BILL ANALYSIS                                                                                                                                                                                                    Ó





                             SENATE JUDICIARY COMMITTEE
                         Senator Hannah-Beth Jackson, Chair
                            2015 - 2016  Regular Session


          SB 741 (Hill)
          Version: February 27, 2015
          Hearing Date: May 12, 2015
          Fiscal: No
          Urgency: No
          TH   
                    

                                        SUBJECT
                                           
                           Mobile Communications: Privacy

                                      DESCRIPTION  

          This bill would prohibit a local agency from acquiring or using  
          cellular communications interception technology, as defined,  
          unless its legislative body adopts a resolution or ordinance  
          authorizing the use or acquisition of that technology.  This  
          bill would provide that adoption of such a resolution or  
          ordinance may only occur at a regularly scheduled public meeting  
          at which members of the public are afforded an opportunity to  
          comment.  This bill would also specify that the resolution or  
          ordinance must set forth the policies of the local agency  
          pertaining to the use of cellular communications interception  
          technology, as specified.

                                      BACKGROUND  

          Cellular communications interception technology is a type of  
          surveillance tool used by law enforcement to track the location  
          and movements of mobile cellular telephones.  About the size of  
          a suitcase, these devices are also known as "International  
          Mobile Subscriber Identity catchers" (IMSI catchers) or more  
          commonly as "StingRays."  They work by simulating a cellphone  
          tower, automatically connecting to all mobile telephones within  
          a given area.  "When cellphones within its range connect," these  
          devices harvest "the IMSI from all of them, which could include  
          data from thousands of unsuspecting people."  (Eric Kurhi,  
          Stingray Surveillance: Cellphone Tracker Has High Potential For  
          Abuse, Say Critics of Santa Clara County Proposal, San Jose  








          SB 741 (Hill)
          Page 2 of ? 

          Mercury News (Feb. 24, 2015)  
           [as of May 4,  
          2015].)  "If the authorities have the IMSI of a subject . . .  
          they can focus on where the phone's signal is coming from and,  
          after moving the device a few times, triangulate a location to  
          within 10 feet."  (Id.)  According to recent media reports, law  
          enforcement agencies in Oakland, Fremont, and San Francisco have  
          acquired IMSI catchers, and nationwide "[a]s many as four dozen  
          federal and local agencies have acknowledged using the devices."  
           (Richard Winton, Anaheim Police, Sacramento Sheriff Sued Over  
          Surveillance Device, Los Angeles Times (Mar. 10, 2015)  
           [as of May 4, 2015].)  At least  
          one of these law enforcement agencies has stated its intent to  
          use the device to collect data on protesters.  

          In response to the issues raised by the use of those devices,  
          this bill would require local agencies to seek approval from  
          their legislative bodies prior to acquiring or using IMSI  
          catchers.  This bill would provide that approval may only be  
          granted at a regularly scheduled public meeting of the  
          legislative body, where members of the public are given an  
          opportunity to comment upon the proposed acquisition or use of  
          this technology, as well as the policies of the local agency  
          governing its use.

                                CHANGES TO EXISTING LAW
           
           Existing law  provides that, among other rights, all people have  
          an inalienable right to pursue and obtain privacy.  (Cal.  
          Const., art. I, Sec. 1.)

           Existing case law  permits a person to bring an action in tort  
          for an invasion of privacy and provides that in order to state a  
          claim for violation of the constitutional right to privacy, a  
          plaintiff must establish the following three elements: (1) a  
          legally protected privacy interest; (2) a reasonable expectation  
          of privacy in the circumstances; and (3) conduct by the  
          defendant that constitutes a serious invasion of privacy.  (Hill  
          v. National Collegiate Athletic Assn. (1994) 7 Cal.4th 1, 40.)

           Existing case law  states that legally recognized privacy  
          interests are generally of two classes: interests in precluding  
          the dissemination or misuse of sensitive and confidential  







          SB 741 (Hill)
          Page 3 of ? 

          information (informational privacy), and interests in making  
          intimate personal decisions or conducting personal activities  
          without observation, intrusion, or interference (autonomy  
          privacy).  (Hill v. National Collegiate Athletic Assn. (1994) 7  
          Cal.4th 1, 35.)

