited to, embracing and recognizing that  
                    diversity strengthens a learning environment and  
                    promoting meaningful parent and community engagement  
                    required for the development of the local control and  
                    accountability plan, as specified.  

               E.        Providing ethical and professional leadership  
                    that fosters effective instructional practice as  
                    evidenced by promoting quality teaching and  
                    instructional strategies and providing relevant,  
                    effective feedback that leads to student learning.   
                    School administrators shall be held accountable for  
                    the academic growth of students over time and academic  
                    growth shall be based on multiple measures that may  
                    include pupil work as well as pupil and school  
                    longitudinal data. 

                    (3)            Multiple measures that include state  
                         and local formative and summative assessments.   
                         For school administrators who supervise  
                         certificated staff that directly instruct English  
                         learner pupils acquiring English, assessment  
                         information shall include the results of  
                         assessments adopted pursuant to Chapter 7  
                         (commencing with Section 60810) of Part 33 of  
                         Division 4.  

                    (4)            Multiple measures may also include, but  
                         not be limited to, benchmark, end of chapter, end  
                         of course, advanced placement, international  
                         baccalaureate, and college entrance, and  
                         performance assessments.  

                    (5)            Pupil data used for purposes of an  
                         administrator evaluation shall be confidential in  
                         the same manner as all other elements of an  
                         administrator's personnel file.  

               F.        Providing professional leadership by  








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                    understanding, responding and influencing the larger  
                    social, political, cultural and legal context with the  
                    goal of ensuring student success as evidenced by  
                    working in collaboration with the governing board,  
                    bargaining units, and local school, district and  
                    community leaders.  

          18.  Requires governing boards to identify who will conduct the  
               evaluation of each school administrator.

          19.  Requires a school administrator to be evaluated annually  
               for the first and second year of employment as a new  
               administrator in a school district and allows the governing  
               board to determine the frequency at regular intervals of  
               evaluations after this period.

          20.  Provides that additional evaluations that occur outside of  
               the regular intervals determined by the governing board  
               shall be agreed upon between the evaluator and the  
               administrator.

          21.  Requires evaluators and administrators to review school  
               success and progress throughout the year.  This review  
               should include goals that are defined by the school  
               district, including, but not limited, to the goals  
               specified in the local control and accountability plan  
               approved by the school district pursuant to Education Code  
               § 52060.

          22.  Prohibits the State Board of Education (SBE) from waiving  
               the best practices teacher evaluation system requirements.   


          STAFF COMMENTS
          
          1.   Need for the bill.  According to the author's office,  
               teacher evaluation under the Stull Act is too often  
               inconsistent, unclear, and does little to foster a culture  
               of continuous improvement for teachers.  While some  
               districts do incorporate student performance in their  
               evaluation systems, others do not, and in districts that  
               simply rate their employees as "meeting" or "not meeting"  
               expectations, teachers may not receive sufficient feedback  
               during the evaluation process to understand how to improve  








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               their practice.  According to a 2010 report released by the  
               National Board Resource Center at Stanford University,  
               "While evaluation processes across the state vary widely,  
               many of them look very much the same as they did in 1971?"   
               Comments from Accomplished California Teachers indicate  
               that current approaches to teacher evaluation results in a  
               system that teachers do not trust, that rarely offers clear  
               direction for improving practice, and often charges school  
               leaders to implement without preparation or resources.  A  
               January 2011 report by the Center for the Future of  
               Teaching and Learning notes that evaluations pay "scarce  
               attention to student learning or do not connect that  
               learning to elements of teacher content knowledge or  
               instructional skills that could be improved."  

          This bill requires school districts, beginning July 2016, to  
               establish teacher evaluation systems that evaluate teachers  
               on the degree to which they follow specified objectives  
               (the California Standards for the Teaching Profession),  
               including how they contribute to pupil academic growth.   
               Under the provisions of the bill, school districts would be  
               required to assess a teacher's contribution to pupil  
               academic growth based on multiple measures, including state  
               and local formative and summative assessment data.  

