BILL ANALYSIS Ó ----------------------------------------------------------------- |SENATE RULES COMMITTEE | SB 573| |Office of Senate Floor Analyses | | |(916) 651-1520 Fax: (916) | | |327-4478 | | ----------------------------------------------------------------- THIRD READING Bill No: SB 573 Author: Pan (D) Amended: 6/2/15 Vote: 21 SENATE GOVERNMENTAL ORG. COMMITTEE: 7-1, 4/28/15 AYES: Hall, Block, Hernandez, Hill, Hueso, Lara, McGuire NOES: Berryhill NO VOTE RECORDED: Gaines, Galgiani, Vidak SENATE APPROPRIATIONS COMMITTEE: 5-2, 5/28/15 AYES: Lara, Beall, Hill, Leyva, Mendoza NOES: Bates, Nielsen SUBJECT: Statewide open data portalStatewide open data portal. SOURCE: Author DIGEST: This bill requires the Governor, on or before January 1, 2016, to appoint a Chief Data Officer (CDO), who would report to the Secretary of Government Operations and requires the CDO, on or before January 1, 2017, to establish a statewide open data portal. ANALYSIS: Existing law: 1)Requires, under the California Public Records Act, for state and local agencies to make their records available for public inspection, unless an exemption from disclosure applies. SB 573 Page 2 2)Declares that access to information concerning the conduct of people's business is a fundamental and necessary right of every person in this state. 3)Requires every public agency to comply with the California Public Records Act and with any subsequent statutory enactment amending the act, or enacting or amending any successor act. This bill: 1) Requires the Governor, on or before January 1, 2016, to appoint a CDO, who would report to the Secretary of Government Operations. 2) Requires the CDO, on or before January 1, 2017, in cooperation with the Department of Technology (Caltech), to create a statewide open data portal that is accessible to the public. The CDO may elect to utilize data.ca.gov to satisfy the requirements of this section. 3) Requires the CDO to publish a listing of all data that may be provided to the public, subject to any state or federal privacy laws or regulations, including, but not limited to, privacy provisions in the California Public Records Act and the Health Insurance Portability and Accountability Act of 1996. 4) Requires the CDO, after each agency assesses its data inventory, to create a statewide open data roadmap and shall publish the open data roadmap on the statewide open data portal. 5) Requires the CDO, on or after June 1, 2017, to ensure that at least 150 data sets have been published on the statewide open data portal. 6) Specifies that the statewide open data portal shall include a link to the Internet Web site of any agency that publishes its data on that site, including a link to any existing open data Internet Web site, including, but not limited to http://bythenumbers.sco.ca.gov/ and https://chhs.data.ca.gov/. SB 573 Page 3 7) Requires the CDO to make the statewide open data portal available to any city, county, city and county, district, or other local agency interested in using the statewide open data portal to publish its own data. Any data published by a city, county, city and county, district, or other local agency shall comply with all state or federal privacy laws or regulations, including, but not limited to, privacy provisions in the California Public Records Act and the Health Insurance Portability and Accountability Act of 1996. 8) Requires the CDO, on or after January 1, 2018, and each year thereafter, to publish a progress report for open data within the state. The progress report shall include, but is not limited to, an assessment of outcomes from the implementation of this bill, innovation of the statewide open data portal, whether there has been any cost savings as a result of the implementation of this bill, and an assessment of agency collaboration. 9) Requires the CDO, on or after January 1, 2017, in consultation with the Attorney General, to publish a set of guidelines for use by each agency. The guidelines shall include, but are not limited to, definitions and assessments of security, privacy, and legal concerns related to the creation of an inventory and publication of data. 10) Requires the CDO, on or before October 1, 2016, to create an open data working group. The open data working group shall consist of state agencies' data coordinators, and shall be headed by the CDO. The open data working group shall meet at least quarterly, and shall do, but is not limited to, all of the following: a) Assess progress on the open data roadmap. b) Discuss and recommend statewide policies and guidelines. c) Share best practices across agencies. d) Coordinate data sharing between agencies. 11) Requires state agencies identified by the CDO, on or before August 1, 2016, to appoint a data coordinator who shall be responsible for compliance with the provisions of this bill. The data coordinator may appoint a data steward for each data set the agency intends to publish. SB 573 Page 4 12) Specifies that the agency shall publish its inventory on the statewide open data portal and may additionally publish its inventory on its own Internet Web site. If the agency chooses to publish the inventory on its own Internet Web site, the agency shall include on that site a link to the statewide open data portal site. 13) Specifies that agencies are authorized to apply for and accept public, private, and not-for-profit funding for the purpose of developing, implementing, or managing the statewide open data portal infrastructure and software. 14) Defines an "Agency" as a state agency, authority, board, bureau, commission, council, department, division, or office. 15) Defines a "Data set" as any information comprising collection of information held in electronic form where all or most of the information in the collection has been obtained or recorded for the purpose of providing an agency with information in connection with the provision of a service by the agency or the carrying out of any other function of the agency, is factual information that is not the product of analysis of interpretation other than calculation, and remains presented in a way that has not been organized, adapted, or otherwise materially altered since it was obtained or recorded. 