           This bill  would state that no local agency may acquire or use  
          cellular communications interception technology, as defined,  
          unless approved by its legislative body by adoption of a  
          resolution or ordinance authorizing that acquisition or use.

           This bill  would provide that the legislative body of a local  
          agency shall not approve a resolution or ordinance authorizing  
          the acquisition or use of cellular communications interception  
          technology, unless the resolution or ordinance is adopted at a  
          regularly scheduled public meeting of the legislative body at  
          which members of the public are afforded a reasonable  
          opportunity to comment upon the proposed resolution or  
          ordinance.

           This bill  would provide that the resolution or ordinance shall  
          set forth the policies of the local agency as to the  
          circumstances when cellular communications interception  
          technology may be employed, and usage and privacy policies,  
          which shall include, but need not be limited to, how data  
          obtained through use of the technology is to be used, protected  
          from unauthorized disclosure, and disposed of once it is no  
          longer needed.

           This bill  would state that if the local agency maintains an  
          Internet Web site, the cellular communications interception  
          technology usage and privacy policies shall be posted  
          conspicuously on that site.

                                        COMMENT
           
           1.Stated need for the bill
           
          According to the author:

            Residents should be made aware of what type of surveillance  
            technology law enforcement agencies use within their  
            community.  Residents should also be able to participate in a  
            public process to decide whether or not those surveillance  
            technologies should be used in their communities and if  







          SB 741 (Hill)
          Page 4 of ? 

            adopted, how the technology should be used.  Current law,  
            however, does not guarantee this for the use of cell phone  
            intercept technology by local law enforcement agencies.   
            Throughout the state, local governments and law enforcement  
            agencies have been adopting the use of cell phone intercept  
            technology without providing an opportunity for community  
            input. 

            The technology, which can be used to mimic a cell phone tower  
            and intercept cell phone information, including locational  
            data, is growing more common.  According to the most recent  
            data, at least 11 local jurisdictions in California have  
            purchased the technology.  None of the local governments have  
            allowed public input or adopted publicly available policies  
            governing the use of the cell phone tracking technology.

            SB 741 would prevent local governments from authorizing cell  
            phone intercept technology unless use of the technology is  
            approved by a resolution or ordinance at a regularly scheduled  
            public meeting at which community members are afforded an  
            opportunity to comment on the proposed resolution or  
            ordinance.  The proposed resolution or ordinance must include  
            a privacy and usage policy pertaining to when the technology  
            may be employed, how the data is to be used, how the data will  
            be protected from unauthorized disclosure and disposed of once  
            it is no longer needed.  If the resolution or ordinance is  
            approved, the legislation requires the local agency to post  
            the privacy and usage policy on its website.




           2.Fundamental Right to Privacy  

          The right to privacy is a fundamental right protected by Section  
          1 of Article I of the California Constitution.  This  
          constitutional right to privacy restricts the government and  
          others from infringing upon legally protected privacy interests  
          of California residents.   The California Supreme Court has  
          found that "[l]egally recognized privacy interests are generally  
          of two classes: (1) interests in precluding the dissemination or  
          misuse of sensitive and confidential information (informational  
          privacy); and (2) interests in making intimate personal  
          decisions or conducting personal activities without observation,  
          intrusion, or interference (autonomy privacy).  (Hill v.  







          SB 741 (Hill)
          Page 5 of ? 

          National Collegiate Athletic Assn. (1994) 7 Cal.4th 1, 35  
          [internal quotation marks omitted].)  Information and data  
          collected by an IMSI catcher falls into the "informational  
          privacy" class of protected privacy interests.

          The Court has held that "[i]nformational privacy is the core  
          value" furthered by the constitutional right of privacy.  (Id.)   
          "A particular class of information is private when  
          well-established social norms recognize the need to maximize  
          individual control over its dissemination and use to prevent  
          unjustified embarrassment or indignity.  Such norms create a  
          threshold reasonable expectation of privacy in the data at  
          issue."  (Id.)  The Court has held that "the usual sources of  
          positive law governing the right to privacy -- common law  
          development, constitutional development, [and] statutory  
          enactment"-- illuminate "[w]hether established social norms  
          safeguard a particular type of information . . . from public or  
          private intervention."  (Id. at 36.)  