          2.   Current research.  Several studies document the correlation  
               between teacher quality and student achievement.  According  
               to information provided by the author, research indicates  
               differential teacher effectiveness is a strong determinant  
               of differences in student learning, far outweighing the  
               effects of differences in class size and heterogeneity.   
               Studies have shown that students who are assigned to  
               several ineffective teachers in a row have significantly  
               lower achievement and gains in achievement than those who  
               are assigned to several highly effective teachers.  

          The Center for the Future of Teaching and Learning has  
               recommended making teacher evaluation multi-dimensional,  
               strengthening the training of those who conduct  
               evaluations, and tying evaluation results directly to  
               substantive feedback to teachers.  The National  
               Comprehensive Center for Teacher Quality suggests a strong  
               evaluation system must "involve teachers and stakeholders  
               in developing the system; use multiple indicators; and give  








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               teachers opportunities to improve in the areas in which  
               they score poorly."  Likewise, the New Teacher Project  
               states "evaluations should provide all teachers with  
               regular feedback that helps them grow as professionals, no  
               matter how long they have been in the classroom.  The  
               primary purpose of evaluations should not be punitive.   
               Good evaluations identify excellent teachers and help  
               teachers of all skill levels understand how they can  
               improve."  

          3.   Tools to evaluate teacher effectiveness.  The stated  
               purpose of this bill is to strengthen teacher quality and  
               improve student outcomes by improving the state's teacher  
               evaluation requirements.  Specifically, the bill contains  
               the following provisions:

               A.        Use of assessments:  Requires both state and  
                    local formative and summative assessments to be  
                    included in teacher evaluations.  Formative  
                    assessments are developed locally and are used by  
                    teachers to continually inform instruction in the  
                    classroom throughout the school year.  Summative  
                    assessments can be developed locally or statewide,  
                    including end of course tests or standardized tests,  
                    and assess a student's performance at a point in time.  
                     

               B.        Evaluation frequency:  Requires probationary  
                    teachers to be evaluated at least every year and  
                    permanent teachers to be evaluated at least every  
                    other year, and also reduces the authorization for  
                    teachers with more than 10 years of experience to be  
                    evaluated from every five years, to every three years.  
                     This will result in experienced teachers being  
                    evaluated more frequently.  

               C.        Categories for rating teachers.  Increases the  
                    categories for rating teachers from two to three.  

               D.        Multiple measures.  Requires pupil academic  
                    growth based on multiple measures to be part of a  
                    teacher evaluation.  
          
               E.        Professional Development:  Requires an employing  








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                    authority to provide professional development based on  
                    the specific recommendations as to areas of  
                    improvement in a permanent teacher's performance, if  
                    he or she has received an unsatisfactory evaluation.   
                    This bill also specifies that teachers who receive an  
                    unsatisfactory rating on their evaluation, if a school  
                    district has a Peer Assistance and Review (PAR)  
                    program in place, they must refer teachers who receive  
                    an unsatisfactory review to the PAR program for  
                    improvement.  

          4.   Local bargaining.  Existing law enumerates evaluation  
               procedures as a mandatory subject of collective bargaining.  
                By requiring the best practices teaching evaluation system  
               (BPTES) to be negotiated, some argue the bill could have  
               the effect of requiring districts to bargain aspects of the  
               system, such as evaluation criteria.  While some districts  
               currently bargain evaluation criteria with their local  
               unions, it is not a mandatory subject of bargaining.  While  
               the bill specifies the attributes by which teachers must be  
               evaluated, the criteria for determining whether those  
               objectives are indeed met would be subject to negotiation,  
               which could increase implementation time and costs.  On the  
               other hand, the involvement of teachers in the development  
               of the BPTES will help ensure that the system is fair and  
               reflective of the complexity of teaching and learning and  
               also contribute to a more effective evaluation system.  