16) Defines "inventory" as a summary listing of all available data sets within an agency. The listing should include, but is not limited to, a descriptive title of the data set as well as a brief informative description of what information may be found within the data set. 17) Defines "Open Data roadmap" as a strategic plan describing the process by which 100 percent of the data held by an agency will be made publicly available, subject to any state or federal law or regulation relating to privacy. The roadmap shall include, but is not limited to, and agency's data inventory, a proposed timeline for the release of data sets on a statewide or agency basis, and a methodology for compliance with any state or federal law or regulation relating to privacy. SB 573 Page 5 18) Defines a "Statewide open data portal" as a centralized data Internet Web site, with the ability to display and export data published from state agencies. The bill specifies that data.ca.gov may be utilized as the statewide open data portal. Background Purpose of the bill. According to the author, in 2009 California launched an ambitious initiative, intending to open up over 100 million data records, however, since then, California has lagged behind in opening state-level datasets. The author further argues that despite being the home of some of the most innovative technology ideas in the world, California has not established itself as a leader in developing a unified open state-wide data policy. While some entities in the state have developed independent open data projects, California still lacks a cohesive state policy that standardizes this data and makes it readable across multiple platforms. The author concludes that SB 573 would improve California's goal to be transparent and accountable, increase efficiency and cost-savings, and foster economic development. Open Data. Open data is the raw data generated or collected by government agencies made freely available for use by the public, subject only to valid privacy, confidentiality, security, and other legal restrictions. In addition, open data is the concept that certain data should be freely available to everyone to use and reuse as individuals see fit without restrictions from copyright, patents, or any other restriction mechanism. Most often than not, open data is collected by a government entity at a particular Internet Web site. Such a website is available to the public who is free to use all data without restrictions. Most, if not all, of these open data portals are managed by a particular individual and or agency to ensure that the data available does not violate any state and privacy laws. Currently 10 states have mandated statewide open data portal. In California the cities of San Francisco and Los Angeles have established open data portals. In addition, California SB 573 Page 6 currently has the California Health and Human Services Open Data Portal that includes open data by the California Department of Public Health, the Office of Statewide Health Planning and Development and the Department of Health Care Services. Benefits of a Statewide Open Data Portal in California. A March 2015 report by the Milken Institute California Center titled, "Open Data in California: Why the State Needs a Unified Strategy for Public Information," stated that California could benefit from the implementation of a statewide open data portal in three major ways. The first is that such a statewide open data portal would increase government transparency. Currently, the Milken Institute argues, when individuals, such as researchers, journalist, or other interested parties attempt to collect information about government expenditures, they often find vague or outdated information about how their tax dollars are spent. The establishment of a statewide open data portal would encourage citizen engagement and intellectual curiosity. Secondly, the Milken Institute argues that implementing a statewide open data policy that requires participation by all agencies has the potential to significantly streamline the permitting process and reduce workloads across all agencies. In other words, by having the data publicly available in a centralized location, individuals would no longer be required to call each particular agency and in turn that agency would not need to take time to collect that data. Finally, the Milken Institute argues that such an open data portal would create economic development by providing huge amounts of data to would-be entrepreneurs. California is perfectly placed to take advantage of an open data portal due to the tech hubs such as Silicon Valley. Entrepreneurs could easily use data that is freely available to create the next great program and/or app. Prior/Related Legislation AB 1215 (Ting, 2015) requires the Governor to appoint a CDO and requires the CDO to work with state agencies and experts to create a California Open Data Standard and a centralized Internet web portal for the public to access public data from SB 573 Page 7 state agencies. (Held in Assembly Appropriations Committee) FISCAL EFFECT: Appropriation: No Fiscal Com.: Yes Local: No According to the Senate Appropriations Committee, annual staffing costs of approximately $293,000 annually for an appointed Chief Data Officer and one data liaison. Costs to create a statewide open data portal could be as low as $125,000 to update the existing data.ca.gov website, or approximately $234,000 for the Department of Technology to create the portal. Ongoing costs for maintenance and hosting could be in the range of $500,000 to $1 million annually. These operating costs could eventually be spread to participating agencies through the Office of Technology Services rate structure, but would initially be from the General Fund. Unknown costs, potentially in the low millions, for over 200 state entities to appoint a data coordinator, identify data sets, and create a plan for data publication. Additional cost pressures, potentially in the millions, for over 200 agencies to post available data. Actual costs upon full implementation would vary among state agencies depending on each entity's function and inventory of public data. For illustrative purposes, the Office of Statewide Planning and Development will spend approximately $220,000 this year on its open data project. Smaller state entities with limited public data sets would likely incur expenditures in the tens of thousands annually, while larger agencies are likely to incur costs in the hundreds of thousands annually. SUPPORT: (Verified 6/2/15) Accela City of Los Angeles GROW Holdings Health Officers Association of California Los Angeles County Business Federation Milken Institute California Center Sunlight Foundation Urban Strategies Council OPPOSITION: (Verified 6/2/15) SB 573 Page 8 None received ARGUMENTS IN SUPPORT: The Health Officers Association of California (HOAC) states that good data is crucial to good public policy. A CDO in each agency would help standardize the state's data policies across all departments, making information more accessible to California's public health leaders. SB 573 would allow state departments to work together to recognize, evaluate, and resolve pressing public health concerns. The Sunlight Foundation argues that provisions envisioned by SB 573 are essential for moving open data forward at the state level. The Sunlight Foundation further argues that this bill emphasizes the state's capacity to serve as a platform for open data across the state by ensuring that the state portal can host California's open municipal, county, and district data as well, magnifying the utility of both the portal and the local data it hosts. Prepared by:Felipe Lopez / G.O. / (916) 651-1530 6/2/15 21:15:58 **** END ****