          Recent Fourth Amendment jurisprudence strongly indicates that  
          locational data of the type collected by International Mobile  
          Subscriber Identity catchers (IMSI catchers) falls within a  
          class of information safeguarded by established social norms.   
          In United States v. Jones (2012) 132 S. Ct. 945, the U.S.  
          Supreme Court examined the significant privacy concerns raised  
          by locational tracking technology.  The Jones case considered  
          whether the attachment of a Global Positioning System (GPS)  
          tracking device to an individual's vehicle, and the subsequent  
          use of that device to track the vehicle's movements on public  
          streets, constituted a search within the meaning of the Fourth  
          Amendment.  In her concurring opinion, Justice Sotomayor made  
          the following observations:

            Awareness that the Government may be watching chills  
            associational and expressive freedoms.  And the Government's  
            unrestrained power to assemble data that reveal private  
            aspects of identity is susceptible to abuse.  The net result  
            is that GPS monitoring--by making available at a relatively  
            low cost such a substantial quantum of intimate information  
            about any person whom the Government, in its unfettered  
            discretion, chooses to track--may alter the relationship  
            between citizen and government in a way that is inimical to  
            democratic society.

            I would take these attributes of GPS monitoring into account  







          SB 741 (Hill)
          Page 6 of ? 

            when considering the existence of a reasonable societal  
            expectation of privacy in the sum of one's public movements.   
            I would ask whether people reasonably expect that their  
            movements will be recorded and aggregated in a manner that  
            enables the Government to ascertain, more or less at will,  
            their political and religious beliefs, sexual habits, and so  
            on.  (United States v. Jones (2012) 132 S. Ct. 945, 955-956  
            [internal citations and quotation marks omitted].)

          Use of an IMSI catcher to track the location of a mobile  
          cellular telephone - and, by extension, its owner - is arguably  
          more invasive than GPS tracking of a vehicle's movements on  
          public streets.  As some commentators have noted, the swathe of  
          data collected by an IMSI catcher is considerably broader than  
          that collected by a GPS tracker.  According to the Electronic  
          Frontier Foundation:

            A Stingray-which could potentially be beamed into all the  
            houses in one neighborhood looking for a particular signal-is  
            the digital version of the pre-Revolutionary war practice of  
            British soldiers going door-to-door, searching Americans'  
            homes without rationale or suspicion, let alone judicial  
            approval. . . . And when police use a Stingray, it's not just  
            the suspects' phone information the device sucks up, but all  
            the innocent people around such suspect as well.  Some devices  
            have a range of several kilometers, meaning potentially  
            thousands of people could have their privacy violated despite  
            not being suspected of any crime.  (Stingrays: The Biggest  
            Technological Threat to Cell Phone Privacy You Don't Know  
            About  
             [as of May 4,  
            2015].)

          Additionally, unlike other law enforcement surveillance tools  
          such as Automated License Plate Readers and GPS trackers, IMSI  
          catchers are not limited to operating in public places where an  
          individual's expectation of privacy is arguably diminished.  As  
          a federal court in California recently observed, "a cell phone  
          can accompany its owner anywhere.  Thus the exposure of the cell  
          site location information can convert what would otherwise be a  
          private event into a public one. . . A cell phone user's  
          reasonable expectation of privacy in his or her location is  
          especially acute when the call is made from a constitutionally  
          protected area, such as inside a home."  (U.S. v. Elijah Cooper,  







          SB 741 (Hill)
          Page 7 of ? 

          Order Denying Defendant's Motion to Suppress (Dkt. 117),  
          3:13-cr-00693-SI [filed Mar. 2, 2015].)