               This bill also clarifies that the BPTES does not supersede  
               or invalidate a teacher evaluation system that is locally  
               negotiated and that is in effect at the time this bill  
               becomes operative.  If a locally negotiated teacher  
               evaluation system is in effect at the time this bill  
               becomes operative, the teacher evaluation system shall  
               remain in effect until the parties to the agreement  
               negotiate a successor agreement.  The bill further  
               clarifies that a memorandum of understanding (MOU) shall  
               not extend the adoption of a locally negotiated teacher  
               evaluation system that is in effect at the time this bill  
               becomes operative.  

          5.   Parent feedback.  While permissive, this bill provides the  
               ability for school districts to consider the feedback of  
               parents of students as part of the teacher evaluation  








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               process.  Under existing law, a school district may dismiss  
               a teacher based on performance deemed to be unsatisfactory.  
                Some argue that the use of parent surveys could provide an  
               additional tool in the teacher evaluation process and  
               should be required.  However, would it be appropriate for  
               teacher evaluations to incorporate potentially subjective  
               feedback from parents, especially when it could lead to an  
               unsatisfactory rating and ultimately a teacher's dismissal?  
                
          6.   Confidentiality of negotiations.  This bill requires public  
               hearings before May 1st of the year preceding local  
               negotiations, as well as public hearings should a mid-year  
               agreement be reached.  This process will also require a  
               hearing before negotiations begin, during negotiations, and  
               prior to the final vote on the evaluation system.  The  
               intent of these public hearings is to allow for parents to  
               give input on the evaluation system each time it is  
               negotiated.  However, it is unclear how much information is  
               legally allowed to be disclosed publicly during  
               negotiations.  The Committee may wish to consider whether  
               this mid-negotiation hearing is appropriate.

          7.   How will the new evaluation systems be funded?  According  
               to the author, appropriate funding is a key component to  
               achieving a high quality teacher and administrator  
               evaluation system, as well as necessary support programs  
               for beginning teachers and struggling teachers.  The bill's  
               provisions would likely create a higher level of service  
               and result in state-reimbursable mandated activities,  
               imposing potentially significant costs on school districts.  
                Additionally, by increasing the frequency of evaluations  
               for teachers, this bill could affect the workload of school  
               administrators.  However, it is unclear how many teachers  
               are currently evaluated every five years and thus it is  
               unclear how this bill will affect the ability of  
               administrators to complete the increased number of  
               evaluations.  To address these issues, staff recommends the  
               following amendments:

               A.        Specify the intent of the Legislature to provide  
                    adequate resources to train evaluators, continue  
                    robust beginning teacher induction programs, and  
                    support struggling educators. 









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               B.        Remove SEC. 13 from the bill, which provides an  
                    unspecified appropriation for purposes of implementing  
                    the best practices teacher evaluation system (BPTES).

               C.        Add the BPTES and the system of evaluation for  
                    school administrators to the state mandates block  
                    grant pursuant to Government Code § 17581.6. 

               D.        Shift the operative date of the BPTES to July 1,  
                    2018 and make conforming date changes to the sections  
                    proposed to be repealed. 

          8.   Other Committee amendments.  Staff recommends the bill also  
               be amended as follows: 

               A.        Modify the administrator evaluation system to:

                    (1)            Apply the public hearing requirements  
                         of the BPTES to the administrator evaluations.

                    (2)            Clarify that the provisions of the  
                         administrator evaluation cannot be omitted. 

                    (3)            Specify that the existing administrator  
                         evaluation system is repealed and the new  
                         administrator evaluation system is operative on  
                         July 1, 2018.

               B.        Remove the intent language included in  
                    44662(a)(1)(G)(iii) and create a new subparagraph for  
                    the sentence beginning with, "Pupil data?" 

               C.        In Section 44662 (c), change the code reference  
                    from the administrator services credential to  
                    Government Code Section 3540.1 (m) and (g).