          This bill seeks to bring some transparency to the use of IMSI  
          catchers by requiring local agencies to secure approval of their  
          legislative bodies before using or acquiring these devices.   
          During the approval process, this bill would require a local  
          agency to disclose its usage and privacy policies governing how  
          it will employ these devices.  However, without additional  
          guidance, these policies may not be sufficient to ensure that  
          the use of an IMSI catcher does not violate the constitutional  
          right to privacy.  In order to provide additional guidance to  
          local agencies about the proper use of these devices and to  
          ensure that local agency use and privacy policies appropriately  
          respect individuals' privacy and civil liberties, the author  
          offers the following amendments.
             Author's Amendments  :

            On page 2, between lines 17 and 18, insert:

            (c) (1) Implement and maintain a usage and privacy policy in  
            order to ensure that the collection, use, maintenance,  
            sharing, and dissemination of information and data gathered  
            through the use of cellular communications interception  
            technology is consistent with respect for individuals' privacy  
            and civil liberties.  This usage and privacy policy shall be  
            available in writing, and, if the local agency has an Internet  
            Web site, the usage and privacy policy shall be posted  
            conspicuously on that Internet Web site.

            (2) The usage and privacy policy shall, at a minimum, include  
            all of the following:
               (A) The authorized purposes for using cellular  
               communications interception technology, and for collecting  
               information or data using such technology.
               (B) A description of the employees who are authorized to  
               use, or access information or data collected through the  
               use of, cellular communications interception technology.   
               The policy shall identify the training requirements  
               necessary for those authorized employees.
               (C) A description of how the use of cellular communications  
               interception technology will be monitored to ensure  
               compliance with all applicable privacy laws and a process  
               for periodic system audits.
               (D) A description of reasonable measures that will be used  







          SB 741 (Hill)
          Page 8 of ? 

               to ensure the accuracy of information or data gathered  
               through the use of cellular communications interception  
               technology and a process to correct errors.
               (E) A description of how the local agency will comply with  
               the security procedures and practices implemented and  
               maintained pursuant to subdivision (b).
               (F) The length of time information or data gathered through  
               the use of cellular communications interception technology  
               will be stored or retained, and the process the local  
               agency will utilize to determine if and when to destroy  
               stored or retained information or data.
               (G) The official custodian, or owner, of information or  
               data gathered through the use of cellular communications  
               interception technology and which employees have the  
               responsibility and accountability for implementing  
               subdivision (b) and this subdivision.
               (H) The purpose of, and process for, sharing or  
               disseminating information or data gathered through the use  
               of cellular communications interception technology with  
               other persons.  The policy shall also identify how the use  
               or further sharing or dissemination of such information or  
               data will be restricted in order to ensure respect for  
               individuals' privacy and civil liberties.

            On page 2, strike lines 29 through 30, strike page 3 in its  
            entirety, and insert: "of the local agency as required by  
            subdivision (c)."
           3.Data Security
           
          As discussed in Comment 2, the type of information collected  
          through the use of an IMSI catcher is highly sensitive.   
          Locational data taken from a mobile cellular telephone,  
          especially over time, can be used to determine the owner's  
          political and religious beliefs, known associates, frequented  
          places, and even their medical conditions.  Before a local  
          agency can obtain authorization to use an IMSI catcher, this  
          bill would require the legislative body approving the use or  
          acquisition of such a device to formulate a use and privacy  
          policy describing how data collected by the device would be  
          protected from unauthorized disclosure.  However, the bill does  
          not impose any direct requirements to ensure that collected data  
          is protected from misuse or data breach with appropriate  
          safeguards.  To ensure that data collected using an IMSI catcher  
          remains confidential and is protected from unauthorized access  
          or use, the author offers the following amendments that would  







          SB 741 (Hill)
          Page 9 of ? 

          require local agencies to implement and maintain specific  
          security procedures to safeguard this data.

             Author's Amendment  :

            On page 3, between lines 17 and 18, insert:

            (b) Every local agency that operates cellular communications  
            interception technology shall do all of the following:
               (1) Ensure that information and data gathered through the  
               use of cellular communications interception technology is  
               protected with reasonable operational, administrative,  
               technical, and physical safeguards to ensure its  
               confidentiality and integrity.
               (2) Implement and maintain reasonable security procedures  
               and practices in order to protect information and data  
               gathered through the use of cellular communications  
               interception technology from unauthorized access,  
               destruction, use, modification, or disclosure.

           4.Pending Litigation
           
          In the past, this Committee has raised concerns about bills that  
          interfere with pending litigation.  Any such interference could  
          result in a direct financial windfall to a private party,  
          prevent a court from deciding an action based upon the laws in  
          place at the time the cause of action accrued, or create a  
          situation where the legislative branch is used to circumvent the  
          discretion and independence of the judicial branch.

          The author has informed the Committee that the Electronic  
          Frontier Foundation (EFF) is engaged in litigation with the  
          United States over an alleged failure to release documents  
          related to IMSI catchers pursuant to a federal Freedom of  
          Information Act (FOIA) request.  This bill is unlikely to impact  
          that litigation since it does not impact FOIA, or the  
          withholding or production of documents related to IMSI catchers.  
           To the extent the usage and privacy policies that must be  
          implemented under this bill would require the disclosure of  
          information also subject to EFF's FOIA litigation, the  
          disclosures required by this bill would be prospective only.   
          Under California law, "a statute may be applied retroactively  
          only if it contains express language of retroactivity or if  
          other sources provide a clear and unavoidable implication that  
          the Legislature intended retroactive application."  (Myers v.  







          SB 741 (Hill)
          Page 10 of ? 

          Philip Morris Companies, Inc. (2002) 28 Cal.4th 828, 844.)  This  
          bill neither contains express retroactivity language, nor  
          provisions evincing a clear Legislative intent that it should be  
          given retroactive effect.  Consequently, were it to be enacted,  
          this bill would likely have no legal impact on the claims or  
          defenses at issue in EFF's FOIA suit.

           5.Opposition Concerns
            
           The Citizens for Criminal Justice Reform (CCJR) states that they  
          are opposed to this bill because it "grants too much power to  
          local municipalities and does not go far enough to protect the  
          private data of unsuspecting citizens."  They state that "[l]aw  
          enforcement use of cell phone intercept technology absent a  
          warrant or probable cause . . . is ipso facto unconstitutional,"  
          and that "leaving the implementation of such technology to be  
          determined by local municipalities will result in inconsistency  
          throughout the state and adversely impact the lawful privacy  
          expectations of transient citizens."  

          To ensure that aggrieved parties are able to redress harms  
          caused by a local agency's unlawful use or implementation of  
          IMSI catcher technology, the author offers the following  
          amendments to provide a right of action to challenge a local  
          agency's non-compliance with the provisions of this bill.

             Author's Amendment:
             
            On page 3, after line 6, insert:

            (d) In addition to any other sanctions, penalties, or remedies  
            provided by law, an individual who has been harmed by a  
            violation of this title may bring a civil action in any court  
            of competent jurisdiction against a person who knowingly  
                                                                 caused that violation.  The court may award a combination of  
            any one or more of the following:
               (1) Actual damages, but not less than liquidated damages in  
               the amount of two thousand five hundred dollars ($2,500).
               (2) Punitive damages upon proof of willful or reckless  
               disregard of the law.
               (3) Reasonable attorney's fees and other litigation costs  
               reasonably incurred.
               (4) Other preliminary and equitable relief as the court  
               determines to be appropriate.








          SB 741 (Hill)
          Page 11 of ? 

          The California Police Chiefs Association, in opposition, writes  
          that this bill "would prohibit a local agency from borrowing a  
          StingRay from a neighborhood agency for a specific investigation  
          if the borrowing agency did not yet have an adopted city  
          resolution or ordinance," compelling them "to use alternative,  
          less effective, technologies."  Similarly, the California State  
          Sheriffs' Association, also in opposition, states that "this  
          measure unduly interferes with the ability of independently  
          elected constitutional officers to deploy the latest technology  
          when investigating and prosecuting criminals," and that this  
          bill may "[alert] criminal enterprises of a specific type of  
          technology that would be deployed by a sheriff's department."


           Support  :  Bay Area Civil Liberties Coalition; Media Alliance;  
          Small Business California

          Opposition  :  Citizens for Criminal Justice Reform; California  
          Police Chiefs Association; California State Sheriffs'  
          Association

                                        HISTORY
           
           Source  :  Author

           Related Pending Legislation  :  None Known

           Prior Legislation  :  None Known

           Prior Vote  :  Senate Governance and Finance Committee (Ayes 7,  
          Noes 0)

                                   **************