               D.        Add a new subdivision under 44664(a)(3) providing  
                    that the evaluator shall conduct at least one  
                    unscheduled observation per year during the year when  
                    the certificated employee does not receive a formal  
                    performance evaluation and assessment. 

               E.        Clarify in 44664(c)(1) regarding certificated  
                    employees that receive an unsatisfactory rating  








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                    provide that this subdivision applies only to  
                    "permanent" certificated employees and provide that  
                    for probationary certificated employees, an employing  
                    authority may elect to offer a program designed to  
                    improve appropriate areas of the employee's  
                    performance and to further pupil achievement and the  
                    instructional objectives of the employing authority. 

               F.        Specify that county offices of education are  
                    required to implement the best practices teacher and  
                    administrator evaluation program.

               G.        Clarify that Education Code § 35161.5 also  
                    applies to county offices of education.

               Staff also recommends that as the bill moves forward, the  
               author consider the implications the bill could have on  
               non-classroom certificated staff such as counselors,  
               nurses, and librarians, and whether there should be  
               specific standards or attributes that should apply to this  
               subset of certificated staff as part of the best practices  
               teacher evaluation system.

          9.   Related and prior legislation.
          
               AB 575 (O'Donnell & Atkins), which is pending before the  
               Assembly Education Committee, would require school  
               districts to implement teacher and administrator evaluation  
               systems.


               AB 1495 (Weber) from 2015, which is also pending before the  
               Assembly Education Committee, would make changes to the  
               certificated employee evaluation system, known as the Stull  
               Act.  


               AB 1078 (Olsen) would also make changes to the certificated  
               employee evaluation system.  This measure is pending before  
               the Assembly Education Committee.  


               SB 441 (Calderon, 2013) proposed to amend various  
               provisions of existing law governing the evaluation of  








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               certificated employees by requiring the evaluations to use  
               multiple measures, including a minimum of four rating  
               levels, increasing the frequency of evaluations for  
               teachers with 10 or more years of experience in a school  
               district from every five years to every three years, and  
               requiring school districts to consider the findings of  
               sessions, surveys, and specific focus groups by subject  
               matter and grade level from parents of pupils.  SB 441  
               failed passage in this Committee on May 1, 2013.


               SB 453 (Huff) would have authorized the governing board of  
               a school district to evaluate and assess the performance of  
               certificated employees using a multiple-measures evaluation  
               system, authorized school districts to make specified  
               employment decisions based on teacher performance, and  
               expanded the reasons districts may deviate from the order  
               of seniority in terminating and reappointing teachers.   
               This bill failed passage in this Committee on April 24,  
               2013.    

               Chapter 435, Statutes of 2012, (SB 1292, Liu) authorized  
               the evaluation of school principals based on the California  
               Professional Standards for Educational Leaders as well as  
               evidence of pupil academic growth, effective and  
               comprehensive teacher evaluations, culturally responsive  
               instructional strategies, the ability to analyze quality  
               instructional strategies and provide effective feedback,  
               and effective school management.    
      
               AB 5 (Fuentes, 2012), similar to this bill, would have  
               repealed and replaced various provisions of existing law  
               governing the evaluation of certificated employees and  
               required school districts to implement a best practices  
               teacher evaluation system.  

            SUPPORT
          
          Public Advocates
          Superintendent of Public Instruction

            OPPOSITION
           
           Association of California School Administrators








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          California Association of School Business Officials
          California Association of Suburban Schools
          California Chamber of Commerce
          California County Superintendents Educational Services  
          Association
          California Democrats for Education Reform
          California School Boards Association
          Central Valley Education Coalition
          Children Now
          Education Trust-West
          Educators 4 Excellence
          EdVoice
          Families In Schools
          Future Is Now Schools
          Kern County Superintendent of Schools
          Los Angeles Unified School District
          Orange County Department of Education
          Parents Advocate League
          Riverside County Superintendent of Schools
          Small School Districts' Association
          Students Matter
          StudentsFirst
          Teach Plus
                                      -- END --